Re Yeung Choi Wan

Read the full judgment text of HCMP 762/1979 on BabelCite. This High Court CFI judgment.

1. The Tai Pin Recreational Fraternity Association is a registered society and has premises of some 3,600 square feet at No. 118 Wu Sung Street, 2nd floor, Kowloon. It is said to have over 3,000 members. It's objects are to provide recreational activities for members, their relatives and friends and to promote friendship among them. These particulars can be gathered from the application of its chairman Madam YEUNG Choi Wan on behalf of the Association to the Commissioner for Television & Enterta

Case No.HCMP 762/1979
Court
High Court CFI
Date
Judge
Case Document
100%Judiciary

HCMP000762/1979

IN THE SUPREME COURT  
   
MISCELLANEOUS PROCEEDINGS 1979, No. 762

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  IN THE MATTER of an application by the Applicant, Madam Yeung Choi Wan, for leave to apply for an Order of CERTIORARI AND MANDAMUS under Order 53 Rule 1 of the Rules of the Supreme Court 1967
  and
  IN THE MATTER of the decision made on the 6th day of November 1979 by the Commissioner of the Television & Entertainment Licensing Authority pursuant to Regulation 7(3) of the Miscellaneous Licences Regulations, Cap. 114 of Laws of Hong Kong.

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Coram: Full Bench (Zimmern & O'Connor, JJ.)

Date of Judgment: 27th February, 1980.

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JUDGMENT

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Zimmern, J.:

1. The Tai Pin Recreational Fraternity Association is a registered society and has premises of some 3,600 square feet at No. 118 Wu Sung Street, 2nd floor, Kowloon. It is said to have over 3,000 members. It's objects are to provide recreational activities for members, their relatives and friends and to promote friendship among them. These particulars can be gathered from the application of its chairman Madam YEUNG Choi Wan on behalf of the Association to the Commissioner for Television & Entertainment Licensing for an Automatic Machine Establishment Licence of the 21st December, 1977.

2. She was interviewed in June 1978 by a processing officer who warned her of the responsibilities of such a licensee. By a letter dated 26th June, 1978 from the Commissioner she was informed of the Commissioner's approval for the installation of six machines subject to certain information to be supplied. The last paragraph of this letter reads as follows:

"I must also record my warning given to you at the above-mentioned interview and you are reminded that all licence regulations and conditions must be observed at all times and the licence is issued on the understanding that the machines are only for the use of your association members for recreational purpose and a condition to this effect will be imposed on your licence in due course."

3. The licence valid for a year from 3rd July 1978 was issued with conditions special and otherwise printed thereon but there was no imposition in writing or in print as stated in the letter that "the machines are only for the use of your association members for recreational purpose".

4. Under the Miscellaneous Licences Ordinance Cap. 114, Section 4 provides:

"No person shall open or keep any place, or conduct any trade, business or occupation specified in the First Schedule except under and in accordance with a licence issued under this Ordinance."

Automatic machine establishment specified in the First Schedule is interpreted in Sec. 2 as meaning "any place at which an automatic machine is installed". In short no one may keep any place in which such a machine is installed without a licence.

5. On 2nd May 1979, the Commissioner by letter advised Madam Yeung that her licence will expire on 4th July 1979 and that should she wish to renew she would be required inter alia to complete the application form attached. Her application for renewal was received by the Commissioner on 21st May 1979.

6. By a police department memo dated 20th June 1979 the Divisional Superintendent/Yaumati informed the Commissioner of Police (SO Licensing) that he strongly objected to the renewal of the licence on the grounds that

"This association has been in existence for some 1½ years during which time it has constantly been the subject of Police attention because undesirable characters were permitted to resort to the premises and the apparent inability of the management to abide by the Licensing Laws."

