譚炳瑞 v. 上訴審裁小組(建築物條例)
Read the full judgment text of HCAL 1067/2023 on BabelCite. This High Court CFI judgment was delivered on 11 September 2023.
1. The Applicant acts in person. By a Form 86 and supporting affirmation filed on 30 June 2023, he seeks leave to challenge a decision (“BAT Decision”) dated 25 November 2022, made by the Appeal Tribunal (Buildings) (“BAT”), which confirmed two building orders issued by the Building Authority (“BA”) against the Applicant on 24 September 2020.
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HCAL 1067/2023 [2023] HKCFI 2001 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST NO 1067 OF 2023 ________________________
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_________________ D E C I S I O N _________________ A. Introduction 1.The Applicant acts in person. By a Form 86 and supporting affirmation filed on 30 June 2023, he seeks leave to challenge a decision (“BAT Decision”) dated 25 November 2022, made by the Appeal Tribunal (Buildings) (“BAT”), which confirmed two building orders issued by the Building Authority (“BA”) against the Applicant on 24 September 2020. 2.The Form 86 acknowledges that the application is made out of time, and seeks leave to be granted notwithstanding. I will deal with this point separately below, under the heading ‘Delay’. 3.Having considered all the available materials available to the Court, I have come to the view that this application can be dealt with appropriately on paper. 4.This is my Decision. B. The Building Orders 5.The Applicant is the owner of a flat (“Flat”) in a 60-year old building (“Building”) in the Yau Tsim Mong District. On 24 September 2020, the BA served on the Applicant two building orders requiring him to inspect and repair (if necessary) (a) a structure of the Flat which the BA described as a “balcony”, and (b) the windows installed on the balcony’s parapet wall which in effect encloses the balcony (“Balcony Order” and “Window Order” respectively). 6.The Applicant appealed against both orders to the BAT, in two separate appeals. On 17 October 2021, the BAT heard both appeals together in a preliminary hearing held under section 49 of Buildings Ordinance Cap 123, to determine whether good cause had been shown for holding a full hearing. 7.By the BAT Decision made on 25 November 2022, the BAT dismissed both appeals and thereby confirmed the two building orders. 8.As the matter proceeds in this application to Court, the Applicant’s arguments now concern only the Balcony Order. 9.The Balcony Order was made by a written notice bearing the number UMB/MB01/1901-170/0011, which required the Applicant, as owner of the Flat, to carry out a prescribed inspection and, if necessary, a prescribed repair of a “projection” which is further particularized as a “balcony”, within 6 months. 10.The Balcony Order was issued under Part 2A of the Ordinance, which authorizes the BA to order inspection and/or repair of a multi-storey building reaching a certain age. Section 30B permits the BA to order certain inspection or repair for buildings more than 30 years old. Section 30B(5) provides (my emphasis):
11.The meaning of “projection” is further provided for in the Building (Inspection and Repair) Regulation Cap 123P (“BIRR”). Section 9(1) of the BIRR provides:
12.As will be seen below, the crux of this case is whether what the BA said to be a “balcony” is really a balcony falling within section 9(1) of the BIRR, and thus section 30B(5) of the Ordinance. C. The Case before the BAT 13.I shall refer to what the BA described as a “balcony” of the Flat as the “Disputed Portion” below. 14.Whilst the Applicant was the appellant in the BAT appeals, I would start with the BA’s position first, for ease of understanding. C.1 BA’s Argument 15.The BA’s position was as follows:
16.PNBI-6 contains the BA’s policy statement setting out its understanding on the meaning of “balcony” in section 9(1) of the BIRR. On a literal reading, it seems that whether a structure is or is not a balcony turns on whether it is an enclosed structure as marked on the approved plans. Applying PNBI-6 strictly, it does not matter even if the structure is differently constructed from the approved plans – say, as “enclosed” rather than “unenclosed” – from the very beginning. That is because it is what is stated in the approved plans, rather than the actual physical structure at any point in time, which is determinative. But clearly the BA was also of the view that when the Flat was first constructed decades ago, it was constructed in compliance with the Approved Plans. C.2 Applicant’s Argument 17.In essence, the Applicant’s argument was that:
C.3 The Dispute 18.The following observations could be made regarding the Applicant’s arguments:
19.Viewing it in this light, it seems to me that the parties’ dispute before the BAT was a factual one. The BA said the Flat was designed and constructed decades ago as shown in the Approved Plans. The Applicant said the Approved Plans did not reflect how the Flat was constructed initially. Rather, he said, the structure of his Flat and the Disputed Portion had maintained their shape throughout the decades. C.4 The Plans/Photos 20.Before leaving the contest as it was ventilated before the BAT, I might usefully comment on the floor plan and photo which has been provided. 21.The 2nd to 7th Floor Plan – i.e. part of the Approved Plans – seems to me to be perfectly clear. It identifies each domestic flat (such as the Flat) as having French windows installed, separating an internal – or enclosed – area of the Flat from an external – or unenclosed – area up to the outer wall (which has been described by the parties as the parapet wall). Across the width of the building the word “BALCONY” is written on that apparently external area. There is also a dotted line marked on the plan labelled with ‘7th FL BALC LINE”, indicating that the top of the 7th floor balcony area is slightly in from the parapet wall of that floor. 22.It would also seem to me from the plan that the internal walls dividing one flat from another internally are wider/thicker than the continuation of that wall onto the external area (though any structural effect of that is not made clear by the plan). There is also a short wall at right angles to the dividing walls, at the point where the difference in thickness occurs. That right angled wall appears on alternate dividing walls, meaning that each flat has one side where the demarcation between external and internal area is marked. 23.As to the photo apparently taken on 4 February 2020, I do not think it identifies the uniformity of windows quite in the way described by the Applicant, though it may indeed be said that the windows are broadly similar. The obviously different positioning of air-conditioning units may not be helpful to the analysis. D. The BAT Decision 24.The BAT rejected the Applicant’s appeal. The relevant paragraphs of the analysis are reproduced below (original in Chinese):
25.The BAT did not exactly adopt either party’s position as to what should be considered a balcony in section 9(1) of the BIRR:
E. Proposed Grounds of Review 26.The Applicant’s complaints arise from the BAT’s determination that the Disputed Portion is indeed a balcony. I think the complaints stated in his affirmation filed in support of this leave application could be summarized as below:
F. Any Merit in the Proposed Challenge? 27.What the Applicant said in the affirmation in support of this leave application is mostly a re-run of the arguments he already made before the BAT, albeit with a little expansion. He sought to reinforce his point that the Flat and the Disputed Portion could not have been originally constructed according to the Approved Plans. 28.The judicial review court, in exercise of its supervisory jurisdiction, could not substitute its own view in place of that of the BAT. The BAT has obviously made the factual finding that the Flat and the Disputed Portion was both designed and constructed decades ago in the way as shown in the Approved Plans. The BA’s version was accepted, and the Applicant’s contrary version was not accepted. 29.The only conceivable conventional judicial review ground which could be launched against such a factual finding is what is usually called an irrationality challenge. Irrationality is a high threshold, and I think the BAT’s factual finding, based on the evidence given by the BA and the Applicant, could not be criticized as being irrational. It is not, as seemed to be suggested by the Applicant, hard to accept that the Building was initially built as per the Approved Plans and that flat owners subsequently altered the balconies by installing windows to enclose them. Indeed, this is a common occurrence in Hong Kong. 30.The submissions that all projections share the features of extending from an external wall as per the PNBI-6 and that the Disputed Portion had no external wall to extend from is a new argument which I do not entertain. The argument was also premised on the presumption that there had never been French Windows installed inside his Flat as per the design shown in the Approved Plans. But I have already accepted that there is no public law basis for interfering with the BAT’s finding that the Flat was initially constructed according to the Approved Plans. 31.As to the submissions that a structure on an upper storey should not be treated as a balcony simply because it projects over or extends onto the pedestrian pavement below, that was not really how the battle lines were drawn before the BAT. Insofar as physical structure is concerned, I note that both parties and the BAT seemed to have focused on whether the structure was unenclosed or enclosed. The BAT did not reach its conclusion that the Disputed Portion is a balcony on the basis that it extends onto or projects over the pedestrian pavement below. I do not think that this argument on the meaning of balcony, freshly raised in this leave application, should be entertained. 