Secretary for Justice v. Tang Sau Ling
Read the full judgment text of CACC 93/2012 on BabelCite. This Court of Appeal judgment was delivered on 7 February 2013.
1. On 28 October 2011, the respondent was committed for trial upon an indictment which charged her with the murder of her husband. However, she made an application under section 16 of the Criminal Procedure Ordinance, Cap 221, that she be discharged on the ground that the evidence disclosed in the committal documents and supplemented by additional evidence filed with the Court of First Instance was insufficient to establish against her a prima facie case for the offence with which she was charg
Cited by 7 cases · Cites 1 case
|
CAC C 93/2012 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO. 93 OF 2012 (ON APPEAL FROM HCCC NO. 396 OF 2011) ________________________ BETWEEN
________________________
________________________ REASONS FOR JUDGMENT ________________________ Hon Stock VP (giving the judgment of the Court): Introduction 1.On 28 October 2011, the respondent was committed for trial upon an indictment which charged her with the murder of her husband. However, she made an application under section 16 of the Criminal Procedure Ordinance, Cap 221, that she be discharged on the ground that the evidence disclosed in the committal documents and supplemented by additional evidence filed with the Court of First Instance was insufficient to establish against her a prima facie case for the offence with which she was charged or for any other offence for which she might be convicted upon that charge. 2.The application was heard by McWalters J and succeeded and, by order dated 2 March 2012, he directed that she was not to be arraigned on the charge of murder and that she be discharged. 3.By notice dated 7 March 2012 the Secretary for Justice lodged his appeal against that order, pursuant to the provisions of section 81E of the Criminal Procedure Ordinance. 4.On 4 December 2012, we allowed the appeal, set aside the orders made on 2 March 2012 and directed that the respondent be tried upon the indictment which had been quashed. We said that we would provide reasons for our decision and this we now do. The evidence on the papers 5.The incident which resulted in the husband’s death occurred on 11 February 2011 in a small flat in an estate in Kwai Chung. The respondent was then aged 40 years. She lived there with her husband Cheung Yan Kan who was then aged 72 years, together with their two daughters aged 15 and 13 years and their son who was then aged 12 years. 6.The husband was born on the Mainland. He married his first wife in 1960 and they had a son (to whom we refer as the elder son). The husband came to Hong Kong many years ago and the first marriage was dissolved. 7.In 1992 he met the respondent on the Mainland and they married there. She came to live in Hong Kong with their three children in 2009; and they lived with her husband in the Kwai Chung flat. In the meantime – in 2003 – the husband had retired. It seems to be common ground that he was a gambler, a man of difficult disposition and temper and that by the time of the events in question, he had frittered away his pension and the family depended upon social security, despite which fact he continued to gamble and to seek money from his family members to do so. 8.The eldest son, who did not live in that flat, was telephoned by the respondent at about 9:30 am on 13 February 2011. She told him that her husband was in bed and had not responded to her attempt to waken him. She asked the older son to come quickly and told him that her husband had fought with people earlier at the Jockey Club betting centre. He went with his uncle to the apartment. The husband (to whom we shall refer as the deceased) was dead on his bed, which was in the sitting room. The police were called. There were three plasters on the father’s forehead and a wound to the back of his head and when the older son asked the respondent how it was that the old man was injured, she said that he had been injured after falling from “somewhere high onto the floor at home the night before”. 9.Apart from the testimony of the eldest son and also of the uncle, the evidence which the prosecution proposed to call at the trial of the respondent was multifaceted. It included the evidence of the 12-year-old son who was interviewed at length a couple of days after the incident in question; the evidence of a forensic pathologist, Dr Ying, who had carried out an autopsy upon the deceased and who had also been presented with medical reports and photographs evidencing such injuries to the boy’s neck as had been occasioned by the deceased on 12 February; and records of interview of the respondent on 14 February 2011. It was on the basis of statements and records of interview from these witnesses that the judge was called upon to make his section 16 decision. Section 16 applications do not envisage oral testimony and none was adduced. 