It then set out details of seven incidents. Then

" 2. It is also noticed that during 9 routine visits to this premises at various times during the past year, the licensee has never been found to be present. Although a Tombola licence was granted to the Association, no games have been organised. Members of the public have been freely admitted to the premises to play billiards and it can reasonably be assumed that they are also permitted to play automatic machines. This is in direct conflict with the statement made by the licensee in her application for this licence and presumably the rules of the Association.  
  3. It is clear therefore the licensee and Committee of this Association have completely failed in their supervision of the activities conducted within their premises, and, by opening it to the public, they have turned this premises into a profit making concern but not purely for the benefit of the members. The fact that undesirable characters were allowed to resort to the premises reflected a total failure in the management and control of the place on part of the licensee and the committee of the association. These surely were not the conditions upon which this licence was granted and it goes without saying that I object most strongly to the renewal of this licence."  

7. A copy of this was apparently sent to the Commissioner and on the 28th June, 1979 Madam Yeung was requested to attend for an interview which she did on 3rd July, 1979 the eve of the expiration of her licence. Without showing her the police memo the interviewing officer told her of its contents and she was invited to give her explanations which were recorded in note form. She was then told she would be informed of the Commissioner's decision as soon as possible. The matter was kept in abeyance for sometime pending the outcome of certain magisterial cases which might affect the Commissioner's decision.

8. On 24th September the Commissioner wrote to Madam Yeung in part as follows:

"In accordance with the provisions of regulation 7(3) of the Miscellaneous Licences Regulations I hereby give you notice that objections have been taken by the Commissioner of Police to such renewal. A copy of these objections is enclosed herewith and I have to inform you that should you wish to make representations to me concerning the objections you must do so within fourteen days from the date of this notice. No decision will be taken about the renewal of your licence until after the expiry of the said period of 14 days and should you make representations you may be assured that they will be most carefully considered before a final decision is made".

The grounds of objection set out relevant to these proceedings are:

" (e) Premises being used as an unlicensed public billiard saloon at 1815 hours on 16.5 79. A police inspection revealed that persons present on the premises were neither members of the Association nor guests of such members. They were allowed to play billiards at a charge of $10.80 per hour.  
  (f) During 9 routine visits to these premises at various times during the past year, the licensee has never been found to be present. Members of the public have been freely admitted to the premises to play billiards and automatic machines, which is in direct conflict with the statement made by the licensee in her application for this licence and the rules of the Association."  

9. By a letter dated 5th October, 1979 solicitors on behalf of Madam Yeung made representations to the Commissioner in part as follows:

"(e) This allegation and objection is completely denied. No doubt you yourselves will be aware that two summons addressed to the Licensee were both dismissed on the basis that the prosecution had no evidence to offer to the court. (f) With respect to the first part of this objection our clients instruct us that during normal days they have at least one member of the Committee present. Our clients point out that the police usually come to inspect very late at night or early in the morning. The licensee inform us that she is also the Treasurer of a restaurant and it is impossible for her to stay in the clubs all the time."

10. By a letter dated 6th October, 1979 the Commissioner informed Madam Yeung of his refusal to renew her licence after careful consideration of her representations to the police objections.

11. On 22nd November 1979 she obtained leave to apply for Order of Certiorari and Mandamus to quash the Commissioner's decision and to compel him to renew the licence and application was heard by us on the 11th and 12th January, 1980.

12. By her statement pursuant to Order 53 rule 1 she relied on four grounds for the relief sought, namely:

" (i) That the Applicant has a legal right to have her Licence re-newed under Regulation 7(3) of the Miscellaneous Licences Regulations (Cap. 114) (hereinafter referred to as "the Regulations") as from the date of expiry thereof, namely the 4th day of July, 1979;  
  (ii) That the non-renewal of the aforesaid Licence by the Authority was done against the Rules of Natural Justice in the sense that it was done without just cause and unfairly, inasmuch as matters were considered by the Authority which should not have been considered and/or matters which should have been considered by the Authority were not so considered.  
  (iii) Further, to what is stated in (ii) herein it is a reasonable inference to be drawn from the documents produced herewith and that at least a communication passing between the Applicant and the Authority was passed to or seen by those opposing the re-newal of such Licence, without the previous knowledge of the Applicant.  
  (iv) Alternatively to what is stated herein-before the aforesaid Regulation is "ultra vires" the Miscellaneous Licence Ordinance (Cap. 114), and accordingly the purported exercise of that power by the Authority is null and void."  

