Bank of India v. Bhagwandas Kewalram and Others

Read the full judgment text of CACV 12/1991 on BabelCite. This Court of Appeal judgment was delivered on 1 May 1991 before Sir Derek Cons, V.P., Kempster JA, Clough JA.

Civil procedure – enforcement of judgment – examination of judgment debtor – Order 49B rule 1B of the Rules of the Supreme Court – judgment for approximately US$10.8 million against Mr. Bhagwandas Kewalram Murjani and others in Action 1404 of 1989 – judgment creditor (Bank of India) recovered less than US$20,000 – examination before Master O'Donnell spanning five days from August to December 1990 – debtor claimed to have divested all assets and income to family trusts in 1970 – master refused to make any order holding the criminal standard of proof beyond reasonable doubt was not met – whether the court must be satisfied beyond reasonable doubt before making an instalment or other payment order under subrule (2)(a) given that imprisonment may follow non-compliance under subrule (3)(a) – held, yes; the words 'is able to satisfy the judgment' in subrules (1) and (2)(a) are identical and bear the same meaning, and the common factor of possible imprisonment attracts the criminal standard – In re Bramblevale Ltd [1970] 1 Ch 128 followed and the formulation of Winn L.J. preferred – Dean v. Dean [1987] 1 FLR 521 applied – whether 'readily identifiable assets' is a precondition to a payment order – held, no – the master's view on this point disapproved – whether judgment creditor should bear the costs of the final day of submissions – held, yes; costs follow the event – appeal dismissed – cross-appeal allowed – order varied so that the judgment creditor bears the costs of the final day of submissions.

Legal issues: Standard of proof for orders under Order 49B rule 1B(2)(a) of the Rules of the Supreme Court · Whether readily identifiable assets in the debtor's name is a precondition to a payment order · Costs of the final day of the examination following dismissal of the application

Outcome: Appeal dismissed; cross-appeal allowed; order below varied.

Cited by 12 cases

Case No.CACV 12/1991[1991] HKLY 819[1991] HKLR 286[1991] 1 HKLR 586[1989] 2 HKLR 276
Court
Court of Appeal
Date01 May 1991
JudgeSir Derek Cons, V.P., Kempster JA, Clough JA
Case Document
100%Judiciary

CACV000012/1991

1991 No. 12
(Civil)

Headnote

Standard of Proof in proceedings under Order 49B rule 1B of The Rules of the Supreme Court.

IN THE COURT OF APPEAL 1991, No. 12
(Civil)

BETWEEN

Bank of India Plaintiff
AND
Bhagwandas Kewalram 1st Defendant
Murjani Lawful (Holdings) Ltd

in its capacity as trustee of BKM 1981 Trust

2nd Defendant
Murjani Ltd 3rd Defendant
(formerly known as Murjani International Ltd)
Lucky Pierre Ltd 4th Defendant
Murjani Industries (HK) Ltd 5th Defendant
Murjani Macau Ltd 6th Defendant
Murjani Designs Ltd 7th Defendant

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Coram: Hon.Sir Derek Cons, V.P., Kempster and Clough, JJ.A.

Date of hearing: 23 and 24 April 1991

Date of delivery of judgment: 1 May 1991

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JUDGMENT

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Sir Derek Cons, V.P., delivered the judgment of the court:

1. This is an appeal from the refusal of Master O'Donnell to make any order following the examination of the judgment debtor, Mr. Bhagwandas Kewalram Murjani, unde O. 49B of The Rules of the Supreme Court. In view of the radical changes made to that order in 1984 it may be convenient immediately to remind ourselves, in particular by reference to r. 1B, of the orders which the master could have made:

"(1)    Where the Court is satisfied, following the examination conducted under rule 1A or following an exaination conducted under Order 48, that the judgment debtor -

(a) is able to satisfy the judgment, wholly or partly; or

(b) has disposed of assets with a view to avoiding satisfaction of the judgment or the liability which is the subject of the judgment, wholly or partly; or

(c) has wilfully failed to make a full disclosure as required under rule 1A(2) or at the examination under Order 48 or to answer any question as provided under that rule or Order,

it may, in its discretion, order the imprisonment of the judgment debtor for a period not exceeding 3 months.

(2) (a) Where the Court is satisfied,. following . the examination conducted under rule 1A or following an examination conducted under Order 48, that the judgment debtor is able or will be able to satisfy the judgment, wholly or partly, by instalments or otherwise, it may order him to satisfy the judgment in such manner as it thinks fit.

(b) The Court may, on application, discharge, vary or suspend an order made under sub-paragraph (a), either absolutely or subject to such conditions as it thinks fit.

(3) (a) Where the judgment debtor fails to comply with an order made under paragraph (2), the judgment creditor may apply to the Court, on not less than 2 clear days notice to the judgment debtor, for an order for the imprisonment of the judgment debtor and the Court may unless the judgment debtor shows good cause, order the imprisonment of the judgment debtor for a period not exceeding 3 months.

(b) Notwithstanding rule 7, the Court may order the imprisonment of the judgment debtor on each occasion of a failure tocomply with an order under paragraph (2) or more than once in respect of a continuing failure to comply with an order. under that paragraph.

    (4)     The order for imprisonment shall be in Form No. 104 in Appendix A.

    (5)     The application under paragraph (3) (a) shall be in Form No. 105 in Appendix A

    (6)     An order under paragraph (1), (2) or (3) shall not prevent execution of the     judgment by other means unless the Court so directs.

    (7)     An order for imprisonment of a judgment debtor shall be made in open court."

(Since 15th January 1990 the examination as well takes place in open court: see Practice Direction No. 13.)

