Jjbgmk v. Jply
Read the full judgment text of HCMP 316/2013 on BabelCite. This High Court CFI judgment was delivered on 10 October 2014.
1. There are 3 matters before me that require yet another round of the court’s adjudication before hopefully closure can finally be made to this sad and long running conflicts between 2 deeply-entrenched unmarried parents over their teenage son with Asperger’s Syndrome, 2 of which arising from my decisions on the Respondent Mother’s earlier maintenance application when I ordered on 4 th October 2013 for the Applicant Father to pay HK$20,000 per month towards the son’s expenses then studying in a
Cited by 3 cases · Cites 2 cases
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IN THE DISTRICT COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION MISCELLANEOUS PROCEEDINGS NO. 61 OF 2011 ----------------------------
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---------------------------- Before : HH Judge Bruno Chan in Chambers. Date of Hearing : 11 September 2014. Date of Decision : 10 October 2014. -------------------------- Decisions -------------------------- 1.There are 3 matters before me that require yet another round of the court’s adjudication before hopefully closure can finally be made to this sad and long running conflicts between 2 deeply-entrenched unmarried parents over their teenage son with Asperger’s Syndrome, 2 of which arising from my decisions on the Respondent Mother’s earlier maintenance application when I ordered on 4th October 2013 for the Applicant Father to pay HK$20,000 per month towards the son’s expenses then studying in a boarding school in UK, with payment to be dated back to the time of his open proposal in October 2011, with credit to be given for payments already made by him. The parties now seek the court’s adjudication as to essentially whether the Father’s earlier payment of HK$160,000 to the Mother for the son’s set-up costs for his boarding school back in September 2011 should be allowed to set off the back-dating of the said maintenance, and if so to what extent. 2.The 2nd matter is the Mother’s application for leave to appeal against my order for her to pay 75% of the Father’s costs of her said maintenance application after I had found her guilty of litigation conduct by inter alia inflating the son’s expenses and by failing to accept the Father’s open offer made well before the trial and which turned out to be of similar terms to my said maintenance order. 3.The last matter is the Mother’s application for costs against the Father in respect of 4 summons issued by the parties after that maintenance order mainly over their son’s future custody care and access arrangements as well as his future education. I propose to go straight into dealing with the 3 matters in the order referred to above, as I do not intend to recite here again the relevant background of either of the parties or their litigations, which can be found in my 2 earlier judgments. Backdating Amount 4.The Mother’s case is that the amount should be dated back to 27th October 2011 when the Father first made his open proposal in his 5th Affidavit of the same date, which were 24 months up to the time of my order plus 4 days pro-rata from 28th to 31st October 2013 as the ongoing maintenance commenced from 1st November 2013, hence the total amount dating back should be HK$20,000 x 24 months + HK$20,000/31 x 4 days = HK$482,580.60. 5.Against this sum the Mother agrees that the Father should be allowed to set off his various payments for the son over the same period which she puts at £32,806 or its equivalence of HK$407,753.20 as set out in §12 – 16 of Ms da Luz’s Skeleton Submission, and hence she argues that the Father still owes her the difference of HK$74,827.40 being HK$482,580.60 – HK$407,753.20 = HK$74,827.40 in back payment. 6.While the Father’s figure for his payments made over the same period from October 2011 to October 2013 amounts to slightly more at £32,828 or its equivalence at the same chosen exchange rate of HK$12.5 at HK$410,350, which would put what he owes the Mother in back payment at HK$72,230.6, a mere difference of HK$2,596.8 from her figure of HK$74,827.40. 7.Ms Man however submits for the Father that he should be allowed to also include his earlier one-off payment of HK$160,000 for the son’s set-up costs in calculating the back payment as that payment would have also catered for his share of the son’s school fees for the first term in boarding school and other expenses which the Mother had later included in her claims for the son’s future expenses and upon which this court made the present maintenance order. 8.The Mother’s request for the set-up costs was first made in her then solicitors’ letter of 30th August 2011 (P13/2915) in which she gave a total sum of HK$213,310 made up of the following items:
9.Following her request for the Father’s contribution towards this set-up costs, and to which as aforesaid he subsequently paid HK$160,000, the Mother then proceeded with her application for monthly maintenance for the son when she gave a breakdown of the son’s monthly expenses in both in Hong Kong and UK which she put respectively at HK$26,859.87 and HK$66,622.81, giving a total sum of HK$93,482.68, of which for the present purpose it is only relevant to consider his UK expenses as follows (P8/1795 – 1796):
