Billion Glory Properties Ltd and Others v. Li Baozhu and Others

Read the full judgment text of LDCS 23000/2019 on BabelCite. This Lands Tribunal judgment was delivered on 29 February 2024 before Mr Lawrence Pang, Member of the Lands Tribunal.

Land law – compulsory sale for redevelopment – Land (Compulsory Sale for Redevelopment) Ordinance, Cap 545 – building Haven Court at Nos 2-30 Haven Street and Nos 128-138 Leighton Road, Hong Kong – Section C of Inland Lot No 2147 – 11-storey composite building with occupation permit issued on 27 January 1959 (over 63 years old) – applicants collectively owning 84.04% of undivided shares (379 in total) – whether applicants entitled to make application – applicable 80% threshold under Land (Compulsory Sale for Redevelopment (Specification of Lower Percentage) Notice for lots with buildings whose OP was issued at least 50 years before the application – held threshold met – dispute over EUV assessment of G/F shops – frontage adjustment of 2% per 1m preferred over 2% per 0.5m given subject's fringe Causeway Bay location and Haven Street as cul-de-sac – dispute over internal condition adjustments for Block D 8/F, Block I 9/F, Block K 8/F and Block M 2/F – adjustments of 0%, -3%, -6% and -3% adopted respectively – total EUV determined at $1,591,340,000 – whether redevelopment justified by age and state of repair – experts Mr So (structural engineer) and Mr Benson Wong (building surveyor) gave uncontradicted evidence of extensive defects, carbonation, chloride contamination, obsolete fire safety, and non-fire-rated features – repair cost estimated at $48,985,459 (about 25% of new superstructure construction cost) – held redevelopment justified – whether applicants took reasonable steps under section 4(2)(b) – two rounds of offers made to respondents on 11 June 2019 and 14 January 2022 – held reasonable steps taken – RDV estimation – dispute over hypothetical development model – Mr Yung's 24-storey scheme with F&B uses, escalator entrance 38.5m into Haven Street, and podium garden rejected – Mr Raymond Chan's Alternative Scheme (25-storey conventional office building with lift lobby on G/F) adopted – market demand did not support 5 floors of F&B at fringe location – bonus plot ratio for setback not taken into account as planning-mandated dedication unlikely to gain Building Department approval under PNAP APP-108 – podium garden not required under PNAP APP-132, APP-151 and APP-152 – AHU rooms provision required and adopted with 20.27 sq m (1/F-9/F) and 12.23 sq m (10/F-24/F) deductions per floor – construction cost based on $40,000/sq m of saleable area – Mr Varty's evidence based on undefined 'units' inadmissible under Bennett v Birmingham Airport – interest rate of 5.5% adopted – developer's profit of 22.5% adopted as balance between Mr Charles Chan's 25% and Mr Varty's 15% – final RDV determined at $2,425,000,000 (accommodation value of $132,334/sq m) – reserve price fixed at $2,425,000,000 – Mr Anthony Chow and Ms Anna Chow of Messrs Guantao & Chow appointed as trustees – redevelopment to be completed within 6 years – costs order nisi in favour of opposing respondents at High Court scale with certificate for counsel.

Legal issues: Whether the applicants meet the threshold to make a compulsory sale application · Appropriate frontage adjustment for G/F shop EUV valuation · Internal condition adjustments for disputed U/F domestic units · Whether redevelopment is justified by age and state of repair · Whether applicants have taken reasonable steps to acquire minority interests · Choice of optimum hypothetical development model for RDV estimation · Whether bonus plot ratio should be attributed for the setback under the Outline Zoning Plan · Whether to incorporate communal podium garden and its impact on saleable area · Provision of AHU rooms in the hypothetical development · Construction cost adjustment (Mr Varty's use of 1,000+ units of measurement) · Appropriate interest rate for residual valuation · Appropriate development profit for residual valuation

Outcome: Compulsory sale order granted in favour of the applicants. All undivided shares of Section C of Inland Lot No 2147 (the Lot) to be sold by public auction with reserve price of $2,425,000,000. Mr Anthony Chow and Ms Anna Chow of Messrs Guantao & Chow, Solicitors & Notaries appointed as trustees. Costs order nisi made in favour of the 2nd, 3rd, 4th, 5th, 6th, 7th, 9th, 10th, 11th, 13th, 16th, 18th, 19th, 20th, 21st, 22nd, 23rd, 25th and 26th respondents.

Cites 23 cases

Case No.LDCS 23000/2019
Court
Lands Tribunal
Date29 Feb 2024
JudgeMr Lawrence Pang, Member of the Lands Tribunal
Case Document
100%Judiciary

LDCS 23000/2019

[2024] HKLdT 17

IN THE LANDS TRIBUNAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

LAND COMPULSORY SALE MAIN APPLICATION NO 23000 OF 2019

__________________________

BETWEEN

  BILLION GLORY PROPERTIES LIMITED 1st Applicant
  (億潤置業有限公司)  
  HARVEST FORTUNE LIMITED 2nd Applicant
  (沛益有限公司)  
  LEAD PROPERTIES LIMITED 3rd Applicant
  (領先置業有限公司)  
     
  and  
     
  LI BAOZHU (李宝珠) and
WONG TAK KUEN (黃德權)
1st Respondent
  HUI SUK FONG ALICE (許淑芳), the
Administratrix of the Estate of HO WING MUI, deceased
2nd Respondent
  LEE CHI MING 3rd Respondent
  LEE CHOU SIM 4th Respondent
  LEUNG KA WAI, the Administrator of the Estate
of PANG LAI WAH, deceased and LEUNG KA
WAH, the Administrator of the Estate of PANG
LAI WAH, deceased
5th Respondent
  LEUNG KA WAI, the Administrator of the Estate of PANG LAI WAH, deceased and LEUNG KA WAH, the Administrator of the Estate of PANG LAI WAH, deceased and LEUNG KA WAH 6th Respondent
  LEUNG OI LIN (梁愛連) and
LAI CHUNG SHING (黎宗成)
7th Respondent
  LEE CHEUNG SANG (李長生), LEE KENG
CHUNG (李景忠) and LEE WING TAI (李永泰),
the Executor of the Estate of LEE KAI YAU
otherwise spelt as LEE KAI YAW, deceased
8th Respondent
(discontinued)
  DRAGON TOP DEVELOPMENT LIMITED 9th Respondent
  (龍高發展有限公司)  
  LARM KIT FUNG 10th Respondent
  YEUNG MEI CHUN 11th Respondent
  CHAN HAU LING (陳巧玲), CHAN TAT CHIU
(陳達超), CHAN FAN (陳芬) and CHAN TAT MAN (陳達敏)
12th Respondent
(discontinued)
  YIP KAM 13th Respondent
  LAU CHI LING and LAU TIN FAI 14th Respondent
(discontinued)
  LAM LAI KAM (林麗琴) 15th Respondent
(discontinued)
  PO LEUNG KUK 16th Respondent
  AU WAI WAH 17th Respondent
(discontinued)
  YEUNG YING KING (楊燕琼) 18th Respondent
  CHEUNG PING YUEN (張炳源) and
WONG KAM FUNG (黃錦鳳)
19th Respondent
  TSO SAU SANG 20th Respondent
The Personal Representative of the Estate of
CHENG FOK YEE CHING also known as FOK YEE CHING, deceased
21st Respondent
  CHOW RICHARD HOI and CHOW JOANNE KAM CHU 22nd Respondent
  TSUI CHE MAN (徐之敏), the Administrator of
the Estate of TSUI CHE CHUN, deceased
23rd Respondent
  TONG SHIU FONG 24th Respondent
    (discontinued)
  LEE CHI MING and LEE LEUNG FUNG LIN 25th Respondent
  MAXCOLM FINANCE LIMITED 26th Respondent

__________________________

Before: Mr Lawrence Pang, Member of the Lands Tribunal
Dates of Hearing: 4-6, 11-14 September 2023
Date of Respondents’ Closing Submission: 5 October 2023
Date of Applicants’ Closing Submission: 25 October 2023
Date of Judgment: 29 February 2024

_________________

JUDGMENT

_________________

1.This is an application for a compulsory sale order under the Land (Compulsory Sale for Redevelopment) Ordinance, Cap 545 (“the Ordinance”) (hereinafter referred to as “the Application”) to sell all the undivided shares of Section C of Inland Lot No 2147 (“the Lot”) on which building known as the Haven Court (“the Buildings”) stands with the address of Nos 2-30 Haven Street & Nos 128-138 Leighton Road, Hong Kong.

2.In between the Lot and Haven Street is a longitudinal strip of land, being Section P of Inland Lot No 2147, owned by an associated company of the applicants. As a result, their valuation expert, Mr Charles Chan of Savills Valuation Surveyors and Professional Services Limited (“Savills”), has been instructed to assess the redevelopment value (“RDV”) of the Lot on the assumption that the Lot is a Class B site under the Building (Planning) Regulations with frontage onto both Leighton Road and Haven Street.

3.The Building comprises an 11-storey composite building with shops on G/F and domestic units on the upper floors (“U/F”) being served by 3 common staircases and 3 passenger lifts. The occupation permit of the Building (“OP”), Permit No H23, was issued pursuant to the Buildings Ordinance on 27 January 1959 which permitted the following:

“ One building with

(a) shops at ground floor for non-domestic purpose

(b) first floor to tenth floor for domestic purpose”  

4.According to the plans attached to the Deed of Mutual Covenant dated 30 December 1958, there are 44 shops on the G/F, 18 being shops with street frontages and the remaining arcade shops with the rear row of the arcade shops fronting onto the common open yard which is currently accessible. On each of 1/F to 9/F, there are 13 domestic units (ie Block A to Block M) and on 10/F, there are 8 domestic units with Block A to Block B and Block H to Block M. The corresponding undivided shares as assigned to each of the units, totaling 379, are shown as follows:

Ground Floor Shop No
(Undivided Share)
G/F 1 2 3 4 5 6 7 8 9 10
2/379 2/379 2/379 2/379 2/379 1/379 2/379 1/379 2/379 1/379
11 12 13 14 15 16 17 18 19 20
2/379 1/379 2/379 1/379 2/379 1/379 2/379 1/379 2/379 1/379
21 22 23 24 25 26 27 28 29 30
2/379 1/379 2/379 1/379 2/379 1/379 2/379 1/379 2/379 2/379
  32 33 34 35 36 37 38 39 40
1/379 1/379 1/379 1/379 1/379 1/379 1/379 1/379 1/379
41 42 43 44 45  
1/379 1/379 1/379 1/379 1/379
Block A B C D E F G H I J K L M
1/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
2/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
3/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
4/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
5/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
6/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
7/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
8/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 2/379
9/F 3/379 3/379 3/379 3/379 3/379 3/379 3/379 2/379 2/379 2/379 2/379 2/379 3/379
10/F 3/379 3/379   1/379 2/379 2/379 2/379 2/379 3/379

5.At the time of the Application, ie 22 July 2019, the applicants altogether owned approximately 84.04% of the equal and undivided shares subject to the rest owned by the respondents (with the prefix R) as follows:

(1)  R1 owning 3/379 undivided shares allotted to Shop 11 & Shop 39 on G/F, but possession of which was taken up by R26 below as mortgagee in possession[1];

(2)  R2 owning 2/379 undivided shares allotted to Shop 13 on G/F;

(3)  R3 owning half share of 3/379 undivided shares allotted to Shop 22 & Shop 23 on G/F (with the other half owned by the 1st applicant, ie A1);

(4)  R4 owning 3/379 undivided shares allotted to Shop 24 & Shop 25 on G/F;

(5)  R5 owning 1/379 undivided shares allotted to Shop 28 on G/F;

(6)  R6 owning 1/379 undivided shares allotted to Shop 41 on G/F;

(7)  R7 owning 1/379 undivided shares allotted to Shop 44 on G/F;

(8)  R9 owning 2/379 undivided shares allotted to Block I on 3/F;

(9)  R10 owning 3/379 undivided shares allotted to Block C on 2/F;

(10)  R11 owning 2/379 undivided shares allotted to Block M on 2/F;

(11)  R13 owning 3/379 undivided shares allotted to Block E on 5/F;

(12)  R16 owning 3/379 undivided shares allotted to Block C on 7/F;

(13)  R18 owning 2/379 undivided shares allotted to Block I on 7/F;

(14)  R19 owning 3/379 undivided shares allotted to Block C on 8/F;

(15)  R20 owning 3/379 undivided shares allotted to Block D on 8/F;

(16)  R21 owning 2/379 undivided shares allotted to Block H on 8/F;

(17)  R22 owning 2/379 undivided shares allotted to Block K on 8/F;

(18)  R23 owning 3/379 undivided shares allotted to Block D on 9/F;

(19)  R25 owning 2/379 undivided shares allotted to Block I on 9/F;

(20)  R26 being the mortgagee in possession of 3/379 undivided shares allotted to Shop 11 & Shop 39 pursuant to the order of the High Court granted in HCMP 1361/2023 dated 10 February 2023.

6.While Notices of Opposition (Form 33) were filed by R1, R2, R3, R7, R10, R11, R16, R18, R20, R22, R25 & R26, none of them produce any expert evidence on building condition and structural assessment. Thus, the only disputes were on expert evidence concerning the assessment of the market value of the corresponding units (which is usually referred to by the valuation profession as the Existing Use Value or simply the acronym EUV) and the RDV of the Lot, on the basis of which the reserve price for the prospective sale by auction, should the order for sale be granted, is fixed.

The Evidence

7.The applicants have filed the following documents in support of the Application:

(a)  the witness statement and supplemental statement dated 29 July 2022 and 12 December 2022 respectively from Mr Lam Kei Sun, representative of the applicants;

(b)  the witness statement dated 12 December 2022 from Ms Leung Mei Ho, representative of the applicants;

(c)  the witness statement dated 12 December 2022 from Mr Chow Chin Pong, representative of the applicants;

(d)  a Building Condition Survey Report by Mr Wong Sai Ning Benson (“Mr Benson Wong”) dated 28 July 2022;

(e)  a Structural Assessment Report by Mr So Kin Shing (“Mr So”) dated 28 July 2022;

(f)  the following reports by Mr Charles Chan:

(i)  the Application Report dated 12 July 2019 pursuant to Part 1 of Schedule 1 to the Ordinance;

(ii)  a Supplemental Report dated 28 July 2022 on the revised EUV of the Building as at 27 May 2019 and the RDV of the Lot;

(iii)  a Rebuttal Report dated 11 November 2022 on the EUV and RDV report both dated 13 October 2022 on behalf of the respondent prepared by Mr Paul Varty (“Mr Varty”);

(iv)  an updated RDV report dated 22 August 2023.

8.The respondents relied on the following reports by Mr Varty:

(a)  as said, the EUV report dated 13 October 2022;

(b)  as said, a RDV report dated 13 October 2022;

(c)  an updated RDV report dated 22 August 2023.

9.Mr Charles Chan and Mr Varty had also prepared two Joint Statements, one dated 13 December 2022 with a supplement dated 31 August 2023 and another dated 28 August 2023 (as amended on 31 August 2023).

Live Respondents Remaining on Record

10.While Mr Mok Yeuk Chi (“Mr Mok”), as instructed by Messrs Lo, Wong & Tsui, Solicitors & Notaries, acted for the applicants, the respondents were represented by the following legal representatives, if any:

Respondent Property Concerned Instructing Solicitors Counsel/Solicitor
R1 Shop 11 & Shop 39 on G/F      
R2 Shop 13 on G/F Messrs Woo, Kwan, Lee & Lo Mr Ross M Y Yuen
R3 Shop 22 & Shop 23 on G/F Messrs Peter Mo & Co Mr Raymond W N Tsui
R4 Shop 24 & Shop 25 on G/F       
R5 Shop 28 on G/F      
R6 Shop 41 on G/F     
R7 Shop 44 on G/F      
R9 Block I on 3/F      
R10 Block C on 2/F Messrs Cheung, Chan & Chung Mr Jonathan Lee
R11 Block M on 2/F Messrs Peter Mo & Co Mr Raymond W N Tsui
R13 Block E on 5/F      
R16 Block C on 7/F      
R18 Block I on 7/F Messrs Peter Mo & Co Mr Raymond W N Tsui
R19 Block C on 8/F      
R20 Block D on 8/F Messrs Peter Mo & Co Mr Raymond W N Tsui
R21 Block H on 8/F      
R22 Block K on 8/F Messrs Peter Mo & Co Mr Raymond W N Tsui
R23 Block D on 9/F      
R25 Block I on 9/F Messrs Peter Mo & Co Mr Raymond W N Tsui
R26
(Mortgagee in Possession)
Shop 11 & Shop 39 on G/F Messr V Hau & Chow Mr K T Kong

Whether the Applicants are entitled to make the Application

11.Section 3(1) of the Ordinance requires an applicant to have not less than 90% of the undivided shares in a lot before he can make an application.

12.Section 3(5) of the Ordinance provides that the Chief Executive in Council may, by notice in the Gazette, specify a percentage lower than the percentage mentioned in section 3(1) in respect of a lot belonging to a class of lots specified in the notice.

13.The Land (Compulsory Sale for Redevelopment (Specification of Lower Percentage) Notice was gazette on 22 January 2010 and came into operation on 1 April 2010 (“the Notice”). Section 3 of the Notice lowered the threshold for compulsory sale in respect of the classes of lots specified in the Notice from 90% to 80%. Those classes of lots include: “a lot with each of the building erected on the lot issued with an occupation permit at least 50 years before the relevant date (ie the date of the application under the Ordinance)”.

14.As mentioned, the OP for the Building was issued on 27 January 1959 (ie not less than 50 years before the date of the Application). The Notice is applicable and the threshold percentage should be 80%.

15.At the time of the filing of the Application, the applicants altogether owned 84.04% of the undivided shares of the Lot. I agree therefore that the applicants are entitled to make the Application under section 3(1) of the Ordinance.

