Tse Lo Hong v. Attorney General
Read the full judgment text of HCMP 3261/1994 on BabelCite. This High Court CFI judgment was delivered on 30 January 1995.
1. The applicant was a sergeant of the Royal Hong Kong Police Force until his dismissal on 1 November 1994. After over 28 years of service, he was found guilty on 2 counts of disciplinary offences on 27 June 1994 by a disciplinary tribunal. For the first count of neglect of duty contrary to regulation 3(2)(h) of the Police (Discipline) Regulations, Cap.232 (the Regulations) , the applicant was awarded the penalty of a severe reprimand on 27 June 1994. For the second count of conduct calculated t
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HCMP003261/1994 1994, No.MP3261 IN THE SUPREME COURT OF HONG KONG HIGH COURT MISCELLANEOUS PROCEEDINGS ___________
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___________ Coram : Hon Jerome Chan J. in Court Date of hearing : 20 January 1995 Date of handing down judgment : 30 January 1995 _____________________ J U D G M E N T _____________________ 1. The applicant was a sergeant of the Royal Hong Kong Police Force until his dismissal on 1 November 1994. After over 28 years of service, he was found guilty on 2 counts of disciplinary offences on 27 June 1994 by a disciplinary tribunal. For the first count of neglect of duty contrary to regulation 3(2)(h) of the Police (Discipline) Regulations, Cap.232 (the Regulations) , the applicant was awarded the penalty of a severe reprimand on 27 June 1994. For the second count of conduct calculated to bring the public service into disrepute contrary to regulation 3 (2)(m) of the Regulations, he received the penalty of reduction in rank and dismissal from the force. As the penalty in respect of the second count was beyond the jurisdiction of the Adjudicating Officer presiding over the tribunal, the applicant was referred to a Senior Police Officer on 12 July for imposition of the said penalty. The findings and awards of the tribunal and the Senior Police Officer were confirmed by the Force Discipline Officer on 22 September 1994. The applicant's appeal to the Commissioner of Police was dismissed and by a memorandum dated 27 October 1994 the applicant was advised of such confirmation and he was dismissed from the force with effect from 1 November 1994. 2. Pursuant to the applicant's application dated 17 November 1994, leave was granted to apply for judicial review of the tribunal's determination of 27 June 1994. Count One 3. On 14 September 1992 the complainant, a housewife aged 44, reported a case of burglary at her flat with cash and jewellery stolen. The applicant then came to her flat to conduct investigation into the case. Thereafter, the applicant made telephone calls to her on a number of occasions and invited her to go out with him. On 20 September 1992, the complainant's flat was burgled again and a pair of earrings stolen. The complainant alleged that the applicant advised her not to report the second burglary to the police and simply treat the earrings as part of the property stolen in the first burglary. Such an advice by a police officer, if proved, would be a neglect of duty contrary to regulation 3(2)(h) of the Regulations. 4. The applicant's case is that the complainant telephoned him and told him about the second burglary and the stolen earrings. He said she informed him that a report of the burglary and stolen earrings had already been made to the police and that officers had already come around to her flat. He alleged she further told him that she would not want to make any further statement as the stolen property in the first burglary had not been recovered yet. His defence on count one is a complete denial of the accusation. Count Two 5. On 24 September 1994, the complainant alleged that the applicant telephoned her and insisted that he would come to her flat to collect the sales memos of her stolen jewellery despite her observation that such sales memos would not assist in the investigation of the crime. Apprehending trouble, the complainant alleged, she telephoned her godfather and her female cousin advising them that the applicant would be coming to her flat at about noon and asked them to come to keep her company. Neither could come to her assistance as a result of other commitments. However, the cousin said she would telephone the complainant every 5 minute. The complainant alleged that after the applicant arrived at her flat at about noon , he made advances to her. She said the complainant massaged her left arm and shoulders. She did not object initially, but after a couple of minutes she did ask him to stop. She said when she asked him to leave he manhandled her to the bedroom and forced her onto the bed. She struggled without success and the applicant touched her pubic area over her underpants and told her he wanted to kiss that part of her body. She ultimately managed to escape. When the applicant left he did not ask for the sales memos he said he was coming to collect. The complainant alleged that immediately after the applicant had left, she made telephone calls to her godfather and cousin about the incident. The cousin confirmed receiving a call at around mid-day that day from the complainant. She found the complainant to be emotional and angry when she told her about the assault. 6. The applicant's case is again a complete denial of the incident. He said he was working in the police station during the morning of that day. He went out for lunch at about 12:35 pm. He said he was walking down Lockhart Road at about 12:50 pm when he had a chance meeting with the complainant. He told the complainant that it would help if the sales memos of the stolen properties could be given to him. He alleged the complainant lost her temper and started to abuse him and the police force for not putting more effort into the case. He said she complained of insomnia and depression as a result of the case. He said he then walked away from the complainant and returned to the police station without taking any lunch. The applicant's version of events prior to his departure from the police station was confirmed by another police officer who gave evidence for the defence. The Objections 7. The applicant contends the Adjudicating Officer erred in the following respect :
