Ina Astuti and Others v. Torture Claim Appeal Board/ Non Refoulement Claims Petition Office
Read the full judgment text of CACV 331/2020 on BabelCite. This Court of Appeal judgment was delivered on 28 March 2022 before Barma JA, Au JA, Coleman J.
Administrative law – non-refoulement claims – judicial review – leave to apply – whether Board hearing is appeal or hearing de novo – whether Board obliged to consider matters beyond notice of appeal – non-refoulement claims by minor children – whether claims must be separately assessed – whether Board's assessment of internal relocation was adequate – Indonesian applicant and her two minor children born in Hong Kong – apostasy from Islam to Christianity – adultery – mixed-race children born out of wedlock – fear of harm from estranged husband ZM – alleged corruption of Indonesian police – Director's rejections – Board's dismissal of appeal – Deputy High Court Judge's refusal of leave – Court of Appeal allowing appeal. Whether the Board was obliged to consider issues not raised in the applicants' notice of appeal but which had been considered by the Director – held, the Board hearing is a hearing de novo, not strictly an appeal, requiring the Board to consider all the material placed before it, and the Board's decision supersedes that of the Director, so the Board is not confined to the contents of the notice of appeal. Whether the Board erred in law by deciding the minor children's claims as a composite claim with the 1st applicant's claim – held, following Fabio Arlyn Timogan and Re Jasvir Singh, non-refoulement claims by children, even if based on the same primary facts, are separate and must be considered having regard to the personal circumstances of each child; dismissal of a parent's claim should not automatically lead to dismissal of the children's claims without further and distinct consideration; ill-treatment that does not reach the level of persecution in the case of an adult may do so in the case of a child. Whether the Board had properly assessed the viability of internal relocation – held, it is at least arguable that the Board failed to take into account relevant factors, namely the 1st applicant's conversion to Christianity and the existence of the mixed-race, Christian children, which bore on the viability of internal relocation. Outcome: appeals allowed; all three applicants granted leave to apply for judicial review of the Board's Decision dated 21 September 2018; applicants' costs of the appeal to be in the cause of the judicial review; costs of all applicants to be taxed in accordance with the Legal Aid Regulations.
Legal issues: Obligation of the Board to consider issues not raised in the notice of appeal · Separate assessment of the minor children's non-refoulement claims · Adequacy of the Board's assessment of internal relocation
Outcome: Appeals allowed; all three applicants granted leave to apply for judicial review of the Board's Decision
Cited by 14 cases · Cites 9 cases
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CACV 331/2020 [2022] HKCA 448 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CIVIL APPEAL NO 331 OF 2020 (ON APPEAL FROM HCAL 2800/2018) ------------------------
------------------------ Before: Hon Barma JA, Au JA and Coleman J in Court Date of Hearing: 4 March 2022 Date of Judgment: 28 March 2022 ___________________ J U D G M E N T ___________________ Hon Barma JA (giving the Judgment of the court): 1.This is an appeal against the decision of Deputy High Court Judge K W Lung (“the Judge”) given on 12 June 2020 refusing leave to the applicants to apply for judicial review (“the Judge’s Decision”). The intended judicial review was against the decision of the Torture Claims Appeal Board/adjudicator of the Non-Refoulement Claims Petition Office (“the Board”) dated 21 September 2018 (“the Board’s Decision”) dismissing the applicants’ appeal against the decisions of the Director of Immigration (“the Director”) dated 31 July 2015 (“the Director’s 1st Decision”), 6 February 2017 (“the Director’s 2nd Decision”) and 4 January 2018 (“the Director’s 3rd Decision”) rejecting the applicants’ non-refoulement claim. Background 2.The 1st applicant is a national of Indonesia who was born in Desa Sumpiuh, Jawa Tengah, Indonesia. Her religion at birth was Islam. In 1998, she married a man named Zaenal Malik (“ZM”), for whom she bore a son in 1999. The 1st applicant’s family home with ZM was in Village Danasri Lor, Central Java Province, Indonesia (“the Home Village”). 