Read the full judgment text of CACV 226/2010 on BabelCite. This Court of Appeal judgment was delivered on 14 June 2011.
1. In January 2004, the Applicant (the Respondent in this appeal) (“Mr Tsien”) was an equity salesman employed by JP Morgan Securities (Asia Pacific) Ltd (“JP Morgan Securities”). In 2009, the Market Misconduct Tribunal (“MMT”) found that Mr Tsien, whilst thus employed, was culpable of insider dealing, contrary to section 270(1)(c) of the Securities and Futures Ordinance, Cap. 571 (“SFO”), because he had passed inside information to others who then traded on the information, and prohibited him
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