Read the full judgment text of CACV 103/2016 on BabelCite. This Court of Appeal judgment was delivered on 8 June 2017.
1. Since 2011, regulated activities under the Securities and Futures Ordinance [“SFO’] Cap 571 as specified in Schedule 5 Part 1 of the Ordinance include providing credit rating services (listed as Type 10 activities in Part 1). “Credit ratings” is defined in Part 2 of Schedule 5 as follows:
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