EUV as at 27 May 2019

16.By reference to section 4(1)(a) of the Ordinance, the Tribunal shall determine an application under section 3(1) by—

first—

(i)  if any minority owner of the lot the subject of the application disputes the value of any property as assessed in the application, hearing and determining the dispute;

(ii)  in the case of any minority owner of the lot who cannot be found, requiring the majority owner of the lot to satisfy the Tribunal that the value of the minority owner’s property as assessed in the application is—

(A)  not less than fair and reasonable; and

(B)  not less than fair and reasonable when compared with the value of the majority owner’s property as assessed in the application.

Assessment of G/F Units

17.By the Joint Statement dated 13 December 2022, Mr Charles Chan and Mr Varty agreed on the factual information of all the G/F shops as well as the conversion factor for the ancillary areas:

Shop No Saleable Area (m2) Encroached Yard (m2) Effective Area (m2) Frontage (m) Fronting Street Depth (m) Headroom (m)
1 35.0    35.0 5.2 Leighton Road 6.7 3.5
2 21.2    21.2 3.2 + Return Frontage: 2.7 Leighton Road 6.7 3.5
3 17.6    17.6 3.5 Leighton Road 5.1 3.5
4 & 5 48.5    48.5 6.4 + Return Frontage: 7.6 Leighton Road 7.6 3.5
6-10 & 12 78.6    78.6 6.0 Haven Street 9.9 3.5
11 18.9    18.9 3.0 Haven Street 6.2 3.5
13 18.9    18.9 3.0 Haven Street 6.2 3.5
15 18.9    18.9 3.0 Haven Street 6.2 3.5
17 18.9    18.9 3.0 Haven Street 6.2 3.5
19 18.9    18.9 3.0 Haven Street 6.2 3.5
20 & 21 30.2    30.2 3.0 Haven Street 9.9 3.5
23 18.9    18.9 3.0 Haven Street 6.2 3.5
25 18.9    18.9 3.0 Haven Street 6.2 3.5
27 18.9    18.9 3.0 Haven Street 6.2 3.5
29 18.9    18.9 3.0 + Return Frontage: 4.2 Haven Street 6.2 3.5
30 17.1    17.1 3.0 + Return Frontage: 4.2 Haven Street 5.6 3.5
14 11.3    11.3 3.1 Arcade 3.7 3.5
16 11.3    11.3 3.1 Arcade 3.7 3.5
18 11.3    11.3 3.1 Arcade 3.7 3.5
22 11.3    11.3 3.1 Arcade 3.7 3.5
24 11.3    11.3 3.1 Arcade 3.7 3.5
26 11.3    11.3 3.1 Arcade 3.7 3.5
28 11.3    11.3 3.1+ Return Frontage: 3.9 Arcade 3.7 3.5
32 9.4 2.9 10.9 2.3 Arcade 4.2 3.5
33 9.4 10.4 14.6 2.3 Arcade 4.2 3.5
34 14.4    14.4 2.7 Arcade 5.3 3.5
35 14.2 6.4 17.4 2.6 Arcade 5.3 3.5
36 13.4 7.0 16.9 2.5 Arcade 5.3 3.5
37 13.4 7.0 16.9 2.5 Arcade 5.3 3.5
38 14.2 7.5 15.1 2.7 Arcade 5.3 3.5
39 14.2 7.5 18.0 2.7 Arcade 5.3 3.5
40 17.5 9.2 22.1 3.3 Arcade 5.3 3.5
41 17.5    17.5 3.3 Arcade 5.3 3.5
42 21.5    21.5 4.0 Arcade 5.3 3.5
43 13.5 7.1 17.1 2.5 Arcade 5.3 3.5
44 13.4 7.0 16.9 2.5 Arcade 5.3 3.5
45 15.2 8.2 19.3 2.8 Arcade 5.3 3.5

18.Mr Charles Chan and Mr Varty also agreed the unit rate of both the reference street shop (ie Shop 19 which fronts onto Haven Street at $704,000 per sq m) and the reference arcade shop (ie Shop 37 at $266,000 per sq m) as well as other adjustment factors save for the adjustment for frontage: Mr Charles Chan adopted 2% per 0.5m while Mr Varty adopted a less sensitive adjustment of 2% per 1m.

19.A wider frontage increases the visibility of a shop unit to passers-by and thus increases the value of the shop. In location where trading potential is high, the sensitivity of shop value to length of frontage is much more prominent. However, I do not consider the subject location having high trading potential as it is situated at the fringe of the commercial hub in the Causeway Bay district.

20.As well, in Tai Ping Restaurant Limited v Director of Lands, LDLR 1/2013 (unreported, dated 8 December 2014) in respect of resumption of a building at No 600 Shanghai Street, Kowloon, the Tribunal remarked at §48 that:

“Generally, we may not make any adjustment for frontage unless the frontage in consideration is clearly superior or inferior to the norm that the benefits or disabilities which the frontage produces are clearly evident. In the present valuation, I consider the adjustment rate at 4% per 1 meter difference suggested by Mr Lai is excessive.”

21.While this observation of the Tribunal has been generally followed and adopted, for instance, more recently in Peace Ever Limited & Others v Chan Sui Ching & Other, LDCS 28000/2018 (unreported, 1 August 2023) at §§97 & 398, Mr Charles Chan, who happened also to be the valuation expert in that case, tried to distinguish and suggested that a more sensitive adjustment is justified because of the better trading environment in the present case. With respect, I do not agree particularly when Haven Street on which Shop 19 is situated is a cul-de-sac.

22.Mr Charles Chan’s frontage adjustment can also be tested for instance by the combination of Shop 4 and Shop 5 around the corner of Leighton Road and Haven Street, as a result of which the frontage has been doubled from 3.2m to 6.4m. If Mr Charles Chan’s adjustment is adopted, it would increase the unit value by 12.8% which I find excessive.[2] Therefore, I prefer Mr Varty’s adjustment of of 2% per 1m.

23.Thus, I follow the EUV assessments of the various G/F units as proposed by Mr Varty and determine the EUV as follows:[3]

Shop No Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Location Size Frontage Layout Return Frontage Merging Potential Total
1 35.0 15% -6.4% 4.4% -1% 0% 0% 11.3% $783,552  $27,420,000 
2 21.2 15% -0.9% 0.4% -1% 5% 0% 18.9% $837,056  $17,750,000 
3 17.6 20% 0.5% 1.0% 2% 0% 0% 24.2% $874,368  $15,390,000 
4 & 5 48.5 25% -11.8% 6.8% -3% 20% 0% 37.1% $965,184  $46,810,000 
6-10 & 12 78.6 13% -23.9% 6.0% -9% 0% 0% -17.1% $583,616  $45,870,000 
11 18.9 8% 0.0% 0.0% 0% 0% 0% 8.0% $760,320  $14,370,000 
13 18.9 6% 0.0% 0.0% 0% 0% 0% 6.0% $746,240  $14,100,000 
15 18.9 4% 0.0% 0.0% 0% 0% 0% 4.0% $732,160  $13,840,000 
17 18.9 2% 0.0% 0.0% 0% 0% 0% 2.0% $718,080  $13,570,000 
19 18.9 0% 0.0% 0.0% 0% 0% 0% 0.0% $704,000  $13,310,000 
20 & 21 30.2 -2% -4.5% 0.0% -6% 0% 0% -12.0% $619,520  $18,710,000 
23 18.9 -4% 0.0% 0.0% 0% 0% 0% -4.0% $675,840  $12,770,000 
25 18.9 -6% 0.0% 0.0% 0% 0% 0% -6.0% $661,760  $12,510,000 
27 18.9 -8% 0.0% 0.0% 0% 0% 0% -8.0% $647,680  $12,240,000 
29 18.9 -10% 0.0% 0.0% 0% 3% 0% -7.3% $652,608  $12,330,000 
30 17.1 -15% 0.7% 0.0% 1.0% 4% 0% -10.1% $632,896  $10,820,000 
14 11.3 10% 3.7% 1.2% 2% 0% 20% 41.3% $375,858  $4,250,000 
16 11.3 8% 3.7% 1.2% 2% 0% 20% 38.7% $368,942  $4,170,000 
18 11.3 6% 3.7% 1.2% 2% 0% 20% 36.2% $362,292  $4,090,000 
22 11.3 2% 3.7% 1.2% 2% 0% 20% 31.0% $348,460  $3,940,000 
24 11.3 -1% 3.7% 1.2% 2% 0% 20% 27.2% $338,352  $3,820,000 
26 11.3 -3% 3.7% 1.2% 2% 0% 20% 24.6% $331,436  $3,750,000 
28 11.3 -5% 3.7% 1.2% 2% 5% 20% 28.1% $340,746  $3,850,000 
32 10.9 -5% 4.0% -0.4% 1% 0% 0% -0.6% $264,404  $2,880,000 
33 14.6 -5% 1.5% -0.4% 1% 0% 0% -3.0% $258,020  $3,770,000 
34 14.4 -6% 1.7% 0.4% 0% 0% 0% -4.0% $255,360  $3,680,000 
35 17.4 -4% -0.3% 0.2% 0% 0% 0% -4.1% $255,094  $4,440,000 
36 16.9 -2% 0% 0.0% 0% 0% 0% -2.0% $260,680  $4,410,000 
37 16.9 0% 0% 0.0% 0% 0% 0% 0.0% $266,000  $4,500,000 
38 15.1 2% 1.2% 0.4% 0% 0% 0% 3.6% $275,576  $4,160,000 
39 18.0 4% -0.7% 0.4% 0% 0% 0% 3.7% $275,842  $4,970,000 
40 22.1 6% -3.5% 1.6% 0% 0% 0% 3.9% $276,374  $6,110,000 
41 17.5 8% -0.4% 1.6% 0% 0% 0% 9.3% $290,738  $5,090,000 
42 21.5 13% -3.1% 3.0% 0% 0% 0% 12.8% $300,048  $6,450,000 
43 17.1 16% -0.1% 0.0% 0% 0% 0% 15.9% $308,294  $5,270,000 
44 16.9 19% 0.0% 0.0% 0% 0% 0% 19.0% $316,540  $5,350,000 
45 19.3 22% -1.6% 0.6% 0% 0% 0% 20.8% $321,328  $6,200,000 
                  Total:  $396,960,000 

Assessment of U/F Units

24.Again, Mr Charles Chan and Mr Varty agreed on the factual information of all the upper floor domestic units as well as the conversion factor for the ancillary areas. They also agreed the unit rate of both the reference large domestic unit (ie Block E on 4/F at $149,350 per s  q m) and the reference small domestic unit (ie Block J on 4/F at $153,470 per sq m) as well as other adjustment factors save for the internal condition of four units:

Unit Mr Charles Chan Mr Varty
Block D, 8/F Fair (0%) which was revised from originally -3% Good (+3%)
Block I, 9/F Poor (-3%) Fair (0%)
Block K, 8/F Very Poor (-6%) which was revised from originally -3% Poor (-3%)
Block M, 2/F Poor (-3%) Good (+3%)

25.While the parties agreed that it had been some time since the relevant date of 27 May 2019, an inspection in the present day would serve little purpose when the conditions of the units concerned may have deteriorated. As a result, I did not inspect the above domestic units on 5 September 2023. Thus, I cannot but rely on the photographs taken by the two valuation experts for the purpose of assessing the internal conditions of the units in dispute.

26.At this juncture, I must point out that this is only a comparative judgment by reference to the internal condition of the reference large domestic unit and reference small domestic unit as at the relevant date when Mr Charles Chan made the following differentiation:[4]

Classification Internal Condition Adjustment when compared with reference unit
Good Above tenantable standard with no obvious defects noted +3%
Fair Up to tenantable standard with no obvious defects noted, although some minor defects might be noted 0%
Poor Marginally below tenantable standard with no obvious defects or with some minor defects noted: the minor defects noted could be more and/or the extent of the defects noted could be relatively more serious. -3%
Very Poor Substantially below tenantable standard with obvious defects noted: the defects noted are more and/or the extent of the defects are serious. -6%
Unacceptable Unacceptably below tenantable standard with extensive and serious defects observed. -9%

27.The photographs of internal condition of the reference large domestic unit, ie Block E on 4/F were taken by Mr Charles Chan on 27 June 2022[5] and Mr Varty on 14 September 2022[6] respectively. They showed the unit was in relatively good condition though both experts agreed it as “fair”.

28.On the other hand, I agree with the two valuation experts that the internal condition of the reference small domestic unit, ie Block J on 4/F was “fair” by reference to the photographs taken by Mr Charles Chan on 27 June 2022[7] and Mr Varty on 14 September 2022[8] respectively.

29.I note that Mr Charles Chan was only able to inspect the four domestic units in question internally in January /February 2023[9] which did not differ significantly from that of Mr Varty.

30.Having reviewed the photographs of the corresponding units in question, I come to the following conclusion:

Unit Adjustment for Internal Condition
Block D, 8/F[10]  0%
Block I, 9/F[11]  -3%
Block K, 8/F[12]  -6%
Block M, 2/F[13]  -3%

31.Following from the above, I determine the EUV of the various upper floor domestic units as follows:

Block A

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 82.9 -1.5% 0.0% 0.0% 0.0% 0.1% -2.0% 1.0% -2.4% $145,766 $12,080,000
2 82.9 -1.0% 0.0% 0.0% 0.0% 0.1% -2.0% 1.0% -1.9% $146,512 $12,150,000
3 82.9 -0.5% 0.0% 0.0% 0.0% 0.1% -2.0% 1.0% -1.4% $147,259 $12,210,000
4 82.9 0.0% 0.0% 0.0% 0.0% 0.1% -2.0% 1.0% -0.9% $148,006 $12,270,000
5 82.9 0.5% 0.0% 0.0% -3.0% 0.1% -2.0% 1.0% -3.4% $144,272 $11,960,000
6 82.9 1.0% 0.0% 0.0% -3.0% 0.1% -2.0% 1.0% -2.9% $145,019 $12,020,000
7 82.9 1.5% 0.0% 0.0% -3.0% 0.1% -2.0% 1.0% -2.5% $145,616 $12,070,000
8 82.9 2.0% 0.0% 0.0% 0.0% 0.1% -2.0% 1.0% 1.1% $150,993 $12,520,000
9 82.9 2.5% 0.0% 0.0% -3.0% 0.1% -2.0% 1.0% -1.5% $147,110 $12,200,000
10 81.0 3.0% -5.0% 2.0% -3.0% 0.3% -2.0% 2.0% -2.9% $145,019 $11,750,000

Block B

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 87.9 -1.5% 0.0% 0.0% 0.0% -0.4% -2.0% 2.0% -1.9% $146,512 $12,880,000
2 92.0 -1.0% 0.0% 0.0% -3.0% -0.8% -2.0% 2.0% -4.8% $142,181 $13,080,000
3 92.0 -0.5% 0.0% 0.0% -3.0% -0.8% -2.0% 2.0% -4.3% $142,928 $13,150,000
4 92.0 0.0% 0.0% 0.0% 0.0% -0.8% -2.0% 2.0% -0.8% $148,155 $13,630,000
5 92.0 0.5% 0.0% 0.0% 0.0% -0.8% -2.0% 2.0% -0.3% $148,902 $13,700,000
6 92.0 1.0% 0.0% 0.0% -3.0% -0.8% -2.0% 2.0% -2.9% $145,019 $13,340,000
7 92.0 1.5% 0.0% 0.0% 0.0% -0.8% -2.0% 2.0% 0.6% $150,246 $13,820,000
8 92.0 2.0% 0.0% 0.0% -3.0% -0.8% -2.0% 2.0% -1.9% $146,512 $13,480,000
9 92.0 2.5% 0.0% 0.0% -3.0% -0.8% -2.0% 2.0% -1.4% $147,259 $13,550,000
10 122.6 3.0% -5.0% 0.0% -3.0% -3.9% -2.0% 2.0% -8.8% $136,207 $16,700,000

Block C

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 76.6 -1.5% 0.0% 0.0% -3.0% 0.7% 0.0% 0.0% -3.8% $143,675 $11,010,000
2 81.2 -1.0% 0.0% 0.0% 3.0% 0.3% 0.0% 0.0% 2.3% $152,785 $12,410,000
3 81.2 -0.5% 0.0% 0.0% -3.0% 0.3% 0.0% 0.0% -3.2% $144,571 $11,740,000
4 81.2 0.0% 0.0% 0.0% -3.0% 0.3% 0.0% 0.0% -2.7% $145,318 $11,800,000
5 81.2 0.5% 0.0% 0.0% -3.0% 0.3% 0.0% 0.0% -2.2% $146,064 $11,860,000
6 80.3 1.0% 0.0% 0.0% -3.0% 0.4% 0.0% 0.0% -1.6% $146,960 $11,800,000
7 77.7 1.5% 0.0% 0.0% -3.0% 0.6% 0.0% 0.0% -1.0% $147,857 $11,490,000
8 73.5 2.0% 0.0% 0.0% -3.0% 1.0% 0.0% 0.0% -0.1% $149,201 $10,970,000
9 64.0 2.5% -5.0% 0.0% -3.0% 2.0% 0.0% 0.0% -3.7% $143,824 $9,200,000

Block D

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 79.2 -1.5% 0.0% 0.0% -3.0% 0.5% 0.0% 0.0% -4.0% $143,376 $11,360,000
2 83.8 -1.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -4.0% $143,376 $12,010,000
3 83.8 -0.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -3.5% $144,123 $12,080,000
4 83.8 0.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -3.0% $144,870 $12,140,000
5 83.8 0.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -2.5% $145,616 $12,200,000
6 82.7 1.0% 0.0% 0.0% 0.0% 0.1% 0.0% 0.0% 1.1% $150,993 $12,490,000
7 75.9 1.5% 0.0% 0.0% -3.0% 0.8% 0.0% 0.0% -0.8% $148,155 $11,240,000
8 70.8 2.0% 0.0% 0.0% 0.0% 1.3% 0.0% 0.0% 3.3% $154,279 $10,920,000
9 56.9 2.5% -5.0% 0.0% -3.0% 2.7% 0.0% 0.0% -3.0% $144,870 $8,240,000

