Read the full judgment text of CACV 228/2016 on BabelCite. This Court of Appeal judgment was delivered on 25 February 2019.
1. The Market Misconduct Tribunal (‘the Tribunal’) found the appellant, Mr Andrew Left (‘Mr Left’) culpable of market misconduct for having contravened section 277(1) of the Securities and Futures Ordinance (Cap. 571) (‘the Ordinance ’) and imposed the following penalties on him, namely, a ‘cold shoulder’ order from any dealings in the Hong Kong financial market for five years; a ‘cease and desist’ order that he shall not again perpetrate any conduct which constitutes the form of misconduct iden
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