10.In his video interview at a child-centre interview suite on the evening of 15 February 2011, some three days after the incident in question, the boy said that during the morning of 11 February he had had a disagreement with his father, the deceased. He said that a few days before, his father had said that somebody had stolen his wallet or handbag at the races and that he had lost money at gambling and he asked the boy (and the other members of the family present) for money but the boy asked why it was that the father intended to go gambling when the family relied on comprehensive social security. This made the father angry and he picked up a wooden rod and then, having discarded the rod took hold of the boy’s neck with one of his hands and demanded that the boy quickly produce some money. He kept hold of the neck for about 20 seconds and the boy felt that he was going to die. His mother, the respondent, seeing what was happening, “offhandedly”[1] picked up the rod and hit the deceased on the head several times. She hit him, said the boy, “unintentionally”[2]. The deceased then released him. The result of the blows to the deceased’s head, at this stage, was, according to this interview, that he was bleeding “slightly”[3]; “a little”[4]; “there was some redness on his head with slight bleeding”[5]; there was “very little blood … it seemed to be surface injury”[6]. 11.What then happened, according to this account, was that the deceased was taken to his bed. By this stage such bleeding as had occurred had stopped.[7] However, a while later, at about noon, the deceased lost his temper again and said something was wrong with the Chinese New Year “couplets” (a pair of paper posters or scrolls) hanging on the wall beside the deceased’s bed and the deceased crawled to the top bunk of his bed (he had been resting on the bottom bunk) and tore down the posters but, in doing so, he fell and banged his head. As a result his head was bleeding somewhat more seriously after the fall than was occasioned by the respondent’s conduct with the rod earlier on[8]. His mother helped to stop the bleeding – so she told him – and “at that time we asked him if he needed to dial 999 for a doctor or an ambulance [but] he said he didn’t need to do so after the bleeding had stopped.”[9] His father went back to bed and later that day – sometime after 7 pm – the family called him for dinner but he declined the invitation. Food was taken to him but he declined that as well. Later that evening his father got up to urinate and went back to bed. 12.In the course of her interviews, the respondent described a contretemps between father and son whereby she saw the father strike the boy with the rod and the boy pushing his father away; whereupon he grabbed the boy with both hands by his neck saying, according to the translation we have: “I’ll let you see him being grabbed to death. I would might as well forsake this son.”[10] The boy could not speak; he could hardly breathe; and she feared that the boy would lose his life because the deceased was grabbing him so hard that he could not breathe.[11] The boy almost died.[12] So the respondent took up the rod and hit the deceased three times about his head and then he let the boy go. The final blow which she administered to the deceased’s head caused bleeding – in fact it caused his face to be full of blood[13] but she and the boy staunched the blood quickly. 13.She then said that the deceased went to his bed and at about 1 pm that day he went to tear off the New Year scrolls and fell. He then bled profusely at the back of his head. She did not call for help because the bleeding was again staunched and she thought it would not bleed any more and that there was therefore no need to call for an ambulance. He refused dinner that night and the next morning when she asked if he wanted congee for breakfast there was no response. 14.The son was examined on 14 February 2011 by doctors at Princess Margaret Hospital. He told one of the doctors that his father had used his hand to hold his neck. There were several bruises to the neck and the pathologist who studied the photographs taken of them soon after the event said the injuries were consistent with being caused by fingertip and fingernail but that “in the absence of signs of asphyxia … it indicated that the amount and duration of force applied on the neck would not be significant.” 15.As for the autopsy findings, eight lacerations were found scattered over the head of the deceased, five of which were “highly consistent with head injuries being inflicted with rodlike objects” and that “the other three could be possible being inflicted by falling [but] the locations of the injuries indicated that a simple fall could not be accounted for their causes. The lacerations present on the head per se were the lethal injuries that resulted in profuse bleeding … and cause[d] his death slowly.”[14] Having read the statements of various witnesses, he said that “the injuries found [to the] head could be caused by the [respondent] with rodlike hard objects and falling down from bunk bed. On the other hand, the injuries found on upper limbs and right lower limb … were more likely to be beaten with hard object. … The lacerations found on the head were the lethal injuries that resulted in profuse bleeding … and cause his death slowly. Therefore if the deceased had received prompt medical attention, the deceased had higher chance to be saved.”