Lau Tak Pui and Others v. Yam Lai San (Minor) and Others
Read the full judgment text of CACV 179/1991 on BabelCite. This Court of Appeal judgment was delivered on 8 January 1992 before Sir Derek Cons VP, Kempster JA, Clough JA.
Administrative law – Immigration Tribunal – right of abode – removal orders – whether tribunal required to give reasons – Immigration Ordinance (Cap 115) ss 19, 53A, 53D, 53F, 53G – judicial review – natural justice – fairness – legal adviser's presence during deliberations – Children claiming right of abode in Hong Kong born in Hong Kong – burden of proof on appellants – Tribunal dismissed appeals on basis that minors not born in Hong Kong – Three minors, Lau Tak Pui, Lau Tak Miu and Yam Lai San, were the subject of removal orders under s 19 of the Immigration Ordinance. Each claimed the right of abode on the ground of being born in Hong Kong. The Immigration Tribunal, constituted under s 53F, dismissed their appeals after finding that the burden of proving birth in Hong Kong had not been discharged. Mayo J allowed the minors' applications for judicial review, holding that the reasons given were inadequate to comply with the requirement implied in s 53D that the Tribunal set out the facts found and the basis of its determination, and ordered rehearing before a differently constituted tribunal. The members of the Tribunal appealed to the Court of Appeal. The Court of Appeal (Cons VP, Kempster JA, Clough JA) allowed the appeal. The court held that, although the common law does not impose a general duty to give reasons (Public Service Board of New South Wales v Osmond), in the special circumstances of a fully judicial and non-domestic tribunal whose decisions affect liberty and residential and citizenship rights and from which there is no appeal, fairness requires outline reasons showing the issues addressed and the evidence relied on. The court further held that s 53D(1)(a), requiring the Tribunal to determine the appeal on the facts of the case as it finds them, impliedly obliges the Tribunal to articulate the facts it finds. In the present cases, the reasons given were sufficient: in Yam Lai San, the Tribunal addressed the inconsistencies in the parents' evidence and the father's claimed ignorance of the delivery; in Lau Tak Pui and Lau Tak Miu, the brief reasons identified the sole issue (place of birth) and the basis for the conclusion. The court further held that the presence of the Tribunal's Legal Adviser throughout the adjudicators' deliberations did not vitiate the proceedings, s 53G(2) permitting consultation with the legal adviser and the practice being analogous to that of justices' clerks in England. The Court of Appeal allowed the Tribunal's appeal, set aside the order of Mayo J, restored the Tribunal's determinations, and made an order nisi for costs in favour of the Tribunal members here and below.
Legal issues: Whether the Immigration Tribunal is required to give reasons for its determinations · Adequacy of the reasons given by the Tribunal in the two determinations · Whether presence of legal adviser during adjudicators' deliberations vitiated the proceedings
Outcome: Appeal allowed; order of Mayo J set aside; the Tribunal's determinations restored. Order nisi that the members of the Tribunal have their costs here and below.
Cited by 41 cases
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CACV000179/1991 Civil Appeal No 179 of 1991 Headnote Immigration Ordinance (Cap 115). The grounds on and the circumstances in which an Immigration Tribunal is required to give reasons for its determinations, together with the ambit of such reasons, considered.
