Chan Wai-hung v. Tam So

Read the full judgment text of DCCJ 4219/1979 on BabelCite. This District Court judgment was delivered on 10 December 1979.

1. The plaintiff seeks to recover possession of the suit premises for self-occupation. By his summons, the defendant challenges the plaintiff's capacity in prosecuting this action on the ground that the plaintiff "did not become" landlord before the 15th December 1973 as envisaged by Section 53(2)(b) of the landlord & Tenant (Consolidation) Ordinance, the material part of which reads as follows:

Case No.DCCJ 4219/1979
Court
District Court
Date10 Dec 1979
Judge
Case Document
100%Judiciary

DCCJ004219/1979

Summons to strike out claim for lack of any reasonable cause of action - Landlord becoming landlord after the 15th December 1973 - Right to seek an order for possession of premises for self-occupation under S.53 (2) (b) of the Landlord and Tenant (Consolidation) Ordinance - Meaning of the terms "a landlord" and "the landlord" in S.36 distinguished - purpose of S.53(2) (b) and of S.36 considered.

IN THE DISTRICT COURT OF HONG KONG

HOLDEN AT VICTORIA

CIVIL JURISDICTION

ACTION NO. 4219 OF 1979

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BETWEEN
CHAN Wai-hung Plaintiff

AND

TAM So Defendant

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Coram: Judge Liu, Q.C., in Court.

Date of Judgment: 10 December 1979

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JUDGMENT

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1. The plaintiff seeks to recover possession of the suit premises for self-occupation. By his summons, the defendant challenges the plaintiff's capacity in prosecuting this action on the ground that the plaintiff "did not become" landlord before the 15th December 1973 as envisaged by Section 53(2)(b) of the landlord & Tenant (Consolidation) Ordinance, the material part of which reads as follows:

"A Court shall not make an order for possession of premises in respect of which there is a tenancy ...... to which this Part applies unless it is satisfied that ..... the premises are required by the landlord ..... for occupation as a residence for (i) himself; (ii) his father or mother; or (iii) any son or daughter of his over 18 years of age, and the landlord ...... did not become the landlord ...... on or after the 15th December 1973."

2. The plaintiff has a summons to amend waiting in the wings, but for the present purpose the facts may be taken as below:

(1) The plaintiff's mother became registered owner of the suit premises in 1959;
(2) The plaintiff's mother let the suit premises to the defendant on a monthly domestic tenancy;
(3) She died testate in 1976 bequeathing the suit premises to the plaintiff by will;
(4) The defendant holds the suit premises under the same tenancy today; and
(5) The plaintiff commenced this action on the 30th August, 1979.

3. It is unknown whether the named executors under the will of the plaintiff's late mother have accepted or renounced their office. We know not, therefore, whether the suit premises have devolved upon these executors or other personal representatives in their place under Section 3 of the Wills Ordinance. There is also no indication whether the interest of the suit premises has been effectually vested in the plaintiff by way of assent or conveyance under Section 66 of the Probate & Administration Ordinance. The Particulars of Claim seems to be defective, but the power to strike out a pleading is to be exercised sparingly and only in obvious cases when the claim is plainly as well unsustainable as uncurable. It is therefore necessary to consider the stand, if any, of the personal representatives.

4. A will speaks from death, and by the institution of this action the plaintiff cannot be said to have disclaimed the bequest of the suit premises. Thus, the plaintiff has, since the death of his late mother, been entitled to "receive" rent whilst the executors or other personal representatives would, in due course of administration, be entitled to "collect" rent for his benefit. It would seem that at no time, even prior to the assent or conveyance to the plaintiff under Section 66 of the Probate & Administration Ordinance, would the executors or other personal representatives under the said will be entitled to apply under section 53(2)(b) as "landlord" by its very definition as given in Section 49 of Part II of the Ordinance:

"'landlord' includes any person, other than the Crown, who is from time to time entitled to receive rent in respect of any premises and, in relation to a particular tenant, means the person entitled to receive rent from such tenant."