[15] 16.The reference to injuries to the limbs of the deceased is a reference to significant injuries to both upper limbs including an oblique fracture of the inner right forearm bone and dislocation of a metacarpal joint; as well as to injuries to the lower limbs. The injuries to the upper limbs were, according to the pathologist, typical of defensive injuries and their severity indicated that they had been subject to considerable force. The prosecution case 17.The prosecution accepts that there was an attack by the father upon the boy and that the respondent mother responded to the attack by using the rod to strike the deceased. It contends however that she went further than was reasonably necessary in defence of her son and did so with an intent to cause really serious harm. There is a further limb to its case which is to allege in the alternative manslaughter by breach of the duty of care cast upon the respondent by reason of her relationship with the deceased and by reason of the fact that she caused him injury, to take reasonable steps to lessen the consequences of the beating about the head; and that she twice failed to seek assistance for the deceased when she ought to have done so. Manslaughter would also be an available verdict if reasonable defence of the boy were negatived and there was a failure to prove the requisite intent (unlawful act manslaughter). The test 18.Section 16(1) of the Criminal Procedure Ordinance provides that :
19.The appropriate approach to section 16 applications may usefully be gleaned from the judgment of Silke VP in Attorney General v Phung Van Toan[16], adopting[17] for the purpose of section 16, the test applied by Kempster JA in Attorney General v Li Fook Shiu Ronald[18] in relation to section 22 of the Complex Commercial Crimes Ordinance, Cap 394 which empowers an accused at any time before the empanelment of the jury to apply to the judge for his discharge on the ground that the evidence disclosed is insufficient to establish a prima facie case against him for the offence with which he is charged. Kempster JA said, of a judge hearing a section 22 application that :
20.Importantly for present purposes, Silke VP added this :
The hearings 21.The judge’s ruling is either good as it stands or not; but it is worth alluding to the arguments and some of his comments in the course of the hearings for they foreshadow the reasoning we see in the ruling and we wish to allude to some of the propositions when we address the law. 22.At the first hearing, the pre-trial review, the judge made it clear that he was concerned as to whether or not the prosecution indeed intended to proceed with the case against the respondent saying that he wanted “to be convinced that the prosecution still say that they have a reasonable prospect of conviction, therefore it is proper to proceed.” “Was there”, he asked, “a reasonable prospect of jury finding for the prosecution that the respondent in coming to the aid of her son was acting excessively?” 23.Counsel for the prosecution suggested that the question indeed arose whether the defence of her son was excessive and he contended that the son’s description of what had transpired appeared to be inconsistent with the attack described by the respondent; and that the number of blows to the deceased revealed by the pathologist’s report did not sit easily with the evidence thus far of the son and of the respondent. He made it clear as well that there was an issue of breach of duty by the respondent to seek help for her injured husband and that that was the basis upon which, in the alternative, the prosecution was minded to seek a conviction for manslaughter. 24.At the hearing of the section 16 application on 28 February 2012 there emerged a central theme of the judge’s analysis, namely, that it was not open to the prosecution to contradict or qualify a key part of the account given by the son in his interview as to the circumstances and ferocity of the attack upon him by the deceased. Counsel for the prosecution expressed reservation, not about the fact of the deceased’s assault upon the boy, but about the reliability of the boy’s (and of the respondent’s) assertions concerning the detail and the ferocity of the attack on the boy: and he pointed, by way of example, to the pathologist’s witness statement with its reference to the significance of the absence of signs of asphyxiation; to the boy’s reference to the use by the father of but one hand; to the presence of more injuries to the deceased’s head than the three blows which the respondent said she had inflicted; and to the presence of substantial defensive injuries to the deceased’s upper limbs, suggestive, he contended, of a vigorous attack by the respondent after the deceased let go of the boy’s neck. 25.The judge appeared to take the view that it was not open to the prosecution in relation to a prosecution witness to invite the jury to accept as reliable only part of his testimony and, by reference to other