2. The order for the examination of Mr. Murjani was made by Sears, J. on 16th May 1989, shortly after the entry of judgment against Mr. Murjani, and other defendants, in Action 1404 of 1989 in the sum of approximately US$10.8 million.  (To-date the judgment creditor, the Bank of India, has recovered only something less than US$20,000.)

3. The start of the examination was delayed, and we understand the course of the examination as well, oy reason of Mr. Murjani's ill health. Instead of the one day originally estimated it took five separate days, spread over a period from August to December 1990.

4. It was indicated to the master that the Bank did not seek an order for committal under subrule (1).  He accordingly gave no consideration to whether Mr. Murjani had disposed of assets with a view to avoiding satisfaction of he judgment or to whether he had failed to make full disclosure. The master limited' his consideration of the evidence to whether Mr. Murjani was, or would be, able to satisfy the judgment in whole or in part. In giving his decision as to that, on 7th December, he. accepted:

"the submission that any order for payment of the judgment sum with the penal sanction which follows such an order does require the Court to be satisfied beyond a reasonable doubt before invoking same."

Then, after reciting Mr: Murjani's evidence that he had divested himself of all assets and income to various family trusts in 1970 and referring to his claim that since prior to the judgment in question he had no real assets and limited income, the master observed:

"While this claim may be difficult to believe or accept, there are no readily identifiable assets in his name."

and finally concluded:

"The state of the evidence adduced at this examination is such that the Court has not been satisfied beyond a reasonable doubt that the Judgment Debtor is able or will be able to satisfy the judgment debt, wholly or partly, to make any order for payment by instalments or otherwise to pay off or reduce the judgment sum due to the Judgment Creditor."

5. The gravamen of the appeal is that the master mis-directed himself that the penal sanctions which, by reason of subrule(3) (a)might eventually follow a non-compliance with an order made under subrule (2) (a), required the court to be satisfied beyond reasonable doubt of the debtor's ability to pay before making such an order.

6. It is conceded by Mrs. Kaplan for the judgment creditor that the court must be so satisfied before making an order under subrule (l), whether by reason of paragraphs (a), (b) or (c), being analogous to proceedings for contempt which have long been recognised to be of a criminal nature and must be proved to the criminal standard of proof: per Dillon, L.J. in Dean v. Dean [1987] 1 FLR at 521B. But she argues that subrule (2) merely establishes a further form of execution which naturally attracts only the civil burden of proof; furthermore there is no need to import a higher standard of proof because subrule (2) (b) provides the opportunity subsequent discharge, variation or suspension of the order, and subrule (3)(a) for the debtor to show "good cause" why he should not be imprisoned.

7. We are unable to draw the distinction suggested. The possibility that the order under subrule (2) (a) might be discharged, varied or suspended, or that a subsequent term of imprisonment be withheld for good cause, has no relevance to the jurisdiction of the court to make the original order which, exactly the same as under subrule (1), depends upon a finding of fact by the court that the judgment debtor is able to satisfy the judgment, at least to some extent. That finding is essential in both instances. It makes no difference that subrule (2) (a) in addition looks to the future or that an additional finding of breach of the original order is necessary before imprisonment under, subrule 3(a) can be imposed. Tne relevant words in subrules (1) and (2) (a) are identical and we see no reason to depart from the normal canon of construction that words and phrases retain the same meaning throughout a statute, a fortiori in a particular section of a statute, unless there is good reason to think otherwise. We find none in this instance.

8. What then is the appropriate standard of proof with regard to both subrules? In our view it may conveniently be found, although it appears elsewhere as well, in the judgments in In re Bramblevale Ltd [1970] 1 Ch 128, where at p. 137 Lord Denning said:

"A contempt of court is an offence of a criminal character. A man may be sent to prison for it. It must be satisfactorily proved. To use the time-honoured phrase, it must be proved beyond reasonable doubt."

and Winn, L.J. :

"I agree, and rest my decision on the simple ground, very properly adopted by Mr. Stamler in his helpful submission to the court, that unless the guilt of the appellant was proved with such strictness of proof as is consistent with the test "beyond reasonable doubt"; or, as my Lord has more than once put it, consistent with such standard as the court, with its responsibility, regards as consistent with the gravity of the charge - a test which I personally prefer..." 

9. If refinement is necessary, we too would respectfully adopt the preference of Winn, L.J. for the formulation last mentioned.

10. Although an examination under O. 49B may perhaps not normally be regarded as a proceeding for contempt, ,the common factor is the possibility of imprisonment as a result. For that reason the same standard should be applied.

11. That conclusion in effect disposes of the appeal, for Mrs. Kaplan concedes that the evidence before the master was not capable of establishing Mr. Murjani's ability to pay beyond reasonable doubt. But in accepting that concession we do not wish to be taken as endorsing the master's view  that is, as we read his judgment - that the establishment of "readily identifiable assets in his name" was a pre-condition to the making of any order.

12. It is necessary then only to deal with the question of costs below. The master ordered that all be added to the judgment debt. As we indicated earlier, the examination before the master occupied five days. A further day, or rather a morning, was taken in submissions by counsel. for and against the making of an order. It is contended by way of cross-appeal that the judgment creditor, having failed to obtain any order at all, should be responsible for the costs of that final day on the general principle that costs follow the event. No argument has been addressed to us to the contrary and we agree that that should be so as a matter of general principle.

13. For these reasons the appeal is dismissed, the cross-appeal allowed and the order below varied accordingly.

(Sir Derek Cons)

(M.E I. Kempster)

(P.G. Clough)

Vice President

Justice of Appeal

Justice of Appeal

Representation:

Mrs. Barbara Kaplan (M/s Wilkinson & Grist) for plaintiff/appellant

Anthony Rogers, Q.C. & Joseph Fok (m/s Baker & McKenzie) for 1st defendant/respondent