The Queen v. Wu Tat Wai and Another
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CACC000074/1991
HEADNOTE The court held that it was not incumbent upon a judge to spell out in specific terms that he had warned himself of the risk involved in convicting on the uncorroborated evidence of an accomplice. It is enough if the judge uses words which demonstrate that he was aware of the danger. A defendant who does not call for the production of evidence in the possession of the Crown which might be in his favour but through his counsel, having become aware of the existence and nature of the evidence, deliberately refrain from calling for it to be produced, cannot be heard to complain of an injustice on appeal. Entries in a notebook were properly held to be capable of being corroboration.
--------------------- Coram: Hon. Yang C.J., Silke, V.-P. and Power J.A. Date of Hearing: 24 - 25 October 1991 Date of Judgment: 25 October 1991 --------------------- J U D G M E N T --------------------- Power, J.A.: 1. This is the judgment of the Court. 2. The applicants were two of five defendants who faced a charge that they, on divers days between the months of February 1988 and November 1988, in Hong Kong, conspired together with HO Hung-fai and NG Gim-hin to take part in bringing women into Hong Kong for the purpose of prostitution. The 1st defendant (A1), the 2nd defendant (A2), the 4th defendant and the 5th defendant were convicted after trial. The 1st defendant and the 2nd defendant now appeal against that conviction. The personae at the trial were:the 1st defendant David WU Tat-wai, a serving Immigration Officer, the 2nd defendant TANG Chi-kuen, an ex-senior Immigration Officer and a friend of the 1st defendant, the 3rd defendant CHENG Kwok-hoi with whom we need not concern ourselves, the 4th defendant CHAN Ping-lam who was the proprietor of a transportation company, and the 5th defendant KUNG Wing-kong who can shortly be described as an arranger. Also figuring in the trial were Ah Chung who was an employee of the 4th defendant and HO Hung-fai, the principal prosecution witness, who was PW9. WONG Kam-ming also known as NG Gim-hin was PW3 but his evidence was not of significance in the outcome. 3. The importance of the evidence of PW9 was made plain by the trial judge at the outset. He said that - "In relation to the 1st defendant and to a very great extent the 2nd defendant the evidence relied upon is that of a co-accused PW9." 4. The trial judge in his reasons outlined the evidence of PW9 saying that he was a pimp who escorted girls to hotels in Hong Kong. He outlined the evidence of PW9 as follows: At a meeting in August or September 1988, the 5th defendant asked him to go to tea saying to him someone wanted to arrange girls. At that meeting, the 6th defendant introduced him to the 4th defendant and to Ah Chung. There was a discussion then about bringing girls to Hong Kong and the 4th defendant then told PW9 to exchange telephone numbers with An Chung. In October 1988, PW9 contacted An Chung and they met at the Hunghom Railway Station and were there joined by PW8 and the 1st defendant. The 1st defendant raised the cost of bringing girls to Hong Kong and asked for an explanation as to how the monies that would be earned by the girls would be distributed. Finally he said that he would think the matter over and he told PW9 to give his telephone number to PW8. About a week later the 4th defendant told PW9 to go to the Grand Hotel. The 4th defendant, the 5th defendant and PW9 met as arranged and they were there joined by PW8 and by the 1st defendant and 2nd defendant. The 1st defendant said that the 2nd defendant would contact PW9 in future in relation to, to quote the words used, "doing the girls" matter on the Thailand side" and he instructed PW9 to exchange telephone numbers with the 2nd defendant. The 2nd defendant arranged a further meeting with PW9 several days later at the Grand Hotel. PW9 went there and met the 2nd defendant and the 1st defendant who told him to set off for Thailand and select 8 to 10 girls for eventual selection by the 2nd defendant who would go to Thailand for that purpose and who would give instructions in Thailand as to consequential matters. On 31st October 1988, PW9 went to Thailand and, with the help of two friends, selected six girls. He telephoned to the 2nd defendant in Hong Kong and told him of this and the 2nd defendant arrived in Thailand on 2nd November 1988. (That he did fly to Thailand was an agreed fact.) He was met at the airport by PW9 and taken to the Diamond notel. 5. On the following day, arrangements were made for the girls to the 2nd defendant's room one by one. This having been done, the 2nd defendant told PW9 that he had selected four girls and that they should join tours going to Hong Kong. On 12th November, PW9 and his two friends went to a travel agency and booked two girls to go to Hong Kong on 16th November and then went to another agency and book the other two to go on 17th November. The money for the tickets was provided by the two friends of PW9. (It was an agreed fact that on 13th November, the 2nd defendant went to Bangkok from Hong Kong.) On the morning of 16th November, the 2nd defendant and one of PW9's two friends escorted the two girls to the Bangkok Airport. It was later learnt that the two girls were refused entry to Hong Kong and the 2nd defendant then said he would call the 1st defendant in Hong Kong. Having made a telephone call, he reported that there had been a problem at Hong Kong Airport and that the 1st defendant had issued instructions that the two girls booked to travel on the following day should not go for the time being. On 18th November, PW9 and the 2nd accused returned to Hong Kong. On 25th November, PW9 met the 1st and the 2nd defendants in the Grand Hotel Coffee Shop and PW9 showed them the invoice issued by the travel agency for the two girls who were not admitted into Hong Kong. He pressed for reimbursement of the passage money which had been paid by his friends. The 1st accused disavowed any responsibility for the loss thus incurred and this angered PW9. 