3.The 1st applicant has received around 12 years of formal education up to high school level, and she possesses around 14 years of overseas working experience as a domestic helper in Singapore and Hong Kong. At the hearing before the Board, the 1st applicant confirmed that she also had experience working as a kitchen helper in a restaurant in Hong Kong. 4.According to the 1st applicant, ZM engaged in gambling and womanising, and he often spent a sizeable portion of the 1st applicant’s earnings on these habits. In 2007, after the 1st applicant’s return from Singapore to Indonesia upon completing her employment contract, she was subjected to physical abuse and serious assaults by ZM on a number of occasions. However, she did not seek medical treatment from the local hospital, nor did she report the incidents to the local police. She claimed that ZM had a close relationship with the chief of police, and the police would not act in her interest. She went on to say that the police later visited her home, and informed her that the abuse by ZM was a “family dispute” and that there was no use reporting it to the police. 5.A few days later, the 1st applicant discovered that ZM was having an affair with another woman. The 1st applicant inflicted self-harm upon herself by stabbing her left wrist with a knife. Her injuries were attended to by a nurse at a local clinic. 6.Soon thereafter, the 1st applicant went with her documents to an employment agency in Jakarta, after which stayed in Jakarta for around two months before she travelled to Hong Kong in April 2007. 7.In October 2007, ZM sent a message to the 1st applicant, warning her that if she refused to remit her salary to him, he would harm and/or sue her if she returned to Indonesia. The threats continued in the form of messages until mid-2008, when the 1st applicant changed her contact number. The 1st applicant has not been in contact with ZM since then. 8.On 11 December 2011 and 17 August 2016 respectively, the 1st applicant gave birth to the 2nd and 3rd applicants in Hong Kong. The father of the 2nd and 3rd applicants is a Christian man of Nigerian nationality named Cinedu, who is said also to be a non-refoulement claimant (“the Father”). The 1st applicant is no longer in contact with this man. 9.The applicants were baptised as Catholics on 24 December 2015 and 12 August 2017 in St. Stephen’s Parish Church in Hong Kong. Immigration history and the lodgement of non-refoulment claims 10.The 1st applicant arrived in Hong Kong on 19 April 2007 on the strength of her Indonesian passport, and was permitted to remain for employment as a domestic worker until 9 October 2010 or two weeks after the termination of her employment contract, whichever was earlier. The 1st applicant subsequently overstayed, and she surrendered to the Immigration Department on 6 July 2011. 11.On 31 August 2011 and 31 December 2012, the 1st and 2nd applicants, with assistance from the Duty Lawyer Service, respectively lodged torture claims under Part VIIC of the Immigration Ordinance, Cap 115 (“the Torture Claims”). The 1st and 2nd applicants’ Torture Claims were rejected by the Director on 12 March 2013, and they did not appeal against this decision. 12.On 16 May 2014, the 1st and 2nd applicants, again with assistance from the Duty Lawyer Service, lodged their non-refoulement claims. 13.In the meantime, the 1st applicant was on 3 July 2014 convicted of several offences including the possession of forged identity cards, for which she was sentenced to a total term of imprisonment of 18 months and 4 weeks. She was discharged from prison on 26 April 2015, and was thereafter released on recognizance by the Immigration Department on 9 May 2015. 14.On 11 May 2017, the 1st applicant lodged a non-refoulement claim on behalf of the 3rd applicant. The applicants’ claims and fears 15.The 1st applicant’s claim was based on a fear of being harmed or killed by ZM should she be refouled to Indonesia for the following reasons: (i) she had an extra-marital affair with the Father; (ii) having committed adultery, she gave birth to the 2nd and 3rd applicants; and (iii) she had become an apostate by reason of her conversion from Islam to Christianity. She claims that ZM has learned of her affair and the existence of the 2nd and 3rd applicants, and that he told her friend that he would kill them upon their return. 16.The 1st applicant claims that there is no adequate state protection available to her by reason of ZM’s relationship with the local police, and also because the police are generally corrupt and she has no means to bribe them. She further contended that internal relocation is not a viable option for her, as ZM is a man who wields great religious power and has extensive resources and thus could locate her and her daughters wherever they resided in Indonesia. She also stated that she was unable to make a living in Indonesia due to a lack of education and training. 17.As for the 2nd and 3rd applicants, the alleged fear of refoulement is that they would be discriminated against by or receive unequal treatment from Indonesian society for being children conceived in sin (contrary to Islamic principles) and for having inter-racial parents. There is also an additional fear that by reason of their background, the 2nd and 3rd applicants will be held in servitude and/or killed by ZM upon their return to Indonesia. 