Read the full judgment text of HCMP 2231/2016 on BabelCite. This High Court CFI judgment was delivered on 28 October 2016.
1. On 29 April 2014, CL Management Services Limited (“A1”), a company registered in Hong Kong, and Au Suet Ming, Clarea (“A2”), the sole shareholder and director of A1, were each convicted by a magistrate, Ms June Cheung, of three summonses; in the case of A1, of holding itself out to three different companies as carrying on a business in advising on corporate finance (being a regulated activity) without reasonable excuse, contrary to section 114(1)(b) and (8) of the Securities and Futures Ordin
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