Li Ming Tak v. Hong Kong Airport Services Ltd
Read the full judgment text of CACV 254/2014 on BabelCite. This Court of Appeal judgment was delivered on 20 August 2015.
1. The defendant provides air-cargo services at the Hong Kong International Airport.
Cited by 6 cases
|
CACV 254/2014 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CIVIL APPEAL NO 254 OF 2014 (ON APPEAL FROM HCPI NO 860 OF 2009) _______________
_______________
________________________ JUDGMENT Hon Poon J (giving the Judgment of the Court) : A. INTRODUCTION 1.The defendant provides air-cargo services at the Hong Kong International Airport. 2.The plaintiff began his employment with the defendant as an Aircraft Loading Agent 7 on 18 August 2003.[1] As an Agent 7, the plaintiff worked on the apron of the Airport and was responsible for loading and unloading flights. On 2 March 2010, Kwong Wah Hospital (“KWH”) certified him to be permanently unfit to load and unload flights. On 13 April 2010, he retired from the defendant. After leaving the defendant’s employment, the plaintiff was unemployed between May and August 2010. Between September 2010 and 30 April 2011, the plaintiff was employed by a restaurant as a part-time driver for delivery of lunch boxes. Between May 2011 and January 2012, he was employed by another restaurant. 3.In the proceedings below,[2] the plaintiff sued the defendant for loss and damage in the sum of HK$2,642,634.00[3] that he allegedly sustained as a result of the personal injuries that he suffered, that is, chondromalacia of the patella (“CP”) in the left knee and superior labral anterior and posterior lesion (“SLAP”) in his right shoulder, during the course of employment. As succinctly summarized by Zervos J, the trial judge below, the basis of the plaintiff’s claim was that he suffered the injuries because of the work that he did and the strain that he was physically put under as an Agent 7 because the aircraft handling section of the defendant had all along been understaffed, there had been little or any sufficient rotation of the job, there had been a lack of safety training or the training provided was of no practical use.[4] 4.After a 7-day trial,[5] the entire basis of the plaintiff’s claim was roundly rejected by the learned Judge.[6] He also found that the plaintiff had in different aspects exaggerated his case and claim, commenting that he was untruthful and guilty of falsification.[7] He went on to observe that the defendant had presented a compelling case against the plaintiff’s claim.[8] 5.However, instead of dismissing the plaintiff’s claim, the learned Judge entered judgment for him for :
totaling HK$325,000.00 with interest and costs. 6.The Judge did so because he found that although the injuries suffered by the plaintiff were not work related but were pre-existing conditions,[9] the injuries were aggravated by the defendant putting the plaintiff on mixed duties, which involved partly light duties and partly his normal duties as an Agent 7, for 33 days between 13 March and 30 May 2009;[10] and that the defendant was liable for such aggravation.[11] On that basis alone, he entered judgment against the defendant as he did. 7.From that judgment the defendant now appeals. The plaintiff supports the judgment by two respondent’s notices in which, among other things, he seeks to attack some of the Judge’s factual findings made against him. B. PRINCIPAL ISSUE 8.Because of the very limited basis upon which the Judge entered judgment for the plaintiff, the principal issue raised in this appeal is a very narrow one : was the defendant liable for the aggravation of the plaintiff’s pre-existing conditions caused by the mixed duties during the said 33 days because of breach of statutory duty, contract or negligence? 9.Unfortunately, the Judge did not explain the legal basis on which he held the defendant liable for the aggravation. He simply said at [112]:
He then went on to deal with quantum, interest and costs.[12] 10.To determine if the Judge was correct in holding that the defendant was liable for the aggravation, we need to look at the facts and what transpired at the trial below more closely. C. PROCEEDINGS BELOW C1. Facts
11.Before he joined the defendant, the plaintiff attended a pre‑employment medical examination at Quality HealthCare Medical Centre. The examination did not reveal any medical condition which rendered him unsuitable for work as a loading agent. In about 2006 and 2007, the plaintiff began to complain about weakness in his left leg when walking. On 21 May 2007, a MRI was performed which revealed CP in the plaintiff’s left knee. In the meantime, he also began to complain about right shoulder pain. On 12 November 2007, the plaintiff was diagnosed with SLAP in his right shoulder. Because of his medical conditions, the plaintiff was granted sick leave from time to time and had since 20 August 2007 been performing light duty work only. The light duty work consisted of sorting and delivering documents and refuelling vehicles. 