18.The details of the 1st applicant’s claim and evidence, which the Judge treated as covering the 2nd and 3rd applicants’ claims, have been summarised at [3] to [6] of the Judge’s Decision[1]. The Director’s and the Board’s Decisions 19.By a Notice of Decision dated 31 July 2015 (i.e. the Director’s 1st Decision), the Director decided against the 1st and 2nd applicants’ claims, which covered the BOR 3 risk[2] and the persecution risk[3]. By a Notice of Further Decision dated 6 February 2017 (i.e. the Director’s 2nd Decision), the Director decided against the 1st and 2nd applicants’ claims covering the BOR 2 risk[4]. 20.Further, by a Notice of Decision dated 4 January 2018 (i.e. the Director’s 3rd Decision), the Director decided against the 3rd applicant’s claim, which covered all four grounds for non-refoulement protection, including the BOR 2 risk, the BOR 3 risk, the persecution risk and the torture risk[5]. 21.The applicants appealed to the Board. After a hearing on 26 July 2018, at which the applicants were represented by a Duty Lawyer from the Duty Lawyer Service, and having heard evidence from the 1st applicant (on behalf of herself and the other applicants), the Board dismissed the appeal on 21 September 2018 (i.e. the Board’s Decision). The Board’s Decision covered all four grounds for non-refoulement protection. 22.The Board’s analysis and findings were, in summary, as follows:
The Judge’s Decision 23.The applicants filed a Form 86 on 7 December 2018 (as amended on 30 May 2019) seeking to judicially review the Board’s Decision. The following grounds of review were advanced:
24.After summarizing the facts and background of the case, giving consideration to the Decisions of the Director and the Board and the submissions of Ms Denise Souza, counsel for the applicants at the hearing before him, the Judge refused to grant leave for judicial review. The Judge gave the following reasons in refusing leave to apply for judicial review at [13] to [22] of the CALL-1 Form:
Grounds for appeal 25.In the Re-Amended Notice of Appeal dated 21 April 2021, the applicants advanced numerous grounds of appeal, which can be summarised broadly as follows:
26.In her written submissions lodged on 31 January 2022 Ms Souza, for the applicants, submitted:
Discussion 27.All three applicants were legally represented in the hearings before the Board and the Judge. They are now (as they were in the court below) represented before us by Ms Souza. 28.The Director, as interested party, indicated that he would take a neutral stance, and did not appear at the hearing. 29.We shall turn to the position of the 2nd and 3rd applicants, who are minors, after dealing with the complaints relevant to the 1st applicant’s non-refoulement claim. The 1st applicant’s appeal 30.The legal principles governing the court’s determination of a claim for non-refoulement are well-established. 31.The primary decision-makers in a claim for non-refoulement are the Director and the Board. They alone assess the evidence and find facts including those relating to the matters allegedly giving rise to the non‑refoulement claim, risk of harm, availability of state protection and viability of internal relocation. The role of the court in judicial review is not to re-assess the non-refoulement claim. The court will scrutinise the Board’s decision, and intervene by way of judicial review, only for errors of law, procedural unfairness or irrationality. See Nupur Mst v Director of Immigration [2018] HKCA 524 at [14(1)]. 32.An appeal against a refusal of leave to apply for judicial review is not the occasion for the Court of Appeal to examine the decision of the Board afresh. What the appellate court is concerned with is the decision of the judge at first instance which is considered in light of the grounds of appeal raised by the applicant. The Court of Appeal shall interfere only if the judge had erred in law, failed to take into account a relevant matter or was otherwise plainly wrong. See again Nupur Mst v Director of Immigration at [14(2) & (4)]. 33.We have reservations as to the Judge’s view that the Board is not obliged to consider issues not raised in the applicants’ notice of appeal, having regard to the fact that the hearing before the Board is not strictly an appeal, but a hearing de novo, requiring the Board to consider all the material placed before it. Although the Judge did have regard to the Director’s analysis of the issue of state protection as well as the welfare of the 2nd and 3rd applicants, and appears to have agreed with and adopted such analysis (see [18(c)] of the judgment), it must be borne in mind that the relevant decision under challenge was that of the Board, which superseded the Director’s Decision. The Judge appears to have been of the view that the Board had adopted and confirmed the Director’s Decision in relation to this aspect. As we explain below, we are unable to agree with this view of the matter. 34.Ms Souza’s submission in respect of the case of the 1st applicant is essentially that the Board had not properly assessed the availability of state protection and internal relocation in relation to the 1st applicant, and that the Judge had erred by failing to conclude that it was sufficiently arguable that the Board had so erred. 