Law Woon King v. Appeal Tribunal (Housing) and Another
Read the full judgment text of HCAL 15/2011 on BabelCite. This High Court CFI judgment was delivered on 30 March 2012.
1. The Applicant has since 1993 been the tenant of a public rental flat (“the Flat”) at Kwong Tin Estate under a tenancy agreement (“the tenancy agreement”) dated 19 August 1993 with the Housing Authority (“the HA”) (2 nd respondent). Kwong Tin Estate is a public housing estate managed by the HA under the Housing Ordinance (Cap 283) (“the HO”).
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HCAL 15/2011 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST HCAL 15/2011 ------------------------
------------------------ Before : Hon Au J in Court Date of Hearing : 16 January 2012 Date of Judgment : 30 March 2012 ----------------------- J U D G M E N T ----------------------- A. INTRODUCTION 1.The Applicant has since 1993 been the tenant of a public rental flat (“the Flat”) at Kwong Tin Estate under a tenancy agreement (“the tenancy agreement”) dated 19 August 1993 with the Housing Authority (“the HA”) (2nd respondent). Kwong Tin Estate is a public housing estate managed by the HA under the Housing Ordinance (Cap 283) (“the HO”). 2.This is the Applicant’s judicial review seeking to quash:
B. THE FACTS 3.The Applicant is now 75 years old and has been receiving Comprehensive Social Security Assistance (“CSSA”). 4.The Applicant initially lived with her son (“the Son”) and her daughter (“the Daughter”) in the Flat. The Daughter has since 2004 moved out and the Son passed away in 2008. The Applicant therefore lives alone. 5.She suffered a stroke in about 2004, and a second stroke in 2007. She was hospitalized for 2 months in 2007 and the doctor was of the opinion that she required assistance in her daily living activities. Eventually, she moved into an elderly centre (“the elderly centre”) at the end of 2007 when her CSSA grant was approved to cover its expenses. 6.She had been staying in the elderly centre since then. It is the Applicant’s case that she would return to the Flat once or twice a week, accompanied by the Daughter, but there is no official record from the elderly centre to confirm the same. 7.At the same time, in June 2010, as the Flat had fallen into disrepair, the Daughter engaged a contractor at a fee of about $9,000.00 to repaint the ceiling and the walls of the Flat, using an extra CSSA grant made to the Applicant in 2010. 8.It is the Applicant’s case that before the Daughter decided to go ahead with the repainting, she had spoken to a Mr Hung (“Mr Hung”) of the Housing Department (“the HD”) to inquire about the possibility of carrying out the repainting work. The Daughter said Mr Hung told her that the Flat would not be repossessed even if the Applicant was the only person living in it, and he assured the Daughter that she could put her heart at ease to repair the Flat. Mr Hung’s case however is that he only told the Daughter that renovation works could not be carried out in breach of the tenancy agreement, and referred her to consult the management company of Kwong Tin Estate for details. He also emphasised that when he made this reply, he was not aware of the fact that the Applicant had not been living in the Flat since 2007. 9.For convenience only, I would refer to this conversation in this judgment as “Mr Hung’s Alleged Assurance”. 10.On the other hand, on 5 May 2010, the Flat was subject to the HD’s random check against tenancy abuse. It was then suspected that the Applicant was not occupying it, and the case was referred to the Public Housing Resources Management Sub-section (“PHRM”) for further investigations. 11.After these investigations, the PHRM concluded that there was non‑occupation of the Flat based on the following findings:
12.The PHRM officer submitted the investigation report to the HD on 13 July 2010, setting out the above results of the investigations and concluded that there was non-occupation of the Flat. 13.On 15 July 2010, a HA’s staff talked to the Daughter over the phone in relation to the non-occupation of the Flat. The Daughter refused on behalf of the Applicant to voluntarily surrender the Flat and to accept a “letter of assurance” to be issued by the HA, despite having been explained that the Applicant could upon redemption of the letter of assurance be located a public rental housing flat in the event that she ceased to stay with the elderly centre or another old age home in the future. 14.In those circumstances, the HA was of view that, for the reason of proper and fair allocation and use of public housing resources, the non‑occupation of the Flat was a serious tenancy abuse warranting the issue of the NTQ. By way of the HA’s Decision, it served on the Applicant the NTQ to terminate the tenancy agreement with effect from 31 August 2010. 15.In the letter enclosing the NTQ, it was stated that the Applicant had not been retaining regular and continuous residence of the Flat, which was in breach of a subsidized housing policy (“the Policy”) as contained in the document numbered SHC/2008 (“SHC/2008”). It further stated that, the NTQ was issued pursuant to s 19(1)(b) of the HO. The Applicant was reminded that she could appeal to the Tribunal against the NTQ within 15 days pursuant to s 20(1) of the HO. 16.On 9 August 2010, the Applicant lodged an appeal to the Tribunal against the HA’s Decision. The Daughter represented the Applicant and acted in person. In the written documents she submitted to the Tribunal, the main grounds of the appeal were:
17.The hearing of the appeal took place on 28 September 2011. The Daughter and representatives from the HA appeared at the hearing. 18.By way of the Tribunal’s Decision, the Tribunal dismissed the appeal and confirmed the NTQ. It also recommended the HA to issue a letter of assurance to the Applicant. 19.On 9 October 2010, the Applicant refused to accept the HA’s offer of letter of assurance. As such, no letter of assurance has been issued. 20.As the Applicant refused to surrender the Flat, the HA issued an Eviction Notice to the Applicant on 21 October 2011 to notify her that there would be a scheduled eviction operation on or after 10 November 2010. 21.In October 2011, the Applicant applied for legal aid to commence judicial review proceedings. 22.On 9 March 2011, legal aid was refused. 23.On 22 March 2011, the Applicant acted in person and applied ex parte for leave to commence judicial review against the HA’s and the Tribunal’s Decisions. She also sought extension of time. 24.On 24 March 2011, this Court granted leave to the applicant on papers. 25.Later, the Applicant was granted legal aid, and by consent, the Form 86 was amended on 9 September 2011. C. THE BASES OF THE NTQ 26.As mentioned above, the HA relied on s 19(1)(b) of the HO and the Policy as the bases for terminating the tenancy agreement. 27.S 19(1) of the HO provides as follows:
28.Thus, the HA has a general power under the HO to terminate a tenancy of a public housing unit under its management by notice. 29.There is no dispute that public rental housing is a limited and precious public resources in Hong Kong. The HA is charged with the responsibility and task to properly manage public housing and to allocate it to those who are in genuine need. 30.According to the evidence, the waiting list for public rental housing is a long one. At the end of the fiscal years 2009/2010 and 2010/2011, the numbers of application on the waiting list are respectively around 129,000 and 152,000, while the numbers of these applicants who have been successfully housed during these periods are only 20,875 and 15,900.00. 31.At the same time, there are incidents of serious tenancy abuses by existing tenants of public rental housing, such as non-occupation, failure to retain regular and continuous residence and subletting. These would prolong the waiting time of the applicants. 32.In order to carry out its tasks and to prevent serious public housing abuses, the HA in 2004 implemented certain policy to deal with, inter alia, non-occupation cases. Such a policy was then subsequently amended to become the Policy. These have been explained in the Affirmation of Ko Siu Chu at paragraphs16 and 17 as follows:
33.The Policy in this regard is set out at paragraph 8 of SHC 27/2008:
34.Thus, under the Policy, the HA would generally terminate the tenancy of the subject public rental unit where abuses in the form set out thereunder are established. 35.It is paragraphs 8(b) and (c) of SHC 27/2008 that are of relevance for the present purposes. As I mentioned above, the HA issued the NTQ on the basis that the Applicant had not retained regular and continuous residence of the Flat for more than three months. D. THIS JUDICIAL REVIEW D1. The grounds of judicial review 36.The Applicant raises various grounds to challenge the HA’s Decision and the Tribunal’s Decision in relation to the reliance and application of the Policy. However, it is important to note that the Applicant does not challenge the validity or propriety of the Policy itself. As I understand them, these grounds are developed and pursued at the hearing by Mr Kwok for the Applicant in essence as follows. 37.In relation to the Tribunal’s Decision:
38.In relation to the HA’s Decision:
D2. Discussion 39.I would first look at the ground seeking to challenge the Tribunal’s Decision. 40.It is not disputed that in the appeal, the HA relied only on the Policy in support of the issue of the NTQ. Insofar as this is concerned, s 20(2A) of the HO is relevant for the Tribunal’s consideration of the HA’s reliance on the Policy. 41.S 20 of the HO deals with appeals to the Tribunal against a notice to quit issued by the HA. S 20(2A) provides for an appeal where the HA seeks to rely on a policy to support the termination of a tenancy:
42.Thus, under s 20(2A)(a), if the HA is to rely on a policy to support the issue of a notice to quit for the purpose of a s 20 appeal, it should provide a certificate setting out the relevant policy in writing. 43.In the Applicant’s appeal to the Tribunal, the HA did provide a certificate setting out the relevant part of the Policy that it relied on to issue the NTQ, which is as follows:
44.It is therefore clear that the part of the Policy the HA relied on for the HA’s Decision was that the Applicant had not retained continuous and regular residence of the Flat for more than three months. 45.Under s 20(2A) of the HO, the Tribunal can only properly have regard to this Policy in determining the appeal either (a) if it is satisfied that the Applicant was aware of or could reasonably be expected to have been so aware of such a policy at the time of the HA’s Decision (under s 20(2A)(b)(i)), or (b) if the Tribunal is not so satisfied, it considers it still appropriate to do so (under s 20(2A)(b)(ii)). 46.However, Yeung J (as he then was) in Lam Hei Ying v Hong Kong Housing Authority, supra, has said that, if the Tribunal wishes to rely on s 20(2A)(b)(ii) of the HO to still have regard to a policy in determining an appeal, it must set out its clear reasons for doing so. Otherwise, the tribunal’s decision should be quashed. His Lordship explained his observations at p 8 as follows:
47.In support of this application to quash the Tribunal Decision, Mr Kwok for the Applicant submits that, since there was no evidence provided in the appeal before the Tribunal to show either that the Applicant was aware of the Policy at the time or that she could reasonably be expected to be aware of it (and the Tribunal also did not say that it was so satisfied), the Tribunal can only rely on s 20(2A)(b)(ii) of the HO to proceed to determine the appeal on the basis that it considered it appropriate to still have regard to the Policy. However, the Tribunal did not give any reasons to explain why it considered it appropriate to do so. In the circumstances, the Tribunal’s Decision should (says Mr Kwok) be quashed. 48.The Tribunal explained the Tribunal’s Decision in its written reasons (“the Reasons”) dated 31 March 2011 as follows:
49.When I read the Reasons as quoted above, it is not entirely clear to me whether the Tribunal dismissed the appeal by having regard to or relying on the Policy. 50.On the other hand, the HA accepts in this application that the Tribunal did have regard to the Policy in making the Tribunal’s Decision[2]. This is also consistent with the fact that the only basis relied on by the HA in the appeal to support the HA’s decision was by reference to the Policy. The Tribunal also did not say in any clear terms in the Reasons that it did not have any regard to the Policy in determining the appeal. 51.In the premises, on a fair reading of the Reasons together with the position taken by HA in the appeal, I am satisfied that the Tribunal did have regard to the Policy in determining the appeal and coming to the Tribunal’s Decision. 52.It is not disputed that no evidence had been placed before the Tribunal to show that at the time of the HA’s Decision, the Applicant was aware of, or could reasonably be expected to be so aware of the Policy. 53.The HA has in the present judicial review sought to adduce some evidence to show that the Applicant was aware of the Policy or should reasonably be expected to be so aware of it. This evidence is in the forms of public housing estate regular newsletters and tenancy abuses report forms to be used by complainants for suspected tenancy abuses. 54.This evidence is in my view irrelevant to this application and I should pay no attention to it, since this has not been introduced before the Tribunal[3]. This Court in judicial review is not an appellate court and should not look at new evidence which was not before the Tribunal. 55.In the circumstances, the Tribunal could only lawfully[4] have regard to the Policy if it considered it appropriate to do so and gave clear reasons to explain why so. 56.However, no such explanations were given in the Reasons. 57.Applying Lam Hei Ying, supra,I am thus satisfied that the Tribunal’s Decision is impugnable as it has not set out any or any clear reasons as to why the Tribunal considered it appropriate to still have regard to the Policy when there was no evidence to show that the Applicant was aware of the Policy or that she could reasonably be expected to be aware of it at the time of the HA’s Decision. 58.I would therefore quash the Tribunal’s Decision. 59.In my view, given I now quash this decision on the above ground, the proper course is to remit the appeal back to the Tribunal for a fresh consideration. 60.As a result, I do not think it is appropriate for me to deal with the other grounds relied on by the Applicant in seeking to quash the HA’s Decision itself. This is particularly so since most of these grounds had not been advanced in the appeal, and they are generally facts sensitive. It is trite that the Court’s role in judicial review is a supervisory one but not sitting in an appellate capacity. It should generally not be concerned with grounds which should have been but not raised in the proper appeal avenue, especially those which are facts sensitive[5]. 61.For examples, in the present case:
62.Even in relation to the proportionality argument, I do not regard it to be appropriate for the Court to determine it now, as I have remitted the appeal to the Tribunal for reconsideration. The merits, if any, of the proportionality argument may well depend on the reasons to be given by the Tribunal if it seeks to confirm the NTQ after considering the appeal afresh. It is also facts sensitive. E. CONCLUSION 63.For the above reasons, I would quash the Tribunal’s Decision and direct that the appeal be remitted back to the Tribunal for a fresh consideration. 64.The Applicant is still successful in this application. I therefore further make an order nisi that the HA[7] do pay the costs of this application to the Applicant, to be taxed if not agreed. The Applicant’s own costs are to be taxed in accordance with legal aid regulations. Unless any of the parties applies by summons to vary it, the order nisi shall be made absolute 14 days from today.
Mr Kwok Sui Hay, instructed by Tang, Wong & Chow, assigned by the Director of Legal Aid, for the applicant Attendance of the 1st respondent was excused Ms Teresa P C Wu, instructed by Li, Kwok & Law, for the 2nd respondent [1] See the Affirmation of Ko Siu Chu at paragraphs 35-44. [2] See paragraphs 83-86 of the HA’s skeleton arguments. [3] In any event, taking it to the highest, this evidence for the present purposes does not point to any point of time to show that at the time of the HA’s Decision, the Applicant was aware of or should have been aware of the Policy. [4] Under s 20(2A)(b)(ii) of the HO. [5] See: Re Ng Kin Wo Johnny (unrep, HCAL 114 & 115/2010, Lam J, 18 November 2010) at paragraphs 20-23. [6] Apparently, the HA’s reliance on the fact that the Applicant has been living in the elderly home as evidence is only to prove and show that she has not been retaining regular and continuous residence of the Flat for more than three months. See para 38 of the HA’s skeleton. [7] As HA is the party actively opposing the judicial review, while the Tribunal has taken a neutral stance and not taken any steps in the proceedings. | ||||||||||||||
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