10.It is clear from her breakdowns of the son’s set-up costs as well as his personal expenses, the Mother had double-counted his school fees, the guardianship fees, school supplies and stationary, mobile phone, and linen in her maintenance application, of which the Father’s contribution of HK$160,000 towards his set-up costs must have already included his share of those expenses at least for the first school term, and for which Ms Man argues that they should be allowed to set off any back payment that the Father would have to make up for the difference. 11.Ms Man in her submission put those items in the total sum of HK$96,850 which she argues should be added to the other payments made by the Father thereafter from October 2011 to October 2013 of HK$410,350 referred to above (at the exchange rate of HK$12.5 instead of HK$13.0 wrongly chosen by Ms Man), which would give a total sum of HK$507,200, or an average monthly sum of HK$21,133, some HK$1,133 in excess of the court ordered sum of HK$20,000 per month, hence she argues that not only does the Father not owe the Mother any money in back payment, but in fact he has overpaid her by more than HK$27,000 over those 2 years. 12.Ms da Luz however disagrees and argues that the Father’s payment of HK$160,000 was a one-off contribution towards the son’s initial set-up costs and expenses of entering boarding school which is separate and distinct from his regular living expenses, and hence no part of the set-up costs should be apportioned for his expenses post October 2011. 13.Furthermore, Ms da Luz submits that the proper interpretation of my reasons over the issue of back payment in paragraph 61 of my judgment is that it was not intended for credit to be given for any payments made by the Father prior to 27th October 2011, as otherwise the court would have ordered the back payment to be dated back to the date of the Mother’s application in August 2011. 14.Whatever the correct date for the back payment, it should not result in the Father having to pay twice for the same items of expenses over the same period, and since my order was for the payment to be dated back to October 2011, and if he is not allowed to take into account of those items already covered by his earlier payment of HK$160,000, it would certainly lead to exactly the same result referred to above which the court had strived to avoid, hence it is only fair and just in the circumstances that credit be given to the Father for his payment towards the school fees and guardianship fees as well as stationary and linen expenses for the 1st term in the said sum of about HK$27,000, but given its relatively insignificant amount over the 2 years period, and taking a broad brush approach, it would be appropriate in my view to just leave the matter at that with no further order necessary. I shall next consider the Mother’s application for leave to appeal against my costs order against her. Leave to Appeal Against Costs Order 15.This should be much more straight forward, since the Mother is not attacking my finding of the primary facts as set out in my Ruling on Costs dated 30th April 2014 and recited in paragraph 4 of Ms da Luz’s Skeleton Submissions that led to my decision that the Mother should bear the brunt of the blame for the parties’ litigation and hence she should pay 75% of the Father’s costs, of which Ms da Luz went on to say this in paragraph 5:
16.Ms da Luz rather submits that if the court’s finding was defective because it had not taken into account certain salient facts, then the basis for making the Costs Order would be wrong and open to reversal, and she relies on some 13 grounds of appeal as set out in her draft Notice of Appeal attached to the Mother’s summons of 14th May 2014. On that basis it not necessary to discuss those draft grounds as it is clear to me, and as submitted by Ms Man for the Father, without attacking the court’s primary findings of the Mother’s litigation conduct or those other primary facts upon which she is bound and which led to the Costs Decision, what other basis is there for the Mother to argue that my discretion on the Costs Order was wrongly exercised, or to show that she has a reasonable prospect of success in her appeal against that Costs Order? 17.In the premises Ms Man submits that since much of the arguments raised by the Mother concern findings of fact by the court made in the maintenance decision, such arguments and proposed draft grounds of appeal of hers must therefore be flawed as she cannot revisit those findings given that she is not seeking to challenge them in her leave application. 18.It therefore follows, Ms Man submits, that in the exercise of the court’s discretion upon making those findings against the Mother in both her wrong and unrealistic budget for the son and her persisted and unyielding position with her unreasonable claim against the Father, there is simply no basis at all for her to demonstrate in her appeal that the court got it wrong either in law or in facts when it made the costs order against her. 19.However, notwithstanding the above, Ms da Luz submits that the court had failed to consider or sufficiently consider that the expenses incurred by the Mother for the son were unusually high due to various factors including the son’s Asperger’s Syndrome, the lack of contribution by the Father or the disproportionate amount of expenses borne by the Mother, but all of which had either been properly considered in my main judgment or in my costs