13. Mr. Sanguinetti, counsel for the applicant said first there was an error of law on the face of the record in that the Commissioner was bound to decide to renew or not not later than the date of expiry of the licence on the 4th July, 1979 and he did not decide till 6th October, 1979. After all the application was made in May 1979. Further the Commissioner was required under Regulation 7(3) of the Ordinance to give seven days notice of his objection to the renewal. Notice was given well after the date of expiry rendering it a nullity. Second the manner in which the Commissioner dealt with the matter was against the rules of natural justice. He dealt with each of the objections raised by the police and relayed to Madam Yeung for her representations but we have only to deal with (e) and (f) as the Commissioner has deposed in his affidavit:

"I considered the explanations given in the letter from W.S. Lo and Co. dated 5th October 1979 to the police objections attached to our letter of 24th September 1979. I was not satisfied that the strong police objections (e) and (f) were adequately refuted. I was satisfied that the Tai Ping Recreational Fraternity Association was admitting non-club members. Under my present licensing policy, an automatic machine establishment licence would not be issued by me to a public billiard hall."

As to (e) Mr. Sanguinetti says it was only one isolated incident and of the 15 persons arrested only two statements were produced to show that those two were not members. There was no evidence to show they had not been introduced by members. Further this was insufficient to support the representations of the police to the Commissioner. Furthermore although Madam Yeung as licensee was summonsed for conducting a public billiard saloon without a licence no evidence was offered against her. Only the manager pleaded guilty and he was wrongly advised.

14. As to (f) there was no duty on the part of the licensee to be present and in any event she has satisfactorily given her reason. Furthermore, there is no evidence that members of the public had been admitted to the premises freely or otherwise. The restriction imposed by the Commissioner as a condition of the grant as set out in his letter of 26th June 1978 reading

"the licence is issued on the understanding that the machines are only for the use of your association members for recreational purpose"

was never endorsed on the licence therefore not binding. As was clearly stated in his clients' application the objects of the association are to provide recreational activities for members and members relatives and friends.

15. The Commissioner was wrong in law on the face of the record for he said in his affidavit "I was satisfied that the Association was admitting non-club members". First there was no evidence of this and second members were permitted to invite guest.

16. In support of his arguments Mr. Sanguinetti relied on certain passages from Lord Denning's book. The Discipline of Law at pp 84/85 and in particular

"if the right to be heard is to be a real right which is worth anything it must carry with it a right in the accused man to know the case which is made against him. He must know what evidence has been given and what statements have been made affecting him and then he must be given a fair opportunity to correct or contradict them."

There Lord Denning was quoting from his own judgment in the Privy Council in Kanda v. Government of Malaya(1). Mr. Sanguinetti said that as the objections of the police contained in the memo had not been shown to his client, and with all the evidence available, his client did not have an opportunity to correct or contradict them. He also relied on R. v. Barnsley Metropolitan Borough Council ex parts Hook(2) where it was held inter alia that the local authority was in breach of the rules of natural justice since the committee had heard the market manager's evidence in the absence of the applicant or his representative, and the market manager, who was in the position of a prosecutor, had been present at the deliberations of the committee when it came to its decision. I can only presume that Mr. Sanguinetti meant that the Commissioner had lent his ears to the police without earshot of Madam Yeung or her agents.