6. The trial judge had no doubt as to the truthfulness of the evidence and, relying in large part upon it, indeed, solely as regards the 1st defendant, was satisfied beyond reasonable doubt as to the guilt of both the 1st and the 2nd defendants. 7. Mr. Sanguinetti who appears for the 1st defendant has argued five grounds of appeal. In his first ground, he submitted that the trial judge "did not warn or adequately warn himself of the risk involved in convicting the 1st applicant solely on the uncorroborated evidence of the accomplice - Mr. HO Hung-fai." He submits that nowhere is there an indication of an accomplice warning and relying upon the authority of CHIU Nang-hong v. the Public Prosecutor [1984] 1 WLR at 1279 (P.C.), he submits that a failure by a judge sitting alone to demonstrate within his judgment that he has properly warned himself is fatal. He refers particularly to the passage at p.1285 which reads as follows:
We were referred also to cases which involved directions given by trial judges to juries but did not find any real assistance from those cases as the circumstances there obtaining were necessarily substantially different from the situation where a professional judge is sitting alone. We are satisfied, as indicated in CHIU Nang-hong's case, that we must look to the reasons for verdict and ask whether the trial judge has demonstrated that he had properly warned himself. What he said in this regard was:
The trial judge, as this passage shows was clearly conscious of the need to look for corroboration. The passage further indicates to us that he was applying the right test when determining what evidence was capable of constituting corroboration - we will return to this aspect of the matter later when dealing with the arguments advanced on behalf of the 2nd accused. 8. The argument of Mr. Sanguinetti, as he appears to concede, involves the contention that the trial judge knew what corroboration was, knew the test to be applied when looking to see whether it existed, but was unaware of the reason why he was carrying that exercise and of the use to which the evidence should be put. We have borne in mind all that Mr. Sanguinetti has urged but in the outcome have no doubt that the judge showed himself to be clearly aware of the danger of convicting on uncorroborated evidence of an accomplice and that he, in the passage to which I have just made reference, demonstrated himself to be so aware. 9. I turn next to the second ground of appeal which was that the "evidence of PW9 was unreliable as shown ex-facie on the relevant part of the Transcript and particularly so as he had a grudge against the aforesaid 1st Applicant. 10. Mr. Sanguinetti refers in this regard to case of John Pattinson and James Laws (1974) 58 Cr.App.K. 417. He drew our attention particularly to the passage at p.426 which reads as follows:
It was argued by the Crown in that case that Gibson's evidence was corroborated in two respects. The trial judge accepted that there was evidence capable of being corroboration on one of the points but not on the other. The court having dealt with the issue of corroboration went on to say:
The court was clearly satisfied that this man has so discredited himself that no court could properly have held him to be a witness of truth. 11. Mr. Sanguinetti has indicated passages in the cross-examination of PW9 when he hesitated and passages where he was, it would seem from the record, to an extent nonplussed. He has also reminded us of his admitted hatred of the 1st defendant. The position in the present case is, in our view, a far cry from that which faced the court in that of Pattinson and Laws. There, the contradictions between the evidence and the earlier statements of the witness were, on their face, such as to satisfy the court that his evidence was "so unsatisfactory in its detail that it ought not to have been accepted". The matters to which Mr. Sanguinetti has referred us undoubtedly raise issues of credit. They are, however, of the kind which occur in trial after trial and which are essentially for the determination of the trial judge. It is he who sees the witnesses, and he who must make his assessment as to the credit of which they are worthy. There is nothing in the record in the present case which would warrant our interference in the decision of the trial judge thereon. Indeed, as regards PW9's admitted hatred of the 1st defendant, it might be argued that this gives credibility to his evidence, as it was his evidence that it grew out of what he considered to be the 1st defendant's unreasonable failure to contribute to the expenses in Thailand. 12. Ground 3 submitted that the trial judge:
This refers to the evidence of PW9 in which he told the court what the 2nd defendant had told him of his telephone conversation with the 1st defendant when he rang him from Bangkok to Hong Kong shortly after the 16th November 1988. Mr. Sanguinetti submits that this repetition was clearly hearsay and was inadmissible. Whether or not it be hearsay, the objection to admissibility must fail as it was clearly admissible evidence against all conspirators, being a declaration by one of them in furtherance of the conspiracy. 13. We turn to Ground 4 which submits that the judge
Particulars
Mr. Sanguinetti submits that when these passages are analysed, they show a shifting of the onus and a confusion of thought which maxes the conviction both unsafe and unsatisfactory. He accepts as regards (ii) above that when the judge used the word "satisfied", he must have meant "satisfied beyond reasonable doubt". He paraphrases this passage as follows:
He then applies the same reasoning to (i) and (iii), which contain negatives, reading them thus:
He argues that the trial judge here clearly throws the onus onto the defence. 14. The sentences are of course unobjectionable if the negative is placed in the position in which it appears in the second sentence of (ii). When considering this ground, we are satisfied that the passage must be read in the context of the Reasons as a whole. In particular it must be borne in mind that, at the outset, the trial judge had indicated the proper onus by saying:
and that again, on the final page of the Reasons, he said:
When the Reasons are read as a whole, we are left in no doubt that the trial judge had the proper onus in mind throughout and that he inadvertently misplaced negatives in the two passages of which complaint is made. We are satisfied that he did not wrongly shift the burden of proof onto the defence. 15. In Ground 4A, complaint is made that:
16. This tape recording was referred to during cross-examination of PW9:
It was Mr. Sanguinetti's submission that the suggested failure of duty of the Crown was an additional factor to be weighed when considering whether the verdict was unsafe and unsatisfactory. He referred to The Queen v. TSUI Lai-ying & others [1987] HKLR 857 at 873 where Silke J.A. said:
That case was primarily concerned with the failure of the Crown to reveal the full terms of an immunity given to witness. There was, of course, no such failure in the present matter. 17. The significance of the tape must be examined against the background of the following two considerations. Firstly, it was never clearly established that the tape was made during the period of the conspiracy charged. Mr. Sanguinetti answers this by submitting that the date of the making of the tape is irrelevant as its contents may go to the credit of the witness whenever it was made. Secondly, according to PW9, it was taped in order to obtain a record that would be adverse to the interest of the first defendant. If this be so, the tape might well have been more damaging than helpful to the defence. Mr. Sanguinetti answers this by saying that it should, whatever it contained, have been revealed to the defence so that they could make of it what they would. 18. This, in our view, brings us to the real issue. The existence of the tape but not its contents was revealed to the defence before PW4 commenced to give his evidence. Counsel did not, when he became aware of the existence of the tape, seek to obtain a transcript of it. The nature of the tape, but again not its contents, was revealed in the course of the cross-examination but again counsel did not seek to obtain a transcript. Whether or not the Crown should have provided a transcript without any request being made is no longer the issue. Its existence and nature were revealed and defence counsel clearly, and understandably, in our view, made a conscious decision not to pursue this matter. We are quite satisfied that the 1st defendant cannot now be heard to complain that any injustice has been occasioned to him by the course which the trial took in this regard. 19. We turn now to Ground 4B which submits that the judge:
This ground can appropriately be dealt with at the same trial Grounds 4A and B argued by Mr. Hoosen, who appeared for the 2nd defendant, which read as follows:
The complaint, in short, is that the trial judge, when reviewing the evidence of PW9, showed with regard to two matters which he wrongly attributed to PW9's evidence contained in the cautioned statements of the 4th and 5th defendants. The first time he did so was when he referred to An Chung as a "clerk" of the 4th defendant. This was the description used by the 4th defendant in his statement whereas PW9 had done no more than An Chung was an employee of the 4th defendant. The second time he did so was when he said that PW9 had given evidence that the 4th defendant, through PW8, had brought the 1st defendant into the conspiracy. This information was contained in the statements of both the 4th and 5th defendants. PW9 in his evidence in this regard had simply said that Ah Chung, who was employed by the 4th defendant, had arranged a meeting between himself, the 1st defendant and PW8. 