Re Masud Md
Read the full judgment text of CACV 341/2021 on BabelCite. This Court of Appeal judgment was delivered on 7 October 2021 before Hon G Lam JA and Coleman J.
Judicial review – non-refoulement claim – leave to apply for judicial review – appeal from refusal of leave – procedural unfairness – oral hearing – rule in Browne v Dunn – high standard of fairness – whether Board required to put determinative credibility concerns to claimant – Bangladesh national – BNP member – alleged threats and false criminal charges from Awami League supporters – inconsistency between original account of January 2014 protest and later-produced documents concerning a separate April 2014 incident – applicant attended oral hearing but declined to continue giving evidence and refused adjournment – whether Board's adverse credibility findings were procedurally unfair – Court of Appeal principles governing appeals from refusal of leave – enhanced standard of scrutiny in non-refoulement cases – whether rule in Browne v Dunn applies by analogy to Board hearings – Canadian jurisprudence applying Browne v Dunn to refugee proceedings – MS v Torture Claims Appeal Board on fairness in alerting claimant to adverse inferences – section 8 of Schedule 1A to Immigration Ordinance (Cap 115) permitting determination without oral hearing – applicant acting in person – whether reasonably arguable case of procedural unfairness – Deputy Judge failed to take into account reasonable argument of procedural unfairness – appeal allowed – leave to apply for judicial review granted on ground that Board's decision may have been tainted by procedural unfairness or lack of high standard of fairness.
Legal issues: Whether procedural unfairness arose in the Board hearing when the applicant declined to continue giving oral evidence · Whether the rule in Browne v Dunn applies by analogy in non-refoulement claim hearings before the Torture Claims Appeal Board · Whether the Deputy Judge erred in refusing leave to apply for judicial review
Outcome: Appeal allowed; leave to apply for judicial review granted on the ground that the Board's decision may have been tainted by procedural unfairness or lack of the high standard of fairness to which the applicant was entitled.
Cited by 39 cases · Cites 12 cases
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CACV 341/2021 [2021] HKCA 1449 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CIVIL APPEAL NO 341 OF 2021 (ON APPEAL FROM HCAL NO 2816 OF 2018) ________________________
________________________ Before: Hon G Lam JA and Coleman J in Court Date of Hearing: 27 September 2021 Date of Judgment: 7 October 2021 ________________________ J U D G M E N T ________________________ Hon Coleman J (giving the Judgment of the Court): A. Introduction 1.This is an appeal against the decision of Deputy High Court Judge To dated 26 May 2021 [2021] HKCFI 1497, refusing leave to apply for judicial review (“Deputy Judge’s Decision”). The intended judicial review is against the decision of the Torture Claims Appeal Board / Non-Refoulement Claims Petition Office (“Board”) dated 3 December 2018 (“Board’s Decision”). In the Board’s Decision, the Board upheld the decision of the Director of Immigration dated 31 October 2017 (“Director’s Decision”) rejecting the applicant’s non-refoulement claim. 2.On 7 July 2021, the applicant filed a Notice of Appeal against the Deputy Judge’s Decision, after the Deputy Judge granted an extension of time so to do. He has also filed skeleton submissions on 23 August 2021. 3.At the hearing before this Court on 27 September 2021, the applicant was invited to provide information additional to the written materials which had already been provided to the Court. The applicant confirmed that he had nothing further to add and was content for his case to be resolved based on the papers before the Court. At the conclusion of the hearing, judgment was reserved. B. Background 4.The applicant is a national of Bangladesh. He came to Hong Kong in January 2015, he says to seek protection. He was arrested by the police in Hong Kong on 3 January 2015 for being a suspected illegal immigrant and was subsequently referred to the Immigration Department. He lodged his non-refoulement claim on 10 January 2015. 5.The details of the applicant’s original claim, as stated in his non-foulement claim form (“NCF”) dated 9 October 2017 and supplemented by the record of screening interview conducted by an immigrant officer with him dated 24 October 2017, were set out in §§7, 44 to 47, and 59 of the Board’s Decision. His personal background, confirmed by him in the oral hearing before the Board on 15 October 2018, was set out in §40(i) to (iii) of the Board’s Decision. 6.Briefly stated, the applicant’s claim was based on the fear that, if he were to return to Bangladesh, (a) he would be harmed or even killed by Awaimi League (“AL”) supporters due to the applicant’s support and membership in the opposing Bangladesh National Party (“BNP”) and (b) he would also face false charges laid against him by Bangladeshi police, arising from the conflicts between AL and BNP. He provided the following information. 