17. Upon application this Court has the power to review the decision of the Commissioner in the exercise of his discretion given by ordinance and it is the same whether his decision is an administerial or quasi-judicial matter. There is no argument as to this between counsel. This Court has the power and will interfere if it finds that the Commissioner has not acted impartially or fairly, or has acted without or in excess of jurisdiction or where it appears on the face of the record that the decision was erroneous on point of law. As we are dealing with the Commissioner's decision, I think it proper to look at first the subject matter for his decision and then what he has to consider. First the subject matter: it is an application to renew a licence, first granted the year before, under the provisions of Cap. 114 to keep an automatic machine establishment. Next what he has to consider. Clearly he must consider whether the applicant has been in breach of any of the Regulations under the Ordinance or conditions imposed on the licence and the general conduct of the premises during the period under review. Regulation 7(1) provides that he "may" refuse to renew for causes therein set out including:

" (b) to any person or in respect of any premises if such refusal in his opinion be expedient in the public interest".  

Regulation 7(3) provides that "in all other cases" he shall not refuse to renew unless he has given seven days' notice that objections have been taken or will be taken to such renewal. Cap. 114 imposes restrictions on keeping places for quite a mixed bag but appears to be stricter on automatic machines than the others for as I have stated mere installation in a place turns that place into an establishment.

18. Mr. Sinclair for the Commissioner said there is no legal right to a renewal as it is a matter of discretion. What the applicant has is an expectation and that expectation is perhaps greater in the case of a regrant than a first application. He relies on Mclnnes v. Onslow Fane(3) wherein Megarry V-C said:

  "It seems to me that the case before me is one in which the court is entitled to intervene in order to enforce the appropriate requirements of natural justice and fairness, and that counsel for the board was right to accept that the case fell within this category.  
            Second, where the court is entitled to intervene, I think it must be considered what type of decision is in question. I do not suggest that there is any clear or exhaustive classification; but I think that at least three categories may be discerned. First, there are what may be called the forfeiture cases. In these, there is a decision which takes away some existing right or position, as where a member of an organisation is expelled or a licence is revoked. Second, at the other extreme there are what may be called the application cases. These are cases where the decision merely refuses to grant the applicant the right or position that he seeks, such as membership of the organisation, or a licence to do certain acts. Third, there is an intermediate category, which may be called the expectation cases, which differ from the application cases only in that the applicant has some legitimate expectation from what has already happened that his application will be granted. This head includes cases where an existing licence-holder applies for a renewal of his licence, or a person already elected or appointed to some position seeks confirmation from some confirming authority:  
            It seems plain that there is a substantial distinction between the forfeiture cases and the application cases. In the forfeiture cases, there is a threat to take something away for some reason; and in such cases, the right to an unbiased tribunal, the right to notice of the charges and the right to be heard in answer to the charges (which, in Ridge v. Baldwin, (1963) 2 A.E.R. 66 at 114 (1964) AC 40 at 132, Lord Hodson said were three features of natural justice which stood out) are plainly apt. In the application cases, on the other hand, nothing is being taken away, and in all normal circumstances there are no charges, and so no requirement of an opportunity of being heard in answer to the charges. Instead, there is the far wider and less defined question of the general suitability of the applicant for membership or a licence. The distinction is well-recognised, for in general it is clear that the courts will require natural justice to be observed for expulsion from a social club, but not on an application for admission to it. The intermediate category, that of the expectation cases, may at least in some respects be regarded as being more akin to the forfeiture cases than the application cases; for although in form there is no forfeiture but merely an attempt at acquisition that fails, the legitimate expectation of a renewal of the licence or confirmation of the membership is one which raises the question of what it is that has happened to make the applicant unsuitable for the membership or licence for which he was previously thought suitable."  

19. I think Mr. Sinclair is right. Representations had been made to the Commissioner by the police on the conduct of the premises during the year under review. These were fairly and squarely put to Madam Yeung for her answers and the Commissioner was not satisfied with them and gave his reasons why he was not satisfied and hence his refusal to renew. I can see no breach of the rules of natural justice in his dealings with Madam Yeung and in my view he has acted fairly in all the circumstances of the case. I would like to point out specifically one matter. Madam Yeung was confronted with this representation

  "(f) During 9 routine visits to these premises at various times during the past year, the licensee has never been found to be present. Members of the public have been freely admitted to the premises to play billiards and automatic machines, which is in direct conflict with the statement made by the licensee in her application for this licence and the rules of the Association."  