35.We note that in the Director’s 1st Decision, the Director has devoted extensive discussion and analysis on the issue of state protection (at [21]-[28]). In reaching the conclusion that state protection was available to the 1st applicant, the Director referred to reliable sources of COI, including reports by the Department of State of the United States and by news sources such as Reuters. In these reports, it was stated that there are various government and non-government organisations in Indonesia which offer assistance and protection to women in need, such as the Ministry of Women Empowerment & Child Protection, Women’s Resource Development Centre, Women Headed Household Empowerment, the Good Shepherd and the National Commission on Violence Against Women. Further, there are official institutions in place, such as the Corruption Eradication Commission and the Attorney General’s Office which are charged with the investigation and prosecution of corruption cases. 36.The Director has also engaged in detailed analysis in respect of the viability of internal relocation for the 1st applicant (at [29]-[30] of the Director’s 1st Decision). The Director had assessed and identified, inter alia, the city of Jakarta as a suitable place of relocation. It was concluded that it is not unduly harsh for a person with the 1st applicant’s ability and work experience to internally relocate in order to reduce the risk of harm, if any, posed by ZM. 37.All of that said, it is also well-established that the Board is under a duty to make its own finding of facts after a rehearing. See M v Torture Claims Appeal Board / Non-Refoulement Claims Petition Office [2021] HKCA 1523 at [21]. The decision by the Board supersedes the decision of the Director and represents the final decision on the claim at the end of its processing. See Re Moshsin Ali [2018] HKCA 549 at [45]. 38.Notwithstanding such duty, it is open for the Board to consider the findings and conclusions made by the Director, and to agree or disagree with such findings and conclusions. The Board may accordingly affirm or reverse the Director’s findings and conclusions. 39.In this connection, we note that at [15] of the Board’s Decision, it was stated that:
40.It is not clear from this brief statement whether or not the Board had actually considered the matters stated in paragraphs [17] to [30] of the Director’s 1st Decision and endorsed them. We do not think that it can be assumed that this was the case, and thus cannot agree with the Judge that the Director’s views and reasoning were adopted and confirmed by the Board. 41.We note, however, that the Board conducted its own analysis on the issue of internal relocation in respect of the 1st applicant’s position at [18] of the Board’s Decision, where it was stated:
42.Thus, regardless of whether the Board had adopted the Director’s analysis (as to which we have some doubt), it did conduct an analysis of its own in relation the viability of internal relocation in respect of the 1st applicant based on findings of fact which it was entitled to make. The Board essentially concluded that the risk posed by ZM, if any, was a localised one which could be reduced by the 1st applicant relocating to another part of the country. The Board also found that given the personal capacities and circumstances of the 1st applicant, she was physically able to relocate within Indonesia. 43.At the hearing, we pointed out to Ms Souza that the Board appeared to have conducted its own assessment as to the viability of internal relocation. In response, Ms Souza submitted that the Board’s assessment was flawed, in that it had failed to take account of important factors which (apart from going to the question of whether or not the 1st applicant was at risk of the proscribed harms) bore on the viability of internal relocation. These were the 1st applicant’s conversion to Christianity, and the existence of the two children (the 2nd and 3rd applicants), who were mixed race and Christian, and who were born during her marriage to a Muslim. Ms Souza pointed out that these matters had been raised in the claim forms and had been mentioned in the context of internal relocation. 44.In our view, it is arguable that the Board failed to have regard to these additional factors, which appear to us to be of relevance to the viability of internal relocation. It therefore seems to us that there is sufficient merit in the 1st applicant’s complaint to justify the grant of leave to her to bring judicial review proceedings. 