Block E

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 79.2 -1.5% 0.0% 0.0% -3.0% 0.5% 0.0% 0.0% -4.0% $143,376 $11,360,000
2 83.8 -1.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -4.0% $143,376 $12,010,000
3 83.8 -0.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -3.5% $144,123 $12,080,000
4 83.8 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% $149,350 $12,520,000
5 83.8 0.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -2.5% $145,616 $12,200,000
6 82.7 1.0% 0.0% 0.0% -3.0% 0.1% 0.0% 0.0% -1.9% $146,512 $12,120,000
7 75.9 1.5% 0.0% 0.0% -3.0% 0.8% 0.0% 0.0% -0.8% $148,155 $11,240,000
8 70.8 2.0% 0.0% 0.0% -3.0% 1.3% 0.0% 0.0% 0.2% $149,649 $10,600,000
9 56.9 2.5% -5.0% 0.0% -9.0% 2.7% 0.0% 0.0% -9.0% $135,909 $7,730,000

Block F

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 79.2 -1.5% 0.0% 0.0% -6.0% 0.5% 0.0% 0.0% -6.9% $139,045 $11,010,000
2 83.8 -1.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -4.0% $143,376 $12,010,000
3 83.8 -0.5% 0.0% 0.0% -9.0% 0.0% 0.0% 0.0% -9.5% $135,162 $11,330,000
4 83.8 0.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -3.0% $144,870 $12,140,000
5 83.8 0.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -2.5% $145,616 $12,200,000
6 82.7 1.0% 0.0% 0.0% -3.0% 0.1% 0.0% 0.0% -1.9% $146,512 $12,120,000
7 75.9 1.5% 0.0% 0.0% -3.0% 0.8% 0.0% 0.0% -0.8% $148,155 $11,240,000
8 70.8 2.0% 0.0% 0.0% -3.0% 1.3% 0.0% 0.0% 0.2% $149,649 $10,600,000
9 56.9 2.5% -5.0% 0.0% -3.0% 2.7% 0.0% 0.0% -3.0% $144,870 $8,240,000

Block G

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 67.9 -1.5% 0.0% 0.0% -3.0% 1.6% 0.0% 0.0% -2.9% $145,019 $9,850,000
2 72.5 -1.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -2.9% $145,019 $10,510,000
3 72.5 -0.5% 0.0% 0.0% 0.0% 1.1% 0.0% 0.0% 0.6% $150,246 $10,890,000
4 72.5 0.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -1.9% $146,512 $10,620,000
5 72.5 0.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -1.4% $147,259 $10,680,000
6 71.4 1.0% 0.0% 0.0% -3.0% 1.2% 0.0% 0.0% -0.9% $148,006 $10,570,000
7 64.6 1.5% 0.0% 0.0% -3.0% 1.9% 0.0% 0.0% 0.3% $149,798 $9,680,000
8 58.8 2.0% 0.0% 0.0% -3.0% 2.5% 0.0% 0.0% 1.4% $151,441 $8,900,000
9 45.6 2.5% -5.0% 2.0% -3.0% 0.9% 0.0% 0.0% -2.8% $149,173 $6,800,000

Block H

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 47.0 -1.5% 0.0% 2.0% -3.0% 0.6% 0.0% 1.0% -1.0% $151,935 $7,140,000
2 47.0 -1.0% 0.0% 2.0% -3.0% 0.6% 0.0% 1.0% -0.5% $152,703 $7,180,000
3 47.0 -0.5% 0.0% 2.0% -3.0% 0.6% 0.0% 1.0% 0.0% $153,470 $7,210,000
4 47.0 0.0% 0.0% 2.0% -3.0% 0.6% 0.0% 1.0% 0.5% $154,237 $7,250,000
5 47.0 0.5% 0.0% 2.0% -3.0% 0.6% 0.0% 1.0% 1.0% $155,005 $7,290,000
6 47.0 1.0% 0.0% 2.0% -6.0% 0.6% 0.0% 1.0% -1.6% $151,014 $7,100,000
7 47.0 1.5% 0.0% 2.0% -3.0% 0.6% 0.0% 1.0% 2.0% $156,539 $7,360,000
8 47.0 2.0% 0.0% 2.0% -3.0% 0.6% 0.0% 1.0% 2.5% $157,307 $7,390,000
9 47.0 2.5% 0.0% 2.0% 0.0% 0.6% 0.0% 1.0% 6.2% $162,985 $7,660,000
10 62.4 3.0% -5.0% 4.0% -3.0% -2.5% 0.0% 1.0% -2.8% $149,173 $9,310,000

Block I

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 53.2 -1.5% 0.0% 2.0% -3.0% -0.6% 0.0% 1.0% -2.2% $150,094 $7,990,000
2 50.0 -1.0% 0.0% 2.0% -3.0% 0.0% 0.0% 1.0% -1.1% $151,782 $7,590,000
3 50.0 -0.5% 0.0% 2.0% -3.0% 0.0% 0.0% 1.0% -0.6% $152,549 $7,630,000
4 50.0 0.0% 0.0% 2.0% -3.0% 0.0% 0.0% 1.0% -0.1% $153,317 $7,670,000
5 50.0 0.5% 0.0% 2.0% -3.0% 0.0% 0.0% 1.0% 0.4% $154,084 $7,700,000
6 50.0 1.0% 0.0% 2.0% -3.0% 0.0% 0.0% 1.0% 0.9% $154,851 $7,740,000
7 50.0 1.5% 0.0% 2.0% 3.0% 0.0% 0.0% 1.0% 7.7% $165,287 $8,260,000
8 50.0 2.0% 0.0% 2.0% -3.0% 0.0% 0.0% 1.0% 1.9% $156,386 $7,820,000
9 50.0 2.5% 0.0% 2.0% -3.0% 0.0% 0.0% 1.0% 2.4% $157,153 $7,860,000
10 69.0 3.0% -5.0% 4.0% 3.0% -3.8% 0.0% 1.0% 1.8% $156,232 $10,780,000

Block J

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 50.0 -1.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -4.5% $146,564 $7,330,000
2 50.0 -1.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -4.0% $147,331 $7,370,000
3 50.0 -0.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -3.5% $148,099 $7,400,000
4 50.0 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% $153,470 $7,670,000
5 50.0 0.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -2.5% $149,633 $7,480,000
6 50.0 1.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -2.0% $150,401 $7,520,000
7 50.0 1.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -1.5% $151,168 $7,560,000
8 50.0 2.0% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -1.1% $151,782 $7,590,000
9 50.0 2.5% 0.0% 0.0% -3.0% 0.0% 0.0% 0.0% -0.6% $152,549 $7,630,000
10 70.2 3.0% -5.0% 4.0% -3.0% -4.0% 0.0% 0.0% -5.2% $145,490 $10,210,000

Block K

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 44.7 -1.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -3.4% $148,252 $6,630,000
2 44.7 -1.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -2.9% $149,019 $6,660,000
3 44.7 -0.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -2.4% $149,787 $6,700,000
4 44.7 0.0% 0.0% 0.0% 0.0% 1.1% 0.0% 0.0% 1.1% $155,158 $6,940,000
5 44.7 0.5% 0.0% 0.0% -9.0% 1.1% 0.0% 0.0% -7.5% $141,960 $6,350,000
6 44.7 1.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -1.0% $151,935 $6,790,000
7 44.7 1.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -0.5% $152,703 $6,830,000
8 44.7 2.0% 0.0% 0.0% -6.0% 1.1% 0.0% 0.0% -3.1% $148,712 $6,650,000
9 44.7 2.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% 0.5% $154,237 $6,890,000
10 50.6 3.0% -5.0% 4.0% -3.0% -0.1% 0.0% 0.0% -1.4% $151,321 $7,660,000

Block L

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 49.2 -1.5% 0.0% 0.0% -6.0% 0.2% 0.0% 0.0% -7.2% $142,420 $7,010,000
2 44.7 -1.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -2.9% $149,019 $6,660,000
3 44.7 -0.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -2.4% $149,787 $6,700,000
4 44.7 0.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -1.9% $150,554 $6,730,000
5 44.7 0.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -1.4% $151,321 $6,760,000
6 44.7 1.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -1.0% $151,935 $6,790,000
7 44.7 1.5% 0.0% 0.0% -9.0% 1.1% 0.0% 0.0% -6.6% $143,341 $6,410,000
8 44.7 2.0% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% 0.0% $153,470 $6,860,000
9 44.7 2.5% 0.0% 0.0% 0.0% 1.1% 0.0% 0.0% 3.6% $158,995 $7,110,000
10 62.3 3.0% -5.0% 4.0% -3.0% -2.5% 0.0% 0.0% -3.8% $147,638 $9,200,000

Block M

Floor Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor View Internal Condition Size Noise Lighting & Ventilation Total
1 44.6 -1.5% 0.0% 0.0% -3.0% 1.1% 0.0% 0.0% -3.4% $148,252 $6,610,000
2 44.1 -1.0% 0.0% 0.0% -3.0% 1.2% 0.0% 0.0% -2.8% $149,173 $6,580,000
3 44.1 -0.5% 0.0% 0.0% -3.0% 1.2% 0.0% 0.0% -2.3% $149,940 $6,610,000
4 44.1 0.0% 0.0% 0.0% 0.0% 1.2% 0.0% 0.0% 1.2% $155,312 $6,850,000
5 44.1 0.5% 0.0% 0.0% -3.0% 1.2% 0.0% 0.0% -1.3% $151,475 $6,680,000
6 44.1 1.0% 0.0% 0.0% -3.0% 1.2% 0.0% 0.0% -0.9% $152,089 $6,710,000
7 44.1 1.5% 0.0% 0.0% -3.0% 1.2% 0.0% 0.0% -0.4% $152,856 $6,740,000
8 44.1 2.0% 0.0% 0.0% -3.0% 1.2% 0.0% 0.0% 0.1% $153,623 $6,770,000
9 44.1 2.5% 0.0% 0.0% -6.0% 1.2% 0.0% 0.0% -2.5% $149,633 $6,600,000
10 49.0 3.0% -5.0% 4.0% -3.0% 0.2% 0.0% 0.0% -1.1% $151,782 $7,440,000

Conclusion on EUV

32.Therefore, the total EUV of the Building is

$396,960,000 (G/F) + $1,194,380,000 (U/F) = $1,591,340,000

and the pro rata shares of corresponding respondents’ interest are shown as follows:

Respondent Property Concerned EUV Pro Rata Share
R1 Shop 11 & Shop 39 on G/F $14,370,000 + $4,970,000 = $19,340,000 1.2153%
R2 Shop 13 on G/F $14,100,000 0.886%
R3 Shop 22 & Shop 23 on G/F $3,940,000 + $12,770,000 =
$16,710,000
1.0501%
R4 Shop 24 & Shop 25 on G/F $3,820,000 + $12,510,000 =
$16,330,000
1.0262%
R5 Shop 28 on G/F $3,850,000 0.2419%
R6 Shop 41 on G/F $5,090,000 0.3199%
R7 Shop 44 on G/F $5,350,000 0.3362%
R9 Block I on 3/F $7,630,000 0.4795%
R10 Block C on 2/F $12,410,000 0.7798%
R11 Block M on 2/F $6,580,000 0.4135%
R13 Block E on 5/F $12,200,000 0.7666%
R16 Block C on 7/F $11,490,000 0.722%
R18 Block I on 7/F $8,260,000 0.5191%
R19 Block C on 8/F $10,970,000 0.6894%
R20 Block D on 8/F $10,920,000 0.6862%
R21 Block H on 8/F $7,390,000 0.4644%
R22 Block K on 8/F $6,650,000 0.4179%
R23 Block D on 9/F $8,240,000 0.5178%
R25 Block I on 9/F $7,860,000 0.4939%
R26 (Mortgagee in Possession) Shop 11 & Shop 39 on G/F $14,370,000 + $4,970,000 = $19,340,000 1.2153%

Whether Redevelopment of the Lot is Justified

33.Section 4(2) of the Ordinance provides that the Tribunal shall not make an order for sale unless it is satisfied that the "age or state of repair" of the Building is justified and that the applicants have taken "reasonable steps" to acquire all undivided shares of the Lot.

34.In his opening submission, Mr Mok referred to the guidelines laid down in Top Sail International Limited v Cheng Kai Ming, LDCS 18000/2010 (unreported, dated 15 November 2011 (“Top Sail”) and Charmlink Limited v Lee Tong Hing & Others, LDCS 16000/2010 (unreported, dated 29 November 2011) (“Charmlink”) on the factors that the Tribunal should consider whether redevelopment is justified due to age and state of repair.

35.In Top Sail, the Tribunal stated:

“23. ……, we are of the view that when the requirement of “the age” of the Buildings is considered, we should not restricted our consideration to just the physical age of the Buildings.…… we are of the view that the absence of a specific physical age in the Ordinance indicates that the Tribunal has discretion to determine at what stage a building should be redeveloped after considering all the relevant factors concerning the age of the building in question.

24. The physical age of a building is clearly one of the considerations…... The physical conditions of a building and the amount that would be required to maintain the building are other factors that the Tribunal should consider, as they would affect the decision on whether the life of a building should be ended or prolonged. The obsolete design of a building should also be considered as it has an important impact on whether it is too old to serve a modern society.”

36.Such a discretion by the Tribunal was followed in Charmlink:

“30. We are of the view that the Tribunal has discretion to determine at what stage a building should be redeveloped after considering all the relevant factors concerning the age of the building in question. The relevant factors in the present case are that the Building is over 50 years old and it has passed its designed life. It is also obsolescent in design and not economical to maintain. All these factors point to the fact that the Building has come to an end of its physical as well as economical life. Thus, we find that redevelopment is justified on the ground of the age of the Building.

31.   …… It is also within the Tribunal’s discretion to determine in what conditions a building should be redeveloped after considering all the relevant factors concerning the state of repair of the building in question. With the clear evidence from the two experts that the Building is in a poor state of repair and in fact untenantable without substantial repair works to be carried out over a long period of time, we have no hesitation in finding that redevelopment is justified by the state of repair of the Building.”

37.For the age and state of repair requirements, the applicants adduced the expert evidence of 2 experts: Mr Benson Wong who is an Authorised Person and a building surveyor, and Mr So who is an Authorised Person and a structural engineer. Their expertise is not disputed.

38.According to Mr So in his Structural Assessment Report dated 28 July 2022, the Building was designed on the basis of the London Council By-law of 1938 while the current standards for the design of reinforced concrete buildings are those stipulated in the Code of Practice for Structural Use of Concrete 2013. The requirements of the LCC By-laws were however lower than the modern requirements in 7 aspects which could adversely affect the structural performance of the structural frames of the Building. They may include insufficient concrete cover to protect the reinforcement bars against corrosion and fire, inadequacy of the structural frames and foundation to withstand the effects of wind and inadequate robustness against “disproportionate collapse” in the event of an accident.

39.Mr So also found the following defects in the Building:

(a)  Visual inspections showed there being a total of 56 numbers of structural elements in the Building exhibiting defects in the form of spallings and cracks;

(b)  Cover-meter survey revealed that 1 out of 6 column samples, 1 out of 6 beam samples and 3 out of 6 slab samples not having sufficient concrete covers to (1) protect the embedded steel reinforcement bars against corrosion, (2) protect the bars against fire, and (3) provide sufficient depth of concrete for the safe transmission of bond forces;

(c)  Carbonation depth test results revealed that carbonation has penetrated past the concrete cover of 1 out of 6 samples on columns, 6 out of 10 samples on beams and all 10 samples on slabs. This means the alkaline environment in many of the concrete covers which gives protection to the reinforcement bars in the structural members against corrosion has been destroyed and steel bars in these structural members must have caused to corrode;

(d)  Compression tests revealed that the concrete strength of 1 out of 6 tested samples of slabs do not comply with the requirement at the time of construction;

(e)  Chloride content tests showed that 4 out of 6 (or 67%) tested samples for columns and all 6 samples (ie 100%) of beams and slabs had the chloride content exceeded the 0.35% limit, which demonstrated an increased risk of corrosion of the embedded steel reinforcement bars in the reinforced concrete structural members;

(f)  Corrosion (open up) surveys revealed all exposed bars of columns, beams and slabs exhibited rust of various magnitudes and suffered from reduction in their cross-sectional areas due to corrosion.

40.It is to note that the structural test samples were taken from areas of structural elements not carrying any apparent structural defects such as cracks and spalling. They were supposed to be chosen from locations that should give a representative picture of the actual state of the structural elements of the Building. On the basis of the above, Mr So opined that the deterioration the structural frames of the Building will continue steadily due to extensive carbonation and excessive chloride content of the reinforced concrete structural members. The process of carbonation and corrosion are irreversible. It is inevitable that new defects will occur and previous defects though repaired will relapse readily, requiring substantial repairs or even partial demolition and re-construction of some defective structural elements in the future when, for example, there are unacceptably high reductions in the structural performance factors in the reinforced concrete structural elements. Although repairs are possible, repair work will need to be carried out regularly in the future and that such repairs will be more and more extensive as the Building becomes older. Also, such costs of repair will escalate in future as the extent and seriousness of the deterioration of the structural elements increase with age.

41.Mr Benson Wong in his Condition Survey Report also dated 28 July 2022 stated that:

(a)  The Building was built in 1959 and was more than 63 years old. It is structurally aged in respect of durability provisions. Its structure is considered to have passed the end of its design working life.

(b)  The Building is also aged functionally as it has been suffering from the following aspects of functional obsolescence:

(i)  The design and construction of the structural frames had only complied with the less stringent structural requirements applicable more than 63 years ago resulting in no improvement of the robustness of the structural frames in resisting disproportionate collapse due to accidents.