decision and which explains why she was only ordered to bear 75% instead of the whole of the Father’s costs, and in any event they certainly cannot be said to be any defence to her unreasonable and improper litigation conduct which ultimately led to the costs order being made against her. 20.The Mother’s leave application is governed by s 63(1) of the District Court Ordinance, Cap 336 with the threshold for granting leave provided under s 63A(2) that leave shall not be granted unless the court is satisfied that the appeal has a reasonable prospect of success, of which it was established by the Court of Appeal in SMSE v KL [2009] 4 HKLRD 125 and more recently in TPL v WYY, HCMP 316/2013 that it is for the applicant to show that he has an arguable case with reasonable chances of success on appeal, which means an appeal with prospect that are more than fanciful but which do not need to be shown to be probable. 21.In this case the prospect of the Mother’s appeal is no more than just fanciful. Accordingly and for the reasons referred to above, her leave application is therefore refused. I shall next consider the last remaining matter before me. Costs Application of 4 Summons 22.The Mother seeks costs in relation to the following summons that were dealt with at the hearing on 11th August 2014:
23.These summons were subsequently set down for trial together for 2 days in September 2014, but at the pre-trial review on 11th August 2014 the parties were able to settle all 4 summons upon certain undertakings given by the Mother when the Father agreed to withdraw his 2 summons and that an order was made in terms of the Mother’s 2 summons, with the question of costs of the 4 summons reserved for argument, as while the Father proposed for there to be no order as to costs for all 4 summons, the Mother insisted that the Father should bear all her costs. 24.Whilst Ms da Luz has conceded for the Mother that the starting point in cases involving children would be for no order to be made as to costs, unless a party has conducted the litigation in such reprehensible manner or where the party’s stance has been beyond the band of what is reasonable such that the court would consider it just to make a costs order against him/her, as was held in Sutton London Borough Council v Davis (Costs) (No.2) [1994] 2 FLR 569 at 570, which is what Ms da Luz submits to be the case here, as it is the Mother’s case that the Father’s 2 summons were hopeless from the outset, and that his stance against her 2 summons was reprehensible or beyond the band of what is reasonable, so as to attract an adverse costs order by the court. 25.The Mother claims that she took out her Sole Custody Summons in order to deal with the renewal of the son’s passport was going to expire soon but since the Father had failed co-operate with her to jointly apply to the relevant authority for the renewal, she therefore had no choice but to apply for the son’s sole custody so that she could handle the renewal by herself, and notwithstanding the fact that she was subsequently granted sole custody on 22nd November 2013, the Father took out his Joint Custody Summons a few days later, of which she argues as wholly unnecessary or unjustified and a waste of her costs. 26.Ms da Luz argues that while the issues raised under those summons were eventually settled by the parties themselves without adjudication by the court, the Mother relies on various salient and incontrovertible facts in support of her claim for costs against the Father, which were set out in Ms da Luz’s Skeleton Submission and I do not propose to repeat them here but which mainly consist of the factual historical background of the parties after the birth of their son including his care and financial arrangements over the years leading up to their litigations in these proceedings, many of which can also be found in my main judgment of 4th October 2013. 27.What the Mother is essentially arguing is that since she had always been the primary carer of the son with his de facto custody, which had been the status quo for the past 15 years, in the absence of any material changes, the Father’s joint custody application is simply unwarranted, and given the son’s stated preference for her and the Father’s ill-considered child-care plan which involved the hiring of an au-pair to assist him in the daily care of the son, coupled with the many undisputed difficulties in communication and co-operation existed between the parties, she argues that the Father’s summons were doomed to fail and should never have been taken out in the first place. 28.On the Mother’s last point which she argues would render joint custody unfeasible, Ms da Luz relies on the case of ML v YJ [2008] HKFLR 88 in which Recorder Rimsky Yuen SC summarized the court’s approach in that if it is clear that joint custody is not workable, it seems unlikely that the court will nevertheless make such a joint custody order solely for the purpose of encouraging the parties to overcome their differences or to recognise the continuing role of the parties, and as such a joint custody order which is unlikely to be workable cannot be in the best interests of the children as the adverse consequences will far outweigh the benefits that it may bring. 