Cym v. Lsp and Another
Read the full judgment text of FCMP 178/2020 on BabelCite. This FCMP judgment was delivered on 29 June 2021.
1. This is an application made by the Applicant; the lawful wife of the Deceased (“A”) for leave to apply out of time for financial provision from the estate under s3(i) of the Inheritance (Provision for Family and Dependents) Ordinance Cap 481 (“Cap 481”).
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FCMP 178/2020 [2021] HKFC 125 IN THE DISTRICT COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION MISCELLANEOUS PROCEEDINGS NO. 178 OF 2020 _______________
_______________ Coram: Deputy District Judge Susan Wong in Chambers (Not Open to Public) Date of Hearing: 10 June 2021 Date of Judgment: 29 June 2021 --------------------------- JUDGMENT (Leave to apply out of time for financial provision under IPFDO) --------------------------- 1.This is an application made by the Applicant; the lawful wife of the Deceased (“A”) for leave to apply out of time for financial provision from the estate under s3(i) of the Inheritance (Provision for Family and Dependents) Ordinance Cap 481 (“Cap 481”). Undisputed facts (1) A and the Deceased were married on 4 February 1981 and counting up to the time of their separation, the marriage lasted for 35 years; (2) Two children, a son (“the son”) and a daughter (“the daughter”) were born in wedlock and they are 39 and 35 respectively; (3) A was the lawful wife of the Deceased despite their separation since 2016; (4) Two properties had been held by A and the Deceased as joint tenants prior to 9 January 2019, namely 15D (“the 1st Property”) and 2B (“the 2nd Property”) both in Yue Tin Court, Shatin (collectively called “the two properties”); (5) The Deceased executed 3 documents on 9 January 2019 i.e two Notices of Severance severing the joint tenancy of the two properties from A and a Will making no financial provisions for A; (6) In the Will, the Deceased named the two Respondents (“Rs”) as executrixes of his estate. The 1st Respondent (“R1”) is the elder sister of the Deceased and the 2nd Respondent (“R2”) is the niece of the Deceased i.e. the daughter of the 1st Respondent; (7) The Deceased passed away on 12 September 2019; Documents submitted for the purpose of this application (i) Affirmation of the Applicant dated 10 November 2020 (“A’s Affirmation”)[1]; (ii) Affirmation of the daughter dated 21 January 2021 (“the daughter’s Affirmation”)[2]; (iii) Affirmation of R1 dated 24 December 2020 (“R1’s Affirmation”)[3]; (iv) Affirmation of R2 dated 24 December 2020 (R2’s Affirmation”)[4]. The Law
2.In this case, the time limit to take out an application under section 4 was 6 months from the date of the Grant on 20 March 2020. As the Originating Summons was issued on 16 November 2020, the delay was therefore 58 days. 3.It is clear that under section 6 of Cap 481, leave of this Court is required. Legal Principle 4.In LZX v WYL (provision: family and dependents) [2012] 5 HKLRD 29, PFCJ Bebe Chu (as she then was) summarized the guidelines on this point in paragraphs 30 – 32:
5.Mr Cheng representing the Applicant helpfully summarized the guidelines in his submission: -
A’s case 6.A said in her Affirmation,
7.In A’s Affirmation, she asked for an Order in terms of her application and she said,
Discussion When did A know about the grant of Probate? 8.Mr Lau representing Rs submitted,
9.Mr Cheng on the other hand submitted that A and the daughter were only informed of the Grant of Probate on 9 August 2020. The daughter immediately replied to R1 on the same date. It was alleged that Madam Lee called the daughter to arrange for a meeting with R1 and R2 to discuss the matters relating to the Probate, but Mr Cheng submitted that the contemporaneous communication did not support the allegation[5]. 10.I agree. In R1’s Affirmation, she said,
11.However, the exhibit, i.e. the whatsapp message sent by Madam Lee to the daughter on 16 June 2020, only read, “Hi你們兩兄妹有時間出嚟見面啦….[7]” 12.There is no evidence to suggest that Madam Lee had arranged a meeting to discuss the matters in relation to the Probate as alleged by R1. 13.With regard to the Notices of Severance which were duly registered in the Land Registry against the two properties, I disagree with Mr Lau that A ought to have constructive notice of the severance. Despite what is said at the beginning of the two Notices i.e. To: A, both Counsel confirmed to me that the Notices had not been served on her. 14.Section 8(1) CPO provides that a joint tenancy may be severed at law only by (i) a notice served by a joint tenant on the other joint tenants; or (ii) an instrument. 15.According to the Ordinance, it was necessary for the Notices to be served on A. If they were not served, how would A come to know that they were registered against the two properties? 16.I therefore find that A only received notice of the grant of the Probate on 9 August 2020 by way of whatsapp. Have there been negotiations taking place 17.In the daughter’s Affirmation, she said,