(ii)  The fire services installation is obsolete due to the following:

-  No automatic fire detection system in lift machine rooms and meter room;

-  No automatic sprinkler system in shops;

-  Substandard fire hydrant/hose reel system; and

-  No emergency electricity supply system.

(iii)  The fire escape arrangements for the Building are unsatisfactory when no protected lobby is provided to separate the lift lobby and the three staircases of the Building and no handrails are provided on both sides of stairs in the three staircases.

(iv)  The fire resisting construction is outdated when the existing concrete cover thickness of beam is 25.4mm and that of floor slab is 12.7mm, which are less than the currently required thickness of 30mm for beam and 20mm for floor slab. As well the existing flat entrance doors on the upper floors of the Building are not fire rated doors and the existing electrical installations and wirings installed in the typical corridors are exposed thereby posing fire hazards to the fire escape.

(v)  The fire access arrangements for the Building are unsatisfactory when it has no fireman’s lift.

(vi)  The Building has no barrier free access facilities such as an accessible lift and an accessible ramp.

(vii)  The Building has no proper refuse disposal system whereby creating hygienic and fire safety problems.

(viii)  The Building has no lightning protection system installed to protect its occupants and building parts from lightning strikes.

42.Mr Benson Wong also commented that the following defects and deficiencies found in the Building are of the nature and magnitude that cannot easily rectified by simple and piecemeal repairs:

(a)  The generally defective external rendering.

(b)  The existence of asbestos containing materials.

(c)  The defective waterproofing to the main roof areas.

(d)  The non-fire rated flat entrance doors.

(e)  The exposed electrical installations and wirings in the corridor.

(f)  The lack of equipotential bonding for exposed metal fixtures.

(g)  The lack of a lightning protection system.

43.Mr Benson Wong estimated a repair cost up to $48,985,459 or about 25% of the construction cost for a new similar superstructure would be required. Owing to the Building’s poor state of repair, Mr Benson Wong recommended the Building to be redeveloped rather than being repaired, particularly bearing in mind that the Building does not possess any historical value or architectural merit.

44.The respondents did not take issue on the "age or state of repair" of the Building being justified for redevelopment. The 2 experts were not cross-examined on the issue. More importantly, the respondents have not adduced any evidence, factual or opinion, in relation to the “age” and “state of repair” of the Building.

45.Notwithstanding the above, R7 submitted in the end of her closing submission dated 5 October 2023 that when the repair cost amounts to mere 3% of the EUV, the Tribunal should consider not to grant an order for sale. With respect, R7 had not considered the Building is aging and suffering from many items of physical and functional obsolescence and inherent structural deficiencies which cannot be remedied by the repairs recommended by Mr So and Mr Benson Wong. In any event, 3% of the EUV is not an insignificant amount and none of the respondents had given evidence that they were willing and ready to contribute to repair the Building back to tenantable condition. For instance, according to Mr Benson Wong at §5.15.4 of his Condition Survey Report dated 28 July 2022, the time for completing the proposed repair works would at least take 27 months.[14] Also, prolongation of the programme is commonly encountered due to extra time required by owners to agree on the way forward.

46.Having considered the evidence before the Tribunal therefore, I am satisfied that redevelopment of the Building is justified due to the age and state of repair.

Section 4(2)(b) – Whether Applicants have taken reasonable steps

47.The applicants are under an obligation to take reasonable steps to negotiate on terms that are fair and reasonable for the purchase of the interest of the respondents under Section 4(2)(b) of the Ordinance.

48.By reference to the witness statement of Mr Lam Kei San, the investment director of Soundwill Holdings Limited, ie the parent company of the applicants, dated 29 July 2022, the applicants have made two rounds of offers to the respondents (save for R26) through their solicitors to acquire the units or interests they own: -

Offer Offer on 11 June 2019 Offer on 14 January
2022
EUV as at 27 May 2019
as determined above
R1 $26,700,000 + $7,900,000 = $34,600,000 $22,770,000 + $6,710,000 = $29,480,000 $14,370,000 + $4,970,000 = $19,340,000
R2 $26,700,000 $22,770,000 $14,100,000
R3 $4,000,000[15] + $12,075,000[16] =
$16,075,000[17] 
$3,400,000[18] + $10,300,000[19] =
$13,700,000[20] 
$3,940,000 + $12,770,000 =
$16,710,000
R4 $8,000,000 + $24,150,000 =
$32,150,000
$6,800,000 + $20,600,000 =
$27,400,000
$3,820,000 + $12,510,000 =
$16,330,000
R5 $8,400,000 $7,130,000 $3,850,000
R6 $9,750,000 $8,310,000 $5,090,000
R7 $8,500,000 $7,230,000 $5,350,000
R9 $15,200,000 $12,940,000 $7,630,000
R10 $24,350,000 $20,740,000 $12,410,000
R11 $13,150,000 $11,200,000 $6,580,000
R13 $25,300,000 $21,560,000 $12,200,000
R16 $23,350,000 $19,890,000 $11,490,000
R18 $15,500,000 $13,200,000 $8,260,000
R19 $22,250,000 $18,970,000 $10,970,000
R20 $21,800,000 $18,580,000 $10,920,000
R21 $14,8500,000 $12,660,000 $7,390,000
R22 $13,750,000 $11,720,000 $6,650,000
R23 $18,200,000 $15,510,000 $8,240,000
R25 $15,650,000 $13,330,000 $7,860,000

49.I am given to understand that each of the offers above was accompanied by Savills’ advice letters setting out the relevant valuation assessments and calculations of the apportioned share of the respondents’. In Intelligent House Ltd v Chan Tung Shing & Others [2008] 4 HKC 421 where the majority owner relied on its valuation expert to formulate some of the offers, the Tribunal ruled at §334(3) that:

“… it is not disputed that Savills is a reputable firm of valuers. In our view, it is also reasonable for Intelligent House to rely on Savills’ expert opinion to formulate the purchase prices offered to the minority owners. There is also no reason for us to believe, nor is there such evidence to suggest, that the advices from Savills were not properly made based on professional valuation of the EUV and RDV of the minority owners’ units.”

50.I also note that after commencement of the Application, the applicants have successfully made offers and acquired the interest of R12, R14, R15, R17 and R24.

51.More importantly, the Court of Final Appeal in Capital Well Ltd v Bond Star Development Ltd (2005) 8 HKCFAR 578, [2005] 4 HKLRD 363 has emphasized at §33 that:

“In making that assessment (whether an offer is reasonable) the Tribunal is not conducting a valuation exercise. It does not need to adjudicate upon any disputes about the correct valuation principles to be applied. It does not itself arrive at any conclusion as to what figure represents the correct valuation. It merely needs to be satisfied that, on the evidence available, the offer falls within the range of what may broadly be regarded as fair and reasonable compensation for the interest in question.”[21]

52.Of particular interest is that when the applicants (ie the 1st applicant to be exact) made the 1st offer to R2 on 11 June 2019 (ie prior to the Application on 22 July 2019), the unit concerned was registered in the ownership of her late mother who passed away on 2 October 2018. Despite R2’s willingness to accept the offer as alleged in her witness statement dated 14 October 2022[22], she was not in the position to deliver vacant possession of the unit to the 1st applicant. According to her, one day before the scheduled signing off the Provisional Sale and Purchase Agreement, ie on 10 July 2019, the 1st applicant attempted to insert various terms (which were written in Chinese)[23], the main one of which was Clause 17(g) of the draft whereby the 1st applicant was given the right to terminate the transaction on 30 April 2020 or to wait for an unlimited period of time if R2 had not yet obtained the probate status by 30 April 2020. As well, R2 alleged that she was requested to deliver vacant possession of the unit to the 1st applicant by 30 April 2020 in any event even if the transaction had not completed. R2 was hesitant to sign the Provisional Sale and Purchase Agreement.

53.Negotiation with R2 was then put on hold even after the Letter of Administration was granted to R2 on 20 August 2020. And to her dismay, when the applicants made the 2nd offer to her on 14 January 2022, it was in the sum of $22,770,000 which represented a drop of 14.7% from the previous offer of $26,700,000. R2 is however not suggesting that her attempt to accept the offer and the negotiation that ensued had resulted in a binding agreement.

54.With regret, a clause similar to the Clause 17(g) mentioned above was in issue in Starex Development Limited v Yau So Ching & Others, DCCJ 2372 & 2374/2021 (unreported, dated 13 February 2023) where an intending applicant for compulsory sale inserted a clause that it could forgo the purchase by issuing a termination notice before a certain completion date. Then the District Court held at §31 that the agreements concerned were commercial contract and there was business efficacy in the clause so that it was not unfair, unreasonable or inequitable. See §32 of the judgment.

55.Furthermore, in Good Faith Properties Limited & Others v Cibean Development Company Limited, LDCS 42000/2011 (unreported, dated 31 May 2013, the Tribunal had decided that there is no requirement for the majority owner to take all reasonable steps to acquire before taking out the application. Instead, with a purposive interpretation of Section 4(2)(b), all reasonable steps before the making of a sale order to acquire the minority owner’s share in the Lot should be considered, be it post- or pre-Application. See §§35-61 of the judgment.

56.As regards R2’s complaint about water seepage starting from May 2020, it is not disputed that the water seepage does not affect the assessment of the EUV of her unit, the valuation date of which was 27 May 2019. If R2 wishes to make claims on the water seepage issue, I agree with Mr Mok that it will have to form the subject matter of another set of proceedings.

57.Bearing in mind the above, I am satisfied that on the evidence available and in the circumstances of the Application, the applicants have taken reasonable steps to acquire all the undivided shares in the Lot including negotiating for the purchase of such of those shares as are owned by the respondents on terms that are fair and reasonable.

Disputes on the estimation of the RDV of the Lots

Optimum Hypothetical Development Model

58.In fact, the main dispute in these proceedings is on the estimation of the RDV of the Lot, which shall become the reserve price for the public auction when the order for sale is granted.

59.It is undisputed that the Lot comprises a longitudinal site with frontage of 22.860 m onto Leighton Road and a longer frontage of 53.442 m onto Haven Street[24], rendering a total area of 1,221.66 sq m. With a permitted plot ratio of 15, the maximum gross floor area (“GFA”) that can be built in accordance with the prevailing Building (Planning) Regulations is 18,324 sq m.

60.Both Mr Charles Chan for the applicants and Mr Varty for the respondents agreed that there was no appropriate land sale for direct comparison purpose. They agreed to resort to the residual valuation method in determining the RDV. This can be done by deducting development cost (including construction costs, professional fees, finance costs etc) and developer’s profit from the estimated gross development value (“GDV”) of the completed optimum development.

61.Initially, both Mr Charles Chan and Mr Varty opined the optimum development on the Lot would comprise a 25-storey commercial building with retail shops on the G/F to 2/F, podium garden on 3/F, mechanical floor on 4/F and office units on 5/F to 24/F.[25] Then, inter alia, there was dispute between the two valuation experts on whether setback was required under the Approved Causeway Bay Outline Zoning Plan No S/H6/17 the statutory notes of which state that: “For sites on the two sides of Haven Street, a minimum setback of 0.5m from the lot boundary fronting Haven Street shall be provided.” Haven Street, being not only a cul-de-sac, is a relatively narrow street of only 12.6 m in width.

62.In addition, there was dispute on whether provision of a communal podium garden would be required under Practice Note for Authorized Persons, Registered Structural Engineers and Registered Geotechnical Engineers (“PNAP”) APP-132 and APP-152.

63.Following from the above disputes, the parties had engaged the opinion of Authorised Persons, Mr Boris Yung (“Mr Yung”) for the applicants and Mr Raymond Chan for the respondents.

64.Particularly in §11.2 of Mr Varty’s updated RDV report dated 22 August 2023, he stated as follows:[26]

“Whilst believe Mr Chan’s scheme is efficient and may serve our purposes for valuation I am concerned with the no of lifts and some questions raised over the bonus plot ratio issue. I have therefore asked Mr Chan to provided me with an Alternative Scheme without any Bonus PR and with an additional 2 lifts, thus providing a total of 5 lifts in the Alternative Scheme... I believe this alternative scheme represents the optimum scheme balancing technical approval issues with commercial marketability. I have therefore based my valuation on this alternative scheme and set out below the Area Schedule of the Alternative Scheme on which my valuation is based.”

65.Mr Charles Chan and Mr Varty arrived then at the following on the basis of the respective hypothetical development model prepared by Mr Yung and Mr Raymond Chan:

  Mr Charles Chan Mr Varty
RDV $2,000,000,000[27]  $3,496,700,000[28] 
Accommodation Value (“AV”) $109,143 per sq m $190,817 per sq m

66.In formulating the optimum development model, the applicants relied on a 24-storey commercial development[29] proposed by Mr Yung whereas the respondents relied on a 25-storey commercial development[30] proposed by Mr Raymond Chan on 21 August 2023. The main parameters of the two schemes are set out below:

Floor Mr Yung Mr Raymond Chan
User Saleable Area User Saleable Area
G/F 5 Shops 837.794 m2  11 Shops 936.17 m2 
1/F Commercial 537.053 m2  Commercial 937.19 m2 
2/F Commercial 633.671 m2  Commercial 997.89 m2 
3/F Podium Garden   Food & Beverage 634.06 m2 
4/F Mechanical Floor   Mechanical Floor  
5/F-7/F Food & Beverage 2,290.203 m2 (762.401 m2 x 3) Office 1,902.18 m2 (634.06 m2 x 3)
8/F Food & Beverage 659.150 m2  Office 634.06 m2 
9/F Food & Beverage 607.353 m2  Office 634.06 m2 
10/F-13/F Office 2,503.244 m2
(625.811 m2 x 4)
Office 8,876.84 m2 (634.06 m2 x 14)
 
14/F-23/F Office 6,380.610 m2 (638.061 m2 x 10) Office
24/F   Office 634.15 m2 
  Total:   14,449.078 m2    16,186.60 m2 

67.In gist, the main difference between the two schemes is that Mr Yung proposed a smaller ground floor entrance towards the far end of the Lot along Haven Street which, via a pair of escalators, lead to the office lobby on 2/F so that more shops or commercial space would be provided on G/F and 1/F. In addition, a small lift lobby on Leighton Road, but away from the corner of the street with Haven Street, will serve the commercial spaces up to 2/F.

68.In comparison, Mr Raymond Chan’s proposal or in fact, the original assumption adopted by both Mr Charles Chan and Mr Varty before the engagement of the Authorised Persons, resembles a schematic drawing usually preferred by the Tribunal. For instance, in Cheer Capital Limited v Unibase Investment Limited & Another, LDCS 5000 & 6000/2013 (unreported, dated 12 June 2015), the Tribunal remarked at §175 that the hypothetical arcade design proposed on the ground floor level could not avoid the problem of making comparison analysis of the long depth of the site because arbitrary adjustments have still to be made to the arcade shops inside. Then another valuation expert in the same case admitted that “the exercise of ascertaining the gross development value was an averaging exercise”.

69.As well, in Pacific Base Holdings Limited & Others v Lee Hop Biu & Other, CACV 426/2020 (unreported, dated 31 May 2021), the Court of Appeal affirmed, at §43 of the judgment, that “(f)rom a practical point of view, since there is no requirement on the majority owners to submit a detailed redevelopment plan at this stage, the proposed redevelopment could only be presented to the Tribunal on a conceptual level with a high degree of generality.”

70.Then notwithstanding the “office” description of the hypothetical scheme, Mr Raymond Chan explained in his letter dated 5 September 2023[31] (in response to Mr Yung’s query dated 28 August 2023[32]) that his design for each upper floor, being open plan, would provide flexibility for use by prospective owners/tenants. Mr Raymond Chan further explained that at least 14 to 15 floors can be changed from office to retail use without breaching any requirement on discharge value pursuant to the Code of Practice for Fire Safety in Buildings 2011. While Mr Yung had, in his reply dated 7 September 2023[33], reservation on this arrangement which, according to him, may restrict marketing flexibility, I agree, for instance, with Mr Lee that it can be resolved by specifying the use of floors at the outset of the marketing campaign.

71.On the other hand, I have reservation on designating the entrance of the hypothetical development to the upper floors at some 38.5m into Haven Street which, as agreed by Mr Charles Chan, is occupied by trades like garages, recycling stores or other low-order shops on the other side of the street at Lei Ha Court, a similar run-down composite building like the Building. I am of an opinion that an entrance so far away from Leighton Road which is a main artery in Causeway Bay might detract the image of the upper floors as a Class B office building agreed and envisaged by the parties.[34] Mr Yung’s proposal of providing access to the upper floors of office buildings via escalators may be more common at prominent locations on main streets but not on a side street, not to mention a cul-de-sac which attracts limited pedestrian flow by itself. With respect, Mr Yung had not provided any comparable development as such in support of his proposal; his so-called comparable developments that include No 228 Wan Chai Road, No 8 Heung Yip Road and No 535 Jaffe Road[35] all have the escalators entrance abutting a main street.

72.For instance, the new development named Tower 535 at No 535 Jaffe Road comprises a 23-sotrey commercial/office building at the junction of Cannon Street and Jaffe Road, ie neighbouring World Trade Centre. Its escalators’ entrance lies not only on Jaffe Road but is also situated quite close (about 12 m) to the road junction.[36]

73.On the other hand, at trial, I had invited Mr Charles Chan to provide me with comparable developments in the vicinity that accommodate a large proportion of “food and beverage” uses.[37] Of the 17 developments that Mr Charles Chan provided, only Lee Garden Three at No 10 Hysan Avenue and V point at Nos 2-22 Tung Lung Street have office lobby on 3/F and 2/F respectively. All the others have the office lift lobby on ground level.