------------------ Coram: Hon Sir Derek Cons, V-P, Kempster and Clough, JJA Dates of Hearing: 19 and 20 December 1991 Date of handing down Judgment: 8 January 1992 ------------------------ J U D G M E N T ------------------------ Kempster, JA: 1. On 25 Match 1991 the Immigration Tribunal established pursuant to s 53F of the Immigration Ordinance (Cap 115) determined that Lau Tak Pui and Lau Tak Mui had not been born in Hong Kong, that the Removal Orders made by the Deputy Director of Immigration on 4 February pursuant to s 19 were therefore valid and that their appeals against such orders should be dismissed. On 11 May that Tribunal made a like determination for the like reason in relation to a Removal Order which had been made against Yam Lai San on 11 April. By leave and order for consolidation both determinations were challenged on judicial review before Mayo J who, on 15 October, ordered that they be removed into the High Court and quashed and that the Tribunal, differently constituted, should rehear the appeals The members of the Tribunal whose determinations have been quashed appeal to this court to set aside the order of Mayo J as being erroneous in fact, law and principle. The Director of Immigration, who was a respondent to the application for judicial review, is also a respondent to these appeals but was not represented before us. 2. The reasons given for the determination of the Tribunal in relation to the applicants Lau Tak Pui and Lau Tak Mui were as follows:
Those for the determination of the Tribunal in relation to the applicant Yam Lai San read:
3. Mayo J found that these reasons failed adequately to set out the findings of fact which, he held, the Tribunal was obliged by s 53D to make. That section is in the following terms:
Section 53C provides for the dismissal of an appeal without a hearing. 4. The judge did not accept that the proceedings before the Tribunal were vitiated by the presence of its respective legal advisers during the deliberation of the adjudicators but, by Notce under 059 r6(1)(b), the applicants intimated that, if necessary, they would seek to rely on this matter in support of the judge's order. 5. In this court the scope or enquiry has ranged far beyond the implications of s 53D and, in substance, the applicants have relied upon the proposition that the principles of natural justice or the requirement of fairness obliged the Tribunal to furnish them with reasons for its decisions at least as full as are required of a District Judge under s 60(1) of the District Court Ordinance (Cap 336) or of a judge of the High Court under RSC 042 r5B(1). Such requirement is, it may be observed, also mentioned in the judgment of Donaldson J in Tramountana v Atlantic Shipping [1978] 2 All ER 870 at p 872. What was recommended by "Justice" (Administrative Justice. Some Necessary Reforms-1988) is, the applicants contend, already part of the Common Law. 6. On 29 June 1892 an application for a writ of habeas corpus was made to the Full Court of Hong Kong on behalf of Chan Kwun Cheun who was subject to an order for banishment made by the Governor under s 3 of Ordinance No 8 of 1882 and had been detained pursuant to s 1 -of Ordinance No 4 of 1885. The first mentioned section provided that "Every order ... prohibiting any person from residing or being within this Colony shall contain a statement of the grounds upon which it is made." The stated grounds were that. the applicant was a "suspicious and dangerous character well-known as such to the police." The court held that this formula was inadequate and, accordingly, was bad on the face of it. It conveyed no information to the applicant and, to quote the Chief Justice:
After mentioning Capel v Child (1832) 2 Cr & J 558 he continued:
The applicant was discharged from custody. In Re Chan Kwun Cheun [1910] 5 HKLK 182 at p 183. 7. In England s 12 of the Tribunals and Inquiries Act 1971 expressly requires reasons to be given by a wide range of tribunals while decisions of an adjudicator or of the Immigration Appeal Tribunal, confirmed in its role by s.12 of the Immigration Act 1971, are subject to the same requirement by rule 39 of the Immigration Appeals (Procedures) Rules 1972 (1972 No 1684). No equivalent is to be found in the Third Schedule to the Hong Kong Immigration Regulations but, albeit reasons are not specifically called for, s 53D of the Immigration Ordinance has been held impliedly to require the Tribunal to set out for the benefit of an appellant the facts which it finds and upon which it bases its determination. Cheung Cheong v A-G [1987] HKLR 356 per Silke and Clough JJA (obiter); In the Matter of an application by Tse Chuk Fuk MP No 537 of 1987 (Unreported)per Godfrey J; In re Sit Woo Tung [1990] 2 HKLR 410 at pp 423-424 per Kaplan J. Upon the first two of these authorities Mayo J relied in the instant cases. 8. It falls to consider whether, even in the absence of statutory requirement express or implied, the applicants have made good their submission that natural justice or the principle of fairness demands reasons. After a thorough review of the English and other Commonwealth authorities the High Court of Australia answered this question in the negative as regards administrative decisions of an appeal board stated by the relevant statute to be final; specifically in relation to the exercise of choice as between rival candidates for promotion in the public service. Deane J stated "The ordinary Common Law position" at p 217:
