Re Das Purnima Rani
Read the full judgment text of CACV 85/2019 on BabelCite. This Court of Appeal judgment was delivered on 13 June 2019 before Yuen JA and Lisa Wong J.
Civil appeal – judicial review – non-refoulement claim – Torture Claims Appeal Board – functus officio – withdrawal of appeal – reinstatement – nullity principle – delay – Immigration Ordinance (Cap 115) – Bangladeshi national's non-refoulement claim based on fear of harm from her husband's family in Bangladesh, who disapproved of her Hindu background and her secret marriage to their son – claim rejected by Director of Immigration on grounds of no real risk, availability of state protection and viable internal relocation – applicant withdrew her appeal to the Board by letter dated 7 July 2017 and the Board dismissed it by letter dated 10 July 2017 – applicant then requested the Board to re-open the appeal, relying on HT (Hussain Tasawar) v Betty Kwan – Board refused, holding itself functus officio – applicant filed Form 86 in HCAL 941/2018 out of time by at least 6 months seeking leave to apply for judicial review – Deputy High Court Judge K W Lung refused leave on 8 February 2019, holding there was nothing for the applicant to complain about because the Board had dismissed the appeal upon her own withdrawal – applicant appealed to the Court of Appeal – whether the Board was functus officio upon acceptance of a valid withdrawal and had no jurisdiction to reinstate the appeal – held that once the Board dismisses an appeal upon a valid withdrawal (being a deliberate and informed decision), the appeal is no longer extant and the Board is functus officio with no jurisdiction to take any further step regarding the appeal, and the only remedy is a fresh non-refoulement claim under s 37ZO(2) of the Immigration Ordinance (Cap 115) – whether the applicant's withdrawal of her appeal was a deliberate and informed decision – held that, on her own letter dated 17 August 2017 and her affirmation in support of the Form 86, she made a deliberate and informed decision to withdraw, and her subsequent change of mind could not invalidate the earlier withdrawal, as she failed to identify any new information or explain why she could not have obtained it before – court followed HT (Hussain Tasawar) v Betty Kwan, approved in Ali Usman [2018] HKCA 955, and Ap v Secretary of State for the Home Department [2008] INLR, and rejected adoption of the nullity principle for non-refoulement claims, holding that the Board is a creature of statute with no inherent jurisdiction and the powers under article 48(13) of the Basic Law do not include inherent jurisdiction – whether the Judge erred in refusing leave – held that although the Judge might not have addressed the real issue, the outcome would have been the same – delay in seeking leave for judicial review not decided, as it was unnecessary in light of the substantive conclusion, though the court observed that the six-month delay, in the absence of satisfactory evidence, would in itself have been sufficient to dismiss the application – appeal dismissed.
Legal issues: Whether the Board was functus officio and had no jurisdiction to reinstate a withdrawn appeal · Whether the applicant's withdrawal of her appeal was a valid, deliberate and informed decision
Outcome: Appeal dismissed
Cited by 103 cases · Cites 5 cases
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CACV 85/2019 [2019] HKCA 669 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CIVIL APPEAL NO 85 OF 2019 (On appeal from HCAL 941 of 2018) -----------------------------------
----------------------------------- Before: Hon Yuen JA and Lisa Wong J in Court Date of Hearing: 3 June 2019 Date of Judgment: 13 June 2019 ___________________ J U D G M E N T ___________________ Hon Lisa Wong J (giving the Judgment of the Court): The appeal 1.This is an appeal by the abovenamed applicant, Ms DAS Purnima Rani, against the order made by Deputy High Court Judge K W Lung (“the Judge”) on 8 February 2019 (“the Judge’s Decision”) refusing her leave to commence judicial review proceedings to quash the decision of the Torture Claims Appeal Board (“theBoard”) given on 22 August 2017 (“the Board’s Decision”), which refused to “re-open” the applicant’s appeal against the rejection by the Director of Immigration (“the Director”) of her non-refoulement claim (“NRF Claim”) by a notice of decision dated 23 January 2017 (“the Director’s Decision”). Basis and allegations in support of NRF Claim 2.The basis of the NRF Claim made by the applicant, a national of Bangladesh now aged about 35, is a fear of being harmed or even killed by members of the family of her husband, MD Amit Khan (“Amit”). Such alleged fear is said to arise out of the following circumstances:
Entry into Hong Kong and lodgment of NRF Claim 3.During her hospitalisation for the injuries she sustained during the 2nd abduction, the applicant saw an advertisement for foreign domestic helpers working in Hong Kong. She decided to apply as she had promised her attackers that she would leave the country. In around the beginning of 2014, she travelled to Dhaka where the employment agency was located. She saw Amit before she left for Dhaka. By then, he had returned to his family. That was the last contact she had with Amit. She said at her screening interview that she did not know the whereabouts of Amit. The applicant stayed in Dhaka for a few months unharmed. 4.She arrived in Hong Kong on 4 June 2014 to work as a foreign domestic helper. After her employment contract was prematurely terminated on 7 November 2014, she did not leave within 14 days as required by the law and had overstayed since 22 November 2014. She was arrested by the Immigration Department on 11 February 2015. She raised the NRF Claim by way of written representation on 11 February 2015. She submitted her non-refoulement claim form on 8 July 2016. Director’s Decision 5.In processing the NRF Claim, the Director’s representatives conducted a screening interview with the applicant who had legal representation from the Duty Lawyer Service (“DLS”). 6.The Director’s Decision covered all applicable grounds: torture risk[1], persecution risk[2], “BOR 2” risk[3] and “BOR 3” risk[4]. The Director found the NRF Claim to be unsubstantiated.
Appeal to Board and Board’s Decision 7.The applicant appealed against the Director’s Decision to the Board on 2 February 2017. 8.By a letter dated 7 July 2017 to the Board, the applicant sought to withdraw her appeal. 9.By a letter dated 10 July 2017, the Board informed the applicant that her request for withdrawal of her appeal was accepted and that her appeal was thereby dismissed. 10.Then, by a letter dated 17 August 2017 to the Board, the applicant requested the Board to “re-open” her appeal case, explaining in paragraphs 2 and 4 thereof that:
11.The Board referred to Hussain Tasawar v Betty Kwan, Adjudicator (Torture Petitions) of the Petition Team of the Security Bureau, HCAL 20/2015[5], and held that, following such decision, no further action could or would be taken in relation to the applicant’s appeal because the Board was “functus officio”, meaning that it had no power or authority to deal with the applicant’s appeal after accepting the withdrawal of the same (i.e. the Board’s Decision). Application for leave for judicial review and Judge’s Decision 12.By a Notice of Application for Leave to Apply for Judicial Review (“Form 86”) issued under HCAL 941/2018 on 25 May 2018, which was out of time by at least 6 months, the applicant sought leave to apply for judicial review of the Board’s Decision. 13.By a document entitled “GROUNDS ON WHICH RELIEF IS SOUGHT” and paginated from 5 to 23 attached to the Form 86 (“JR Grounds Document”), the applicant complained under paragraph 8 on page 5 that the Board was in breach of procedural fairness in that it had:
14.Then, at pages 17-19 of the JR Grounds Document, the applicant further suggested that the following failures on the part of the Board had caused it to arrive at a decision which was Wednesbury unreasonable:
15.Further, in the paragraph numbered 9 on page 19, the applicant mentioned the unspecified failures of the assigned duty lawyer, resulting in a lack of, or insufficient, legal representation for her at the first instance. 16.Lastly, in the paragraph numbered 4 on page 20, the applicant stated that it was unfair to her that the Board refused her appeal because she withdrew it before. 17.We pause to observe that with the exception of the last-mentioned ground, the said other contents of the JR Grounds Document do not appear to have anything to do with the present case where there was actually no hearing by the Board of the applicant’s appeal after its withdrawal by the applicant. 18.However, by an affirmation filed on the same date as the Form 86, the applicant did say in paragraphs 10 to 12 on page 4 the following:
19.The Judge’s reasons for refusing leave after an oral hearing can be found in [4] of the Form CALL-1 dated 8 February 2019, [2019] HKCFI 308, as follows:
Appeal to Court of Appeal and grounds of appeal 20.By a notice of appeal filed on 21 February 2019, the applicant appealed against the refusal of leave for judicial review on these grounds:
21.We pause again to note that these grounds (about being found an incredible witness by the Board, lack of clarity of the hearing bundle, and being doubtful about the quality of the interpretation at the hearing) are inapplicable as there was no hearing of the applicant’s appeal by the Board. Her complaint is that the Board refused to “re-open” her appeal for hearing. 22.The applicant then filed a 13-page written submission on 6 May 2019, in which she repeated (in paragraph 13 on pages 5 to 6) her grounds for seeking judicial review as set out in paragraphs 13 to 16 above. However, as in the case of the JR Grounds Document and the notice of appeal, many of the other points made in the written submission are inapplicable to the facts put forward by the applicant in support of the NRF Claim as summarised in paragraph 2 above, or to the issue raised by the Board’s refusal to “re-open” the applicant’s appeal against the Director’s Decision. For example, the applicant asserted that:
23.The applicant appeared in person at the hearing of the appeal on 3 June 2019. She had nothing to add to her grounds of appeal or written submission. Court of First Instance’s role in judicial review in non-refoulement claim 24.The primary decision-makers in a claim for non-refoulement are the Director and the Board. They alone assess the evidence and find facts including those relating to the matters allegedly giving rise to the non-refoulement claim, risk of harm, availability of state protection and viability of internal relocation. The role of the court in judicial review is not to re-assess the non-refoulement claim afresh. The court will scrutinise the Board’s decision, and intervene by way of judicial review, only for errors of law, procedural unfairness or irrationality. See Nupur Mst v Director of Immigration [2018] HKCA 524 at [14(1)]. Court of Appeal’s approach in appeal against refusal of leave for judicial review in non-refoulement claim 25.An appeal against a refusal of leave to apply for judicial review is not the occasion for the Court of Appeal to examine the decision of the Board afresh. What the appellate court is concerned with is the decision of the judge at first instance which is considered in light of the grounds of appeal raised by the applicant. The Court of Appeal shall interfere only if the judge had erred in law, failed to take into account a relevant matter or was otherwise plainly wrong. See again Nupur Mst v Director of Immigration at [14(2)]. Discussion 26.Other than barely asserting that it was unfair for the Board to refuse to reinstate her appeal because she had withdrawn it, the applicant had not identified to the Judge in what way such refusal constituted an error of law, procedural unfairness or irrationality on the part of the Board. 27.Nor has she articulated to this court how the Judge had erred in law, failed to take into account a relevant matter or was otherwise plainly wrong. 28.Nevertheless, we have examined the Judge’s Decision, which was essentially that the applicant could have no complaint about the Board’s dismissal of her appeal against the Director’s Decision, which was made upon her own withdrawal of the appeal. 29.With respect, the Judge might have missed the real point raised by the applicant, which was the Board’s subsequent refusal to reinstate the applicant’s appeal after dismissing it upon the applicant’s withdrawal. The real issue is whether the Board was correct in its view that it was functus, and that in turn depends on whether the applicant’s withdrawal of her appeal was valid. The law on this issue was set out by this court (Lam VP and Barma JA) in Ali Usman [2018] HKCA 955 in which the court approved the judgment of DHCJ Yee in HT (Hussain Tasawar) v Betty Kwan [2017] 2 HKLRD 567. The Board had clearly applied the law as set out in HT as it expressly referred to this case in its refusal to reinstate the appeal. 30.As noted in DHCJ Yee’s judgment dated 17 March 2017, HT appealed to the Board against the Direction’s decision to reject his non-refoulement claim. About a month after he lodged his notice of appeal, HT requested the Board to “cancel” his appeal “as soon as possible”. Consequently, the Board informed HT that it treated his appeal as one that had been disposed of and finally determined and vacated the scheduled oral hearing. However, about another month later, the DLS sent faxes to the Board to give notice of HT’s intention to withdraw the previous withdrawal of his appeal and to proceed with his appeal after its reinstatement. 