74.Nevertheless, I shall delve into the GDV valuation by Mr Charles Chan in reliance on the hypothetical development proposed by Mr Yung to see if it would yield the highest and best use of the Lot. Firstly, a comparison of the GDV assessed by Mr Charles Chan on the basis of Mr Yung’s proposal[38] and on the basis of Mr Raymond Chan’s proposal is shown in the table below:[39]

Floor Mr Yung’s Model
 
Mr Raymond Chan’s Model
 
Saleable Area   Unit Rate   GDV Saleable Area[40]    Unit Rate   GDV
G/F Retail 814.652 m2  x $596,780/m2  = $499,978,302 936.170 m2  x $463,483/m2  = $433,898,940
1/F Retail 537.053 m2  x $331,000/m2  = $177,764,543 934.940 m2  x $265,000/m2  = $247,759,100
2/F Retail 633.671 m2  x $304,000/m2  = $192,635,984 995.640 m2  x $248,000/m2  = $246,918,720
3/F Podium Garden           631.810 m2  x $265,000/m2  = $167,429,650
Flat Roof on 3/F           387.440 m2  x $44,167/m2  = $17,111,933
5/F to 9/F 3,519.456 m2 (Retail) x $283,000/m2  = $996,006,048 3,159.073 m2 (Office) x $238,000/m2  = $751,859,374
Stores on 5/F to 9/F 37.250 m2  x $144,000/m2  = $5,364,000  
Flat Roof on 8/F 111.444 m2  x $50,000/m2  = $5,572,200
Flat Roof on 9/F 48.116 m2  x $51,000/m2  = $2,453,916
10/F to 23/F Office 8,761.354 m2  x $291,000/m2  = $2,514,508,598 8,845.403 m2  x $238,000/m2  = $2,105,205,914
Stores on 14/F to 23/F 122.500 m2  x $144,000/m2  = $17,640,000  
24/F Office           631.810 m2  x $238,000/m2  = $150,370,780
      Total: $4,411,923,591         $4,120,555,363

75.With respect, by designating the entrance of the hypothetical development to the upper floors at some 38.5m into Haven Street, Mr Charles Chan for the applicants can only achieve an increase of GDV by mere 7%. Mr Charles Chan had tried to explain that his proposed offices were all located on the higher floors with smaller unit sizes so that the average unit rate appears to be such high. However, as shall be seen in the later part of this judgment, Mr Charles Chan might have overestimated the value of the retail floors and underestimated the values of the upper floor offices of Mr Raymond Chan’s model. As admitted by Mr Charles Chan at trial, quasi-retail uses like gymnasium, beauty salons etc are commonly found on the upper floors of office buildings in the Causeway Bay district.[41] In my opinion, such quasi-retail users might still be concerned about the image of the building as well as the environment at ground floor level.

76.As well, as pointed out by me at trial, by having 5/F to 9/F specifically designated for “food and beverage” uses, Mr Charles Chan assessed an average rate of $283,000 per sq m which is not significantly higher than the unit rate that would be derived from the average rate of $291,000 per sq m for the upper floor offices. On the other hand, the predominant food and beverage uses render a loss of saleable areas due to the corresponding need to increase the required staircases for fire escape. More specifically, the efficiency ratio of these upper commercial floors would become very low due to provision of extra staircase area so as to satisfy the discharge value under the fire safety regulations. In addition, as commented by Mr Raymond Chan in his Joint Report with Mr Yung dated 15 August 2023, such provision of more food and beverage premises may attract more demand for electricity[42], and therefore a transformer room of larger capacity or size. Notwithstanding the latter, I agree with Mr Yung that Mr Raymond Chan’s single transformer room and switch room totaling 40 sq m is too small. To cover fire services installation, a flexible air conditioning system, lifts and future occupiers’ requirement, I tend to agree with Mr Yung’s proposal of 3 transformer room up to a total area of 150 sq m. Therefore, a further deduction of 110 sq m has to be deducted from the saleable floor area for 1/F[43], arriving at 827.19 sq m.

77.I also fully agree with Mr Mok’s closing submission dated 25 October 2023 at §11 that it is most necessary to examine what is the volume of market demand for the proposed uses of the hypothetical development of the Lot. He indeed gave an illustration that assuming market demand in terms of volume can only support one shop, while the shop can be physically placed at the top floor or any floor, there will be vacant shop spaces at the other floors.

78.As said, I have invited Mr Charles Chan to provide me with comparable developments in the vicinity that accommodate such a large proportion of “food and beverage” uses. Although Mr Charles Chan then came back with up to 17 developments, with respect, two are located in North Point which is another district quite different from Causeway Bay while most of the remaining ones are located on both sides of Hennessy Road which is the main distributor in Causeway Bay and the shopping hub of the district. Also, many of the developments have relatively small site of 500 sq m or smaller (around 300 sq m). Only two of them are located further away from Hennessy Road, closer to the Lot and they are found as follows:

Ref
Development
HDH Centre Lee Garden Three
Address No 1-5 Irving Street & No 14 Pennington Street 10 Hysan Avenue
Site Area 503.258 sq m 2,895.62 sq m
Occupation
Permit
2021 2017
Floor / Usage G/F: Office Lobby & Shop
1/F: Shop
2/F: Communal Podium Garden
3-8/F: Restaurant
11-24/F: Office
Penthouse: Office
Basement 5 to Basement 2: carpark
Basement 1: Retail
G/F: Lobby & Retail
1/F: Retail
2/F: Retail & Restaurant
3/F: Office Lobby, Retail & Restaurant
4/F: Office/Retail
5-11/F: Office
16-29/F: Office
Floor actually occupied by restaurants 6/F B/F, G/F, 1/F, 2/F and 3/F

79.Even so, these two developments are situated on the opposite side of Leighton Road, closer to the shopping hub of Causeway Bay. More particularly, Lee Garden Three accommodates 4 levels of carparks which can provide further attraction to food and beverage patrons. On the other hand, the occupancy of floors designated in HDH Centre for restaurant use did not fare particularly well by reference to the directory produced at trial: only one out of the 3/F to 8/F designated for restaurant use is so occupied.

80.Having said that, it is of interest to note that Tower 535, as said at §72 above, is designed with escalators leading up to 3/F and with the upper floors onwards up to the 12/F (or the 15/F when floor numbers 4, 13, 14 are not used) designed for both office/retail uses[44]. It is not included in the list of the 17 developments that accommodate a large proportion of “food and beverage” uses. Indeed, by reference to the photo of the directory provided by Mr Charles Chan[45], most of those floors are occupied by skincare, beauty salons, health centres, finance company and others not related to food and beverage.

81.Perhaps the hypothetical design by Mr Yung is instigated by the prospective conglomerate commercial complex of 100,000 sq m around the corner of Leighton Road and Caroline Hill Road, located two blocks to west of the Lot. That site, comprising an area of 14,802 sq m, being known as Inland Lot 8945, was sold by Government via public tender on 12 May 2021 fetching as much as $19,778 million or an accommodation value of $193,929 per sq m or thereabout[46]. While this sale was referred to by the parties at trial from time to time [47], that site, upon completion of development in 2025, will be connected to Causeway Bay MTR Station by a system of covered elevated walkways via Lee Garden Six, Lee Garden Five, Lee Garden Two and Hysan Place etc[48]. In other words, pedestrians coming to and fro the site will not necessarily cross Leighton Road, for instance, at the pedestrian crossings at the junction of Leighton Road, Yun Ping Road and Pennington Street. The Lot is indeed separated from that Caroline Hill site by Haven Street, Lei Shun Court which is a similarly aged composite building situated at Nos 106-126 Leighton Road and another section of Caroline Hill Road as well. The benefit deriving from or spill-over effect of the prospective conglomerate commercial complex would unlikely be significant and the attraction therefore of having “food and beverage” uses in the hypothetical will be limited.

82.At one point, Mr Charles Chan tried to justify the provision of so many floors for “food and beverage” uses by suggesting that there will be oversupply of Grade A offices in the coming years. However, when he was cross-examined by Mr Lee, he admitted that the supply of Grade A offices is not so relevant because the hypothetical development being envisaged is of Grade B. Later, Mr Charles Chan also appeared to have contradicted himself when he admitted Grade B offices are not alternative to Grade A offices.

83.Indeed, by reference to the published data by RVD, the supply of Grade B office in Wan Chai/ Causeway Bay has been dropping significantly from 8,500 sq m in 2022 to 4,400 sq m in 2023 and may drop further to 1,000 sq m in 2024.[49]

84.At this juncture, it is also useful to provide a perspective of the GDV assessments from 1/F to 9/F by Mr Charles Chan and Mr Varty:

Floor Mr Charles Chan’s Valuation Mr Varty’s Valuation
Saleable Area   Unit Rate   GDV Saleable Area[50]    Unit Rate   GDV
1/F Retail 537.053 m2  x $331,000/m2  = $177,764,543 937.190 m2  x $495,333/m2  = $464,221,134
2/F Retail 633.671 m2  x $304,000/m2  = $192,635,984 997.890 m2  x $396,266/m2  = $395,429,879
3/F Podium Garden           634.060 m2  x $356,639/m2  = $226,130,524
Flat Roof on 3/F           387.440 m2  x $59,440/m2  = $17,111,933
Sub-Total:   $370,400,527 Sub-Total: $1,102,893,470
5/F to 9/F 3,519.456 m2 (Retail) x $283,000/m2  = $996,006,048 3,170.300 m2 (Office) x $335,000/m2  = $1,062,050,500
Stores on 5/F to 9/F 37.250 m2  x $144,000/m2  = $5,364,000  
Flat Roof on 8/F 111.444 m2  x $50,000/m2  = $5,572,200
Flat Roof on 9/F 48.116 m2  x $51,000/m2  = $2,453,916
Sub-Total:   $1,009,396,164 Sub-Total: $1,062,050,500

85.Again, there is indeed not much difference in the assessment of the GDV from 5/F to 9/F. The main difference in the lower floors assessment is resulted from the reduced floor areas in Mr Yung’s proposal and the higher unit rates adopted by Mr Varty which are derived from a proportion of the G/F average unit rate, a common practice of valuing basements and upper floors when comparable evidence is not available[51]:

Floor Proportion of G/F unit rate
1/F ½
2/F 80% of ½ (ie 80% of 1/F unit rate)
3/F 90% of 80% of ½ (ie 90% of 2/F unit rate)

86.In view of the above analysis therefore, I doubt if the market demand can support all “food and beverage” uses of 5/F to 9/F. I prefer to proceed with the GDV assessment in the present case on the basis of a conventional commercial building as proposed by Mr Raymond Chan with 5 lifts running all floors with lift lobby on G/F some 25 metres off Leighton Road to the middle of the Lot on Haven Street[52], ie the Alternative Scheme.

87.As regards the issue of bonus plot ratio as a result of the setback requirement under the Outline Zoning Plan, I am directed to the intention of PNAP APP-108 which states that the Building Authority has the discretionary power to grant concessions in the form of exemption of certain floor areas from the gross floor area (GFA) calculations and in the form of additional plot ratio and site coverage in exchange for dedication of land or area for use as public passage. Here, I share the view of Mr Yung that when the setback is mandated under the Outline Zoning Plan, the Building Department is unlikely to regard such a dedication as substantial gain in public interests to warrant a bonus plot ratio.

88.Indeed, according to Mr Yung, if bonus GFA has to be obtained, a surrender instead of dedication of the setback area is required, pointing to paragraph 4 of APP-108:

“B(P)R 22(2) provides for additional plot ratio and site coverage in return for surrender for the purpose of street widening. Hence public passages intended for street widening shown on town plans or other street improvement plans would be considered in the context of B(P)R 22.”

89.In Success Active Limited v Harbouorview International Holdings Limited & Others, LDCS 31000/2018 (unreported, dated 19 April 2021) where Mr Charles Chan was also one of the valuation experts, he made the following statement as recorded at §218 of the judgment:

““Mr Lai and the Authorised Person appointed by the 1st and 5th Respondents (the “Respondents’ AP”) proposed the dedication of a strip of land for use as public passage to obtain bonus plot ratio GFA in his New Model. However, such dedication and GFA concession require approval from various government departments, such as Buildings Department (the “BD”) and the Highways Department (the “HyD”), and is only at the discretion of the departments. In the subject case, the Respondents fail to demonstrate that there is “genuine need by the public for such dedication” and such dedication fulfill the requirements as set out in PNAP APP-108…

Besides, based on my experience, I understand that BD will approve the dedication for public passage and bonus plot ratio only when HyD agrees to take up the management and maintenance responsibility of the proposed dedicated areas. I have come across a similar dedication in another case and was disapproved by BD. An extract of the letter of disapproval for reference purpose is attached …

As a matter of fact, we find there is simply no evidence which supports any prospect of success of the setback. The subject section of Chatham Road North is quiet and has low pedestrian traffic. Moreover, the Property has a frontage of about 19m onto Chatham Road North only. It is meaningless to have the pavement of such a short section widened only. The Respondents’ AP has quoted an example development in Kai Tak area with “similar dedication”. However, this is misleading because the example is irrelevant. The example development located at No 8 Muk Ning Street, namely Kai Tak One (II), has dedicated a strip of land for public passage. Despite the dedication, no bonus GFA was granted pursuant to Section 22(1) or (2) of Building (Planning) Regulations as noted from the relevant approved general building plan and the sale brochure.

Even though the proposed dedication has a high chance of being approved, it takes at least 6 to 12 months for negotiation with government departments and there are risks and uncertainties. Yet, I noticed that Mr Lai did not allow any risk factor to reflect the uncertainty. He has totally neglected the foreseeable time delay, extra costs and uncertainty in obtaining approval involved in this proposal. A rational purchaser/ investor would prefer certainty over chance, especially when extra efforts, time, professional fees and legal costs are required for the proposed dedication of land to obtain bonus plot ratio / GFA. A significant discount should be allowed in order to reflect the high level of risk and uncertainty.” (underline added)

90.Although the facts in Success Active might be slightly different from the present case, I consider the same rationales applicable and therefore I would not take into account any bonus plot ratio as suggested by Mr Raymond Chan.

91.In any event, the proposal as it was last presented by Mr Raymond Chan or Mr Varty, ie the Alternative Scheme before the Tribunal did not incorporate the bonus plot ratio. I am content not to take such into account in determining the GDV of the hypothetical development.

92.On the other hand, Mr Yung incorporated a podium garden in his scheme for the purpose of satisfying the requirements of PNAP APP-132 and APP-151. Mr Yung explained that by incorporating such a podium garden, he would have maximized the site coverage for his hypothetical scheme and reduced the number of storeys from 26 floors to 24 floors, thus saving the areas for common parts in some 266.53 sq m. With respect, I fail to appreciate the significant benefit of having such a podium garden in the first place when the hypothetical development is not located at a prime location. There will also be on-going maintenance cost if not construction cost for the podium garden. Mr Yung’s reference to the development at No 228 Wan Chai Road, a redevelopment pursuant to a compulsory sale application in Alliance Fame Limited & Others v Mak Kam To & Others, LDCS 9000/2015 (unreported, dated 4 August 2017) and the development at Nos 25-31 Sugar Street, which was one of the comparables in Chancemore Limited v Yee On Enterprises Limited, LDCS 17000/2015 (unreported, dated 31 July 2017), may not be a good example because of their locational differences.

93.More particularly, I tend to agree with Mr Raymond Chan that the set-back would result in loss of valuable ground floor areas for the Lot which comprises a corner site. For instance, owing to the extra set-back proposed by Mr Yung, the floor plate on each of the G/F to 2/F would become smaller by as much as 266.53 sq m.[53] But for the set-back approach, these areas could have been applied to the saleable area of shops along Haven Street. The adjusted unit rate for G/F facing Haven Street assessed by Mr Charles Chan (though I do not agree) was between $374,170 per sq m to $930,810 per sq m, that for 1/F was between $326,944 per sq m and that for 2/F was between $299,744 per sq m to $308,176 per sq m[54]. Thus, these valuable saleable areas as assessed by Mr Charles Chan would have been shifted to the less valuable lower upper floors where there will be increase in site coverage and in turn the floor plate.

94.In addition, as commented by Mr Yuen, the podium garden in Mr Yung’s model would take up common area of some 157.33 sq m which is GFA accountable[55]. Applying the weighted average unit rate of the 2/F assessed by Mr Charles Chan at $304,000 per sq m, it would be a loss of GDV of $47.12 million. In spite of this, Mr Charles Chan did not separately apply an upward adjustment for the existence of the podium garden. While Mr Charles Chan explained that he had not done so because such adjustment would have been reflected in the age adjustment, I do not think so as the agreed age adjustment at 1% per 2 years seems to have nothing to do with the presence of the podium garden or otherwise.

95.A possible gain in the extra set-back would be, as suggested by Mr Yung, the saving of common area for two floors of some 133.69 sq m per floor. The benefit, as shall be seen later in this judgment, will also be attenuated when both Mr Charles Chan and Mr Varty agreed, as valuation experts, that the increase of floor level would enhance the unit value by 0.5% per floor. When the hypothetical scheme is envisaged to have more than 600 sq m per floor and valued at more than $300,000 per sq m for the upper floors, the two additional floors would add more than 600 sq m x $1,500 per sq m + 600 sq m x $3,000 per sq m = $2,700,000.

96.Lastly, there was a dispute between Mr Yung and Mr Raymond Chan on the provision of AHU room where air handling unit, commonly called an AHU, is the composition of elements mounted in large, accessible box-shaped units called modules, which house the appropriate ventilation requirements for purifying, air-conditioning or renewing the indoor air in a building or premises. According to Note 3(3) at p 3 of Appendix A to APP-151, AHU and A/C provisions are considered non-mandatory feature or non-essential plant room, the area of which can only be disregarded under regulation 23(3)(b) of the Building (Planning) Regulations if the development can comply with APP-151 and APP-152 by, for example, having a podium garden that improves permeability of a development to its neighbourhood.