5. An application to reclaim protected property for use as a residence is a personal right of a non-corporate owner, himself enjoying the beneficial interest therein. Apart from out definition of "landlord" which excludes the personal representatives in this case as being not the "persons entitled to receive rent", it has been held in England under similar legislation containing no independent definition for the term "landlord" that personal representatives have no sufficient beneficial interest to repossess protected premises for use as a residence. Sharpe v. Nicholls(1); Parker v. Rosenberg(2).

6. Furthermore, in an application such as that in the instant case, circumstances are to be judged as at the time of the hearing. Mok Wai-bun v. Yu Ying & another(3). It would be incredibly eccentric to suggest that after the death of the plaintiff's late mother, the suit premises are still being required for use by her estate. If ever the Court should endorse any such "requirement" by the deceased's estate, it would be unwittingly perfecting an attempted derogation from the testatrix' bequest to the Plaintiff in the form of the statutory restriction against free alienation under Section 53(7) of the Ordinance. It is also difficult to see what hardship, however transient, could conceivably be experienced by the deceased's estate before the assent or conveyance to the plaintiff. Naturally, the executors or other personal representatives under the will of the plaintiff's late mother can themselves suffer no personal hardship.

7. In my judgment, the personal representatives can have no locus standi under Section 53(2)(b) of the Landlord & Tenant (Consolidation) Ordinance.

8. I turn next to consider the position of the plaintiff himself. He has obviously not disclaimed, and he is the person "entitled to receive rent" in respect of the suit premises and as such is the landlord within the meaning of Section 49. However, he became the landlord after the 15th December 1973, and on the face of Section 53(2)(b) his application for possession for self-occupation cannot be entertained.

9. It was contented on behalf of the plaintiff that the meaning of the term "the landlord" in Section 53(2)(b) of the Ordinance includes a successor-in-title. Mr. Ku for the plaintiff craved in aid the decisions in Cheung Hei v. Yung Yee-kam(4) and Loke Choong-wing v. Lai Lok-sin & others (5). These two cases in the District Court were decided under Section 36 of the Landlord & Tenant (Consolidation) Ordinance (formerly Section 20 of the Landlord & Tenant Ordinance) whereby "a landlord" may seek an order of eviction against a tenant who has sublet without the prior written consent of "the landlord". The language in Section 36 is such that the applicant/landlord and the landlord from whom written consent should have been first obtained may not necessarily be the same individual, and it had to be considered whether a successor-in-title might take advantage of a breach by way of unlawful subletting etc. committed in the time of his predecessor-in-title. Section 36 is couched in the following terms:

"A tenancy tribunal on the application of a landlord may make an order for the recovery of possession from or ejectment of the occupier of any premises the rent whereof is payable monthly, the tenant of which has, after the 1st March 1946 without the consent in writing of the landlord, assigned, transferred, sublet or parted with the possession of such premises or any part thereof." (The underlining is mine).

10. In both District Court cases, a successor-in-title was granted an order for possession against a tenant on his previous breach. In Cheung Hei's case, "a landlord" was held to include anyone for the time being entitled to receive rent in the capacity of a successor-in-title to a former landlord whose prior written consent should have been sought. The right to apply under S.36 is thus not limited to the very landlord in whose domain the unlawful subletting etc. was created. (For simplicity, I will hereafter refer to the prohibited acts collectively as "unlawful subletting"). In the latter case of Loke Choong-wing, "that landlord" was held to be referable to any predecessor-in-title in the chain of the same tenancy. The terms "a landlord" and "the landlord" in Section 36 presented not inconsiderable difficulties.

