Gdml v. Ejr
Read the full judgment text of FCMC 11629/2017 on BabelCite. This Family Court judgment was delivered on 7 March 2019 before Her Honour Judge Sharon D. Melloy.
Matrimonial Causes – Expert Evidence – Access Order – Maintenance Pending Suit – Litigation Funding – Single Joint Expert – Redaction – Best Interests of Child – Whether expert report should be expunged – Whether access order should be varied – Whether maintenance and litigation funding should be increased – Expert report remains redacted; Access order dismissed; Maintenance HK$50,000/month; Litigation funding HK$215,000/month for 6 months
Legal issues: Expunging Single Joint Expert’s report · Variation of interim access order · Maintenance pending suit and litigation funding
Outcome: Expert report remains redacted; Access order unchanged; Maintenance increased; Litigation funding granted temporarily
Cited by 2 cases · Cites 2 cases
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FCMC 11629 / 2017 [2019] HKFC 65 IN THE DISTRICT COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION MATRIMONIAL CAUSES NUMBER 11629 OF 2017 ----------------------------
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------------------------------------------------ RULING ------------------------------------------------ Introduction 1.There are three applications all filed by the Respondent mother that now require adjudication; a summons dated the 25 October 2018 seeking to expunge a Single Joint Expert’s report together with an Addendum, from the court file; a summons dated the 2 November 2018 seeking to vary the order for interim access dated 10 May 2018 and an application for maintenance pending suit/interim maintenance together with an application for litigation funding also dated the 2 November 2018. An urgent application made by the mother to take the children to Australia over the Christmas holiday period was dealt with by way of a Memo dated the 14 December 2018. The mother’s application was refused. 2.I intend to deal with these applications in the order that they were argued before me and as set out above. The history of this litigation can be found in brief in the court’s Ruling of the 10 May 2018. Reference should be made to that Ruling as necessary. Expunging the Single Joint Expert’s report from the court file 3.Dr B filed a Single Joint expert’s report entitled a “Parenting Evaluation” on the 1 May 2018 followed by a short Addendum on the 15 May 2018. This was a report that had been agreed to by the parties and consequently it did not form part of a court order. It is clear from the communications between solicitors that it was agreed that Dr B’s brief was to prepare a Clinical Psychological report on the parties themselves. This was sensible given that there were and continue to be concerns about the psychological wellbeing of each of the parties. In his e-mail of the 12 February 2018 Dr B confirmed that the “evaluation will explore the psychological condition of each party as it pertains to their current custody dispute”. In the report he reiterates that the purpose of the report was to “render an expert opinion regarding the psychological wellness and fitness to parent of each of [the parties]”. Therefore, it was understood that Dr B would not make any recommendations with respect to residency (i.e. care and control), nor would he make any assessment with respect to the children themselves. The focus of the report was on the parents only. 4.Consequently, and as one might expect in such circumstances, it was agreed that Dr B would have sight of a number of court documents. In terms of the process Dr B had indepth interviews with both of the parties and they each underwent psychological testing – namely they each took the Minnesota Multiphasic Personality Inventory – 2 (MMPI-2) and the Million Clinical Multiaxial Inventory-4 (MCMI-IV). In addition, he asked each party if they had any collateral information that they would like to rely upon. He then had a final interview with each of them, when he gave each parent an opportunity to comment, inter alia, on some of the more difficult aspects of his proposed report. The law 5.The law is not in dispute. Reference may be made to Order 38 rule 4 A as appropriate. It is also accepted that the court has the power to exclude a piece of expert evidence at an interlocutory stage, but clearly that is a power that must to be exercised with some caution. (See Re Estate of Au Kong Tim, [2015] HKEC 2404). Further an expert witness should not become the advocate of one or the other of the parties, nor should he (or she as the case may be) enter into the arena of the court and make findings of fact. (See Singh Arjun v The Secretary for Justice [2014] 2 HKLRD 678). 6.In an appeal from this court namely LYAG v YSG (YX) (Expert Evidence: Children), believed to be unreported, the Hon Chu JA proffered the following additional guidance:
7.In addition, Mr Pilbrow, S.C for the mother referred to two cases in his written submission. He referred to DanielsνWalker [2000] 1WLR 1382, Lord Woolf MR said:
8.Later in CosgroveνPattinson [2001] C.P. Rep. 68, Neuberger J referred to a number of general considerations to be taken in to account when calling for further evidence, saying:
Discussion 9.In this instance the mother asks that Dr B’s report be removed from the court file in its entirety. In its stead she asks that Dr J (and her team) prepare a further psychological assessment on the parties, together with a parenting evaluation on both of them together with a report on the psychological wellbeing of the children. 10.The mother’s main complaint is that Dr B made some findings of fact in his report and that as a result he became an advocate for the father. In addition, she accuses him of bias. 11.Ms Irving, for the father, says that the mother wishes the report to be removed from the court file simply because she does not like its findings. She points out that the report also makes some unfavourable references to the father and that the more sensible way forward would be for Dr B to be cross examined on his report at trial. 12.I have now had an opportunity to reread Dr B’s report and his Addendum. It is a detailed report and in the main it simply records what the parties have said. In other words, it reports much of the interviews verbatim. It also comments on the outcome of the two tests. 13.Working backwards I do not accept that Dr B has shown any evidence of bias. The allegations of bias mainly centre on the two tests and Dr B’s analysis of the outcomes. If the mother wishes to challenge these aspects of the report then it seems to me that she should be able to do so by calling her own expert to challenge Dr B’s report and/or to cross examine Dr B, as her legal team deem appropriate. 14.Unfortunately, it is not so easy to deal with the allegations of “fact finding”. I accept that towards the end of the report and particularly in the section marked “Final Interviews”, Dr B makes a number of “findings”. With respect, I agree that it is not open for him to make such “findings”. These are listed in Appendix 1 attached to Mr Pilbrow’s submission. In particular Dr B states that a number of factual allegations are “founded”. I accept that these references should be removed and I have therefore taken the liberty of redacting Dr B’s report and his Addendum as attached. I do not though accept that this is a sufficient reason for all of Dr B’s report and his Addendum to be expunged from the court file. In all other respects this seems to be a wholly sensible report that has been undertaken in a standard fashion. I can see no reason for Dr J and her team to repeat this process, which will be both time consuming and expensive. 15.As indicated above however, I also accept that it is generally open for either of the parties to challenge Dr B’s report, (now in its redacted form), if they should so choose. The father has already indicated that he would have no difficulty in being involved in the production of a further report. Ultimately however, that is a matter for him. 16.Finally, I also accept that I am likely to be assisted by a report being prepared on the psychological wellbeing of the children. It seems to me that conversely this should be in the form of a Single Joint Expert report. It goes without saying that the same psychologist or team of psychologists cannot be used to both challenge Dr B’s report on behalf of the mother and to prepare a Single Joint Expert’s Report on the children. 17.Both the psychologist used to challenge Dr B’s redacted report and Addendum and the SJE for the children shall be shown all of the materials originally shown to Dr B, plus his redacted report and Addendum together with the mother’s updated affidavit. It is a matter for the parties’ solicitors if they feel that any other evidence would be of any assistance to the new experts. Costs 18.Given that this is essentially an interlocutory application that concerns the ultimate arrangements for the two children of the family I shall make an order nisi to be made absolute in 14 days time, that there shall be no order as to costs of this application. Variation of access 19.In the mother’s summons dated the 2nd November 2018 she asks for an order in the following terms:
20.In accordance with the court order dated the 10 May 2018 the mother currently has access as follows:
I am told that this arrangement has been altered slightly by agreement. The law on children 21.The law governing applications concerning children in Hong Kong can be found at section 19 Matrimonial Proceedings and Property Ordinance, Cap. 192 where it is stated that the court has the power to make such order as it thinks fit for the education and custody of children under the age of 18 years. 22.The general principles governing such applications are set out in s.3 of the Guardianship of Minors Ordinance, Cap. 13, which refers to the best interests of the child as being the first and paramount consideration of the court. 23.Section 48C Matrimonial Causes Ordinance, Cap. 179 adds that
Discussion 24.I am not minded to accede to the mother’s request. As I have stated in my Ruling of the 10 May 2018, this is an unusual case where very significant allegations have been made against the mother with respect to her alleged neglect of the children. The court’s primary role in a situation such as this is to assess the potential risk attached to her care giving going forward. It is suggested by Mr Pilbrow that the risk must be very much reduced given that we are in the middle of litigation and that the mother will not do anything to “risk criticism”. Unfortunately, I am not convinced that this will necessarily ensure the safety of the children, especially given the more recent incident with Ms L. I also remain concerned about the mother’s mental health. 25.As things stand at present the mother has contact with the children every day, save for Sunday – i.e. she has the care of them every day after school and for one night and for one day of the weekend. All access is currently supervised, but other than that on the face of it this is very much a shared care regime. I do not accept that the mother’s proposal whereby she has the children with her for all of the week and either for half of the weekends or alternate weekends, would be acceptable, even if this case did not present the difficulties that it does. 26.The mother says that the father is outsourcing his care of the children to a string of third party helpers and that the children are distressed. Time will tell if that is true or not. As things stand at present I tend to accept that there is a regular routine in place that enables the children to see both of their parents on an almost daily basis. Given the current situation that seems to me to be an optimal interim arrangement. 27.Consequently, the order of the 10 May 2018 shall remain in place. The mother’s summons on the children dated the 2 November 2018 shall be dismissed. As this is a children’s application there shall be an order nisi to be made absolute in 14 days time that there shall be no order as to costs in so far as this summons is concerned. Maintenance Pending suit, interim maintenance and litigation funding 28.In her second summons of the 2 November 2018 the mother makes a general request for maintenance pending suit, interim maintenance and litigation funding. During the hearing I was told that she “only” seeks an additional HK10,000 per month plus she asks that the father pay off her credit card bill of HK$60,000 and that he reimburses her a further HK$100,000. In that context it is worth reiterating that the court cannot make an interim lump sum order. 29.In so far as litigation funding is concerned, the mother has recently changed solicitors and now has a new legal team. The relevance of this will become clearer later. The law Maintenance pending suit/interim maintenance 30.The ordinance states that the only governing principle is that the court shall make such order, as it considers reasonable in all of the circumstances of the case. (See s. 3 MPPO Cap 192). Consequently, applications such as these are approached on a broad-brush basis. A detailed examination of the parties’ means may be examined at a later date at a full ancillary relief hearing if there is no agreement in the meantime.