12.Since 15 February 2008, he had been given light duties certificates by firstly Caritas Medical Centre and then KWH. 13.On 26 March 2008, the plaintiff had arthroscopy and labral repair for his right shoulder at KWH. He received physiotherapy and follow-up treatment for both his right shoulder and left knee at KWH in the following months. He made steady progress and improvement. He was subject to a re-assessment at KWH on 24 July 2008. The re‑assessment showed an overall improvement of 80% in his right shoulder and 70% in his left knee. There was only little pain with stretching feeling remaining over his right shoulder and the joint motion was full in all directions. Muscle strength was also improved. There was no more swelling in his left knee and pain had decreased. Strength of the knee was also improved. On 21 August 2008, he was discharged from KWH’s vocational rehabilitation programme in view of his static progress. On 28 August 2008, KWH issued the last light duties certificate to him and recommended light duties for 12 weeks up to 20 November 2008. 14.On 18 November 2008, the plaintiff had a meeting with the personnel department of the defendant to discuss his medical conditions and assessment. The plaintiff asked if the defendant would continue to assign light duties to him because he could not perform the normal duties as an Agent 7. The defendant then arranged for him to be examined by Dr Affandy Hariman, a panel doctor engaged by the defendant. 15.On 6 January 2009, the plaintiff attended Dr Hariman for an assessment of his right shoulder and left knee. Dr Hariman encouraged the plaintiff to resume his normal duty in an incremental manner. Upon Dr Hariman’s suggestion, the defendant, with the plaintiff’s consent, arranged for him to carry out mixed duties between 13 March and 30 May 2009 — during which he worked a total of 33 days. The mixed duties entailed working as an Agent 7 for one flight in the morning and one flight in the afternoon with light duties for the rest of the time. On 1 June 2009, the plaintiff went on light duties again. 16.On 4 June 2009, Dr Hariman advised the defendant that the plaintiff was unfit for further employment. As said, on 2 March 2010, KWH issued a Certificate of an Employee’s Permanent Unfitness for a Particular Type of Work, certifying that the plaintiff would be permanently unfit to load and unload flights. 17.Almost immediately after he left the defendant’s employment, the plaintiff ceased to receive treatment for his shoulder and knee.
18.The plaintiff attended a joint medical examination by the joint experts of the parties, Dr Lam Yan Kit and Dr Chun Siu Yeung, specialists in orthopaedics and traumatology on 5 October 2009. They then wrote a joint report dated 22 December 2009 (“the 1st Report”), supplemented by a supplemental report dated 12 December 2011 (“the 2nd Report”). The plaintiff attended another joint examination by the two doctors on 26 November 2012. Afterwards, the doctors prepared a joint report dated 18 January 2013 (“the 3rd Report”). For present purposes, it is not necessary to set out all the findings made by the doctors. The following points will suffice : 19.First, SLAP:
20.Second, CP:
21.Third, on the nature of his normal duties as an Agent 7, according to the plaintiff, about 70% of the time he worked inside the aircraft cargo compartment. The height of the compartment was about four feet. Inside the compartment, he had to work in kneeling, sitting or half squatting positions. Sometimes he had to push the luggage or goods. About 30% of the time he stood at the entrance of the compartment, putting goods onto the conveyor belt or standing on the ground, moving goods from the conveyor belt to the transport vehicle. Significantly, the doctors recorded that according to the plaintiff, no overhead working was required.[15] 22.Fourth, according to the plaintiff’s description, he was required to push or pull heavy objects many times during work. Such kind of motion was not in accordance with the mechanism believed to cause SLAP lesions. The doctors therefore agreed that SLAP was not caused by the repetitive work described by the plaintiff.[16] 23.Fifth, the doctors agreed that CP is not simple wear and tear type of cartilage degeneration associated with repetitive movement, and that the crucial factors that lead to the biomechanical changes in the cartilage are malcongruence, malalignment and muscle imbalance. They agreed that the job as described by the plaintiff was, by itself, not the cause of CP.[17] 24.Sixth, at the second joint examination dated 26 November 2012, the plaintiff complained of right shoulder and trapezius stabbing pain and left knee pain and he walked with limping and keeping left knee straight without much flexion on demonstration of walking. However after watching video clips taken of the plaintiff between August and November 2011, which showed no abnormality in his movement, the doctors agreed that the plaintiff had exaggerated his disability by limping and keeping his left knee extended during the examination.[18] 25.Seventh, the plaintiff would have made full recovery and be able to resume normal duties in 9 to 12 months after the operation on the right shoulder in March 2008.[19] This means that the plaintiff would have been able to resume normal duties by March 2009. 26.Eighth, Dr Chun opined that as SLAP was cured by the operation and no overhead exertion was required, it was very unlikely that the plaintiff’s normal duties had exacerbated or aggravated the SLAP lesion. Dr Lam did not seek to dispute Dr Chun’s view on this point.[20] 27.Ninth, both doctors agreed that light duties would not aggravate or exacerbate CP in his left knee but normal duties would have such impact.[21] They however differed as to the extent of the exacerbation or aggravation. While they agreed that kneeling and climbing up and down stairs would exacerbate the symptom, Dr Lam opined that moving luggage and goods up and down the conveying belt might have exacerbated the pain symptom because of muscle weakness but Dr Chun disagreed.[22] C2. The Judge’s findings 28.The Judge made the following findings :