Ground One 8. The statement the applicant complains of was made by the Adjudicating Officer in the following context :
9. It is the function of a court in a judicial review to supervise the exercise of quasi-judicial powers of the administration. However, in doing so, it is not the function of the court to subject a determination of a domestic tribunal to a lawyer's relentless knife in a judicial surgical dissection. The determination cannot be construed like a statute. Nor should it be subject to the punishment of fine surgical analysis in isolated compartments. A statement made in a determination should not be segregated and be put to apathetically literal construction out of context. 10. This proper approach in the construction of a determination is clearly illustrated in A.G. v. Tsui Kwok Leung [1991] 1 HKLR 40, another judicial review of a determination of the police disciplinary tribunal. At page 43 of the report :
11. Furthermore, when reading a determination in its proper context it should always be borne in mind the specific circumstances and matter that each statement was dealing with. The Adjudicating Officer was there dealing with a Bill of Rights argument based on the allegedly criminal nature of the charge. The defence insinuated that it was an abuse to charge the applicant in a domestic tribunal as a result of insufficient evidence for laying a criminal charge. The contention was that the applicant should have been prosecuted in a criminal court and not disciplined in a domestic tribunal. It was in this context that the Adjudicating Officer found the criminal nature of the complaint against him to be irrelevant as he was only facing the charge in a domestic disciplinary tribunal and not charged with any criminal offence in a criminal court. Such a statement is a far crying from the alleged misapprehension on the relevance of the criminal nature of the charge in relation to the standard of proof applicable. The Adjudicating Officer was not dealing with the standard of proof in the quoted passage. The standard of proof was specifically dealt with by him separately in the subsequent paragraphs under another express heading. I am wholly satisfied that if the impugned statement is read in its proper context there could be no room for any criticism. Ground Two 12. The standard of proof required of a police disciplinary tribunal has been the subject of quite frequent judicial consideration in recent years. The contention that it should be on the criminal standard of beyond a reasonable doubt had been advanced on behalf of applicants on many occasions. Such controversy has finally been put to rest by the Court of Appeal in Tsui Kwok Leung. It was a case involving identical charges as the present case though the particulars relied on differed considerably. The applicant was alleged to have held on to the complainant's tie for an unduly long period of time and dragged him from the premises, and had also failed to identify himself and informed the complainant of the reason for his arrest as soon as practicable. The particulars complained of would amount to a criminal offence of common assault. The Court of Appeal extensively reviewed the state of local, English and Privy Council authorities and concluded at pages 45-46 of the report that :
13. The applicant contends that the recent Privy Council decision in McAllister v General Medical Council [1993] AC 388 resurrected the issue in that it watered down the certainty reached in Tsui Kwok Leung. McAllister, a Scottish doctor, was facing charges of dishonesty in respect of a cheque before the Professional Conducts Committee of the General Medical Council. It was held that in a charge of serious professional misconduct the conduct of the proceedings before the committee had to be fair to the doctor concerned, but it was unnecessary in all such proceedings for the onus and standards of proof appropriate to a criminal trial to be applied, although it might be appropriate to do so if the charges against the doctor being considered by the committee related to incidents on which serious criminal charges could also have been based. After considering the dictum of Lord Lowry in Lanford v. General Medical Council [1990] 1 AC 13 ( a decision the Court of Appeal in Tsui Kwok Leung refused to follow in preference to conflicting decisions in the unreported Privy Council case of Tarnesby v. GMC, PC App. No.21 if 1969, and Khawaja); Lord Jauncey delivering the judgment of the Committee said at page 399 :
14. The Committee was clearly of the view that the wide statement of Lord Lowry in Lanford that criminal onus and standard of proof applied to disciplinary proceedings conducted by the General Medical Council was a dictum that would not have been couched in such wide terms had the relevant 1988 Rules been drawn to the attention of the Board. Secondly, the observation of the Committee in McAllister on the propriety of application of criminal onus and standards of proof to such medical disciplinary proceedings is itself a dictum since it was held in that decision that the proceedings are civil in nature and does not require corroboration even if Scottish laws were to be applied. 15. I am not persuaded that McAllister has reopened the issue in Hong Kong in respect of police disciplinary proceedings. Tsui Kwok Leung has put the issue beyond any controversy. Proceedings in the Police Disciplinary Tribunal are civil in nature, and the civil onus and standard of proof apply to such proceedings. In this respect, one should bear in mind the wise words of Lord Scarman in Khawaja at page 112 of the report :
Later on at page 113, he said :