45.We would accordingly allow the 1st applicant’s appeal and grant her leave to judicially review the decision of the Board. The 2nd and 3rd applicants’ appeals 46.Turning to the appeal by the 2nd and 3rd applicants, the proper approach to deal with children’s non-refoulement claims has been considered by the Court of Appeal in Fabio Arlyn Timogan and Re Jasvir Singh [2021] HKCA 53where it was established, relevantly for present purposes, that: 47.Non-refoulement claims by children, even if based on the same set of primary facts, are separate from the claims advanced by their parents and need to be considered as such having regard to the personal circumstances of the children; 48.Even if the claims were based on the same set of primary facts, it would be an error of law if the decision-maker simply decided all the claims as if they were one composite claim without giving separate consideration to the personal circumstances of each claimant separately. It does not necessarily follow from the dismissal of the claim by a parent that the children’s claims could be dismissed without further consideration of their personal situations; 49.Ill-treatment which does not reach a level constituting persecution in the case of an adult may do so in the case of a child. 50.There is no question of the 2nd and 3rd applicants lacking legal representation in this case. They were represented by the Duty Lawyer before the Board, and by Ms Souza in the court below and before us. 51.The 2nd and 3rd applicants were born in Hong Kong and have never lived in Indonesia. In this case, while part of their claims were premised on the 1st applicant’s claim that they would be harmed or killed by ZM by reason of the 1st applicant’s relationship with the Father and that they were children conceived “in sin”, it was also said that for these reasons, they would be shunned by Indonesian society and could well be sold into servitude. 52.Having carefully considered the Board’s Decision, we are of the view that it is at least arguable that the adjudicator has failed to make a separate assessment or to provide an explanation as to why internal relocation in Indonesia was a viable or suitable option for the 2nd and 3rd applicants as minors. The adjudicator has also arguably failed to separately assess the risk of harm, if any, faced by the 2nd and 3rd applicants if they were to be refouled. 53.The adjudicator has in our view also arguably erred in law by simply deciding the applicants’ claims as if they were one composite claim with that of the 1st applicant, without giving separate consideration to the personal circumstances of the 2nd and 3rd applicants. The adjudicator has also arguably failed to bear in mind that ill-treatment which does not reach a level constituting persecution in the case of an adult may do so in the case of a child. 54.For the above reasons, we are of the view that the Board’s findings in respect of the 2nd and 3rd applicants’ cases (which were treated as effectively subsumed within the 1st applicant’s claim) could arguably be said to be contrary to the principles laid down by this court in Fabio Arlyn Timogan and Re Jasvir Singh, in particular the principle that the dismissal of the claim by a parent (in this case the 1st applicant) should not automatically lead to the dismissal of the claims of the child or children (in this case the 2nd and 3rd applicants) without further and distinct consideration of each of the children’s personal situations. 55.Further, it seems to us that in the court below, the Judge also failed to deal separately with the above issues in respect of the 2nd and 3rd applicants. Although we note that the Judge did (in [20(b)] of his Decision) refer to the consideration of the children’s position by the Director, it does not seem to us that this could cure any problems that might arguably exist with regard to the decision of the Board, which was the relevant decision under challenge. We are therefore unable to agree with the Judge that the Board’s decision was unarguably free of error in respect of both its determination of the 2nd and 3rd applicants’ non-refoulement claims and the viability of their internal relocation in Indonesia. On the contrary, we consider it to be at least reasonably arguable that the Board’s Decision was flawed in the respects set out above. 56.It follows that the appeals of the 2nd and 3rd applicants must be allowed, and leave granted to them to judicially review the decision of the Board in respect of their claims. Disposition and Costs 57.For the above reasons, we would allow the appeals and give all of the applicants leave to apply for judicial review of the Board’s Decision. 58.So far as costs are concerned, we shall order that the applicants’ costs of the appeal be in the cause of the judicial review. We also order that the costs of all the applicants be taxed in accordance with the Legal Aid Regulations.
Ms Denise Souza, instructed by Vidler & Co., for the applicants [2] This refers to the risk of torture or cruel, inhuman or degrading treatment or punishment under article 3 of section 8 of the Hong Kong Bill of Rights Ordinance, Cap 383. [3] This refers to the risk of persecution with reference to the non-refoulement principle under article 33 of the 1951 Convention relating to the Status of Refugees and its 1967 Protocol. [4] This refers to the risk of violation of the right to life under article 2 of section 8 of the Hong Kong Bill of Rights Ordinance, Cap 383. [5] This refers to the risk of torture under Part VIIC of the Immigration Ordinance, Cap 115. | ||||||||||||||||||||||||||||||
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