29.As we have said, he then went on to hold that the defendant was liable for the aggravation without explaining the legal basis. D. WHY THE JUDGE ERRED 30.In our respectful view, the Judge erred when he held that the defendant was liable for the aggravation. D1. Strict liability, if adopted, is wrong 31.In the absence of any explanation of the legal basis and in light of what he had said in [112] of the Judgment, we are left with the impression that the Judge had simply approached the issue of liability as if it were a claim for employee’s compensation in which strict liability applies. Our impression is fortified when Mr Bleach SC (appearing together with Ms Vanessa Kwok[23]) took us through the transcripts of the closing submissions when the Judge discussed with Mr Horace Wong SC (who appeared for the plaintiff below) about the legal basis of the defendant’s liability. With the greatest respect, if that were his approach, it is wrong as a matter of law. Strict liability simply does not apply in a personal injuries claim. D2. Award cannot possibly stand in light of findings in any event 32.More importantly, what the learned Judge said at [112] is inconsistent with his earlier findings in [111] :
33.As found by the Judge, light duties did not cause any aggravation. The only cause of aggravation was the limited normal duties that the plaintiff carried out. As noted, the joint experts disagreed on the extent of aggravation caused by the limited normal duties. On the evidence before the Judge, especially when he had already found that the plaintiff had exaggerated his case, the Judge was perfectly entitled to make the finding as he did in [111(10)]. But such finding did not support the plaintiff’s claim for loss and damage arising from the aggravation at all, especially the claim for loss of earnings. The Judge’s award cannot possibly stand on his own findings. 34.Mr Barretto SC (together with Mr Meyrick Wong[24]) for the plaintiff submitted that the word “otherwise” is missing from [111(10)] so that the what the Judge had said was in fact :
35.We reject counsel’s submission as an impermissible attempt to add something which is clearly not there in [111(10)]. And such addition, even if allowed, would only create inconsistency because “the plaintiff’s condition would have otherwise been prompt” did not sit well with “any aggravation would not be long lasting”. That does not help the plaintiff at all. E. WHY THE PLAINTIFF’S SUBMISSIONS ARE REJECTED 36.We now turn to the plaintiff’s submissions advanced in support of the Judge’s award and explain why, in our view, they have to be rejected. E1. Basis for liability suggested by Mr Barretto unsustainable 37.The burden rests squarely on the plaintiff to properly plead the basis of his claim based on aggravation and to prove it with evidence accordingly. The plaintiff fails to do so on both pleadings and evidence. 38.On pleadings, as we have pointed out already, the plaintiff was completely silent on why the defendant was liable for the aggravation. Mr Barretto submitted that the defendant was both directly liable for breach of its own non-delegable duty of care and vicariously liable for Dr Hariman. With respect, we are unable to accept his submission. The first hurdle that Mr Barretto could not overcome is of course the absence of a proper plea. But even if he were allowed to argue the point, it must fail on the evidence. 39.We first consider non-delegable duty. 40.The general concept of non-delegable duties is explained in Charlesworth & Percy on Negligence, 13th Edition thus :
41.Mr Barretto placed particular reliance on the special relationships category of which Charlesworth & Percy on Negligence states : “[3-195] In Woodland v Essex County Council[27] the Supreme Court recognized a number of special relationships where a non-delegable duty could arise. In such cases a non-delegable duty arose because of an antecedent relationship between the defendant and the claimant; it was a positive or affirmative duty to protect a particular class of persons against a particular class of risks, and not simply a duty to refrain from acting in a way that foreseeably causes injury; and it was by virtue of that relationship personal to the defendant. While the work required to perform the duty might well be delegated the duty itself remained the defendant’s. The defendant would normally be taken to contract that the work would be done carefully by whoever he engaged to do it.