16. The civil courts are no strangers to allegations of fraud and dishonesty that may well found criminal charges. Such allegations have always been approached with care and caution by the application of a more stringent degree of probability. To attempt to formulate such probabilities is an exercise both unwarranted and dangerous. To echo the words of Cons JA, in Tai Hing Cotton Mill v. Liu Cheong Hing Bank Ltd. & Others [1984] HKLR 95 at page 114 :
The question of expressing the degree of conviction in a balance of probabilities exercise was also dealt with by Slade L.J. in R. v. Hants, C.C., ex parte Ellerton [1985] 1 WLR 749 at 761 :
In that case the fire officer was facing charges of corrupt practice in that he made personal use of a fire brigade vehicle. I agree with the sentiment and observations of the said judges, in particular that of Slade L.J. 17. The Adjudicating Officer found as follows :
18. It is beyond a peradventure that the Adjudicating Officer clearly understood the correct standard of proof applicable, with a proper appreciation of the serious nature of the charges. It was at the forefront of his mind that extreme care was required albeit that the civil standard was to be applied. I found the Adjudicating Officer's understanding of the correct standard of proof and the proper approach in reaching a determination in the application of such standard to be unassailable. As with the tribunal in Tsui Kwok Leung, the Adjudicating Officer had Annex J to the Police Discipline Manual to assist him in the appreciation of the standard of proof applicable. Ground Three 19. The applicant complains of a misplacing of the onus of proof on him to establish the circumstances of the previous conviction of the complainant for an offence involving dishonesty in the obtaining of a replacement identity card. It is contended by the applicant that the conviction showed that the complainant was an unreliable witness. The Adjudicating Officer dealt with the issue in this manner :
The Adjudicating Officer then went on to consider and dismissed an allegation that the complainant had been coached in her evidence by her cousin's husband, a police officer. It is clear to me that the Adjudicating Officer had not misplaced any burden of proof as alleged or at all. The Adjudicating Officer made a finding that when the applicant raised the issue of the character of the complainant he had not placed sufficient material before the tribunal to shaken the impression it had of her credibility. It is not for the prosecution to establish the circumstances of the complainant's previous conviction. Furthermore, the applicant had never sought assistance from the prosecution in the production of relevant court records or other information. Without any sufficient material before the tribunal, the Adjudicating Officer had dealt with the issue properly and as best he could. His finding in the circumstances is beyond criticism. 20. The applicant also complains that the Adjudicating Officer had misplaced the burden of proof in dealing with the issue of the complainant's alleged dishonesty in concealing her alleged knowledge of the breaking in at her flat. This complaint was dismissed by the Adjudicating Officer for similar reasons as the preceding one. The Adjudicating Officer found that though police investigation at her flat disclosed evidence of a breaking in, there was no evidence that the complainant was ever made aware of this by any police officer. The Adjudicating Officer cannot be faulted for any alleged misplacing of burden of proof in such a finding. 21. Finally, the applicant complains that throughout the determination the Adjudicating Officer had repeatedly accused the applicant's testimony and defence evidence to be "uncorroborated". It is true that the Adjudicating Officer is guilty of using such terminology in describing the defence evidence. However, if one read such descriptions in their proper context, it can immediately be seen that he was using "uncorroborated" indiscriminately as "unsupported". There is no doubt in my mind that he did not use the term in its legal sense as a lawyer would understand it. In all likelihood the Adjudicating Officer was borrowing the term from paragraph 11 of Annex. J of the Force Discipline Manual, where the term corroboration was loosing use to mean supporting testimony without any implication on the burden of proof. Reading the determination as a whole, I am left with no doubt at all that the Adjudicating Officer was fully aware that it was for the prosecution to establish not only the guilt of the applicant, but also to discharge the burden of satisfying the tribunal on all facts necessary to found such guilt. I am not persuaded that by the indiscriminate and cavalier use of a legal term, without the intention to attribute to it its full legal effect, the Adjudicating Officer had misdirected himself on the burden of proof as alleged by the applicant or at all. The Adjudicating Officer had clearly not intended to place any unwarranted burden of proof upon the applicant when describing defence evidence as being "uncorroborated". To do justice to themselves, administrators presiding over administrative tribunals, in particular those without any assistance of legal advisers or lawyers, should refrain from using technical legal terms or jargons in their determinations to avoid attributing to their reasons a wholly unintended and unwarranted distortion. The danger of laymen attempting to use legal terminology is too obvious a point to further labour. Ground Four 22. The substance of this complaint has been dealt with under Ground Three supra. The Adjudicating Officer was entitled to take into consideration the known circumstances of the previous conviction and to arrive at the conclusion on their effects in the manner he did. I find this complaint to be void of any merits. Grounds Five and Six 23. This is the most substantive complaint made by the applicant in the judicial review. It is rightly conceded by the respondent that the Adjudicating Officer erred in finding the evidence of the complainant's cousin and godfather on the recent complaints to be "circumstantial corroboration of such quality as should not be disregarded" (emphasis added). It is trite law that recent complaints cannot afford corroboration in a sexual offence. However, the relevance and significance of that error in the context of his determination have to be considered. 24. The issue of corroboration was dealt with by the Adjudicating Officer in the following manner :