prosecution evidence, to invite the jury to accept testimony that conflicted with or qualified the boy’s account. Thus it was that the judge asked, when prosecuting counsel referred to the absence of signs of asphyxiation as undermining the boy’s suggestion that the amount and duration of force applied to his neck was significant: “Are you telling me that you’re seeking to impeach the credit of your own witness on a key part of his evidence?.. You either call this person for the purpose of inviting the jury to accept his evidence, or you don’t call him.” The judge added that given the nature and circumstances of the section 16 application, the prosecution had the “enormous benefit of me having to take the evidence at face value and assume that, for the purposes of this application, the jury accept that evidence without qualification. … That means that I have to accept what the son says.” The ruling 26.The judge correctly directed himself as to the section 16 test, namely, that he was “not concerned with what findings of fact I would make or even with what findings of fact the jury would make, but rather with what findings a jury could, may or might make. In making this determination I did not assess the quality of the evidence for that would be to usurp the function of the jury.” He then added: “I assume that all evidence that is admissible and probative of the issue in dispute will be accepted by the jury and decide whether, given that evidence, a properly directed jury could, may or might find that issue proven by the prosecution.”[21] 27.In the summary of the prosecution case he said that: “Essentially the evidence of self-defence comes from the family’s evidence and the evidence to rebut it comes from the medical pathology evidence.”[22] In reference to the evidence of the forensic pathologist that the absence of signs of asphyxia indicated that the amount and duration of force applied to the neck was not significant, the judge commented that: “The prosecution seizes on this latter opinion as evidence that the son’s situation may not have been as perilous as he thought at the time and that the father may simply have been holding the son by the neck rather than actually choking him.”[23] 28.In relation to the respondent’s explanations, as disclosed by the documents, he said that the incident in which the deceased had fallen when trying to remove a poster “in fact took place about an hour after the [respondent] had assaulted the deceased of this event [and] did not cause the laceration to his head which led to his death.”[24] He noted the prosecution’s suggestion that doubt was cast upon the respondent’s credibility by reason of her false assertion that the deceased had been involved in a fight at the Jockey Club; and by the fact that although she had claimed that she had only hit the deceased three times after which the deceased let go of the boy’s neck, the pathologist’s evidence pointed to five lacerations suggesting blows after the boy had been released. The judge thought that this reliance upon the respondent’s assertion of only three blows was not realistic for the respondent had referred elsewhere in her interview to the situation having been chaotic so that she could not remember how she had been holding the rod, and the judge said: “This I have no doubt more accurately reflects her ability to accurately recollect the incident. Nevertheless I accept that what weight should be put on this point is a matter for the jury and I accept that it is some evidence that could be used to rebut the defence of self-defence. However, I do not see anything in the records of interview that throw doubt on the genuineness of her claim that the reason she assaulted her husband was in order to save her son.”[25] 29.He then reviewed the essential features of the forensic evidence and noted that: “Essentially the prosecution rebuttal of self-defence is a forensic based one. The prosecution say that the number of blows to the head and the force that must have been behind them in order to cause the injuries evidence an unreasonable and disproportionate response to the danger with which the defendant was dealing. Furthermore, the fact that the defendant continued to assault the deceased, with considerable force, after he released the son evidence[s] an intent to attack the deceased rather than merely causing him to release their son.” 30.We then arrive at the Ruling and the reasoning behind the judge’s decision. The judge noted the context of the case, namely, that it was the case of a mother coming to the aid of a son who is only 12 years of age “and who’s life is at risk”[26] and that the respondent’s response to the attack on her son was an escalating one whereby “finally she strikes a much harder blow and this causes him to release his grip on the son’s neck. It was presumably this blow which caused the “full thickness laceration of the scalp.”