32.Whilst not strictly necessary, I would also note that “balcony” is defined in Building (Planning) Regulations Cap 123F (“BPR”) as “any structure projecting from any wall of any building to carry a floor or roof load either cantilevered or supported by brackets”. Thus, if a structure (being a floor in the present case) from a building projects over onto the pedestrian pavement (so that there is no building part beneath it to support that structure, so that it has to be supported by cantilever or bracket), it will fall within the meaning of balcony in the BPR. 33.The only other point which is a real attack directed at the BAT Decision is the argument that the BAT, at §17 of the BAT Decision, had misquoted or twisted what he said in the hearing, in that he had never said that the “French Windows” in his Flat no longer existed. §17(b) reads “the appellant said the “French Windows” referred to in the plans no longer exist” (上訴人說圖則提及的French Windows已經不存在。) That comment was made in the context of summarizing the applicant’s arguments against the Windows Order. 34.I am not provided with the transcripts of the BAT hearing and therefore could not determine if the Applicant was misquoted. The reference in §17(b) is the only reference to “French Windows” made by the BAT, and no particular significance seems to be drawn what is said in §17(b). In any event, whether the Applicant had conceded that French Windows originally existed in the Flat does not seem to have been any part of the BAT Decision or its reasoning, nor did it play any material role in the BAT’s finding on the original structure of the Flat or the Disputed Portion. Any error made in that context seems to me to be inconsequential in this intended public law challenge, and would not justify the Court’s intervention, even if the BAT did misquote the Applicant. 35.More important, of course, was that the BAT could see for itself that the Approved Plan clearly identified a division between an internal (enclosed) area and an external (unenclosed) area, the division marked by the small portion of wall at a right angle, and French windows across the gap between that small portion of wall and the other internal wall of the flats. A French window is simply a glass/window door which affords access from an internal area to an external area. 36.Finally, though made in the context of relief, the Applicant insinuated that the BAT members had an improper relationship with the BA staff responsible for the case. He observed that on the day of the hearing, the four BAT members and the staff from the BA were already in the hearing room before he came in. When the Applicant left after the conclusion of the hearing, he noted that the BA staff did not show any sign of leaving. The Applicant seemed to suggest that the BA staff were to stay to further discuss the case with the BAT members, even though the hearing had been concluded. He said he has lost confidence in the BAT and doubts if the BAT had acted or would be able to act fairly. It suffices to say that the none of the observations raised by the Applicant could support any allegation of improper relationship between the BAT and the BA. 37.Overall, what is stated in the supporting affirmation does not disclose any reasonably arguable public law error with a reasonable prospect of success. That is determinative of the application. G. Delay 38.The BAT Decision was made on 25 November 2022. The ‘long stop’ three-month deadline provided for in Order 53 expired in late February 2023. The Form 86 was filed on 30 June 2023. Therefore, the application was filed about 4 months late. 39.The Applicant said that, upon receiving the decision, he requested the BAT to amend two points: (a) to amend the hearing date which was erroneously recorded as held in 2017 when it was held in 2021; and (b) to amend the costs order made against him on the basis that it was excessive. The BAT only replied to his request by letter dated 2 June 2023, which he received only on 6 June 2023. The BAT corrected the hearing date and refused to act on the other request. 40.The Applicant said he initially misunderstood that time would start running from 2 June 2023. He also misunderstood that the period within which he must apply for leave for judicial review is 28 days. Thus, he worked on the presumption that the deadline for him to make the current application would be 30 June 2023. From 2 June 2023 to 30 June 2023 he had asked around for a (free) legal consultation service which was eventually offered to him by the Home Affairs Department on 28 July 2023. He filed the Form 86 on the same day. 41.If what the Applicant said was true, he must have, on the same day as he filed the Form 86, discovered that the correct period within which he must make the current application would be 3 months from the date of the BAT Decision. Because, such realization was also recorded in his supporting affirmation, also filed on 30 June 2023. 42.It is well established that when deciding whether to extend time, the Court would look at (a) the length of the delay, (b) the reason for the delay, (c) merits of the application and (d) prejudice to the opposing party. I would refuse to grant any extension of time for the following reasons:
H. Result 43.The application is dismissed, with no order as to costs.
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