25. He held in no uncertain terms that corroboration was not required to substantiate the charges. He further held that the quality of the complainant's evidence was such that he was satisfied of its truthfulness without corroboration. The applicant, somewhat departing from his grounds dated 17 November 1994 (without objection from the respondent), contended that corroboration, or alternatively a warning to himself of the danger of finding the applicant guilty without it, is required before the applicant could be found guilty on the second count of misconduct. It is submitted that such a requirement is founded on the particulars of the count being of a nature involving a sexual complaint. The applicant based this submission, firstly, on his contention that the proceedings are criminal in nature with the consequence that the criminal standard and burden of proof are applicable thereto. Alternatively, the applicant contended that even if the civil standard and burden of proof applied, the serious criminal nature of the accusation required corroboration or a warning of the absence of it be given. 26. The applicant's first contention founded on its submitted criminal standard and burden of proof must fail for reasons given supra. On his alternative submission, should the requirement of corroboration nevertheless be brought into disciplinary charges involving sexual complaints on the same or similar basis as the criminal standard? 27. No corroboration, or a warning of the absence of it, is required in a civil claim founded on sexual complaints. For example, the applicant did not suggest that there can be such a requirement in an action for damages in tort founded on an indecent assault or rape. Can a departure from this general principle in disciplinary proceedings in a domestic tribunal be justified on any grounds? 28. The applicant placed heavy reliance again on the dictum of Lord Lowry in Lanford. In the medical disciplinary tribunal cases, regulation 50 of the English 1988 rules deals with admissibility of evidence in certain circumstances but makes no reference to corroboration which has therefore not been made the subject of any provision. In the circumstances the Privy Council made the following observation in McAllister :
29. I can see no justification for applying criminal rules of evidence and practice to disciplinary proceedings. These proceedings are civil in nature despite the dire consequences that may be brought upon their subject in some cases. A proper understanding of that high degree of probability which is required of the tribunal prior to a finding of guilt is sufficient safeguard for the subject of the complaint. There is no need to seek assistance from the rules of evidence and practice of the criminal courts. The civil standard is adequate to protect the interests of the subject facing the accusation. 30. Lord Diplock made the following observation in Mahon v. Air New Zealand Ltd. [1984] 1 AC 808 at pages 820 - 821 in respect of the rules of natural justice in the exercise of an investigative jurisdiction:
Lord Diplock was there referring to his own decision in Moore. His classic exposition of the principle in the 1965 decision was approved by the Court of Appeal in Re Lo Wing-tong [1990] 1 HKLR 325. In Moore, Diplock L.J., as he then was, said at 488 :
31. As corroboration or a warning of the lack of it is not a requirement in the proceedings before the Adjudicating Officer, his error to treat the evidence of the cousin and godfather as "circumstantial corroboration" is of no moment at all to the determination. Though such evidence is not probative to establish the truth of the complaint itself, they are probative in the consideration of the credibility of the complainant's allegation of making recent complaints, and of the telephone calls for assistance she allegedly made prior to the occurrence of the unhappy incident. I am not convinced that any criticism can be made against the Adjudicating Officer alleging a failure to appreciate the fact that the complainant's evidence was not supported by any independent evidence. He was satisfied of the guilt of the applicant on the complainant's evidence alone as he stated in clear terms. He was clearly aware of the advice in Annex. J of the Force Discipline Manual that in serious charges, one should look for supportive evidence. In fact, the advice in the manual went beyond the requirements stipulated by any criminal standard in that it advised of supportive evidence in "more serious charge which could result in serious consequences for the officer such as dismissal"; and not only in respect of recognised categories in criminal law where corroboration is required or desirable. I find no merits in this ground. 32. I am satisfied that the applicant was given a fair hearing and that the evidence before the Adjudicating Officer amply justified his findings. I am not satisfied that the applicant had been able to make out any valid grounds of objection against the findings of the Adjudicating Officer and his application for orders of certiorari to quash the determination of the Adjudicating Officer and the awards made consequential thereto is dismissed. No grounds have been shown why costs should not follow the event and an order nisi for costs to be awarded to the respondent against the applicant is made.
Representation: Mr Philip Dykes, inst'd. by M/s Pang, Tang, Wan & Choi, for Applicant Miss Lynda Shine and Miss Susana Sit, S.C.C. of Crown Solicitors, for Respondent |