7.The applicant was from the Munshigonj District of Bangladesh. He was a member of the young wing of BNP since 2013. He was promoted to the position of General Secretary of the young wing in January 2014. After the promotion but before the general election which was held on 5 January 2014, the applicant received threats from a man known as Arif that he should either quit BNP or leave the country, or he would be beaten to death. That was the first time he was contacted by Arif. Arif was the President of the student wing of AL and he also lived in the Munshigonj District. Following the general election on 5 January 2014, AL forcefully took power and BNP initiated a large-scale protest. The applicant and other BNP supporters were beaten up by the AL leaders in the protest. The applicant was hospitalized after he was beaten up. The police also framed a “false case of fighting” against him for his participation in the protest. With the threat from Arif and the false case against him in mind, he decided to leave his home in the Munshigonj District and fled to Dhaka to stay with his paternal aunt for a few months. After that, he moved to stay with another aunt, also in Dhaka. The applicant continued to received threatening calls from AL people when he was away from home. From January 2014 to October 2014, he received face-to-face threats about 8 to 10 times. He later made arrangement to travel to Hong Kong via Guangzhou and eventually departed Bangladesh on 1 January 2015. 8.Apparently, subsequent to the screening interview conducted on 24 October 2017, the applicant offered evidence (by submitting copies documents purportedly issued by various Bangladeshi authorities and by way of oral testimony during the Board hearing on 15 October 2018) to the effect that the alleged false charge against him referred to an incident on 25 April 2014 in Munshigonj. As will be seen below, the Board considered this later version as being inconsistent with the applicant’s original evidence in his NCF and his screening interview, and placed substantial weight on it in reaching its decision. C. The Board’s Decision 9.Following the Director’s Decision, the applicant appealed to the Board. In the Board’s Decision, the torture risk[1], the BOR 3 risk[2], the persecution risk[3] and the BOR 2 risk[4] were assessed. The Board rejected the applicant’s non-refoulment claim on all grounds. 10.The appeal before the Board was heard on 15 October 2018. The applicant appeared in person and was assisted by an interpreter qualified in the Bengali and English languages. For reasons explained in §39 of the Board’s Decision, the hearing did not last for long. After the applicant had confirmed some background information and answered a few questions, the applicant indicated he did not want to further participate in the hearing and wished to rely on his written submissions since he was feeling unwell and depressed because of his family and his situation. The Board expressed that it would like to discuss with the applicant matters concerning his claim, including the newly obtained documents regarding the false criminal charges against him in Bangladesh. The Board explored the option of adjourning the hearing but the applicant reiterated that he would prefer to rely on the information already available to the Board. 11.The Board then decided that as the applicant was reluctant to discuss his claim in person, it would consider the claim on the basis of the available information before it and concluded the hearing (§42 of the Board’s Decision). 12.Besides the brief oral evidence given during the Board hearing, it appears that the bulk of the available information before the Board was the written materials which the Board set out in §9 of the Board’s Decision: (a) the applicant’s written representation dated 10 January 2015; (b) his completed NCF dated 9 October 2017, (c) the written record of the screening interview conducted by the immigration officer dated 24 October 2017, (d) the Director’s Decision dated 31 October 2017, (e) the applicant’s Notice of Appeal/Petition dated 10 November 2017, (f) an arrest warrant issued by the Chief Judicial Magistrate in Munshigonj on 26 August 2014 against the applicant, (g) a complaint letter issued on 25 August by the same Magistrate, (h) an “Initial Facts Statement” issued by the same Magistrate on 8 June 2017 and 8 July 2017; (i) a letter to the officer in charge of the Munshiganj police station by a police officer requesting action be taken against the applicant and his associates for a number of alleged criminal offences on 25 April 2014, (j) a letter appeared to be signed by the President of the Bangladesh Nationalist Youth Party, dated 8 August 2017, and (k) country of original information (“COI”) from a variety of sources. Also among the written materials considered by the Board was the appeal statement submitted by the applicant which the Board did not consider to be material to its decision (see §83). 13.Items (a) to (c) were the documents which contained the applicant’s original evidence of his claim, and those together with the COI at item (k) were the evidence before the Director. Items (f) to (j) were translated documents (translated from Bengali to English) concerning criminal charges against the applicant which were only made available to the Board shortly before the hearing. From §59 of the Board’s Decision, it is tolerably clear that items (f) to (j) were only submitted by the applicant after his screening interview and were probably not available to the Director before his decision was made. As for item (i), the letter appeared to be signed by the President of the Bangladesh Nationalist Youth Party, but it is not clear at what stage it was provided by the applicant. 