Re Pan Chi Keung and Others
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HCMP001455/1987 IN THE SUPREME COURT OF HONG KONG MISCELLANEOUS PROCEEDINGS ACTION NO. 1455 OF 1987 __________________
__________________ CORAM: De Basto J. in Court DATES OF HEARING: 10th, 11th, 13th, 14th and 17th August, 1987. DATE OF DELIVERY OF JUDGMENT: 24th August, 1987. ___________ JUDGMENT ___________ 1. This is an application by PAN Chi-keung, WONG Yiu-lun and CHAN Kwok-fai (“the applicants”) under an Order Nisi for Habeas Corpus made by Garcia J. on 15th July, 1987 that they be unconditionally released from the restraints on their liberty in respect of Criminal Case No. 201 of 1986 (“Case 201”). 2. In very general terms, the applicants were jointly charged together with other named and unnamed persons with one count of murder before a High Court judge (“the judge”) and jury (“the jury”). On 23rd May, 1987 the jury returned a verdict of “not guilty” by a majority. The judge then made a “formal” order (“the Order”) that the applicants, “having been found not guilty of any offence” be released and discharged. The applicants were, on 15th July, 1987 arrested in respect of Case 201 which the Crown maintains has not yet been “validly disposed of”. 3. This application raises important constitutional questions. 4. For a proper understanding of the issues it is necessary to refer to the facts which led to the arrest of the applicants on 15th July, 1987. 5. On 21st May, 1987 before the judge commenced his summing-up and in the absence of the jury, one of the counsel for the applicants asked the judge how he intended to direct the jury on the question of unanimity in returning their verdicts. The judge answered as follows:-
6. At no stage during this discussion was any reference made by counsel to Section 24(4) of the Jury Ordinance, Cap. 3 which reads:-
Section 26 of the Jury Ordinance reads:-
7. The jury returned and the judge began his summing up. When the judge was about to direct the jury on their approach to the verdicts, counsel for the Crown handed up to the judge the case of The Queen and TAM Chi- pang and Others (Criminal Appeal No. 119 of 1985) and said the judge need only look at page 25 and that all counsel agreed that that represented “the proper position”. The judge then directed the jury as follows:
The judge, with respect, did not direct the jury that they had to be unanimous in returning a verdict of not guilty of murder unless a majority of not less than five found an accused guilty of manslaughter. 8. After that direction, the judge continued his summing-up. Just before the judge concluded his summing-up at 2.20 p.m. on 21st May, 1987 he told the jury:-
9. At about 7 p.m. the jury were recalled to be asked by the judge for an indication of how long they would need to consider all their verdicts. The foreman replied that they needed considerably more time and asked for “re-clarification of the exact definitions of manslaughter and murder in this case possibly with examples as before so we can possibly take it down to clarify in our minds”. The judge further directed the jury, and, inter alia, told them:-
Later the judge was interrupted at some length by counsel during which a juror said:-
10. I mention the above only to show that manslaughter was, depending on the views taken by the jury, very much an issue. 11. The jury retired again at 7.50 p. m on the 21st May, 1987 At 4.55 p. m on the following day the jury returned. This is what transpired in relation to the three applicants.
12. The judge and counsel then discussed matters not relevant to the present application. The following then transpired.
13. When the jury returned their majority verdicts, the judge had a discretion as to what he should do; he could have told the jury that majority verdicts of not guilty of murder were not acceptable and directed them to resume their deliberations, or he could have discharged the jury for being unable to reach their verdicts. He did not exercise either of those discretionary powers. Instead he accepted the jury’s verdict and made the order. 14. By a letter dated 8th June, 1987 (and copied to the Director of Legal Aid) the Deputy Crown Prosecutor (“the DPP”) wrote to the Registrar of the Supreme Court as follows:-
15. By a letter dated 12th June, 1987 and copied to the Director of Legal Aid, the Registrar informed the DPP that he had listed Case 201 before the judge on 22nd June, 1987. 16. On 22nd June, 1987 the DPP and counsel for the applicants appeared before the judge. Defence counsel applied for an adjournment which application was resisted by the Crown. 17. One of the applicants’ counsel submitted the judge had no jurisdiction as a matter of law. There was also some reference as to whether the judge was functus officio. Counsel for another applicant said that the applicant he represented should be treated as an acquitted person and free to come and go until such time as any (sic) court made a different order. 18. He asked the judge to provide the parties with a transcript of the discussions that took place before the judge in the absence of the jury and of “certain agreements” that were reached between counsel and endorsed by the judge and the judge’s direction to the jury following those discussions because “it is not at all clear what verdicts were required and obtained from the jury”. 19. The DPP referred to his letter to the Registrar of 8th June, 1987 and contended that the count of murder against the applicants had not been lawfully determined, that the trial (Case 201) should simply be relisted by the Registrar before a judge of the High Court, that a jury be empanelled and the trial proceed. 20. Later, the DPP said:-
21. I think, but I am not sure, the Crown was there relying on Section 27 of the Jury Ordinance which reads:-
