Read the full judgment text of HCMA 288/2015 on BabelCite. This High Court CFI judgment was delivered on 2 June 2016.
1. The 1 st respondent (R1) was convicted of holding itself out to 3 Wells Group Holdings Limited (“3 Wells” ) as carrying on a business in advising on corporate finance, contrary to s 114(1)(b) and 114(8) of the Securities and Futures Ordinance, Cap 571 (“the Ordinance”); whilst being acquitted of carrying on a business in a regulated activity, contrary to s 114(1)(a) of the Ordinance.
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