42.On the available evidence, we do not think the plaintiff satisfied all the criteria identified by Lord Sumption. We need not deal with Mr Barretto’s submissions on criteria (1) to (4) in detail although we must say we seriously doubt if he is correct. For present purposes, we only need to consider criterion (5). The Judge did not make any finding that Dr Hariman was negligent in advising mixed duties. Indeed, there is not an iota of evidence to remotely suggest that Dr Hariman was so negligent. We note that Dr Hariman was not called to give evidence. It would be most unsatisfactory and indeed most unfair to him if the court were to allow the plaintiff to make such a serious allegation against him on appeal, let alone accede to the plaintiff’s submission in making such a factual finding against him. Absent any finding that Dr Hariman was negligent in advising mixed duties, the point of non-delegable duty simply does not get off the ground. 43.Further, the plaintiff failed to prove that the defendant had not acted reasonably in relying on Dr Hariman’s advice of mixed duties. In our view, as an employer who was aware of the plaintiff’s conditions, the defendant had acted reasonably and responsibly by engaging Dr Hariman to do the necessary assessment before assigning him mixed duties. 44.Mr Barretto submitted that Dr Hariman was only a general practitioner and not a specialist. Thus it was not reasonable for the plaintiff to rely on him. He has however ignored the incontrovertible evidence of the defendant’s personnel manager, Mr Wan King Sang, that :[29]
45.We next turn to vicarious liability. In our view, the plaintiff fails for two reasons. 46.First, as we just said, the plaintiff failed to prove that Dr Hariman was negligent in advising mixed duties, a prerequisite in fixing the plaintiff with vicarious liability. 47.Secondly, Dr Hariman was an independent medical practitioner. He was not employed by the plaintiff. Nor do we think it could be suggested that he was somehow the plaintiff’s agent. In those circumstances, we cannot see how the plaintiff could be responsible for his advice or actions. 48.There can be no basis for fixing the plaintiff with vicarious liability as contended. 49.We need not dwell on every other point advanced by Mr Barretto on the question of liability. Suffice it for us to say that we have duly considered all of them and, with respect, can see no substance in any of them. E2. Mr Barretto’s attacks on the Judge’s findings fail 50.Mr Barretto attempted to justify the Judge’s award on some bases other than the one identified by him in [112] of the Judgment. He submitted that the Judge erred in finding that the plaintiff had failed to establish liability on his pleaded case by attacking his findings against the plaintiff, including those to the effect that both SLAP and CP were not job related and that the plaintiff had exaggerated his injury. 51.We need not dwell on Mr Barretto’s submissions. Mr Barretto could succeed only if he could demonstrate that those factual findings made by the Judge were plainly wrong. We do not think the Judge erred as contended. Quite to the contrary, we think the Judge was entirely correct in making those findings against the plaintiff. F. DISPOSITIONS 52.For the above reasons, we allow the appeal. We set aside the Judge’s judgment. 53.On costs, we make an order nisi that the defendant shall have the costs below and before us, to be taxed if not agreed; and that the plaintiff’s own costs here and below be taxed in accordance with legal aid regulations.
Mr John Bleach SC and Ms Vanessa Kwok, instructed by John Lam, Law & Co, for the defendant/appellant Mr Ruy Barretto SC and Mr Meyrick Wong, instructed by Lau & Chan,assigned by DLA, for the plaintiff/respondent/td> [1] He first joined as a temporary Agent 7. He was made a permanent one on 1 January 2005. [2] Commenced on 31 December 2009 while the plaintiff was still being employed by the defendant.女 [3] See the Summary of the Re-Revised Statement of Damages dated 15 February 2013 for the breakdown. [4] See the Judgment that Zervos J handed down on 19 November 2014 (“the Judgment”) at [105]. [5] The trial took place on 24-28, 31 March and 11 April 2014. [6] [106] to [109] of the Judgment. [7] See, for example, [27], [36], [45], [71], [98], [100] and [111(13)] of the Judgment. [8] [110] of the Judgment. [9] [111(3)] and [111(5)] of the Judgment. [10] [111(10)] and [112] of the Judgment. [11] [112] of the Judgment. [12] [113] to [122] of the Judgment. [13] [1] of the 2nd Report. [14] [2] of the 2nd Report. [15] [35] of the 1st Report and [38] of the 3rd Report. [16] [1] of the 2nd Report. [17] [2] of the 2nd Report. [18] [75] and [76] of the 3rd Report. [19] See Section K, part (1), of the 3rd Report. [20] Ibid, especially, part 1(f)(ii). [21] See Section K, part 2 of the 3rd Report. [22] Ibid, part 2(ii). [23] Ms Kwon was junior counsel for the defendant at the trial below. [24] Mr Wong was trial counsel for the plaintiff. [25] [2013] 3 WLR 1227, SC. [26] Ibid at [5]. [27] Ibid. [28] Ibid at [23]. [29] Mr Wan’s 3rd supplemental witness statement, at [7]. |
Other judgments that cite this case
Further hearings and rulings under CACV 254/2014