14.The Board found the available information to contain inconsistencies, gaps and a lack of particulars, which it would have liked further to discuss with the applicant. The Board also had doubts as to the provenance and veracity of the translated documents, on which the Board wanted to seek clarification from the applicant. 15.The Board’s concerns ultimately led it to the conclusion that the applicant was not a witness of truth. In §72, the Board stated:
16.As shown in §§40(iv), and 49 to 54 of the Board’s Decision, before the oral hearing was shortly concluded when the applicant declined to participate further, the Board did ask a few questions in an attempt to address some of the Board’s concerns about the applicant’s case. But the Board did not have the benefit of oral evidence from the applicant to clarify the Board’s concerns about the applicant’s claim. 17.It is clear that the applicant’s reluctance to give further oral evidence was fatal to his claim. The Board came to view that the written materials before it, without further clarification or supplement by way of oral evidence from the applicant, were insufficient for it to be satisfied that the applicant had discharged his burden in establishing the facts of his case. The applicant’s refusal to participate in the oral hearing even led the Board to conclude that no weight should be attached to his written assertions (which were mere assertions in the Board’s view). This is clear from §§76 to 78 of the Board’s Decision:
18.The Board summarized its concerns in §§79 to 82:
19.At §83 of the Board’s Decision, after the summary of its key concerns, the Board repeated that “Without further information, the Board is not satisfied the Appellant has established any of the facts he has asserted” (emphasis added). 20.It is not apparent from the Board’s Decision whether the Board’s view was formed before, during or after the Board hearing. From §39 of the Board’s Decision, whilst the Board did tell the applicant that the Board would like to further discuss his claim with him, it does not appear that the applicant was warned that his case was bound to fail unless he continued to participate in the oral hearing. D. The Deputy Judge’s Decision 21.On 10 December 2018, the applicant sought leave from the court to apply for judicial review against the Board’s decision. The Deputy Judge quoted the applicant’s grounds for judicial review at paragraph 22 of the Form CALL-1 ([2021] HKCFI 1497) and set out his reasons for refusal at §§22 to 28:
22.Whilst the Deputy Judge recognized that the applicant’s refusal to given further oral evidence was fatal to the applicant’s claim in the Board’s reasoning, he did not see any grounds of appeal arising from that because it was the applicant’s own choice to rely on the written materials before the Board. E. Grounds of appeal 23.The applicant filed the Notice of Appeal dated 7 July 2021 to appeal from the Deputy Judge’s Decision. His stated grounds of appeal are that he will face hardship if he were to returned to his home country, that the Board significantly relied on news sources which are not officially recognized, or are simply hearsay, or on cases which are outdated considering the dramatic changes, and that the lack of credible sources of information has resulted in the Board making groundless speculations. 24.The applicant lodged written submissions on appeal 23 August 2021. In addition to reiterating the factual background of his claim and repeating the grounds in his Notice of Appeal, the applicant raised a number of arguments which could be summarized below:
F. Discussion 25.Before considering the merits of the grounds of appeal, it is worth repeating the following now well-established salient principles which this Court has adopted in dealing with appeals of non-refoulement cases. 26.First, an application for leave for judicial review is not a rehearing and the court’s role is not to act as an avenue of further appeal. The primary decision makers are the Director and the Board. Though in non-refoulement cases the Court will adopt an enhanced standard in scrutinizing the decision of the Board, the Court should not usurp the role of the Director or the Board, and will only intervene if public law grounds for doing so are established. See: Nupur Mst v Director of Immigration [2018] HKCA 524 at §14; Re Md Shohel Sheak [2018] HKCA 714 at §13. 27.Second, an appeal against refusal of leave for judicial review is not an occasion for the applicants to regurgitate arguments already advanced. The Court of Appeal would only reverse the decision of the Judge if it could be demonstrated that there were errors in law, that the Judge failed to take into account relevant matters, or the decision was otherwise plainly wrong: see United Muslim Association of Hong Kong v Yusuf Yu [2018] HKCA 451 at §§§38 and 39. 