31.The Board arranged a hearing for HT and the DLS as HT’s legal representative to give evidence and make legal submission in support of HT’s application to reinstate his appeal. The Board refused the application. The Board did not accept HT’s explanation that he mistakenly “cancelled” his appeal due to depression, which was not supported by medical evidence. Even if HT did suffer from depression, there was nothing to show that he did not know what he was doing when he sent his letters to the Board and instructed the DLS to write to the Board to discontinue his appeal. The Board found as a fact that HT acted with the knowledge and intention to bring his appeal procedure to an end (which finding was not challenged in the judicial review). 32.The Board then went on to conclude as a matter of law that:
33.DHCJ Yee dismissed HT’s contentions that the Board had jurisdiction to re-open his validly withdrawn appeal upon his application under:
34.DHCJ Yee further held that the Board can only “reinstate” an invalidly withdrawn appeal to the Board against the Director’s rejection of a non-refoulement claim. He so held by following the decision of the United Kingdom’s Asylum and Immigration Tribunal (“UKAIT”) in Ap v Secretary of State for the Home Department [2008] INLR, in which it was held that the nullity principle used in criminal courts (see paragraph 32(5) above) should also be adopted by the tribunal. The Deputy Judge in fact started his analysis by examining Ap. 35.In Ap, Ap was a Pakistani national seeking asylum and her application was refused in the first instance. She then lodged an appeal with the UKAIT. At the hearing of her appeal, Ap withdrew her appeal through her solicitors orally, which withdrawal was accepted by the presiding immigration judge. Shortly after the hearing, Ap changed solicitors and sought to argue that her former solicitors had not been given valid instruction to withdraw her appeal. She applied to contest the withdrawal and continue with her appeal. The UKAIT ordered a preliminary hearing to determine the validity of Ap’s withdrawal. It was held that the withdrawal was invalid and thus a nullity. Ap’s appeal was allowed to proceed. 36.DHCJ Yee set out at [24] the following summary of the 2 immigration judges’ reasoning and conclusions:
37.DHCJ Yee also found (at [25]-[26]) the following observations of Judge Mackey in [58] of the UKAIT’s judgment in Ap and his reference to R v Medway [1976] 1 QB 779 (in which the English Court of Appeal accepted the nullity principle which is also frequently adopted by the criminal courts in Hong Kong) to be germane to the case before him:
38.Although the Board in HT did not expressly refer to Ap, DHCJ Yee observed that it had in fact followed more or less the same approach in dealing with the application of HT. Even in the absence of a local provision like rule 59 of the Asylum and Immigration Tribunal Procedure) Rules 2005, the Board treated the acceptance of HT’s withdrawal as a potential procedure error and allowed HT to contest the validity of his withdrawal at the hearing and considered such issue. 39.The Board in HT found as a fact that HT acted with the knowledge and intention to bring his appeal to an end when he applied for his appeal to be “cancelled”. Had the Board not made such finding and instead found that the withdrawal was invalid due to HT’s mental condition, DHCJ Yee considered (at [29]) (1) that the Board would have treated HT’s appeal as remaining extant; (2) that there would be no question of re-opening or reinstating his appeal in such a scenario; and (3) that it was only with the said factual finding that the Board considered itself functus officio with no jurisdiction to take any step regarding the appeal. We have to say we are not so sure that the Board would necessarily have reacted in the way expected by the Deputy Judge given its express conclusion that the nullity principle cannot be adopted in non-refoulement claims and is further not consistent with Part VIIC of the Ordinance (see [32(5)-(6)] above). 40.Be that as it may, notwithstanding the differences between the relevant UK rules and the Ordinance, DHCJ Yee agreed with the reasoning in Ap and considered that the same principles should apply in Hong Kong given that the applications dealt with by the UKAIT are very similar in nature to those handled by the Board (see [30]). 