22. In the event, the judge made an order that the Crown’s application be adjourned and set down before a judge of the High Court as soon as practicable after 4th August, 1987. 23. By arrangement, at 10 a.m. on 15th July, 1987 the applicants (accompanied by their legal advisers) attended the Regional Crime Unit at Yaumatei where they were placed under arrest by the police, and held in custody on the charge of murder in Case 201. On the same day the applicants applied for leave to issue a Writ of Habeas Corpus forthwith and for an Order that the applicants be released forthwith or be granted bail on such terms and/or conditions as the Court deem just. 24. On the same day counsel for the applicants and for the Crown (the applicants being present) appeared before Garcia J. who granted the applicants leave to issue a Writ of Habeas Corpus. Garcia J. granted the applicants bail on terms and ordered that the applicants serve the Writ on the Attorney - General and the Commissioner of Police and he adjourned the case for a hearing for directions before the Chief Justice in consultation with counsel’s diaries. 25. The Writ was personally served on the DPP and on the Commissioner of Police. 26. On 22nd July, 1987 counsel for the applicants and for the Crown appeared before Garcia J. who ordered, inter alia, that the Writ be returnable before this court on 10th August, 1987 and that the hearing of the return to the Writ be heard and determined before the hearing of the application for a retrial by the Crown in Case 201. 27. Notices pursuant to Order 54 Rule 6 were served on the Attorney-General and the Commissioner of Police. 28. The Commissioner of Police filed a return on 11th August, 1987 which was amended on 13th August, 1987. 29. In that amended return he stated that the applicants were arrested on 15th July “on the basis that they were reasonably suspected of being guilty of an offence of murder” and that the cause and purpose of those arrests was to secure the attendance of the applicants at the hearing of an application by the Crown in Case 201 “for the disposal of a count of murder against each of the applicants”. 30. Mr Keane strenuously objected to the return in its original and amended forms. He contended, inter alia, that the Commissioner of Police could not “reasonably” have suspected the applicants of being guilty of murder in Case 201 when they had been acquitted by a verdict of the jury and the Order of the judge in that case. 31. Mr Keane contended that the jury had returned “unequivocal and complete verdicts of not guilty” in favour of the applicants. I do not agree. The verdicts of the jury were defective. They should have been unanimous and even with a unanimous verdict, where the alternative verdict of manslaughter was left to the Jury by the judge, they should have been asked to complete their verdicts. 32. As Darling J. said in Rex v. Baxter (1913) 9 Cr. App. R. at page 63:-
33. This case was quoted with approval by the Privy Council in Nasralla’s case.(infra). 34. Mr Duckett for the Crown submitted that the jury’s verdict was invalid as not being in compliance with Section 24(4) of the Jury Ordinance and that the judge’s Order, based on that verdict was, in effect, also invalid and that, therefore, the whole trial was a nullity. 35. Mr Duckett cited the Privy Council case of The Director of Public Prosecutions and Patrick Nasralla (1967) 2 A.C. 238 (not dissimilar to Case 201 except that the jury in that case, having returned an incomplete majority verdict, were discharged by the trial judge) in which their Lordships quoted with approval Cockburn C.J. in Reg. v. Charlesworth (1861) 9 Cox CC at page 53:-
36. Though not quoted in Nasralla’s case Cockburn C.J. went on to say in Charlesworth’s case:-
37. At page 254:-
At page 256:-
38. My first duty, as I perceive it, is to determine whether the judge’s Order is valid and even if it is voidable whether I have any jurisdiction to review, set aside or otherwise interfere with the Order and even if I have jurisdiction whether I am functus officio. 39. The High Court is a superior court of record and its judges exercise, unlike magistrates and District Court judges, unlimited original civil and criminal jurisdiction. (See Supreme Court Ordinance, Cap. 4 Sections 3 and 12). 40. I am firmly of the view, and so find, that once a High Court judge makes a final order, such an order is valid until it is set aside. As O’Connor J. said in CHIU Ming-sum and Michael Ma Wing and Others (1981) H.K.L.R. at page 72:-
41. Although O’Connor J. was there dealing with a civil case, I think there can be no doubt that what he said applies with equal force to a criminal case in the High Court. 42. In Re Racal Communications Ltd (1981) A.C. 374 the Director of Public Prosecutions, having reasonable cause to believe that an officer of Racal Communications Ltd (“the Company”) had committed an offence in connection with the management of the company’s affair’s, made an ex parte application to a High Court judge in Chambers under Section 441 of the Companies Act 1948 for an order authorizing a police officer and a civil servant to inspect all books, records, correspondence, etc. belonging to or under the control of the company. The High Court judge dismissed the application holding that “an offence in connection with the management of the company’s affairs” within the meaning of Section 441 of the Act was limited to “a breach against the laws regulating the management of a company’s affairs”. The Court of Appeal reversed his decision holding that the High Court judge had misconstrued the Act and it said it had jurisdiction to reverse the High Court judge’s decision because he had made am error of law which went to the jurisdiction. On appeal to the House of Lords, their Lordships allowed the appeal. Several passages in the judgment of the House are pertinent. Lord Diplock at page 381 said:-