31.Counsel for the father has also referred me inter alia to the Court of Appeal decision in HJFG v KCY (CACV 127/2011, 28 October 2011, where the following principles were reiterated with respect to maintenance pending suit/interim maintenance applications:
32.In so far as this particular case is concerned the reference to the marital standard of living previously enjoyed by the parties and the ability of the father to pay is particularly pertinent. Discussion 33.The father currently pays for the majority of the mother’s regular monthly expenses including rent, management fees and rates, the domestic helper’s salary, an allowance of HK$2,000 for children related activities and a personal allowance or maintenance of HK$40,000 per month. In addition, the mother is entitled to medical benefits by virtue of the father’s employment. The estimate for these expenses varies between the parties, but on average the father says that they amount to just over HK$140,000 per month. In addition, he has been providing the mother with HK$135,000 per month by way of litigation funding and he has also been wholly responsible for the parties’ mediation costs. Further he pays for all of the children’s direct expenses including their education costs. He also has the expenses associated with running his own household to fund and he is said to be financially responsible for his parents. 34.The father is only able to pay for all of this because he currently earns a substantial amount of money. In round figures he earns approximately HK$650,000 per month gross, which includes a discretionary bonus which is split into 12 monthly instalments. He also receives other bonuses. 35.The difficulty however is that this monthly spend generally exceeds his income, which means delving into savings. 36.The mother asks for an additional sum, in part to cover the cost of the parental coordinator as follows:
37.It seems that the parental coordinator charges HK$3,500 per hour and that the parties are also spending in the region of HK$35,000 per month on this service. The father has indicated that he is prepared to pay the mother HK$45,000 per month as maintenance on the premise that she contributes towards 20% of the parental coordinator costs, as the father wishes the mother to fully engage with the process. On the premise that the parties are spending HK$35,000 per month on the parental coordinator’s fees, 20% of that would amount to HK$7,000 per month. 38.Consequently, and on a broad brush basis, I will round up the mother’s maintenance pending suit to HK$50,000 per month as requested on the premise that she contributes towards 20% of the parental coordinator’s fees to be capped at HK$35,000 per month. I will hold the father to his agreement to also pay for the parental coordinator’s costs otherwise and to continue to pay for the mother’s other monthly expenses as set out in paragraph 33 above, which shall be included in the preamble of the court order as his undertakings. I would also invite the mother to undertake to pay for her 20% share of the parental co coordinator fees. In the absence of that undertaking I will direct that she pays this sum going forward. Litigation funding The law 39.In so far as the law on the funding of litigation costs is concerned, Currey v Currey [2006] EWCA Civ 1338 continues to be routinely applied in Hong Kong. This states inter alia that:
40.There is also a requirement to undertake an overarching enquiry
41.I have some sympathy with the father when it comes to the issue of litigation funding, given that he has been very reasonable in this respect. He has been responsible for the mother’s litigation costs up to date, even though he has been concerned that her spending on lawyer’s fees is excessive. In total he has contributed over HK$3 million towards her costs. The difficulty is that the mother has now changed law firms, which has led to a duplication of costs as the new team has had to read in and to become acquainted with the case generally. The other difficulty is that her former law firm insisted that all of their fees be paid up to date before they were willing to release the file. Again this is understandable. The net net however, is that the mother’s new legal team are without funds and are likely to remain that way for a considerable period of time. The father conversely says that he is willing to continue to contribute HK$135,000 per month towards the mother’s legal costs and that this is reasonable. He says that he should not be held liable for the costs associated with the mother’s change of lawyers – especially as she has gone from one specialist law firm to another. The mother meanwhile says that she owes just over HK$470,000 as at the end of October 2018 and with this in mind she proposes as follows:
42.In considering the Currey principle, I confirm that the applicant mother seemingly has no assets save for some limited savings which have been depleted in any event. She is not currently working and it seems unlikely that she would be able to provide any security for borrowings. It is also clear that she would not be able to obtain the services of her lawyers by offering a charge on the outcome of the litigation. She is also not eligible for legal aid given the high level of financial support afforded to her by the father. In such circumstances I accept that on the face of it she satisfies the Currey test. The difficulty however, is that she has changed lawyers. Notwithstanding this I have somewhat reluctantly decided to allow the sum requested for the period from March 2019 – August 2019. Thereafter the sum for litigation funding shall be reduced back to HK$135,000 per month. If there are any further issues with respect to the funding of the proposed trial, then these will need to be raised initially at the PTR hearing and further directions can then be given as necessary. I should also like at this stage to warn the mother that the court will not be so lenient if she chooses to change law firms again. I make this order now as I am very concerned that the matter should proceed to trial as expeditiously as possible. 43.I shall reserve the costs of this application. Order 44.Upon the Petitioner’s undertakings as set out in paragraph 33 above and also upon his undertaking to pay for the parental coordinators fees capped at HK$35,000 per month. IT IS ORDERED and DIRECTED as follows:
Mrs Frances Irving instructed by Withers for the Petitioner Mr David Pilbrow S.C. instructed by CRB for the Respondent | ||||||||||||||||||||||
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