41.Once the Board dismisses an appeal against the Director’s refusal of a non-refoulement claim upon a valid withdrawal or abandonment of the appeal by the claimant, in the sense of being the result of a deliberate and informed decision, the appeal is no longer extant and the Board becomes functus officio with no jurisdiction to take any step regarding the appeal. As analysed by DHCJ Yee at [36]-[40] and [47]-[48], s 37V(2)(b) of the Ordinance stipulates that a torture claim rejected by the Director is finally determined when the appeal against it, if one were lodged, was disposed of. Notwithstanding the lack of determination on the merits, the dismissal of an appeal on its withdrawal nevertheless disposed of the appeal. Otherwise, not only would there be no finality in the determination of such claims, much room would be created for abuse by claimants desirous of delaying their removal from Hong Kong by making last minute withdrawals and then subsequently applying for reinstatement of the appeals. 42.The only option left to the claimant who has validly withdrawn his appeal to the Board is to make a fresh non-refoulement claim under s 37ZO(2)[12] if he can fulfil the requirements in sub-ss (a) and (b) thereunder. 43.On the other hand, where a withdrawal or abandonment is invalid, it would logically be a nullity and, as such, could and would have no effect on the appeal which remains extant so that the Board can and should resume processing the same upon the claimant’s application. Quite apart from the nullifying effect of an invalid withdrawal/abandonment, this conclusion also appears to us to follow from applying the high standard of fairness required in handling non-refoulement claims. 44.Applying these principles, first, we do not read the applicant’s letter dated 17 August 2017 to the Board (see paragraph 10 above) or paragraphs 10 to 12 on page 4 of her affirmation in support of the Form 86 (see paragraph 18 above) as contesting the validity of the applicant’s earlier withdrawal of her appeal to the Board against the Director’s Decision. 45.Second and more importantly, as volunteered by the applicant in her said letter and affirmation, she made a deliberate and informed decision in July 2017 to withdraw her appeal. She alleged that she subsequently came into more and/or different information but has failed to identify what that information was, or explained why she did not have (or could not have found) such information when she withdrew her appeal. Her subsequent change of mindcould not, in our view, invalidate her earlier withdrawal of the appeal before the Board. 46.That being the case, while the Judge might not have addressed the real issue raised by the applicant, the outcome would have been the same. 47.In light of such conclusion, it is unnecessary to deal with the applicant’s delay for at least6 months in seeking leave for judicial review, which the Judge likewise did not consider although we are inclined to the view that in the absence of satisfactory evidence to explain the delay, the delay in itself would be sufficient ground to dismiss the application. Disposition 48.For these reasons, we do not propose to interfere with the Judge’s Decision. Accordingly, we dismiss the appeal.
The applicant, unrepresented, appeared in person [1] This is now referred to as a foreseeable and real present risk of torture covered by Part VIIC of the Immigration Ordinance (Cap 115) which is, in brief, defined in s 37U(1) as severe physical or mental pain or suffering inflicted with state consent or acquiescence to obtain information, or as punishment or intimidation or based on discrimination. [2] This refers to a risk of persecution with reference to the non-refoulement principle under article 33 of the 1951 Convention relating to the Status of Refugees and its 1967 Protocol, which is a well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion. [3] This refers to a risk of violation of the right to life under article 2 of s 8 of the Hong Kong Bill of Rights Ordinance. [4] This refers to a genuine and substantial risk of torture or cruel, inhuman or degrading treatment or punishment covered by article 3 of s 8 of the HKBORO. [5] Now reported as [2017] 2 HKLRD 567. [6] Which provides:
[7] Which empowers the Chairperson of the Board to give directions, generally or in a particular case, on the practice and procedure of the Board in hearing and determining an appeal, as long as the direction is consistent with Part VIIC of the Ordinance. [8] Which allows the Board to determine its own procedure in hearing an appeal subject to Part VIIC and any direction of the Chairperson of the Board. [9] Which provides that the Chief Executive can exercise various powers, including that to handle petitions and complaints. [10] See footnote 7 above. [11] See footnote 9 above. [12] See footnote 6 above. |
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