29.Ms da Luz submits that given the parties’ difficulty in communicating, let alone agreeing on almost anything such as the renewal of the son’s passport and many other routine matters concerning the son were often fraught with tension and difficulty and well documented in their many affidavits, resulting in the Mother having to take out her Sole Custody Summons in the first place, it begs the obvious question of how could the parties be expected to work together and to make joint decisions on more important matters concerning the son? Hence, Ms da Luz argues, the Father’s Joint Custody Summons was simply not feasible and should never have been made in the first place. 30.Accordingly, Ms da Luz submits that the Father should bear the Mother’s costs in respect of his Joint Custody Summons, following the court’s decision in the case of C v H [2011] 3 HKC 305 where the father was found to have acted unreasonable in persisting in contesting custody of his 2 teenaged children notwithstanding the facts that they had been under the de facto care of their mother for a lengthy period and had expressed their unequivocal desire to remain living with her, and as a result the court departed from the usual no order as to costs and instead ordered the father to pay the mother’s costs. 31.As for the Father’s Defined Access Summons, Ms da Luz submits that it was again totally unnecessary as the Mother had never refused access to him, and had in fact always encouraged him to share the son’s major school vacations so as to alleviate the disproportional financial burden on her, but that she merely requested him to agree to an access schedule in advance so that they could both make their own planning accordingly, and to provide her with his itineraries and contact details of each holiday destination as well as a 2-way flight tickets for the son for each holiday, which she argues as just normal and common requests under the circumstances. 32.As for her summons for leave to withdraw the son from UK boarding school to US school, the Mother argues that notwithstanding the Father had been told as early as 2013 of her reasons including changes in her financial circumstances for the worse that she could no longer afford boarding school for the son in UK, that the son would be closer to his grandparents in the US, and that he had indicated clearly his wish to attend school in the US with the aim of entering university there, yet the Father’s opposing stance was persistently beyond the band of what was reasonable, and only withdrew his objection at such a late stage that substantial costs had already been incurred and for which he should be liable. 33.Ms Man for the Father however argues that it was necessary for the Father to issue both his Joint Custody and Defined Access summons as the Mother had made many unilateral decisions concerning the son in total disregard of the Father’s good intentions and concerns for the son’s welfare, including withdrawing him from the UK school without consulting the Father, blocking him from speaking with the school or informing him of the son’s progress or of his schooling in the US, which necessitated his demand for the Mother’s undertakings as reflected in the wordings therein given on 11th August 2014 as follows:
34.It was only on the basis of these undertakings of the Mother, Ms Man submits, that the Father agreed to withdraw his summons and his opposition to the Mother’s summons, and as none of them had ever been adjudicated upon or any finding made by the court of any of the issues in those summons upon which the court could make any order as to costs or to assign any blame or fault on either party. 35.Furthermore, Ms Man argues, that the court should note the following factors:
36.Ms Man therefore submits that the Father should not be blamed for making his applications as they were clearly done out of genuine concern for the son’s welfare, and that they cannot be seen to have been hopeless from the outset as the Mother contends. To the contrary, Ms Man submits, the Father had good basis and reasons for his applications, and as none of which have been adjudicated upon by the court, and that the evidence is incomplete to enable the court to determine who would have been successful, no order as to costs for all 4 summons would be fair and appropriate in the circumstances. 37.There is no dispute over the general practice of making no order as to costs in children’s case. This is conveniently summarised by Neil LJ in the case of Keller v Keller and Legal Aid Board [1995] 1 FLR 259 at 267 where he said:
38.In Sutton London Borough Council supra Wilson J shed some light on the rationale for the present practice at 570H of his judgment:
39.In R v R (Costs : Child Case) [1997] 2 FLR 95 at 96H – 97E Hale J, as she then was, gave the reasons why this practice has developed:
40.Her Ladyship went on to say:
41.Her Ladyship then suggested that unreasonable conduct which might justify an order for costs was not unreasonableness in relation to the child concerned but unreasonableness in the conduct of litigation when she pointed out at 98B:
42.The pursuance of a totally hopeless case can also in certain circumstances be regarded as unreasonable conduct that would justify a costs order, as Butler-Sloss LJ held in Re G (Costs: Child Case) [1999] 2 FLR 250 at 252G:
43.Her Ladyship then added at 253D:
44.Or, as pointed out above by Wilson J in Sutton Borough Council supra in his judgment:
45.Of course in all those cases cited above the costs order was made against the parent only after the court had found him/her guilty of being unreasonable or taking a stance beyond the band of what is reasonable in the application after a proper trial or hearing. Here all 4 applications were compromised and settled between the parties before trial and that none of the issues raised in those applications had been adjudicated, hence the Mother is essentially asking the court to infer unreasonableness on the part of the Father as to his conduct and/or stance just on the basis of the factual or undisputed background of the case and on the parties’ untested affidavits. 46.Henceforth and on that basis, the questions for me to ask accordingly are: Firstly, in respect of his own 2 summons, was the Father pursuing a hopeless case for joint custody of and defined access to the son; and secondly, in respect of the Mother’s 2 summons, was the Father taking a stance beyond the band of what is reasonable in those applications, and in any event, did he conduct unreasonably in any of those 4 summons? 47.There is no question in my mind, and as amply evidenced during the earlier maintenance application, that the parties did have difficulty communicating with each other, let alone agreeing on even the most simple or straightforward matters concerning their son, which were, I believe, stemmed from the fact that they had ceased their relationship and lived apart years ago and hence were naturally not aware of each other’s situations including and in particularly their financial changes since, compounded by the son’s Asperger Syndrome surfaced only some 5 years after the parties’ separation and hence of which the Father would not have first-hand experience or understanding, a situation no doubt exacerbated by the Mother’s dissatisfaction over his financial contribution towards the son’s maintenance over the years given the son’s special needs, and when she inflated her claims in the son’s maintenance application and he in turn cried financial difficulty, any remaining trust between them would have no doubt gone out of the window, which thus explain their inability to co-operate. It must be in my view against these backgrounds and under these circumstances that the Father is to be judged whether his conduct had been unreasonable in those applications, starting with his application for joint custody. 48.The Father had made it clear that the primary reason for his application for joint custody was that the Mother had made unilateral decisions concerning the son without consulting him or even notifying him, making such application necessary, which was ultimately justified by the Mother’s undertakings. 49.The Mother on the other hand argues that that application was hopeless from the outset due to their inability to co-operate and should never have been taken out in the first place. On this while the Mother relies on what Recorder Yuen said about the court’s approach in ML v YJ supra, it would be relevant in my view to also consider what Hartmann JA, as he then was, said about such approach in the later case of PD v KWW (Child: Joint Custody) [2010] 4 HKLRD 191 at 202:
50.While the relations of the parents in this case had ceased much longer than those whom these words of His Lordship were meant for, it is my firm view that they are equally applicable, and that after the parties’ disputes over their son’s maintenance was over, the Father should not be criticised for thinking that the parties would be willing or able to set aside their differences and to work together over their son’s future by seeking his joint custody so that at least he could have some say about his future, and the fact that they were eventually able to settle all their applications show that at least he was not wrong with his applications, and certainly not being unreasonable or reprehensible to warrant a costs order against him. 51.As for his stance against the Mother’s applications, especially her Withdrawal Summons, I agree with Ms Man that it was one which the Mother was obliged to issue for the court’s leave in the first place, and given the circumstances of her earlier application to enrol the son to the UK boarding school, I accept that the Father was entitled to be first satisfied that it would indeed be in the son’s best interests to change school so soon again before withdrawing his opposition, and hence again his such stance as a concerned parent certainly cannot be criticised. Accordingly, on the basis of the evidence before me, I am not satisfied that the Father’s conducts in any of the 4 summons can be described as unreasonable or reprehensible or beyond the band of what is reasonable to justify any costs order against him. 52.Accordingly, I agree that it would be fair and appropriate to make no order as to costs in respect of all 4 summons. As for the costs of the hearing of the 3 matters before me, I agree that there should also be no order save and except for the Mother’s application for leave to appeal which I have found to be totally devoid of merits and should never have been made in the first place, and for which she should bear the Father’s costs to be taxed if not agreed with certificate for counsel. This is an order nisi to be made absolute at the expiration of 14 days.
Ms Yu-Wing Man instructed by M/S Lau Wong Chan for the Applicant Ms Maria da Luz of M/S Joseph Li & Co. for the Respondent. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Further hearings and rulings under HCMP 316/2013