[27] 31.He went on to say that: “The evidence that there was no sign of the son having suffered asphyxiation is of some, but only small probative value to the prosecution. The reason I say this is because there could be an explanation for this such as the action of the [respondent] inhibited the deceased in his efforts to strangle his son. But be that as it may it must be remembered that the law focuses on what the victim, or in this case the person aiding the victim, believes the situation to be, not what the situation may actually be. Here the son “believed he was being strangled and believed he was going to die.” He added that the forensic evidence “cannot prove that the [respondent] must have known that the son was not in fact in imminent danger of losing his life and therefore was responding excessively to a non-life-threatening situation.”[28] The focus, he said, of the application was therefore on the second limb of the self-defence test, namely, whether the force used went beyond that which was reasonable in the circumstances honestly perceived by the respondent. In relation to the first limb, namely, the prosecution suggestion that there was evidence that the respondent did not hold the requisite belief as to the degree of peril to her son, the judge said: “I reject that entirely. In my view all the evidence, on the papers, is entirely one way and on this limb there is undoubtedly insufficient evidence to enable the jury to conclude otherwise.”[29] 32.So the judge turned to the second limb, namely, the question of reasonable or unreasonable response to the attack on the son. What the judge said was this:
Analysis 33.Although the judge correctly, at the outset of his ruling, referred to the terms of section 16 including the aspect that the application for discharge required consideration of the evidence relating not only to the offence of murder but also to “any other offence for which she might be convicted upon the charge”, he unfortunately failed, in the event, to address the issue of manslaughter by reason of the alleged breach of duty of the respondent. This was no doubt an oversight occasioned by the fact that so much of the argument and of his concern was directed at the issue of self defence. Nonetheless, there appears to us to be a prima facie case of manslaughter on this basis, for which reason the ruling could not, at least to that extent, stand. 34.As to the main issue, we were satisfied that the judge had erred in his view of the duty of the prosecutor in cases where the evidence of a prosecution witness was in part contradicted or qualified by the evidence of another proposed prosecution witness. 35.It is apparent from the transcripts of the hearings that the judge was moved by the evidence in the documents to considerable and understandable sympathy for the predicament of the respondent occasioned by the deceased’s apparent unpleasant and difficult disposition and by his use of violence upon their son on the morning in question but his concern resulted we think in an overly robust approach which took him beyond the limits permitted by section 16. 36.It is not the law that a prosecutor is precluded from leading contradictory evidence; or from inviting a jury to accept part of the evidence of a witness it calls but to view other parts as qualified by contradictory testimony from another source to be adduced in evidence by that prosecutor. It is not correct to suggest that the prosecutor either calls a person for the purpose of accepting his whole testimony or not at all. 37.We note that the judge was not referred to those authorities which have been drawn to our attention on the point, the most direct of which in terms of these issues is R v Cairns and others[30], a decision of the Court of Appeal of England and Wales. In that case, it had been submitted at trial that the testimony of a co-conspirator whom the prosecutor intended to call should be excluded because the prosecutor intended to rely only on his evidence as it affected two of the defendants but who was viewed by the prosecutor as unreliable in relation to a third defendant who was the wife of that witness. It was submitted on behalf of the appellants that the prosecutor was not entitled to adopt an inconsistent approach to its witnesses, that the course proposed amounted to the prosecutor impeaching the credit of his own witness and that he was not entitled to cherry pick the evidence. This submission was rejected and an extensive section of the judgment of Kennedy LJ in Cairns is gratefully adopted by us for its encapsulation of the duty and rights of a prosecutor in this context :
38.This approach is an articulation or endorsement of an approach of long standing, as evidenced by the fact that Stephen’s Digest on the Law of Evidence, Article 147 stated that :
39.Professor Sir John Smith’s commentary on Cairns[32] addresses the issue under the rubric “The ‘curate’s egg’ witness”:
40.We would add this, that the rationale of that analysis applies also to mere reliability or innocent exaggeration, as opposed to a calculated lie. In other words, a prosecutor is entitled to invite acceptance of one part of a witness’s evidence as reliable and yet to adduce other evidence which may lead to the conclusion that the other part is not reliable because, say, of inaccurate memory or of a growing but mistaken belief encouraged by the passage of time and the wish being father to the thought. 41.None of this analysis is to suggest that the son or the respondent was in fact not telling the whole truth in the course of their respective interviews or that either in fact has exaggerated. That is not a matter for us. It is merely to state that the judge erred, in our judgment, when he suggested that the prosecutor was bound to accept in whole or not at all the account provided by the son and that by doing otherwise there was a breach of a prosecutor’s role as minister of justice. To the contrary, as we see it, the prosecutor was bound in the circumstances of this case to do precisely what it did. And the judge was not bound on the papers to accept everything the son said. In a case such as this where there was other evidence which could reasonably be argued to cast doubt on some parts of what he said, such other evidence could not properly be ignored and its relevance in relation to the reliability of parts of the son’s interview account and of the respondent’s interview accounts was quintessentially appropriate for jury deliberation. By the same token, it was not correct to say that the judge had to assume that all the admissible evidence revealed by the documents would be accepted by the jury for, with respect, the very fact of certain apparently inconsistent evidence – which inconsistency or inconsistencies the prosecutor was entitled and indeed duty bound to put forward – reveals the flaw in the assertion. 42.Furthermore, there were questions begged by the whole of the evidence revealed by the documents which the judge appeared to answer by reference only to the evidence of the son. We have in mind, for example, the statement – in the vein of a finding – that this was a case of a mother coming to the aid of a son “whose life is at risk” and that the son believed he was going to die. Whether the son’s life was indeed it at risk or was genuinely believed to be at risk is an issue to be determined by reference to the entire evidence, and not by reference only to the evidence of the son. 43.And, in so far as the judge criticised the prosecutor for “trying to reconstruct what happened through the forensic evidence when it knows what happened because it has the son as an eyewitness to these tragic events,” that was in our respectful judgment a misplaced criticism. For the purpose of its prosecutorial decisions and of its allegations as to the respondent’s alleged criminal liability, the prosecutor was perfectly entitled to construct what had happened by reference to the forensic evidence since that evidence forms part of the whole picture and the very point of forensic evidence is to assist, in so far as is possible in a particular case, in an analysis of what happened. Whether the forensic evidence in this particular case indeed undermines the reliability, in part, of the son’s account or that of the respondent or indeed helps in the analysis of what happened is entirely another matter; but there is nothing at all amiss in the prosecutorial use of that evidence and the suggestion that “it knows what happened because it has the son as its eyewitness” flows from the incorrect supposition that the prosecutor is bound by every aspect of that eyewitness account. 44.Nor in our respectful judgment was it correct to say that the evidence on the papers was “entirely one way.” At the end of the day, it may well be that the pointers which may be thought to qualify the accounts rendered by the son and the respondent transpire, in the jury’s analysis, to be of no consequence in aid of the prosecution’s case. But that there are pointers which require examination and which examination is essentially one for the jury is in our judgment clear. They include the following:
45.An examination of all the evidence revealed by the documents placed before the judge upon the section 16 application clearly, in our opinion, discloses a prima facie case of murder and also a prima facie case of the alternative of manslaughter; for which reason we were bound to allow the appeal.
Mr Gerard McCoy SC (counsel of fiat) and Mr Peter Power, SADPP of the Department of Justice, for the Appellant Mr Frederic Whitehouse, instructed by Cheung, Chan & Chung, assigned by DLA, for the Respondent [1] Counter 335 [2] Counters293 and 517 [3] Counter 321 [4] Counter 367 [5] Counter 391 [6] Counter 397 [7] Counter 415 [8] Counter 519 [9] Counter 535 [10] First interview of respondent: counter 192 [11] ibid counters 204; 234.; and 274 [12] Second interview counter 271. [13] ibid counter 349 [14] Dr Ying Autopsy Report, para 5(1) [15] Dr Ying Statement 8 February 2012, para 4 [16] [1992] 1 HKCLR 56 [17] At pp 62-63 [18] [1990] 1 HKC 1 at 12H [19] R v Galbraith [1981] 1 WLR 1039 [20] at 63 [21] Ruling para 8 [22] ibid para 9 [23] ibid para 14 [24] ibid para 17 [25] ibid paras 19 and 20 [26] ibid para 25 [27] ibid para 27 [28] ibid para 31 [29] ibid para 32 [30] [2003] 1 WLR 796 [31] Referred to in Prefas and Pryce (1986) 86 Cr App R 111 at 114 [32] [2003] Crim L R 405 |
Cases cited in this judgment
Other judgments that cite this case