97.On the one hand, Mr Yung argued that there serves a purpose to house the AHU provisions inside an AHU Room on each floor. “The AHU provisions include machines for fresh air intake from exterior and into the A/C system and to supply conditioned air to the units. The machines create considerable vibration and noise. The AHU Room also included pipe ducts in which runs the A/C piping to the roof chillers. Such AC piping runs in pipe ducts to protect them from disturbance and from the elements. The AHU Room houses the machines & associated ducts / pipes in appropriate manner to facilitate regular maintenance.”[56]

98.On the other hand, Mr Raymond Chan argued that “the non-essential plant such as chiller plants will be placed on top roof and AHU will be mounted at structural ceiling of each floor (in view of the high headroom of 5m) … Also, my proposed AHU in private ceilings can be accessed from the common areas for routine inspection and maintenance causing no disturbance to the occupiers.”[57]

99.I agree with Mr Yung that “AHU rooms provision is required and common practice among developers”[58]. I also agree with Mr Mok’s submission that Mr Raymond Chan could not produce any example of a commercial or office building of similar bulk which had adopted his approach of housing the AHU provisions at the ceiling. Therefore, I agree with applicants that there shall be the following deductions for AHU rooms:

Floor Mr Varty’s Propose Saleable Area/ Effective (m2) Deductions for AHU Rooms (m2) Net Saleable Area/ Effective Area (m2)
1/F 827.19 20.27 806.92
2/F 997.89 20.27 977.62
3/F 698.63 20.27 678.36
4/F*   214.29  
5/F 634.06 20.27 613.79
6/F 634.06 20.27 613.79
7/F 634.06 20.27 613.79
8/F 634.06 20.27 613.79
9/F 634.06 20.27 613.79
10/F 634.06 12.23 621.83
11/F 634.06 12.23 621.83
12/F 634.06 12.23 621.83
13/F 634.06 12.23 621.83
14/F 634.06 12.23 621.83
15/F 634.06 12.23 621.83
16/F 634.06 12.23 621.83
17/F 634.06 12.23 621.83
18/F 634.06 12.23 621.83
19/F 634.06 12.23 621.83
20/F 634.06 12.23 621.83
21/F 634.06 12.23 621.83
22/F 634.06 12.23 621.83
23/F 634.06 12.23 621.83
24/F 704.00 12.23 691.77

* Mechanical Floor

100.A summary of the pros and cons of having the podium garden is set out below though the increase in saleable area by having a podium garden is misleading without taking into account the higher unit rate that can be achieved for the ground floor space:

Pros Cons
Feature Increase in
Saleable Area (m2)
Feature Decrease in
Saleable Area (m2)
Maximizing site
coverage for upper
floors
266.53 Loss of valuable
ground floor areas
266.53
Saving common area
for two highest floors
133.69 x 2 = 267.38 Common area on
podium floor
accountable
157.33
Areas of AHU & A/C
Plant Room non-
accountable
345.61    

101.Bearing in mind the above, I tend to agree with Mr Raymond Chan therefore that the gain would be hardly sufficient to set off the loss. I agree to adopt the Alternative Scheme which had not incorporated any setback under these APP-132, APP-151 and APP-152 as the basis for evaluating the RDV of the Lot.

Assessment of the Value for the hypothetical shop units on G/F

102.On the basis of the Alternative Scheme, Mr Varty had set out the parameters of his hypothetical shops on G/F as follows with shop no 3 as the reference shop unit:[59]

Shop
No
 
Saleable
Area (m2)
 
Frontage
(m)
 
Frontage Onto
 
Return
Frontage (m)
 
Depth
(m)
 
Headroom
(m)
 
1
 
70.00
 
4.168
 
Leighton Road
 
 
 
16.35
 
5.0
 
2
 
68.15
 
4.168
 
Leighton Road
 
16.35
 
5.0
 
3
 
68.15
 
4.168
 
Leighton Road
 
16.35
 
5.0
 
4
 
68.15
 
4.168
 
Leighton Road
 
16.35
 
5.0
 
5
 
68.15
 
4.168
 
Leighton Road
 
16.35
 
-
 
5.0
 
6
 
122.21
 
8.378
 
Haven Street
 
 
 
20.841
 
5.0
 
Entrance to Hypothetical Development
 
 
 
7
 
77.95
 
5.368
 
Haven Street
 
14.965
 
5.0
 
8
 
95.74
 
4.84
 
Haven Street
 
20.841
 
5.0
 
9
 
100.87
 
4.84
 
Haven Street
 
20.841
 
5.0
 
10
 
100.35
 
4.815
 
Haven Street
 
20.841
 
5.0
 
11
 
96.45
 
3.715
 
Haven Street
 
20.841
 
5.0
 
Total:
 
936.17
 
 
 
 
 
 
 
 
 
 
 

103.Mr Varty then referred to the following transactions as his comparables and arrived at a unit rate of $956,600 per sq m[60]:

Comp
Ref:
Address Building
Age
Date of
Agreement
for Sale
Consideration Salable
Area
(m2)
Effective
Area
(m2)
Frontage
(m)
Depth
(m)
Headroom
(m)
Unit Price
(/m2)
GR1 Shop A, G/F, Lippo Leighton Tower, 103 Leighton Road 1992 21 Mar 23 $36,800,000 69.7 69.7 3.6 + Return Frontage: 7.8 7.6 8.2 $527,977
GR2 Shop B, G/F, Lippo Leighton Tower, 103 Leighton Road 1992 14 Mar 23 $36,500,000 64.4 64.4 3.6 + Return Frontage: 9.2 7.6 8.2 $566,770
GR3 Shops 1A1 &1A2, G/F, Lok Sing Centre, 2-8 Sugar Street 1977 20 Dec 22 $34,000,000 34.6 34.6 5.2 5.7 5.4 $982,659
GR4 Shop A, G/F, 3 Fuk Hing Lane 1969 24 Jan 22 $34,080,000 35.4 + Yard: 3.5 36.0 6.7 + Return Frontage: 5.9 5.8 3.0 $946,667
GR5 Shop C, G/F, Po Foo Building, 84-94 Percival Street 1964 19 Oct 21 $80,380,000 47.6 47.6 4.3 12.7 3.8 $1,688,655
GR6 G/F & M/F, 468 Lockhart Road 1965 9 Sep 21 $71,500,000 62.2 + Yard: 8.6 + M/F: 38.7 73.3 4.1 17.5 2.9 $975,443
GR7 G/F, First Commercial Building, 33-35 Leighton Road 1990 30 Dec 20 $180,000,000 196.7 196.7 12.3 21.2 5.0 $915,099
GR8 Shop 4A, Remaining Portion of  Shop 4 & Shop 5, G/F, Malahon Apartments, 501-515 Jaffe Road 1966 17 Sep 21 $64,500,000 80.2 80.2 6.7 12.1 3.7 $804,239
GR9 Shop D, G/F, Po Ming Building, 96-106 Percival Street 1964 4 Nov 22 $50,000,000 45.9 45.9 4.3 12.5 3.9 $1,089,325

104.Valuation usually proceeds by way of comparison where the valuer looks for a market transaction that is as close as possible to that which he has to value. He then works on the premise that if the subject matter of his valuation were to be the subject of a similar transaction, it would command the same value as the comparable. Since the comparable will never be identical to the subject matter of the valuation, the valuer will have to make adjustments to the value revealed by the comparable in order to reflect the differences between the comparable and the subject matter of his own valuation.

105.Comparables GR1 and GR2 were in fact acquired by the same purchaser but are so occupied by two different brands, each selling high-end kitchenware. Although both Mr Charles Chan and Mr Varty agreed to a location adjustment of +10%[61], I have grave reservation on whether either of the high-end kitchenware shops would be willing to relocate to the hypothetical shop 3, not to mention paying 10% more. In fact, in his Rebuttal Report dated 11 November 2022 at §4.3.2.3, Mr Charles Chan acknowledged that: “Lippo Leighton Tower is located along Leighton Road which is a main street with high pedestrian flow” whereas the hypothetical shop 3 is situated on the fringe of Causeway Bay with pedestrian flow diluted by the presence of a school to its right. Notwithstanding this, I agree with Mr Varty’s approach of treating the two transactions as one but I also agree with Chan’ adding back 5% perhaps for the bulk discount.

106.For Comparable GR3, both Mr Charles Chan and Mr Varty agreed to a location adjustment of -10%. However, when I alerted Mr Charles Chan during cross-examination that this section of Sugar Street was swamped with domestic helpers during weekends that may results in the shops there fetching very high prices, he changed his mind, revising his adjustment to -15% instead. With respect, I consider the adjustment should be at least -30%.

107.Comparable GR4 was a relatively dated sale. It is situated just off the very busy Jardine’s Bazaar, a street flanked by a range of restaurants and eateries on G/F on both sides. Although both Mr Charles Chan and Mr Varty agreed to a location adjustment of +15%, I wonder if the adjustment would be excessive or even in the other way round. And because of this comparable being a dated sale and the divergence in opinion between me and the two experts, I am hesitant to adopt this as a comparable.

108.Comparable GR5 was even a sale of earlier date. Mr Charles Chan refused to adopt this as a comparable at all because it is situated at a very popular shopping location on Percival Street close to a busy pedestrian crossing at the street junction between Percival Street, Matheson Street and Russell Street on the latter of which the very popular shopping and entertainment complex, Times Square, is located. I agree with Mr Charles Chan that such location would cater for different trade mix and retail potential, especially when Mr Varty himself applied a location adjustment of as much as -35%. If this comparable has to be adopted, I would apply an adjustment of at least -50% for location.

109.Not only a dated sale, comparable GR6 is located on Lockhart Road which runs in parallel with Hennessy Road one block in the front. As said, this section of Hennessy Road is amongst the very popular shopping hub in Causeway Bay where Mr Charles Chan and Mr Varty were content to apply a location adjustment of -35% and -25% respectively to this comparable. I cannot agree with Mr Tsui, for instance that it is outside the core of Causeway Bay. Although I would prefer the adjustment proposed by Mr Charles Chan, I would again rather have this comparable disregarded.

110.Comparable GR7 was another dated sale though it is situated at a more comparable location on Leighton Road, which is however very close to a popular pedestrian crossing that lead pedestrians to and fro Happy Valley where the racecourse and other popular recreational facilities are located. This comparable is currently occupied as a bank[62]. Even if this comparable is adopted notwithstanding its dated sale, I would prefer Mr Charles Chan’s adjustment for location at -20%.

111.Comparable GR8 was even a further date sale. As well, it is situated on Jaffe Road very close to Tower 535. I would disregard this comparable and even if it be adopted, I prefer Mr Charles Chan’s location adjustment of -15% to Mr Varty’s +5%.

112.Comparable GR9 is again situated on Percival Street, though closer to its junction with Leighton Street. It is situated right opposite to a Uniqlo store on the ground floor of the popular shopping and entertainment complex of Lee Theatre. Mr Charles Chan refused to adopt this as a comparable while Mr Varty applied a location adjustment of -30% which I consider not adequate. For the time being, I prefer a location adjustment of at least -40%.

113.Save for the difference in opinion on the adjustments for location, return frontage and layout, Mr Charles Chan and Mr Varty have the following agreements or disagreement on other adjustment factors:

Adjustment Mr Charles Chan Mr Varty
Time Private Retail Price Index published by the Rating and Valuation Department (“RVD”)
Size/Quantum 1% per 10 sq m
Age 1% per 5 years
Frontage 2% per 0.5 m 2% per 1 m
Headroom 4% per 1 m / 2% per 0.5m

Adjustment for Time

114.Although Mr Charles Chan and Mr Varty have agreed to adopt Private Retail Price index published by RVD for time adjustment, it is trite that the use of indices is only acceptable when there is little evidence to go by, but their effectiveness is more diluted the longer the period over which they are used. This is particularly the case in Causeway Bay when, as accepted by Mr Charles Chan during cross-examination, the prices of shops had suffered more significantly than most of the other districts in Hong Kong because of the reduction of tourist traffic from Mainland China. Thus, the downward movement as indicated by the Private Retail Price index would have most probably underestimated the drop in value of shops in Causeway Bay. For this reason, I would treat the adjusted unit prices of those dated sales with caution and even disregard them as comparables.

Adjustment for Frontage

115.For the similar reasons as discussed in the assessment of EUV for shops at §§19-22 above, Mr Varty’s proposed adjustment for frontage at 2% per 1m is preferred.

Adjustment for Return Frontage

116.Here for Comparables GR1 and GR2, the return frontages referred to are rather the continuation of the display window for which both Mr Charles Chan and Mr Varty agreed to apply adjustment of -5%. This is equivalent to just 1% per 1.5 m or 1.8 m respectively.

117.Only Comparable GR4 can be regarded as having a return frontage because this comparable fronts not only Fuk Hing Lane but also has a secondary frontage onto Jardine’s Crescent which is a narrow street flanked by licensed hawkers’ stall on both sides. To the extent that this secondary frontage is a wall which has not been made use of for shop display or otherwise, I agree with Mr Varty that its value is minimum; I agree with the -5% adjustment applied by him.

Adjustment for Layout

118.In the valuation of a shop, it is well understood that a shop with a wider street frontage (and hence, a bigger shop window) is more valuable than a shop of the same area but with a narrower shop front and a greater depth. Whereas the hypothetical reference shop unit has a long depth of 16.35 m or thereabouts, Mr Charles Chan had applied adjustments for layout at -18%, -18%, -17%, -22% and -14% to Comparables GR1, GR2, GR3, GR4 and GR8 respectively. In contrast, Mr Varty had applied much less.

119.Particularly in respect of Comparables GR1 and GR2, there are two extraordinary large columns which are supposed to be included in the calculation of saleable area. Mr Varty considered such columns not usable at all but I consider otherwise because of their shiny appearance which may attract attention of prospective customers.

120.As regards Comparable GR3, the agreed depth of 5.7 m is misleading as it did not take into account the depth of a longitudinal tongue-shape corridor leading to the end of Shops 1A1. According to Mr Varty, and as evidenced from the floor plan, this corridor is less than 1m in width. Balancing the depth of 5.7 m and the peculiar layout of this shop, I would prefer nil adjustment for layout.

121.Similarly for Comparable GR4, the depth agreed by the valuation experts did not take into account the small trapezium area at the back of the shop. I agree therefore with Mr Varty’s proposed adjustment of -10% instead.

122.While such adjustment for layout may be subjective and depend on professional judgment, I, having reviewed the layout of the various comparables by reference to their floor plans, am prepared to determine the adjustments as follows;

Comp Ref: GR1 GR2 GR3 GR4 GR5 GR6 GR7 GR8 GR9
Depth (m) 7.6 7.6 5.7 5.8 12.7 17.5 21.2 12.1 12.5
Frontage to Depth Ratio 1:2[63]  1:2[64]  1:1[65]  1:0.9 1:3 1:4.3 1:1.7 1:1.8[66]  1:2.9
Mr Charles Chan -18% -18% -17% -22% NA -3% 9% -14% NA
Mr Varty 0% 0% -10% -10% 0% 0% -5% -5% 0%
Tribunal View -18% -18% -17% -22% -5% 0% 9% -5% -5%

123.Thus, my analysis of the comparables is shown as follows:

Comp Ref: Unit Price (/m2) Adjustments Adjusted Unit Price (/m2)
Time Location Size Age Frontage Return Frontage Layout Headroom Total
GR1 $527,977 1.6% 0.0% 0.2% 6.2% 1.1% -5.0% -18.0% -12.8% -25.8% $425,628*
GR2 $566,770 1.6% 0.0% -0.4% 6.2% 1.1% -5.0% -18.0% -12.8% -26.2%
GR3 $982,659 0.3% -30.0% -3.4% 9.2% -2.1% 0.0% 0.0% -1.6% -28.7% $700,636
GR4 $946,667 -10.1% 0.0% -3.2% 10.8% -5.1% -5.0% -10.0% 8.0% -15.5% $799,934**
GR5 $1,688,655 -6.6% -50.0% -2.1% 11.8% -0.2% 0.0% -5.0% 4.8% -49.2% $857,837**
GR6 $975,443 -10.0% -35.0% 0.5% 11.6% 0.1% 0.0% 0.0% 8.4% -28.8% $694,515**
GR7 $915,099 -10.0% -20.0% 12.9% 8.6% -16.3% 0.0% 9.0% 0.0% -19.5% $736,655**
GR8 $804,239 -4.2% -15.0% 1.2% 11.4% -5.1% 0.0% -5.0% 5.2% -12.9% $700,492**
GR9 $1,089,325 -1.3% -40.0% -2.2% 11.8% -0.3% 0.0% -5.0% 4.4% -36.0% $697,168
            Average:   $701,563
            Average (with GR5 only disregarded):   $682,276[67] 
            Average (with comparables** disregarded):   $607,691

* As said at §105 above, a 5% has been added back for the bulk discount.

** To be disregarded for dated sale.

124.In view of the disparate results found from the above analysis, with the most reliable comparables GR1 and GR2 in terms of timing and location fetching the lowest value, I had, at trial, enlightened the parties there are at least two premises in the close vicinity available for sale in the market:

Ref: Address Building
Age
Asking Price Salable
Area
(m2)
Effective
Area
(m2)
Frontage
(m)
Depth
(m)
Headroom
(m)
Unit Price
(/m2)
A1 Shop B-2, G/F & C/L, Wah Ying Building, 14-20 Shelter Street 1960 $47,000,000 102.8 + C/L: 84.3 123.9[68]  5.1 18.5 2.9 $379,338
A2 Shops G & H, G/F, Po Wing Building, 63 & 65 Lee Garden Road 1967 $168,000,000[69]  122.5[70]  122.5 8.3 15.4 3.9 $1,371,429

125.Whereas even the sale price of an apparently normal transaction may sometimes not reflect open market value, sales details of properties that are being marketed and unsold are hardly conclusive evidence of value[71]. However, in some circumstances, it might be reasonably expected that some figure below the asking prices can be achieved in due course[72] though to assume that such properties will sell for a particular percentage of the asking price is highly speculative.