That court suggested that in special circumstances, natural justice might require reasons to be given. Public Service Board of New South Wales v Osmond [1986] 60 ALJ 209. The 4th (1980) edition of De Smith's "Judicial Review of Administrative Action" reaches the same conclusion on the cited authorities at p 148 but on the following page the. author nonetheless suggests:
At p 548 of the 6th edition (1988) of "Administrative Law" Professor Wade suggests that "a right to reasons is an indispensable part of a sound system of judicial review." 9. In giving his judgment in Public Service Board of New South Wales v Osmond Gibbs CJ mentioned Norton Tool Co Ltd v Tewson [1973] 1 WLR 45, Alexander Wachinery (Dudley) Ltd v Crabtree [1974] ICR 120 and R v Immigration Appeal Tribunal Ex parte Khan [1933] QB 790. At p 122 of Alexander Machinery (Dudley) Ltd v Ciabtree Sir John Donaldson had suggested that the tribunal might briefly state, for example,
Gibbs CJ sought to explain the findings of Sir John Donaldson, sitting as the President of the National Industrial Relations Court, that the failure to state reasons on the part of the industrial tribunals from which the appeals in the first two of the cited cases were brought involved errors of law by referring to s 12 of the Tribunals and Inquiries Act 1971. Mutatis mutandis he sought to explain the quoted part of the judgment of Lord Lane CJ in the third cited case. by referring to the Immigration Appeals (Procedure) Rules 1972. Lord Donaldson MR has now explained that the application of s 12 of the Tribunals and Inquiries Act 1971 to industrial tribunals exercising their jurisdiction under the Industrial Relations Act 1971 "... never occurred to anyone at the time" and that the material decisions "were not based on any such consideration." He went on to say that in his belief the judgment of Lord Lane CJ in R v Immigration Appeal Tribunal Ex parte Khan owed nothing "to the fact that the Immigration Appeal Tribunal is required by statute to give some reasons for its decisions." R v Civil Service Appeal Board [1991] 4 All ER 310 at pp 317 and 319. This case was not reported at the time of argument before Mayo J. On reflection I am satisfied that Lord Donaldson must have consulted Lord Lane on the matter. 10. The part of the judgment of Lord Lane CJ quoted by Gibbs CJ read:
Gibbs CJ did not cite the part of Lord Lane's judgment which followed namely:
11. Both extracts from Lord Lane's judgment, given in the context of the judicial review of a decision of an Immigration Appeal Tribunal which had purported to give reasons, were cited by Lord Donaldson in R v Civil Service Appeal Board at p 319 in support of his finding that, in determining the appeal of a prison officer who was not entitled to appeal to an industrial tribunal against the amount of compensation awarded to him for unfair dismissal, the Civil Service Appeal Board, from which there was no appeal, was "a fully judicial body" and that natural justice required it to give:
McCowan LJ agreed, adding at p 323:
Relying on Public Service Board of New South Wales v Osmond Lord Donaldson found the proposition that there was a general rule of the Common Law or, if that were doubtful, a principle of natural justice that a public law authority should always or even usually give reasons for its decisions unarguable: At pp 325 and 326 Leggatt LJ said:
12. While I hesitate to analyse the differences I am quite satisfied that the decision considered in Public Service Board of New South Wales v Osmond was administrative and that those considered in the other cases above mentioned were judicial. I am equally satisfied that the Hong Kong Immigration Tribunal was and is a fully judicial and non-domestic body when hearing such appeals as those of Lau Tak Pui, Lau Tak Mui and Yam Lai San, that there was and is no right of appeal from its decisions and that, as Mr McCoy on their behalf- has emphasised, it exercises powers affecting the liberty and residential and citizenship rights of appellants pursuant to statutory provisions of some complexity. These are special circumstances which, quite apart from any implication to be derived from the wording of s 53D, as to which I express no opinion, require as a matter of fairness the provision of outline reasons showing to what issues the Tribunal has directed its mind and the evidence upon which it has based its conclusions. As Lord Bridge stated in Lloyd v McMahon [1987] 1 AC 625 at pp 702 and 703:
Mr Graham, on behalf of the members of the Tribunal, has not contended to the contrary. 13. Turning then to the adequacy of the reasons given in the respective appeals they show that the only issue which, by reason of s 2(1), 2A and Schedule 1 para 2 of the Ordinance and of para 2(1)(a) of the Hong Kong (British Nationality) Order 1986 (No 948 of 1986), fell for their determination, namely the appellants' places of birth, had been addressed and, by necessary implication, that all the evidence germane to that issue had been considered. The conclusion that the applicants had not been born in Hong Kong was the basis of fact upon which the Tribunal determined that they did not enjoy a right of abode in the Colony. The requirements stipulated by the Full Court in In re Chan Kwun Cheun, being a statement of the grounds for the findings, and of natural justice, being at least as stringent as any which may derive from the terms of s 53D, were met; in the reasons relating to Yam Lai San amply so. It is not suggested that either determination was aberrant on its face. No more is there evidence before us to show that either determination amounted to a "ritual incantation." As Sir John Donaldson MR said in R v Home Secretary ex parte Swati [1986] 1 WLR 477 at p 483:
14. If I am right in my conclusions it is necessary now to consider the applicants' contention that the decisions were vitiated by the fact that the Legal Adviser to the Board remained with the adjudicators throughout their deliberations, that his advice to them should have been given in the presence of the parties or their representatives and that justice was not seen to be done. No point is pursued in relation to the evidence adduced before Mayo J and before this court. Section 53G(2) provides that:
Thus the adjudicators may turn to a properly appointed legal adviser in relation to matters of fact as well as of law. In any event, by analogy with the practice of the professional clerks to lay justices in England, the retirement by a clerk with his justices for the whole of their deliberations does not invalidate their verdict or decision. R v Welshpool Justices ex parte Holley [1953] 2 QB 403. As Lord Goddard CJ explained at p 406:
The decision of the Divisional Court in R v Consett Justices ex parte Postal Bingo Ltd [1967] 2 QB 9 was to the same effect. To suggest that the advice of the legal adviser must be given in the presence of the parties or their representatives is novel and, in my view, unsustainable. As Lord Morris observed in Chien Sing Shou v The Building Authority [1967] HKLR 352 at p 362, the procedure of the Architects' Disciplinary Board being in question:
I believe this statement of principle to be applicable to the legal adviser. Other considerations apply to the legal adviser to the Medical Council of Hong Kong. The contentions raised in the applicants' Notice fail. For the foregoing reasons I would allow these appeals by the members of the Tribunal, set aside the order of Mayo J and restore the material decisions. I would also make an order nisi that the members of the Tribunal should have their costs here and below. Sir Derek Cons, V-P: 15. It is well established that the common law, which enshrines the principles of natural justice, does not of itself require a public law authority or tribunal always, or even usually, to give reasons for its decision. The reported authority to that effect was said by Gibbs, C.J., in Public Service Board of New South Wales v. Osmond [1986] 60 ALJ 209 at 211, to be overwhelming. Nevertheless he accepted that notwithstanding the lack of any general obligation, circumstances might establish a special case in which natural justice would require reasons to be given. I take the recent case of R. v. Civil Service Appeal Board ex parte Cunningham [1991] 4 All ER 310, upon which Mr. McCoy so fervently relies, to be no more than an illustration of such a special case, the majority finding appropriate circumstances in the operation of the Board in general, Leggatt, L.J., confining himself to those which pertained to mr. Cunningham alone. 16. Authority for such a special case is to be found in the oft-quoted words of Lord Bridge in Lloyd v. McMahon [1987] AC 625 at 702:
The majority of the court were influenced by the character of the Board, i.e. that it was "a fully judicial body" or that it carried out "a judicial function". 17. Taken in the context in which they were spoken I do not for my part take the words of Lord Bridge to propose the "requirements of fairness'' as a philosophical concept to be applied for its own sake, thereby giving a court carte blanche to enforce what it personally considers desirable in any given set of circumstances. The "additional procedural safeguards" are to be imposed only - ("the courts ... will readily imply so much and no more") - to ensure that a man is not deprived of the practical advantages or opportunities which in all fairness he needs to have. This is clearly illustrated by the rules already well established. For example, a man needs to know the case against him so that he can properly meet it; he needs to have the opportunity to put forward his own case, for it may well influence the conclusion of the decision-maker. So, argues Mr. McCoy in the present instance, man also