20. Given that the trial judge was mistaken as to the two matters set out above, we would, had these stood alone, have had no hesitation in holding that they were not matters of any real weight when considered in the overall context of the trial. However, both counsel urge that the mistakes reveal, or at least, indicate that the possibility exists, that the trial judge was, when considering the evidence against the 1st defendant and the 2nd defendant, influenced throughout by the evidence, inadmissible against them, which was contained in the statements of the 4th defendant and the 5th defendant. 21. A careful dissection of the outline of the evidence of PW9 set out by the trial judge reveals nothing else in the outline or indeed in the judge's reasons overall to indicate that he, in any other way, relied upon the statements of the 4th and 5th defendants when coming to his conclusion as to the guilt of the 1st and 2nd defendant. Indeed, the reference which he makes to those statements indicates a proper use thereof against the 4th and 5th defendants. He said: "The cautioned statements of the 4th defendant and of the 5th defendant provide corroboration of PW9's evidence implicating them in the agreement". It would, in our view, be quite wrong to apportion to these two relatively insignificant mistakes the significance suggested by counsel. They will simply not bear the weight of argument placed upon them. 22. We turn now to the grounds argued by Mr. Hoosen. Grounds 1 and 2 can be taken together:
23. The passage of which complaint is made appears at p. 26 of the trial judge's reasons. It reads as follows:
This passage can only be properly understood when looked at in the context of the Reasons overall. The evidence which came from PW9 in this regard had been clearly and correctly set out by the trial judge at p.8 and p.10 of his Reasons as follows:
24. At p.11 of the Reasons, the judge again referred to the visit to the travel agent saying:
The trial judge in the above passages showed himself properly to have comprehended the evidence of PW9. We have no doubt, despite the inelegant phrasin, of the sentence, that when the judge spoke of the evidence of PW9 at p.26 he was referring to the evidence which he had earlier outlined. 25. We turn to the final two grounds of appeal argued by Mr. Hoosen. Ground 3 complained that the judge had:
Ground 4 was in the alternative submitting that:
Before proceeding, we indicate that Mr. Hoosen during argument, stated that ground 4 did not convey the sense intended by him. He said that it would be his submission that the notebook was not corroboration at all but was, at most, no more than supporting evidence. 26. The notebook itself must be examined when considering this submission. It goes considerably beyond the ambit suggested by Mr. Hoosen. It contains the names of six persons all of whom have Thai names. Two of them are the names of the girls who, as established by the admitted facts, did come to Hong Kong and were turned away. The notations themselves appear to indicate that at least two of the others are female. The notebook also indicates that it was dealing with persons travelling to Hong Kong. The question is whether this notebook is capable of corroborating the evidence of PW9 who stated, inter alia, that the 2nd defendant went to Bangkok and interviewed 6 Thai women, of whom two later came to Hong Kong and were refused permission to enter. 27. We refer firstly to the surprisingly unreported case of The Queen v. HO Ling-hung and others Criminal Appeal No.563 of 1982, which dealt with the question of corroboration. Silke J.A. there said:
28. Mr. Hoosen submitted that it does not tend to involve the 2nd accused in the crime charged, arguing that there was no independent evidence to indicate that the women named in the notebook were in any way connected with prostitution. It is important in this context to bear in mind that the charge was one of conspiracy to bring women into Hong Kong for the purposes of prostitution. The question is whether the notebook was capable of corroborating PW9's evidence that there was such a conspiracy. Given the contents of the notebook, we have no hesitation in holding that it was capable of being corroboration. Indeed, in our view, it was cogent corroborative evidence. Having taken this view, it is not necessary for us to say anything further with regard to Ground 4. 29. Nothing has been advanced by counsel which would make the convictions either unsafe or unsatisfactory. The application must therefore be refused. Silke, V.-P.: 30. As was indicated by Power JA, in his giving of the judgment of the Court, I am in agreement with the reasoning and the conclusions just delivered. 31. But before leaving this case, I think the attention of counsel should be drawn to the Practice Direction under the title "Criminal Appeals", and in particular to its para 4 subpara (ii) - that appears at p.10.8 of that Practice Direction. Under the heading of "Perfected Grounds" it reads:
32. There should be a single document and not as here, a number of extra documents introducing separate grounds added to the documents originally headed, in one case, Perfected Ground of Appeal against Conviction and, in the other, Grounds of Appeal against Convictions. Representation: Mr. M.A. McManon (Crown Prosecutor) for the Respondent. Mr. A.J.J. Sanguinetti and Mr. M.K. Wong (instructed by Messrs. Ip & Willis) for D1/1st Applicant. Mr. A.A. Hoosen (instructed by Messrs. Ip & Willis) for D2/2nd Applicant. |
Cases cited in this judgment