18.It seems that there is no dispute that A had deleted her whatsapp message because R1 said in her Affirmation that,
19.R2 also confirmed in her Affirmation that A had quitted all whatsapp groups with Rs on 9 August 2020 and she also exhibited the copies of records of the Applicant quitting her whatsapp groups. 20.I therefore accept that A had deleted the whatsapp message immediately. 21.From the whatsapp messages exhibited with R2’s Affirmation, I can see that the first message was sent by R2 to the daughter on 10 September 2019, notifying her of the Deceased’s condition as he was on his deathbed. The daughter however replied,
22.On 26 and 27 September 2019, both Rs told the daughter at which funeral parlor the Deceased’s funeral would be held (設靈) and asked whether the son and the daughter would attend, to which the daughter said ‘not likely’. 23.The whatsapp message sent by R1 to A on 9 August 2020 read,
24.In reply, the daughter said,
25.On 10 August 2020, the daughter sent a whatsapp message to R1, which said,
26.On 11 August 2020, the daughter again sent a whatsapp message to R1, stating,
27.Then, on 20 August 2020, the daughter sent a whatsapp message to R1 asking,
28.R1 did not reply to any of the said whatsapp messages. 29.Mr Lau submitted that as Rs heard nothing from A, Rs decided to issue a letter through their solicitors to press for a response[14]. 30.On 21 August 2020, PWT issued a letter (“PWT’s 1st letter”) to the son stating that Rs intended to sell the 1st and the 2nd Properties. 31.On 7 September 2020, R1 sent a whatsapp message to the daughter explaining why the legal letter was not sent to A, saying it was purely by reason of the daughter’s repeated requests that the matter should not draw A’s attention due to her mental issue[15]. 32.On 26 August 2020, the daughter sent a whatsapp message to R2 which said,
33.R2 did not reply to the whatsapp message. 34.On 31 August 2020, the daughter sent a whatsapp message to R1 saying,
35.R1 did not reply to the whatsapp message either. 36.Mr Cheng submitted that since Rs repeatedly refused to reply to the daughter’s whatsapp messages, A considered it necessary to engage a lawyer to represent them in this matter. Her lawyer (“KMLL”) therefore sent a letter of reply to Rs’ lawyer on 4 September 2020 stating that they had instructions to act for A and asked for 14 days to give substantive reply to Rs’ request. 37.Mr Lau on the other hand submitted that Rs’ position was made clear in their previous correspondence and in PWT’s 1st letter, it was therefore pointless for the daughter to ask the obvious in her whatsapp messages to R1 on 26 August 2020 (你們現在想怎樣辦, 請告訴我)[17] and to R2 on 31 August 2020 (你們現在想怎樣做請告訴我)[18] respectively. This explains why Rs did not reply to the daughter’s messages. Mr Lau also drew my attention to the whatsapp message that R1 sent to the daughter on 7 September 2020 (信的內容很清楚列明我的意願! 請盡快回覆我們或發信之律師事務所, 否則我們會按律師事務所的信件內容處理。) 38.With the greatest respect, I disagree that because of the content of the legal letter, R1 was justified in ignoring the daughter’s repeated whatsapp messages as to the way forward. There is no dispute that A has been having some mental issue. In my view, the daughter has only been trying to resolve the matter amicably. Her intention was made known as early as 10 August 2020, the day after A learnt of the grant of Probate. As the matter concerned the daughter’s late father and her mother, I am of the view that the daughter, being a close relative of R1, is perfectly entitled to try to resolve the matter without lawyers getting involved. 39.In R1’s Affirmation, she said,
40.In my view, given that R1 acknowledged the daughter as the point of contact for the Probate matters and the daughter replied to R1 immediately on the date they received the grant of probate on 9 August 2020, the fact that R1 had repeatedly ignored the daughter’s whatsapp messages was precisely the cause of the delay in A’s Cap 481 application. 41.Judging from the above exchange, I accept that the delay was caused by R1’s non-response to the daughter’s whatsapp enquiries. I also accept that the daughter’s whatsapp messages for R1 and R2 constitute negotiation before the statutory time-limit. Furthermore, I agree with Mr Cheng that the letter from KMLL dated 4 September 2020 was issued within the statutory time limit under section 6 of Cap 481. Is the length of delay unreasonable and the reasons thereof 42.Once KMLL was engaged, I agree that the matter became complicated. 43.On 22 September 2020, PTW sent a letter to KMLL to chase them up for a reply. 44.On 25 September 2020, KMLL sent out a 4-page letter together with a one-page Schedule to PWT. In the letter, KMLL alleged amongst other things that the Notice of Severance of the 1st Property might constitute an alienation. It said,