In reply her lawyers said:

  "(f) With respect to the first part of this objection our clients instruct us that during normal days they have at least one member of the committee present. Our clients point out that the police usually come to inspect very late at night or early in the morning. The Licensee inform us that she is also the Treasurer of a restaurant and it is impossible for her to stay in the clubs all the time."  

It is clear beyond doubt that her lawyers did not even deny the second sentence in (f). The licence was granted to her in the first instance on the condition that the machines were to be used by members of the association only - NOT members and their relatives and guests. The Commissioner is so empowered by Clause 40(2)(b) of the Interpretation and General Clauses Ordinance. That this condition was not imposed in writing on the licence itself did not nullify it. She was in breach.

20. As to errors of law on the face of the record no principle or authority was cited to support the contention that the Commissioner was bound to decide whether to renew or not later than the date of the expiry of the licence on the 4th July 1979.

21. Generally a renewal of a licence would be made during its existence and when it is about to expire but there is no principle of law which disallows an application subsequent and the grant of a renewal thereupon. It is a matter of power and discretion given to the authority under the law governing the licence. For example under Order 6 rule 9 of the Rules of the Supreme Court the Court is expressly empowered to entertain an application for the renewal of a writ of summons before, on or after the date of expiry. There is no such express power given in the Ordinance but the Ordinance is silent as to time. Regulation 7(3) merely provides that the Commissioner shall not refuse to renew unless he has given to the applicant not less than seven days previous notice that objections have been or will be taken to such renewal. Regulation 11 which provides for application and renewals does not mention time at all. On my construction of the Ordinance and the Regulations, an application to renew after the expiry date is not invalid per se nor is the grant or refusal after the date of expiry to an application made before. The applicant also fails on this point.

22. For the reasons given the application is dismissed with costs.

Representation:

(1) [1962] A.C. 322 at 337

(2) [1976] 3 A.E.R. 452

(3) [1978] 3 A.E.R. 211 @ 218

  1979 No. 762

IN THE SUPREME COURT OF HONG KONG

MISCELLANEOUS PROCEEDINGS

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  IN THE MATTER of an application by the Applicant, Madam Yeung Choi Wan, for leave to apply for an Order of CERTIORARI AND MANDAMUS under Order 53 Rule 1 of the Rules of the Supreme Court 1967
  and
  IN THE MATTER of the decision made on the 6th day of November 1979 by the Commissioner of the Television & Entertainment Licensing Authority pursuant to Regulation 7(3) of the Miscellaneous Licences Regulations, Cap. 114 of Laws of Hong Kong
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Coram: Full Bench (Zimmern & O'Connor, JJ.)

Date of Judgment: 27th February, 1980

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JUDGMENT

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O'Connor, J.:

I agree and there is little I wish to add.

Where a licence of some sort is given for a fixed period, there may be and often is an implication that if the licensee obeys the terms of the licence he may expect that it will be renewed. The way it is often put is that he has a legitimate expectation that it will be renewed. In my view it would be more accurate to say that he has a legitimate expectation that any application by him for renewal will be dealt with fairly, and this will involve giving due consideration to his position as a former or existing licence holder. The withdrawal or non renewal of a licence may cause the loss of, or adversely affect a business or occupation, and may lessen the value of assets that have been acquired in the expectation of the continuation of the licence. Fairness requires that such matters be borne in mind when a decision is being made as to whether a licence be renewed. There is no reason to think such matters were not borne in mind by the Commissioner in the present case.