11. Section 36 is designed to discourage any prohibited act during the continuity of statutory protection. It aims at penalizing misconduct in a progressive situation. The hands of a successor-in-title should not be tied lest the system would be rendered unworkable. No other conclusion in these two District Court cases would have worked to the ends of practicability and common sense. On the other hand, Section 53(2)(b) deals with a static situation at the time when premises "are required" as judged at the hearing. What is being brought into focus is the date of the evolution of the right to receive rent and not the commencement of the tenancy. All landlords coming into being after the 15th December 1973 are excluded, and this time bar admits of no ambiguity.

12. In the instant case, the Court is invited to scrutinize the plaintiff's capacity to invoke a right of eviction conferred by Section 53(2)(b). In no way could the plaintiff be said to be entitled to receive rent in respect of the suit premises before the death of his late mother in 1976. The plain language of the section excludes the plaintiff who became the landlord after the 15th December 1973. A time bar was superimposed on the accurual of the plaintiff's interest under Section 53(2)(b). The Legislature could have easily exempted a devolution by will if it had intended that such legislative intervention with reference to a date in mid December 1973 could be set at naught by a devisee. The language in this subsection expressly shuts out all those who became landlords on or after the 15th December 1973, and the literal construction of this subsection can provoke no real sense of grievance. Devolution under a will is not different from a conveyance at arm's length. A purchase for valuable consideration is not on a par with a free gift to a devisee. For the plaintiff's mother, a bequest without having exercised her right under Section 53(2)(b) was no less a voluntary transfer than an outright sale in the open market. Some hardship may be occasioned by the death of a landlord after his application but before adjudication, but the plaintiff's mother died in 1976 without having embarked on any litigation, and these proceedings were not instituted by the plaintiff until August 1979. Even if Section 53(2)(b) could be stretched to give coverage to the doctrine of "relation back" as a successor-in-title, in my view the personal right to regain possession for one purpose or another conferred by Section 53(2)(b) on his late mother as his predecessor-in-title perished at inherit or succeed to. The plaintiff must stand or fall on his own right under Section 53(2)(b). In my view, the plaintiff became the landlord after the 15th December 1973 and cannot be granted an order for possession under this subsection.

13. In conclusion, the Particulars of Claim discloses no good cause of action, and it remains for me to order it to be struck out with costs to the defendant on the upper scale and to be taxed in accordance with Legal Aid Regulations.

B. Liu
Judge of District Court

Representation:

Mr. John Ku of Ip, Ku & Stoppa & Co. for Plaintiff.

Mr. K.Y. Chan of Tsang & Chau assigned for Defendant (Legal Aid).

VCJ 4219/79

27.11.79 - Court: C.A.V.
10.12.79 - Court: Written Judgment delivered and handed down.
.ORDER : 1. Particulars of Claim struck out.
2. Action dismissed with costs to the Defendant on the upper scale and to be taxed in accordance with Legal Aid Regulations.

Mr. John Ku of Ip, Ku & Stoppa & Co. for Plaintiff.

Mr. K.Y. Chan of Tsang & Chau assigned for Defendant (Legal Aid).

Cases and authorities cited by the Court in Judgment:-

1. Section 53(2)(b) of the Landlord & Tenant (Consolidation) Ordinance.
2. [1945] K.B. 382 Sharpe v. Nicholls
3. [1947] 1 K.B. 371 Parker v. Rosenberg
4. [1964] D.C.L.R. 59 MOK Wai-bun v. YU Ying & another
5. [1958] D.C.L.R. 261 CHEUNG Hei v. YUNG Yee-kam
6. [1962] D.C.L.R. 168 LOKE Choong-wing v. LAI Lok-sin

(A. Lau)
Clerk to Judge Liu

Representation:

Mr. John Ku of Ip, Ku & Stoppa & Co. for Plaintiff.

Mr. K.Y. Chan of Tsang & Chau assigned for Defendant (Legal Aid).

(1) 1945 K.B. 382

(2) 1947 1 K.B. 371

(3) 1964 D.C.L.R. 59

(4) 1958 D.C.L.R. 261

(5) 1962 D.C.L.R. 168