needs to know the factors which have in fact influenced the decision-maker so that he may properly know, in circumstances where it is available, whether to exercise his right of appeal in law, the view taken in. Northern Tool Co. Ltd. v. Tulson [1972] ICR 501, or whether to apply for the decision to be judicially reviewed, approved by the New South Wales Court of Appeal in Osmond and probably also by Lord Donaldson in Cunningham, in referring to the need for the Board to show "that it acted lawfully". (Since reserving our judgments the Times Newspaper report of 18th December, R. v. Secretary of State for the Home Department ex parte Walsh, has, come to my attention. It shows that the Divisional Court there applied a comparable approach to require the Home Secretary to disclose to a prisoner receiving a sentence of imprisonment for life the exact length of his tariff period.) 18. There is great force in the argument, which I would willingly and respectfully adopt, but for two reasons. The first, as a matter of authority, that it was rejected by the High Court of Australia in Osmond. The second, as a matter of principle, that, if taken to its logical conclusion, it would contradict the rule that there is no general obligation to give reasons; for all decisions of subject authorities, whether domestic, administrative or otherwise, are amenable to judicial review. All would therefore be bound to give reasons, except in those instances where, as Lord Lane observed in R. v. I.A.T. ex parte Khan [1983] 1 QB 790 at 794, the reasons are perfectly obvious. This court has, I think, always encouraged the giving of reasons, and I would for my part continue to do so. But to impose such requirement in all cases would be a reform of the law properly available only to the legislature.It is important to note, in my view, that despite the lead taken in' the English jurisdiction, the legislature has not thought fit to enact general legislation or to impose a specific requirement upon the Tribunal. 19. Nevertheless, after considerable hesitation, I have come to agree with my Lord that the fact that the Tribunal acts judicially, whatever may be the difficulties in defining precisely that concept, and that the rights in question are of vital importance in modern society, make it a special case, such that the Tribunal should give adequate reasons for the decisions to which it has come. 20. I have no hesitation then in agreeing with my Lord that in the two instances in question the reasons given by the Tribunal were in the event adequate, and that the presence of the Legal Adviser during the course of the adjudicators' deliberations was not objectionable. 21. I too would allow the appeals and adopt the orders suggested by my Lord. Clough, JA: 22. I agree that this appeal should be allowed. In arriving at that conclusion I do not find it necessary to look beyond the statutory scheme of the relevant provisions of the Immigration Ordinance (Cap. 115) and what I consider, in agreement with my Lord Kempster, to have been compliance with those provisions by the Tribunal. In my judgment the procedural provisions of the Ordinance, which were helpfully considered by Godfrey J. in Re Tse Chuk-fuk M.P. No. 537 of 1987 (unreported 13th April 1987), are sufficient, if complied with, to achieve justice. In my opinion there is therefore no need to supplement those provisions with a common law natural justice procedural requirement based on principles of fairness obliging the Tribunal to give reasons for its determination. 23. Mr. Graham, for the Director of Immigration, very properly did not seek to press the argument before this court that the Tribunal was not obliged to give any reasons for its determination. He contended, in effect, that whether this court were to adopt the principles of fairness applied by the majority of the court in R. v. Civil Service Appeal Board, ex parte Cunningham (1991) 4 All ER 310 (C.A.) (a case not reported at the time Mayo J gave judgment below) or to confine itself to consideration of the Trihunals determinations by reference to the procedural requirements implicit in the relevant provisions of the Ordinance, the Tribunal had satisfied either test by giving sufficient reasons for its determinations. There was never, as in the Cunningham case, any effective issue as to whether the Tribunal was entitled under the Ordinance to give a determination without any reasons, the effective issue was whether the reasons given were a sufficient discharge of its duty by the Tribunal in each case. 24. In determining whether or not the court should, in the interests of natural justice, supplement procedure laid down in legislation for bodies which are required to act judicially the test is whether that statutory procedure necessarily ought to be supplemented because it is insufficient to achieve fairness and justice. In the Cunningham case dicta to this effect emanating from high authority was cited. Thus McCowan L.J. cited passages from the speeches of Lords Reid, Morris and Wilberforce in Wiseman v. Borneman [1971] AC 297 (H.L.). At p.308B Lord Reid said:
At p.309 A-B Lord Morris said:
At p.317 F-G Lord Wilberforce said:
25. In the Cunningham case Lord Donaldson MR and Leggatt L.J. both cited from the speech of Lord bridge in Lloyd v. McMahon (1987) AC 625 (H.L.). At p.702-3 Lord Bridge said:
26. In the light of this high authority the question arises whether due compliance by the Tribunal with the relevant provisions of the Ordinance, (as applied in recent Hong Kong cases) does result in the achievement of justice and the attainment of fairness. Under section 19(1)(b) the Director is empowered to make a removal order against a person on various grounds requiring him to leave Hong Kong. Section 53A(1) and (2) provide:
Section 53D provides for the determination of appeals as follows:
27. The practice and procedure of the Tribunal is the subject of section 53G which provides:
28. These provisions are supplemented by regulation 9A and the Third Schedule of the Immigration Regulations which deal further with matters of procedure and include (in paragraph 13 of the Third Schedule) a requirement that the Tribunal keeps "a summary or record of proceedings in every appeal which comes before it in such form as the chief adjudicator may determine." 29. In Cheung Cheong v. Attorney General [1987] HKLR 356 (C.A.) Silke J.A. (as he then was) commented obiter on the procedure of the Tribunal in the following terms with which I formally concurred at the time:
30. In Tse Chuk Fuk's case (decided on the 13th April 1987), where the Tribunal had given no reasons for its determination of an appeal and had not stated the findings of fact on which it reached its decision, Godfrey J. applied the above cited dictum of Silke J.A. in quashing the Tribunal's determination and remitting the case to the Tribunal to rehear it and state the facts as it found them. In the course of his judgment Godfrey J. made a number of observations regarding the Tribunal's procedure with which I agree. After citing the dictum of Silke J.A. he said:
Adverting to the Attorney General's contention in correspondence that the Tribunal was not obliged to give reasons for its determination of an appeal, Godfrey J. observed:
31. The reasoning of Godfrey J. in Tse Chuk Fuk's case and of Silke J.A. in Cheung Cheong's case was applied by Kaplan J. in In re Sit woo-tung [1990] 2 HKLR 410 where the Tribunal's decision was quashed and a re-hearing before another Tribunal ordered. In that case the applicant's alleged right of abode depended upon his actual or deemed legitimacy and the Tribunal had failed in its determination to address all the relevant issues and the factual matters pertinent to those issues. It is, I think, significant that leading counsel for the applicant had relied on the judgment of Lord Lane in R. v. Immigration Appeal Tribunal, ex parte Khan [1983] 1 QB 790 (C.A.). At the end of a careful judgment Kaplan J. observed (at p.427D):
32. Thus, it seems to me that the proper interpretation and application by the Hong Kong courts of the procedural provisions of the Ordinance, in particular the requirement in section 53D(1)(a) (".... where the Tribunal determines that on the facts of the case as it finds them ....), has demonstrated that these provisions (which exclude any appeal from the Tribunal's determination) provide adequate machinery to ensure that an appellant receives justice and fair treatment by the Tribunal if it complies with the requirements of the Ordinance. It is, in my opinion, implicit from the terms of section 53D(1) that the Tribunal is obliged to articulate findings of fact material to the issues arising in the appellant's case and then to apply the relevant law to those facts in such a manner that it becomes possible for the appellant's advisers to assess whether there are grounds for challenging the Tribunal's determination by way of judicial review. 33. In the end the result is virtually the same as that contemplated by a strong court in Khan's case in relation to a tribunal which was expressly obliged by statute to give reasons for its determination, but, in my judgment, it is not necessary to resort to the reasoning in the Cunningham case to reach that result because justice and fairness do not require any supplementation of the relevant provisions of the Ordinance which are sufficient in themselves. 34. I agree with the reasoning of my Lord Kempster for holding that in the circumstances of the present cases the Tribunal had properly discharged its duty in articulating sufficiently the bases for its determinations in accordance with the spirit and intendment of section 53D of the Ordinance. There is nothing I can usefully add to those reasons. I also agree with my Lord Kempster's reasons for rejecting the arguments of Mr. McCoy in support of the applicants' respondents' notice relating to the role played by the Tribunal's legal adviser in these cases. Representation: G.J.X. McCoy (M/s Wong, Hui & Co) for Appellants/Respondents P. Graham and S.H. Kwok (Crown Solicitor) for 2nd Respondent/Appellant |
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