The Commissioner received objections from the Commissioner of Police to the renewal of the applicant's licence. In my opinion he was entitled to receive such a report and to act upon it, provided that before acting upon it he drew the applicant's attention to the grounds of objection, gave the applicant the opportunity of commenting on or answering the objections, and gave proper consideration to what she put before him. Mr. Chan the Licensing Officer dealing with the matter interviewed the applicant and put before her the objections raised by the Commissioner of Police. He listened to what she had to stay about them and made a minute on the file about the interview. A perusal of the minute could lead to the conclusion that at the interview she was not given sufficiently detailed grounds of the objections, though it must be kept in mind that the note when typed is only 18 lines long, while the interview lasted half an hour. However even if the grounds of objection were not sufficiently brought to her attention at the interview, the same cannot be said about the letter subsequently sent to her on 24th September 1979, which set out the objections in detail and asked for her observations on them. The list of objections sent to the applicant did not include two of the objections originally made by the Commissioner of Police. These two objections were omitted, it appears, because one of them related to an incident prior to the grant of the licence and the other objection had been withdrawn by the Commissioner of Police as the result of a verdict of acquittal when witnesses failed to turn up. I consider no criticism can be made of the failure to give the applicant notice of two objections which the Commissioner had decided were irrelevant. He is to be credited with the ability to ignore such matters as he has found irrelevant. The list of objections sent to the applicant did not include some comments by the Commissioner of Police. However those comments were not statements of fact and there is no reason to think that they were treated as other than what they were. I do not consider fairness required them to be put before the applicant.

The applicant replied, through her solicitor, to the Commissioner in a letter which commenced by saying' we are instructed by our client to make written representations concerning the objections which we hereby do'. The letter went on to comment on these objections. The Commissioner apparently was satisfied with the representations made on applicant's behalf in respect of all the objections save those at (e) and (f). My brother Zimmern has set out those objections and the representations made thereon. Mr. Sanguinetti for the applicant says as to objection (e) that while the applicant was summoned for that matter, no evidence was offered against her and that while her manager pleaded guilty, he was wrongly advised. There is no evidence to indicate he was wrongly advised, and it is perhaps significant that he did not appeal, though if the wrong advice was as Mr. Sanguinetti indicates, one would have expected an appeal to have been lodged and indeed to have succeeded. I cannot see any substance in the suggestion of wrong advice, nor was any suggestion made to the Commissioner that the plea was not good. The objection at (e) does not fall to the ground because the applicant was acquitted in respect of it, on the offering of no evidence. The conviction of her manager is evidence of what occurred on the premises, and that is a relevant matter to be borne in mind by the Commissioner in deciding whether the terms of the then existing licence had been obeyed, and whether it was a proper case in which to issue a new licence. The licence held and intended to be renewed, was limited to those premises in respect of which the manager was convicted. It must be borne in mind that the Commissioner is not only concerned with the fitness of the applicant, but also with the fitness of the premises, and is entitled to consider what happened on those premises.

As to the objection at (f) it is to be noticed that the applicant's answer through her solicitor commences' (f) With respect to the first part of this objection ...' and then goes on to deal with the first part. It does not deal at all with the second part or sentence. The Commissioner was entitled to bear that in mind. Mr. Sanguinetti says that the reason the applicant's solicitors did not deal with the second sentence of (f) was that the second sentence was a reference to the matters set out at (e) and that it had therefore already been dealt with. I do not accept that, nor do I accept that as being what the solicitors thought.

In my view it cannot be said that the applicant did not have the grounds of objection placed fairly before her, nor can it be said she was not given a full opportunity to answer them. Subsequently the Commissioner considered the objections and the submissions on behalf of the applicant. His affidavit indicates that he accepted the applicant's submissions in respect of most of the objections, but did not accept them in respect of others. He bore in mind the public interest and decided not to renew the licence. In my opinion he acted fairly in the circumstances.

Nothing turns on whether his decision, at the time he made it, having regard to the expiry of the old licence, was technically on the grant of a new licence or the renewal of an existing one. The Commissioner, rightly in my view, treated it as being an application for a renewal.

I would also dismiss this application.

  (R. O'Connor)
  Judge of the High Court.

Representation:

A.J.J. Sanguinetti & E. Chung (Poon & Sum) for Applicant.

M.M. Sinclair, Crown Counsel for Crown/Respondent.