43. Lord Diplock at page 384:-
Lord Salmon at page 386 said:-
44. Lord Edmund-Davies at page 388 said:-
Again, at page 390:-
45. Lord Scarman, at page 392 to 393:-
46. In my view, it would be wholly contrary to law for a judge of the High Court to exercise, in effect, a supervisory jurisdiction over a judge of co-ordinate jurisdiction. I am of the opinion that I have no jurisdiction to review, set aside or otherwise interfere with, the Order made by the judge. 47. Mr Keane cited several authorities to show that even the Court of Appeal has no jurisdiction to set aside an order of acquittal by a High Court judge. It would be inappropriate for this court, and unnecessary for the determination of this application, to comment on the powers of an appellate court and whether the judge in making the Order, having regard to the circumstances in which he made it, was acting outside his jurisdiction. 48. I move now to the question of functus officio. 49. In The Attorney-General and Wu Kam-ming (1987) H.K.L.R. 362, the Court of Appeal held it was functus officio after the Attorney-General had obtained from a single judge leave to apply out of time to the Court of Appeal for a review of sentence. The respondents filed a motion to set aside the order of the single judge in that the application for leave should have been made inter partes, that the single judge had no jurisdiction to grant leave and that no explanation had been given for the delay in filing the application for review. The Court of Appeal held it was functus officio, being bound by the decision of the single judge (under Section 35(2) of the Supreme Court Ordinance) who, in granting leave, had exercised the power vested in that court. Accordingly, the Court of Appeal held it had no jurisdiction to entertain the motion to set aside the single judge’s decision. 50. In The Queen and Man Lim-ping (Criminal Appeal No. 572 of 1984) which is unreported, the Court of Appeal held that a High Court judge was functus officio after he had made an order that a large sum of money found in the accused’s home should be returned to the accused (“the appellant”). The appellant pleaded guilty to one count of possession of dangerous drugs for the purpose of unlawful trafficking. Briefly, the appellant was in a car which was intercepted by the police who found next to the appellant a bag containing more than three kilograms of heroin. The appellant was then taken to his home and nothing of significance was found except for two sums of money totalling $226,640. On the 14th February, 1984 after the appellant had been sentenced the High Court judge made an order for the confiscation of the drugs. Counsel for the appellant then asked that the money be returned to the appellant’s family to whom it belonged. The Crown said it had no objection and the High Court judge said, “Very-well.” In subsequent proceedings, the High Court judge said he made an express order in open court that the money be returned to the appellant’s family and the Crown conceded that he had. 51. Shortly after the High Court judge had made the order referred to, he had second thoughts. He hastened to reconvene he court but the parties had left. He “saw fit to inform the Attorney-General’s Chambers of his second thoughts”, and this led to an application by the Crown to have the money forfeited to the Crown. At the hearing of that application the appellant’s counsel argued that a High Court judge had no power to review his own decision. At this point the High Court judge said:-
52. The appellant then gave evidence that the money in his house had no connection whatsoever with his activities as a drugs courier and that his main occupation was that of a jade trader in which trade cash transactions were required. His evidence was disbelieved by the High Court judge who ordered the money to be forfeited to the Crown. 53. Before the Court of Appeal the Crown repeated the argument that a High Court judge had always the power to review his sentence. The Court of Appeal said:-
54. It is not out of disrespect to counsel that I do not propose to refer to the numerous other authorities which were cited to me. 55. To recapitulate, I hold that the judge’s Order is valid and remains effective unless set aside by a court of appeal. That even if the judge’s Order is voidable I have no jurisdiction to set aside or in any way to interfere with the Order made by the judge. Mr Duckett submitted I need not set aside the Order - I could simply direct that a jury be empanelled and the trial proceed. But if I were to do that I would be ignoring the judge’s Order - I would, in effect, be pretending the judge never made the Order. I cannot do that. 56. Even assuming I had jurisdiction, I hold that the judge is functus officio in respect of Case 201 and, a fortiori, so is this court. 57. It follows from what I have said that the arrest of the applicants was unlawful. 58. I do not at all agree with Mr Keane’s criticism of the return made by the Commissioner of Police. He was, without doubt, acting bona fides and on legal advice from the Crown which was based on a mistaken view of the law. The Crown, too, was acting in good faith in trying to bring Case 201 to a “legitimate and lawful” conclusion. 59. I order that the applicants be unconditionally discharged subject only to an order or judgment of an appellate court. I discharge the applicants from their bail and order that monies paid by way of bail be returned to the applicants and their sureties. I certify that to the best of my skill and ability the foregoing is a true transcript of the shorthand notes taken of the judgment in the above proceedings. Dated 26th August, 1987. Representation: Mr D. Keane, Q.C. and Mr M. Ozorio (assigned by D.L.A.) for all three Plaintiffs. Mr A. Duckett, Q.C., Deputy Crown Prosecutor, and Mr R. Leclaire, Senior Crown Counsel, for Respondent. |