126.As regards the two premises being marketed as afore-mentioned, ie A1 & A2, Mr Charles Chan and Mr Varty also had different opinion on the adjustment for location:

Ref: Mr Charles Chan Mr Varty
A1 20% 40%
A2 -50% -25%

127.Having conducted the joint inspection on 5 September 2023, I prefer to adopt -40% to Mr Charles Chan’s -50%. This adjustment of -40% for A2 indeed conformed with my view on the location adjustment for GR5 and GR9 above. There being no adjustment for time necessary, the various adjustments applicable to these two marketing premises are as follows:

Comp Ref: Unit Price
(/m2)
Adjustments Adjusted
Unit Price
(/m2)
Location
 
Size
 
Age
 
Frontage
 
Layout
 
Headroom
 
Total
 
A1 $379,338 20.0% 3.5% 8.6% -1.9% 3.0% 8.4% 47.7% $560,282
A2 $1,371,429 -40.0% 5.4% 11.2% -8.3% -2.0% 4.4% -34.0% $905,143

128.However, at trial, Mr Charles Chan alleged that according to the agency department of his firm, the vendor would seriously consider to accept any offer not less than $110 million. By the time when the applicants filed in the closing submission, Mr Charles Chan’s allegation was vindicated when newspapers or the press had reported the asking price had been reduced to $108,000,000 or a unit asking price of $881,633 per sq m. Later on 20 November 2023, it had been confirmed that A2 was sold for $98,680,000. Thus the table in the preceding paragraph should become:

Comp Ref: Unit Price
(/m2)
Adjustments Adjusted Unit Price
(/m2)
Location
 
Size
 
Age
 
Frontage
 
Layout
 
Headroom
 
Total
 
A1 $379,338 20.0% 3.5% 8.6% -1.9% 3.0% 8.4% 47.7% $560,282
A2 $805,551 -40.0% 5.4% 11.2% -8.3% -2.0% 4.4% -34.0% $531,664

129.It is of interest to note that this A2 was acquired by the present vendor for $208,000,000 on 26 May 2017 when the Private Retail Price Index published by RVD was 550.0:

Date Transaction Price Drop Private Retail Price Index Drop
26 May 2017 $208,000,000   550.0  
Nov 2023 $98,680,000 52.6% 500.4 9.0%

This analysis confirms that shops in the popular area of the Causeway Bay shopping region dropped more substantially than the Private Retail Price Index which is more or less an average in nature across the territories.

130.On the other hand, Mr Varty suggested an a +10% adjustment to reflect enhancement of trading potential because of the new development:[73]

“I believe that upon redevelopment, together with the development of the Caroline Hill Road site sold in 2022 to a subsidiary of Hysan Development for approx. HK$19.88 BN, and the completion of the pedestrian walkway scheme as shown in Appendix T[74], the trading environment in the vicinity will be enhanced as compared to today.”

131.With respect, as stated by me at §§81 & 105 respectively above, the hypothetical development when completed will still be located at the fringe of the Causeway Bay, separated from the shopping hub by Leighton Road and situated sideway of the forthcoming conglomerate commercial complex on Caroline Hill Road but separated by an old composite building, ie Lei Shun Court. I agree with Mr Charles Chan that, with a lot of competing developments in the vicinity, the hypothetical development of mere 18,325 sq m in this area might be too small to change the trading potential of the locality. I further agree with Mr Charles Chan that the footbridge system will “cut off” pedestrian flow to the hypothetical development.

132.Nevertheless I agree that there will be some +5% enhancement in trading potential upon completion of the hypothetical development. Having reviewed the above, I consider the market rate applicable to the hypothetical shop 3 should be $550,000 per sq m and therefore the GDV for the hypothetical G/F is assessed as follows:[75]

Shop
No
Saleable
Area
(m2)
Distance from
corner of Leighton
Road and Haven
Street (m)
Adjustment Adjusted
Unit Price
(/m2)
GDV
Location
 
Size
 
Frontage
 
Return Frontage
 
Total
 
1 70.00 16.672 -5.0% -0.2% 0.0% 0.0% -5.2% $521,400 $36,498,000
2 68.15 12.504 -2.5% 0.0% 0.0% 0.0% -2.5% $536,250 $36,545,000
3 68.15 8.336 0.0% 0.0% 0.0% 0.0% 0.0% $550,000 $37,483,000
4 68.15 4.168 2.5% 0.0% 0.0% 0.0% 2.5% $563,750 $38,420,000
5 68.15 0 5.0% 0.0% 0.0% 20.0% 26.0% $693,000 $47,228,000
6 122.21 16.35 0.0% -5.4% 8.4% 0.0% 2.5% $563,750 $68,896,000
Entrance 24.728  
7 77.95 28.728 -5.0% -1.0% 2.4% 0.0% -3.7% $529,650 $41,286,000
8 95.74 34.096 -10.0% -2.8% 1.3% 0.0% -11.4% $487,300 $46,654,000
9 100.87 38.936 -15.0% -3.3% 1.3% 0.0% -16.7% $458,150 $46,214,000
10 100.35 43.776 -20.0% -3.2% 1.3% 0.0% -21.6% $431,200 $43,271,000
11 96.45 48.591 -30.0% -2.8% -0.9% 0.0% -32.6% $370,700 $35,754,000
Total: 936.17               $478,249,000
                Unit Value: $510,857

133.At this juncture, I note that Mr Varty had referred to the unit rates of the hypothetical shop units arrived at $1,000,000 per sq m and $740,000 per sq m in Lead Harvest Group Limited & Others v Cheong Wing Electric Limited & Another, LDCS 6000/2018 (unreported, 7 February 2022)[76] and Peace Ever Limited & Others, supra[77] in support of his unit rate of $956,600 per sq m. With respect, this reference is neither here nor there as the decision on values of the Tribunal depends largely on the evidence presented in each case; strictly speaking, such decisions on values are not comparables. In addition, they are decisions on the basis of different valuation dates.

134.But in case settlements by parties have to abide by, Mr Charles Chan and Mr Varty had agreed the unit rate of the reference shop street shop of the Building, ie Shop 19 at $704,000 per sq m as at 27 May 2019 when the Private Retail Price Index was 582.2. Currently the index for September 2023 was 500.4 and if the trend of the market price has to be followed, the same shop would have a unit value of some $605,000 per sq m[78] only.

Assessment of the Value for 1/F-3/F (Retail)

135.While Mr Varty derived the unit value for 1/F to 3/F from a proportion of the G/F average unit rate, Mr Charles Chan referred to the sales of 3 floors, more particularly 20/F, 19/F and 26/F in Emperor Watch and Jewellery Centre at No 8 Russell Street as comparables:

Floor Consideration Date of Sale Saleable
Area (m2)
Current
User
Floor to Floor
Height (m)
Unit Price
(/m2)
20/F $96,280,000 17 Mar 23 298.6 Medical
Centre[79] 
3.5 $322,438
19/F $110,000,000 3 Oct 22 298.6 Gymnasium
Centre
3.5 $368,386
26/F $130,000,000 22 Aug 22 298.6 Beauty
Salon
3.5 $435,365

136.Emperor Watch and Jewellery Centre comprises a 29-storey commercial building built in 2001 which has been designed with a single shop on each of the upper floors. It is situated at a strategic location opposite Times Square across the street with a variety of popular brand shops on G/F. Notwithstanding Mr Charlies Chan’s calculation of a saleable floor area of 298.6 sq m on each upper floor, sales agents allege each floor having a gross floor area of 4,718 sq ft (438.31 sq m) or thereabouts.

137.In fact, Mr Varty suggested, and I agree, that Mr Raymond Chan’s hypothetical development was modelled on this Emperor Watch and Jewellery Centre.

138.While Mr Varty had proposed the unit value of these floors on the basis of a proportion of that for G/F, Mr Charles Chan adopted the following adjustments:

Adjustment Factors Adjustment Basis
Time Private Retail Price Index published by RVD
Size/Quantum 1% per 30 sq m
Age 1% per 2 years
Floor Level 0.5% per floor
Floor to Floor Height 2% per 1 m
Whole Floor Unit -3%

139.In terms of location, Mr Charles Chan proposed an adjustment of -25%. I agree. I also follow Mr Charles Chan’s other adjustments to arrive at the following on the basis of a hypothetical shop space on 2/F with a saleable floor area around 300.00 sq m:

Floor Unit Price (/m2) Adjustments Adjusted Unit Rate (/m2)
Time Location Size Age Floor Level* Floor to Floor Height Whole Floor Unit Total
20/F $322,438 1.6% -25% 0% 11.0% -8% 3.0% -3.0% -22.3% $250,534
19/F $368,386 -2.7% -25% 0% 11.0% -7.5% 3.0% -3.0% -25.1% $275,921
26/F $435,365 -3.6% -25% 0% 11.0% 10.5% 3.0% -3.0% -11.4% $385,733

* Floor numbers 4, 14 and 24 are not used.

140.Once again, the above analysis confirms that the prices of shops in Causeway Bay had suffered more significantly than most of the other districts in Hong Kong and the Private Retail Index by RVD is not so applicable.

141.In such regard, I just adopt the adjusted unit for the latest sale which is $250,000 per sq m and compare with the method proposed by Mr Varty on the basis of a proportion of the unit value for the G/F subject to that I adopt the value for 1/F at 60% of the average ground floor unit value instead of 50% as proposed by Mr Varty:

Floor Saleable Area (m2) Unit Value at proportion of G/F Unit Value GDV
1/F 806.92 60% $306,514 $247,332,000
2/F 977.62 60% x80% $245,211 $239,723,000
3/F 678.36* 60% x 80% x90% $220,690 $149,707,000
      Total: $636,762,000

* This includes 613.79 sq m for the 3/F and the converted area of 387.44 sq m for the flat roof.

142.Whereas the average unit rate derived from the above is $258,542 per sq m, this is only marginally higher than $250,000 per sq m derived from comparables adopted by Mr Charles. I prefer to adopt GDV for the 1/F-3/F at $636,762,000.

Assessment of the Upper Floor Office

143.In assessing the GDV for the upper floors, Mr Charles Chan and Mr Varty relied on the following comparables:

Ref Address Age of Building Date of Sale Consideration Saleable Area (m2) Floor to Floor Height (m) Unit Price (/m2)
O1 Unit B, 16/F, Lippo Leighton Tower, 103 Leighton Road 1992 23 Dec 22 $32,800,000 118.9 3.4 $275,862
O2 Unit C, 3/F, Lippo Leighton Tower, 103 Leighton Road 1992 27 Sep 22 $20,600,000 71.0 3.4 $290,141
O3 Unit A, 17/F, Lippo Leighton Tower, 103 Leighton Road 1992 21 Jan 22 $32,500,000 120.1 3.4 $270,833
O4 Unit B, 7/F, Guangdong Tours Centre, 18 Pennington Street 1994 3 Oct 21 $11,000,000 38.7 3.15 $284,238
O5 Unit B, 1/F, Lippo Leighton Tower, 103 Leighton Road 1992 29 Jan 21 $18,700,000 67.8 3.4 $275,811

144.Interestingly, Lippo Leighton Tower, Guangdong Tours Centre and Emperor Watch and Jewellery Centre all share the following features with Mr Raymond Chan’s and Mr Varty’s hypothetical development model:

(a)  Main lift lobby on G/F;

(b)  No escalators that lead from G/F to upper floors;

(c)  Two common staircases;

(d)  No podium garden;

(e)  No “Food & Beverage” uses above 3/F.

145.And again, save for the adjustment for location, Mr Charles Chan and Mr Varty had the following agreements (or disagreement) on the other adjustment factors:

Adjustment Factors Mr Charles Chan Mr Varty
Time Private Office Price Index (Class B) published by RVD
Size/Quantum 1% per 30 sq m
Age 1% per 2 years
Floor Level 0.5% per floor
Floor to Floor Height 2% per 1 m / 1% per 0.5 m
Exclusive Use of
 Lavatory
Not Adopted +5%

Adjustment for Location

146.In regard of the location adjustment, Mr Charles Chan applied -15% to the office units at Lippo Leighton Tower. This adjustment is completely contrary to his +10% for comparables GR1 & GR2 which lie at the same building. This explains why I have grave reservation on the latter’s correctness in §105 above. Retail premises is supposed to be more sensitive to the location than offices. Here for the location of offices, I prefer Mr Varty’s adjustment of -5%.

147.Similarly, I prefer Mr Varty’s location adjustment of -5% to the office unit in Guangdong Tours Centre.

Adjustment for Exclusive Use of Lavatory

148.According to the proposal of Mr Raymond Chan, the upper floors of the hypothetical development will accommodate at most two self-contained units of about 317.0 sq m each with exclusive lavatories so as to facilitate the trades envisaged such as gymnasium, beauty parlour, medical centre etc.[80] In such regard, I agree with Mr Varty that adjustment of +5% has to be applied to those comparables, ie Lippo Leighton Tower and Guangdong Tours Centre that have to share the use of the communal lavatories.

149.I am not persuaded by Mr Charles Chan that for office accommodation of such a large size, it would be undesirable to have exclusive use of lavatories. Mr Charles Chan’s argument is that the provision of exclusive lavatories would reduce the saleable floor area by some 10%. On the other hand, he conceded that for food and beverage uses, it is desirable to have exclusive use of lavatories[81]. Bearing in mind the trades envisaged such as gymnasium, beauty parlour, medical centre etc, I consider the advantage of having exclusive use of lavatories would outweigh the loss of saleable area and the maintenance problem alleged by Mr Charles Chan. Indeed, I agree with Mr Varty that the latter is not a problem at all as it is easy to have agreement with the management office that cleaners can obtain access to the exclusive lavatories. This phenomenon is also well supported by the comparables adopted by Mr Charles Chan in Emperor Watch and Jewellery Centre which happen to have saleable area similar to the hypothetical office unit on 15/F of the hypothetical development proposed by Mr Raymond Chan and have exclusive lavatories.

150.As well, in Double Top Development Limited & Others v Kentone Limited & Others, LDCS 16000/2019 (unreported, 4 April 2023) when Mr Charles Chan also happened to be one of the valuation experts, he agreed to adopt a +5% adjustment to comparables without exclusive lavatory for the reference office unit to reflect the advantage of having such exclusive lavatory.[82]

151.As the result, I get the following analysis on the basis of a hypothetical office unit on 15/F of the hypothetical development which would have a saleable area of 317 sq m or thereabout and a headroom of 5m:

Ref Unit Rate (/m2) Adjustments
 
Adjusted Unit Rate (/m2)
Time Location Size Age Floor Level Floor to Floor Height Exclusive Lavatory Total
O1 $275,862 3.2% -5% -6.6% 15.5% -0.5% 3.2% 5% 14.0% $314,483
O2 $290,141 -4.3% -5% -8.2% 15.5% 6.0% 3.2% 5% 10.7% $321,186
O3 $270,833 0.3% -5% -6.6% 15.5% -1.0% 3.2% 5% 10.3% $298,729
O4 $284,238 -9.3% -5% -9.3% 14.5% 4.0% 3.7% 5% 1.3% $287,933
O5 $275,811 3.6% -5% -8.3% 15.5% 7.0% 3.2% 5% 20.9% $333,455
                Average: $311,157

152.It is of particular interest to note that all the comparables above are of very small sizes from saleable area of 38.7 sq m in Guangdong Tours Centre to various sizes up to 120.1 sq m in Lippo Leighton Tower. These comparables perhaps limited the choice of design for the hypothetical development if they were to compare like to like. Then the three sales in Emperor Watch and Jewellery Centre came to light and may therefore provide justification for Mr Varty to increase the size of his hypothetical office units.

153.Thus the applicants had been criticizing Mr Varty’s sudden change of his design from “6 units per floor each about 112.8 sq m” in his first RDV assessment in October 2022[83]  and even his design of 6 units per floor, each of 105 sq m in his Updated RDV Report dated 22 August 2023[84] to 2 units per floor in his joint statement with Mr Charles Chan on 31 August 2023. This may be owing to Mr Varty’s oversight of the three sales in Emperor Watch and Jewellery Centre but as an expert, he should be entitled to change his mind on review when new comparables were available[85]. I agree that Mr Varty was entitled to rely on them as additional office comparables:

Floor Unit Price (/m2) Adjustments
 
Adjusted Unit Rate (/m2)
Time Location Size Age Floor Level* View Floor to Floor Height Exclusive Lavatory Total
20/F $322,438 3.9% -20% -0.6% 11.0% -1.5% 5% 3.0% 0.0% -2.3% $315,022
19/F $368,386 -0.5% -20% -0.6% 11.0% -1.0% 5% 3.0% 0.0% -6.0% $346,283
26/F $435,365 1.8% -20% -0.6% 11.0% -4.0% 5% 3.0% 0.0% -6.7% $406,196

* Floor numbers 4, 14 and 24 are not used.

154.Firstly, while the intended used of the upper floors is quasi-retail uses like gymnasium, beauty salons etc rather than pure office use, I prefer to adopt location adjustment of -20% which is mid-way between the -25% proposed by Mr Charles Chan and the -15% proposed by Mr Varty; as I said earlier at §146, retail premises are supposed to be more sensitive to the location than offices and vice versa.

155.On the other hand, I do not agree with Mr Varty that an adjustment for view is required. I cannot envisage that the hypothetical development will enjoy a superior view than that of Emperor Watch and Jewellery Centre which lies opposite Times Square.

156.And thirdly, once again, I consider only the latest sale of the 20/F should be adopted.

157.As a result, I get an adjusted value of $315,022 per sq m for the latest transaction which is within 2% of $311,157 per sq m arrived earlier. Thus, I am prepared to adopt $315,000 per sq m as the value of the hypothetical office unit on 15/F of the hypothetical development proposed by Mr Raymond Chan.