28.In other words, the Deputy Judge in this case was not tasked to make primary fact findings of the applicant’s claim. His responsibility was to examine whether the Board made any errors in assessing the applicant’s case. 29.In an appeal against the Deputy Judge’s refusal of leave to apply for judicial review, the Court of Appeal would only examine the Deputy Judge’s Decision in light of the grounds advanced by the applicant. It is not the role of this Court to examine Board’s Decision afresh as if it is a fresh application for judicial review. If no viable ground is put forward to reverse the Deputy Judge’s Decision, the appeal should be dismissed. 30.The applicant’s grounds of appeal as stated in the Notice of Appeal and his skeleton submissions were prepared without the benefit of legal representation. Broadly speaking, the applicant’s grounds of appeal were that there was procedural unfairness, irrationality or error of law in the Board’s Decision and that the Deputy Judge’s failure in taking into account those matters has rendered the Deputy Judge’s Decision unreasonable and erroneous in law. 31.Having carefully considered the materials before this Court, we have come to the view that the Board, in coming to its decision, had not accorded the procedural fairness or high standard of fairness that the applicant was entitled to. Having decided to call an oral hearing and when such hearing was indeed held and attended by the applicant in person, all the rules of fairness that are required in an oral hearing would come into play. 32.One of such rules that may be of relevance is the rule in Browne v Dunn[13]. The rule requires that if a cross-examiner intends to challenge a witness’s evidence on a particular point as being untruth, questions must be put to him to give him notice that his credibility on that evidence would be impeached. The essence of the rule is that where it is intended to suggest that a witness is not speaking the truth or is lying on a particular point, or if there is an intention to impeach the credibility of the evidence of the witness, this should be pointed out to him, so that he may have the opportunity of replying to, explaining or otherwise dealing with the aspect of the evidence, allegations or accusations to which his attention is drawn. If this is not done, the court would not know the explanations or information which the witness might have been able to provide if he had the opportunity to respond. It is not only a rule of professional practice and a rule of conduct to be observed by the cross-examiner, but is essential to fair play and fair dealing with witnesses. Allegations directed against documents produced by a witness are also covered by this rule. 33.There is also no need to put every minute detail of the case to the witness. The question is whether the witness was given notice that some aspects of his evidence would not be accepted or his credibility in that regard would be impeached. 34.We are not aware of any Hong Kong cases in which the Court explicitly held that the rule in Browne v Dunn should be observed in proceedings before the Board. However, the rule has been expressly applied by analogy by the courts in Canada in applications for judicial review of decisions by their Refugee Protection Division of the Immigration Refugee Board: see Torishta v Canada (Citizenship and Immigration), 2011 FC 362, at §13; recently followed in Abdelrahman v Canada (Citizenship and Immigration), 2021 FC 527 at §§19-20. 35.Further, in MS v Torture Claims Appeal Board [2021] HKCA 979, without explicitly invoking the rule in Browne v Dunn, this Court held that, as a matter of fairness, a claimant should be made aware of the point if the Board were to draw an adverse inference from the claimant’s behaviour in conducting his claim. There, the claimant made an application for adjournment during the hearing before the Board on the basis that he had a headache. The Board came to the view that the application was a “stalling tactic” and the general credibility of the claimant was undermined because of that. In §27, this Court held that it was reasonably arguable that:
36.In any event, since the rule in Browne v Dunn is essentially a rule of fair play and professional practice as at present advised we can see no reason why it should not by analogy apply in non-foulement claim hearings which require a high standard of fairness. 37.In concluding that the applicant was “not a witness of truth” (§72) that “without further information, the Board is not satisfied that the Appellant has established any of the facts he has asserted” (§83), it seems the Board meant that it disbelieved the truth of the applicant’s account of events personal to himself and the authenticity of the documents be submitted, but not the general factual background of political violence in Bangladesh asserted by him. Indeed, at §68 of the Board’s Decision, the Board accepted on the independent COI that politically motivated violence occurs in Bangladesh and especially around the time of general elections, and that political opposition members were reportedly actively targeted by the government following the general election in 2014 and some were arrested. 