45.In the said letter, KMLL asked for:-
46.KMLL also imposed a deadline of reply by the close of business on Tuesday 29 September 2020, to which Rs’ legal representative immediately replied on the same date, saying, “As the matter is not a simple one, a reply within 2 working days is not possible. Please ask your client to withhold any proceedings until 13 October 2020.[19]” 47.In my view, even Rs’ legal representative acknowledged that the matter is not a simple issue. 48.Mr Lau submitted,
49.Mr Cheng on the other hand submitted that in PWT’s Last Letter, despite their stance that all intended claims of A were unmeritorious, Rs indicated that they would consider any realistic request made by A[21]. 50.In the last paragraph of PWT’s Last Letter, after it rejected A’s claims, it stated,
51.Mr Cheng therefore submitted,
52.I agree. As I have already found that A only received notice of the grant of Probate on 9 August 2020 and Rs had ignored most of the daughter’s whatsapp messages, I accept the reason for the delay in this application and I am of the view that the length of delay is not unreasonable. Whether A has redress against any third party 53.Mr Lau submitted that A may claim against KMLL for negligence because: -
54.Mr Cheng on the other hand submitted that as evidenced in KMLL’s letter dated 25 September 2020, A had been duly advised as to her right to claim under Cap 481, and that there was nothing to suggest that the delay was caused by the negligence of KMLL. 55.As I have already ruled on the reason for the delay in this application, I agree that there is nothing to suggest that the delay was caused by the negligence of KMLL. Whether A has reasonable prospect to succeed in her case? 56.Mr Cheng submitted that A had an arguable case for the following reasons:-
57.Mr Lau however submitted that other than A’s bare assertions, there was no evidence to support that A had all along been assisting the Deceased in operating Best Way until they retired in or about 2004 and that the wealth of the family accumulated through the operation of Best Way. Besides, it was said that there was no evidence likewise that A had been paying the outgoings for the two properties[24]. 58.In my view, despite the 3 arguments that Mr Lau submitted, the major assets of the family were the two properties which were held by the Deceased and A as joint tenants before the Severance. The 1st Property was purchased by A and the Deceased as early as 1983[25] and the 2nd Property was purchased in 1999[26]. Given the long marriage with no dispute that A was the dependent of the Deceased, A indeed has an arguable case. Others 59.There is no dispute that the estate has not been distributed before the claim is made or notified. 60.I am also of the view that there is no prejudice to Rs because the only reason why R1 wants to sell the two properties is solely because she has no intention to keep them. Conclusion 61.In light of the reasons which I have given, I would grant leave for A to apply out of time for financial provision from the estate of the Deceased under the Inheritance (Provision for Family and Dependents) Ordinance (Cap 481). Costs 62.As A succeeds in her application, I cannot see why costs should not follow the event. Order (1) Leave for A to apply out of time for financial provision from the estate of the Deceased under the Inheritance (Provision for Family and Dependents) Ordinance (Cap 481); (2) Rs do pay the costs of A to be taxed if not agreed. 63.Last but not the least, it remains for me to express my gratitude to both Mr Cheng and Mr Lau for their helpful submissions.
Mr Bosco Cheng, instructed by Messrs K.M. Lai & Li for the Petitioner Mr Andrew Lau, instructed by Messrs Paul W. Tse for the 1st Respondent Mr Andrew Lau, instructed by Messrs Paul W. Tse for the 2nd Respondent [1] Bundle A pages 026-034 [2] Bundle A pages 054-058 [3] Bundle A pages 035-048 [4] Bundle A pages 049-053 [5]Paragraph 14 [6] Bundle A pages 40-41 [7] Bundle B page 113 [8] Bundle A page 56 [9] Bundle B page 124 [10] Bundle B page 117 [11] Bundle B page 119 [12] Bundle B page 113 [13] Bundle B page 119 [14] Page 11 paragraphs 16 (5) and (6) [15] Bundle B page 120 [16] Bundle B page 120 [17] Bundle B page 124 [18] Bundle B page 120 [19] Bundle B page 91 [20] Bundle B page 88-89 [21] Paragraph 30 [22] Bundle A page 31 paragraph 22 [23] Bundle B page 90 [24] Paragraph 27 [25]Bundle B page 6 [26]Bundle B page 65 |
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