Read the full judgment text of HCMA 000752/1999 on BabelCite. This High Court CFI judgment was delivered on 6 May 2000.
1. The appellant was summonsed under sections 50(1)(a) and (2) of the Securities Ordinance, Cap.333; and section 89 of the Criminal Procedure Ordinance, Cap.221. The particulars alleged that the appellant, Yuen Moon Chung, alias Wallace Yuen, over the period from 1 October 1997 to 16 January 1998 in Hong Kong, did aid and abet Lai Chi Ching, Steven, to act as a dealer's representative of C.A. Pacific Securities Limited without being registered under the Securities Ordinance, Cap.333.