38.As reflected in §§49 to 60 of the Board’s Decision, it appears that the Board was able to ask questions regarding two aspects of the evidence: (1) the timing of and the reasons for the applicant’s application for his first passport and China visa and (2) the timing of the incident leading to the alleged false criminal charge(s). Even then, though with the benefit of hindsight and from the Board’s perspective one would perhaps be able to tell the inconsistencies that generated the lines of questioning, it is far from certain that the applicant would be able to appreciate the specific points of concern held by the Board. But it does not appear that the Board had expressly pointed out even in general terms the perceived inconsistencies or the conclusions which might be drawn, and we do not think the perceived inconsistencies are incapable of intelligible explanation. 39.Further, other than on those two areas, it seems that no other questions were put by the Board to the applicant (because the hearing was concluded). Nor was his attention drawn to other perceived inconsistencies, gaps, lack of particulars in the applicant’s asserted facts (based on an assessment on the written materials before the Board) to alert the applicant to the fact that, essentially, his entire account of events including the translated documents would not be accepted by the Board unless he continued to answer questions in the oral hearing. 40.As shown in §§23 to 25 of the Deputy Judge’s Decision, he was aware that the applicant’s refusal to answering questions raised by the Board was detrimental to the applicant’s case. But he considered that, in light of the applicant’s declining to participate in the oral hearing, there was nothing improper for the Board to make its assessment based on the available written materials and to reach the conclusion as it did. 41.We bear in mind that, as provided by section 8 of Schedule 1A to the Immigration Ordinance Cap 115, the Board may determine an appeal without a hearing if the Board, having regard to the material before it and the nature of the issues raised, the Board is satisfied that the appeal can be determined without a hearing. Therefore, the Board is not mandated to order an oral hearing or to request oral evidence from the applicant. We also note that if a claimant fails to appear in a scheduled hearing before the Board, the Board could still proceed to assess the primary facts asserted by the claimant based on the papers before it and to make a decision: see, for example, Re Hidayah [2018] HKCA 595 at §15. 42.In the present case, since it was the applicant who declined to give further oral evidence or to adjourn the hearing, it might be said that the oral hearing was stopped at the request of the applicant, so that the Board should be entitled to proceed to a determination based on the papers and whatever little oral evidence was provided by the applicant before the hearing was concluded. Nothing said above is intended to derogate from the principle that while the exercise is one of joint endeavour it remains for the applicant to make his case, or from the need for the applicant, in discharging his burden, to cooperate and provide all necessary information including by answering questions put to him. It is not the Board’s role to assist the applicant in establishing his claim; its role is to ensure that the claim is fairly processed. What fairness demands will depend on the facts of each case. 43.We acknowledge that the Board was perhaps in a difficult position. The Board clearly wished to raise matters with the applicant, and was frustrated in its attempt to do so. But the Board still apparently did not explicitly put to the applicant questions on matters which were in its view determinative – such as the inconsistency in respect of the false charges, the events occurring in January and April 2014, the provenance and authenticity of the translated documents, as well as the COI related to provenance and authenticity of the translated documents. 44.Therefore, on the particular facts of this case, we think it reasonably arguable that a procedural unfairness occurred, because:
G. Conclusion 45.To meet the threshold for granting leave to apply for judicial review, the applicant has to show reasonable arguablility, and we have come to the decision that that threshold was met. The Deputy Judge erred in refusing leave in that he failed to take into account the reasonable argument of the procedural unfairness we have identified above. We think that argument is a proper one to raise within the broadly drafted grounds 3 and 4 set out in the Form 86. 46.We will allow the appeal and grant leave to apply for judicial review on the ground that the Board’s Decision may have been tainted by procedural unfairness or the lack of high standard of fairness to which the applicant was entitled.
The applicant acting in person [1] This refers to the risk of torture under Part VIIC of the Immigration Ordinance, Cap 115. [2] This refers to the risk of torture or cruel, inhuman or degrading treatment or punishment under article 3 of section 8 of the Hong Kong Bill of Rights Ordinance, Cap 383. [3] This refers to the risk of persecution with reference to the non-refoulement principle under article 33 of the 1951 Convention relating to the Status of Refugees and its 1967 Protocol. [4] This refers to the risk of violation of the right to life under article 2 of section 8 of the Hong Kong Bill of Rights Ordinance, Cap 383. [5] cacv 2/2018, (unreported) 23 March 2018 [10] (2004) 7 HKCFAR 187 [11] HCAL 51 of 2007, (unreported) 5 December 2008 [12] [2018] HKCA 524 at para 14(1) [13] (1894) 6 R 67 (HL) (28 Nov 1893) |
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