158.The determination of the GDV of the office floors is therefore as follows:[86]

Floor Saleable Area (m2) Effective Area (m2) Adjustment Adjusted Unit Rate (/m2) GDV
Floor
 
Size
 
Total
 
5/F 613.79 613.79 -5.0% 0.0% -5.0% $299,250 $183,677,000
6/F 613.79 613.79 -4.5% 0.0% -4.5% $300,825 $184,643,000
7/F 613.79 613.79 -4.0% 0.0% -4.0% $302,400 $185,610,000
8/F 613.79 613.79 -3.5% 0.0% -3.5% $303,975 $186,577,000
9/F 613.79 613.79 -3.0% 0.0% -3.0% $305,550 $187,544,000
10/F 621.83 621.83 -2.5% 0.0% -2.5% $307,125 $190,980,000
11/F 621.83 621.83 -2.0% 0.0% -2.0% $308,700 $191,959,000
12/F 621.83 621.83 -1.5% 0.0% -1.5% $310,275 $192,938,000
13/F 621.83 621.83 -1.0% 0.0% -1.0% $311,850 $193,918,000
14/F 621.83 621.83 -0.5% 0.0% -0.5% $313,425 $194,897,000
15/F 621.83 621.83 0.0% 0.0% 0.0% $315,000 $195,876,000
16/F 621.83 621.83 0.5% 0.0% 0.5% $316,575 $196,856,000
17/F 621.83 621.83 1.0% 0.0% 1.0% $318,150 $197,835,000
18/F 621.83 621.83 1.5% 0.0% 1.5% $319,725 $198,815,000
19/F 621.83 621.83 2.0% 0.0% 2.0% $321,300 $199,794,000
20/F 621.83 621.83 2.5% 0.0% 2.5% $322,875 $200,773,000
21/F 621.83 621.83 3.0% 0.0% 3.0% $324,450 $201,753,000
22/F 621.83 621.83 3.5% 0.0% 3.5% $326,025 $202,732,000
23/F 621.83 621.83 4.0% 0.0% 4.0% $327,600 $203,712,000
24/F 621.92 + Top Roof: 558.8 691.77 4.5% -2.2% 2.2% $321,930 $222,702,000
            Total: $3,913,591,000

Gross Floor Area v Saleable Area

159.Despite R7 had also appointed Mr Varty as her valuation expert, I regret that she had not clarified her queries on certain technical or professional issues with him in the first place.

160.For instance, R7 challenged the provision of common area of 3,875.521 sq m[87] as provided by Mr Yung in his hypothetical development excessive. In such regard, R7 seemed fail to pay attention to the common area of 3,793.43 sq m also proposed by Mr Raymond Chan[88], an insignificant difference of about 2%.

161.Indeed, R7 unwisely made reference to other developments in Causeway Bay, like 333 Hennessy Road[89], Novo Jaffe and Oliv etc but without proper researches. Incidentally, sales of units in both 333 Hennessy Road and Novo Jaffe were referred to as comparables in Crown Centre Development Limited & Another v Wong Wai Ping & Others, LDCS 12000/2021 (unreported, dated December 2022) and while sales of units in Oliv were referred to in Chancemore Limited v Yee On Enterprises Limited, LDCS 17000/2015 (unreported, 31 July 2017) as comparables whereby the Tribunal was informed of the particulars of these three developments:

  333 Hennessy
Road
Novo Jaffe Oliv Hypothetical
Development
on the Lot
Site Area
 
173.6 sq m
 
303.48 sq m
 
287 sq m
 
1,221.66 sq m
 
Gross Floor Area
 
2,603.129 sq m*
 
4,554.0 sq m*
 
4,305 sq m
 
18,324 sq m
 
No of Lifts
 
2
 
2
 
3
 
5
 
Saleable Area of a Typical Floor
 
47.73 sq m to 76.51 sq m
 
112.3 sq m
 
129.43 sq m to 152.45 sq m
 
634.06 sq m
 

* This refers to the gross floor area as approved by the Building Authority but not otherwise.

162.With respect to R7, she was obviously not comparing like with like. The requirement of any common area should not be determined arbitrarily as suggested by R7. It must conform to the type and size of the development – a development of larger size certainly requires more common facilities and therefore larger common areas. It is therefore more reasonable and fair to compare the value of premises in terms of saleable area instead of gross floor area.

163.All the more, and with regret, in formulating her misconception, R7 had been referring to the wrong information as contained in sales pamphlets used to be adopted by duplicitous estate agents. For instance, she found from those pamphlets suggesting a total gross floor area for 333 Hennessy Road at 29,793 sq ft[90] which is equivalent to 2,767.84 sq m, ie not conforming with the approved gross floor area by the Building Authority at 2,603.129 sq m. Then arbitrarily, she or the estate agent concerned applied 60% to arrive at a saleable area of 17,876 sq ft which is equivalent to 1,660 sq m. This must be wrong as the layouts and sizes of the G/F and the upper floors of a building must be different owing to the application of the Building (Planning) Regulations.

164.Similarly, and regrettably, R7 referred to another pamphlet suggesting most of the floors in Novo Jaffe[91] having a gross floor area of 2,243 sq ft[92] which is equivalent to 208.34 sq m. As can be seen from the table in §162 above, the saleable area of a typical floor of Novo Jaffe is 112.3 sq m.

165.At trial, R7 also queried why the valuation experts are relying on saleable areas instead of the gross floor areas. With respect, the term gross floor area has been loosely used by the market and particularly unscrupulous estate agents who intend to mislead the prospective purchasers or tenants. Such practice has been criticized by the courts on numerous occasions.

166.For instance, as early as in Haw Hong International Limited v Kei Oi Wah, Linia & Another, HCA 3582/1989 (unreported, dated 8 May 1990), where the plaintiff issued a writ claiming rent, management fees and air-conditioning charges under a 3 years’ lease of new ground floor shop premises in Chatham Road to the defendants, the Court of First Instance remarked the following at §3:

“… This (plaintiff's) witness conceded that the Defendant were young and inexperienced when they entered into the lease of the shop premises and that they did not have independent legal representation. The witness confirmed that the Defendants had complained that the actual usable area of the shop premises at 110 square feet was much less than the gross area of 295 square feet which included a pro rata calculation of the common areas on the ground floor among the 9 shop premises there. Mr Chan confirmed that the gross or net areas of the No.9 shop space was not included in the lease. Later evidence called by the Plaintiff confirmed the Defendant's allegation that the shop premises had been leased to then on the representation that the gross floor area of the shop was 295 square feet. The Defendants later gave evidence that they did not appreciate that 185 square feet of the gross floor area of the shop was calculated with reference to a proportion of the ground floor common areas, such as, the lift lobby are shaft, the staircase, transformer room, and lavatories. This case highlights the injustice of this common leasing practice in Hong Kong which was criticised by the Consumer Council in 1984 when it recommended that all future sales or leasing of commercial or domestic premises should be based on the usable or net floor area of the particular premises, rather than or some notional or fictional gross area including a proportion of the common area of the premises. (underline added)

167.And more recently, I had made the following remark in Fullytech Holdings Limited v Tao (TW) Limited, LDPE 1146/2018 (unreported, 2019年3月19日):

21. 在香港, 建築面積原指建築物(規劃)規例第23條(3)(a)段中的總樓面面積(Gross Floor Area), 即在每層樓面水平(包括地面水平以下的任何樓面)量度所得的建築物外牆以內面積, 以及建築物外牆的厚度。

22. 因此, 這包括所有樓層、樓梯和升降機槽的面積, 但在一般情況下, 停車位、機械房、電力變壓房、垃圾房和其他類似設施的面積, 建築事務監督可以根據建築物(規劃)規例第23條(3)(b)段的規定豁免計算。

23. 但在一般物業交易和相關業務中, 建築面積的定義卻不一定跟從建築物(規劃)規例第23條(3)(b)段的豁免,尤其應用在個別樓層或單位上,個別發展商或投資者會把這些公共設施及公用部分分配,其涵蓋的範圍會因個別建築物而異,沒有一定標準, 因此立法會房屋事務委員會在2010年開始建議一系列措施以規管一手樓買賣,其中包括將傳統上以建築面積改為由實用面積定價等,以令買家更能得知付出價格與所購樓宇面積的關係, 並於2012年通過《一手住宅物業銷售條例》(香港法例第621章)。此條例於2013 年4 月29 日全面實施, 以保障住宅物業買方的權利, 但並不規管非住宅物業的銷售。

24.Montrio Limited & Another v Tse Ping Shun David, HCA 757/2019, (無彙報的案例,日期為 2011年11月29日)一案,與訟雙方同樣是爭論Gross Area 有否構成誤導, 案中的共同專家證人指Gross Area是沒有統一定義, “The developer is at liberty to define the gross area of a particular unit in the building as he sees fit.”

25. 所以本席同情劉建築師初時不願計算涉案處所的建築面積, 但潘先生一直堅持申請人的建築面積計算錯誤, 甚至在複問中要求劉建築師認同, 所以本席要求劉建築師即場計算他認為合適的建築面積, 其計算結果是4,115平方呎,即比申請人的4,117平方呎少2平方呎。劉建築師更同意申請人採納的1/F總樓面面積是366.403平方米, 比屋宇署存檔的366.503平方米還少, 而他亦是根據366.403平方米計算涉案處所的建築面積。”

168.Thus, as explained by me in court, the term “saleable area” has been widely and commonly used by particularly valuation experts who are members of the professional institutions. In Citilite Properties Limited v Innovative Development Company Limited, HCA 8407/1992 (unreported, dated 21 February 1997), the Court of First Instance had recorded the following:

“3. Initially there was also an issue as to the proper construction of the expression "saleable area". Each side adduced expert evidence as to the meaning of those words in a conveyancing contract: Mr Robert Lynn gave evidence for the Plaintiff and Mr S H Leung gave evidence for the Defendant. In his closing submissions, counsel for the Defendant accepted that the words "saleable area" used in a conveyancing contract even without a definition in the contract itself would be understood by a conveyancing solicitor or conveyancing expert in Hong Kong as referring to what is known as the advisory method of measurement for saleable area published by the Royal Institute of Chartered Surveyors (Hong Kong Branch), the Hong Kong Institute of Surveyors and the Consumer Council. This method has been adopted by the Registrar General in the definition of saleable area in agreements for sale and purchase under the Government's Consent Scheme as well as by the Law Society under its Non-Consent Scheme. No issue now arises to the meaning of the expression "saleable area". As to "gross floor area" it is common ground that there is no established or standard definition of gross floor area for property transaction purposes. Although the Building (Planning) Regulations (Reg.23(3)) contains a statutory definition for gross floor area, it is inexact or uncertain in that there is a discretion vested in the Building Authority to disregard certain floor space.

4. The Defendant has also abandoned the issue as to whether the Plaintiff and the Defendant made a common mistake in inserting the words "saleable area" for something else.

5. By the close of the evidence, it emerged that the mistake relied on by the Defendant was a unilateral mistake…” (underline added)

Interest Rate

169.Mr Charles Chan and Mr Varty differed in their opinion on interest rate: Mr Charles Chan adopted 5.5% by reference to the Hong Kong Dollar Interest Settlement Rate published by Hong Kong Association of Banks and the Hong Kong Best Lending Rate published by HSBC:[93]

Hong Kong Dollar Interest Settlement Rate published by Hong Kong Association of Banks
Date 1 month 3 months 12 months
18 October 2022 2.63316% 4.04488% 4.81726%
30 November 2022 4.43833% 5.30750% 5.67577%
30 December 2022 4.34643% 4.99351% 5.60357%
31 Jan 2023 2.70571% 3.67256% 4.69714%
28 Feb 23 3.03167% 3.79970% 4.78369%
31 March 2023 3.14119% 3.70988% 4.21054%
28 Apr 2023 3.30512% 3.683395 4.40839%
31 May 2023 4.50893% 4.77226% 4.89018%
30 June 2023 4.93405% 4.96774% 5.03316%
31 Jul 2023 5.287445 5.29071% 5.45804%
31 August 2023 3.71691% 4.44661% 5.18905%
30 September 2023 5.39661% 5.27244% 5.50786%
31 October 2023 4.90470% 5.24262% 5.47345%
Hong Kong Best Lending Rate published by HSBC
23 September 2022 5.125%
4 November 2022 5.375%
16 December 2022 5.625%
5 May 2023 5.750%
28 July 2023 5.875%

170.On the other hand, Mr Varty, referring to recent compulsory sale judgments, adopted 5.0% initially. With respect, it serves no purpose by referring to past compulsory sale judgments when interest rate is not a constant in the residual valuation but subject to changes because of the changes in the economic environment.

171.At trial then, Mr Varty referred to a list of bonds issued by the developers in Hong Kong as of 4 September 2023:[94]

Guarantor Coupon
(fixed)
Tenor Maturity Date Indicative Offer
YTM*
Henderson Land Development Co Ltd 2.350% 3-5 years 6 May 27 5.16%
Hang Lung Properties Ltd 2.280% 3-5 years 5 Mar 27 5.18%
Hang Lung Properties Ltd 2.350% 3-5 years 19 Jan 28 4.98%
Hysan Development Co Ltd 2.730% 3-5 years 17 Feb 27 4.71%
New World Development Co Ltd 3.000% 3-5 years 10 Mar 28 12.64%
Sun Hung Kai Properties Ltd 2.700% 3-5 years 26 Jun 27 4.54%
Sun Hung Kai Properties Ltd 3.550% 3-5 years 6 Sep 28 4.75%
Swire Properties Ltd 3.800% 3-5 years 31 Jan 28 4.71%
Wharf Real Estate Investment Co Ltd 1.600% 3-5 years 26 Nov 27 4.60%
Wharf Real Estate Investment Co Ltd 2.680% 3-5 years 13 Feb 27 4.56%
Hang Lung Properties Ltd 2.750% 5-10 years 24 Jan 29 4.36%
Sun Hung Kai Properties Ltd 3.880% 5-10 years 22 Nov 28 4.85%

* YTM stands for yield to maturity.

172.While the above shows the returns that investors expect, the real estate developers would incur costs in issuing the bonds. That said, I am prepared to adopt 5.5% as the interest costs in the residual valuation.

Development Profit

173.As in many of the compulsory sale proceedings, the determination of developer’s profit to be adopted in a residual valuation is subject to dispute or disagreement by experts.

174.By reference to the Modern Methods of Valuation by Eric Shapiro, David Mackmin and Gary Sams, 12th Ed, 2019, Routledge at p222, the development profits as required in a residual valuation is described as follows:

“As for any risky enterprise a profit is required to compensate for risk. Target levels of profit will depend on the nature of development and allied risk, the competition for development schemes in the market, the period of the development and the general optimism in relation to that form of development …”

175.Developer’s profit is normally included as a percentage of the costs involved, or sometimes as a percentage of the GDV. The level of profit should represent the return that a hypothetical developer will require for undertaking the project and should be commensurate with the risk involved. By para 3.6.4 of the HKIS Guidance Notes on Valuation of Development Land published in 2016, the related risks include marketing risks for sales and lettings, risks of construction difficulties and cost overruns, and delays in obtaining relevant development approvals.

176.In a residual valuation, developer’s profit is included in a broad brush nature in the absence of a fully researched risk analysis. Thus, the level of return is only meaningful as a comparative figure but must be related to the risky nature of the hypothetical development and to the length of the project. Without a reasonable profit to be factored in, it would mean that the developer would be purchasing a piece of land for redevelopment expecting no return. This should not occur in reality because there are always alternative investments available in the market with fixed or guaranteed return over a period of time, e.g. Government or corporate bonds which are supposed to have no risk.

177.Perhaps without appreciating this concept, those acting in persons, eg R7 in the present case criticized the inclusion of the developer’s profit in the residual valuation arrived at by the two experts. With respect, there are always risks associated with any investment particularly when the capital to be incurred is rather substantial, e.g. a real estate development. A developer undertaking such development will seek to make a reasonable profit out of his investment. The profit is the gross profit to the developer before meeting the developer’s general overheads and tax. While this profit is sometimes related to the value of the project, it is more appropriate to relate the same to the costs to be injected in the project and is equivalent to profit margin.

178.Reverting to the present case, Mr Charles Chan initially adopted a developer’s profit of 20% in his Supplemental Report dated 28 July 2022[95]. He even maintained this view when he prepared the Joint Statement with Mr Varty dated 13 December 2022.[96] Lately when he prepared the updated RDV report dated 22 August 2023, he changed his opinion to 25%.

179.Apart from stating that the developers were expecting a drop in selling price of the project[97], Mr Charles Chan explained his change in opinion on the following grounds:[98]

(i)  US-China conflict appears to intensify over time;

(ii)  War in Ukraine results in sharp increase in energy and food costs as well as increase in inflation rate and investment risks;

(iii)  High inflation environment in US and many other countries prompts for an aggressive plan for interest rate increase;

(iv)  Downturn of economy in China as shown by the financial difficulties of many developers in China;

(v)  Loss of labour forces as a result of emigration of “Hongkies” and departure of expatriates.

180.To counter the above pessimistic economic outlook depicted by Mr Charles Chan, Mr Tsui suggested the reverse, saying that the relations between China and the West are improving as a result of high level contacts, the Federal Reserve of the US had opted to maintain the interest rate level at its meeting in late September 2023, the government has implemented the Enhanced Supplementary Scheme allowing employers in different sectors to import labour up to technician level after failed recruitment for 4 weeks etc.

181.With respect, such economic and political arguments fail to provide a light in the tunnel at least for the moment. All the more, I am however concerned about the so many "economic and political conditions" stated by the parties. In such regard, I must refer to the similar concern raised by the Court of Appeal in Fineway Properties Limited v Sin Ho Yuen Victor, CACV 95/2009 (unreported, 28 May 2010) at §36 that further indulgence of or delving into the macro-economic factor and political climates as enlisted by Mr Charles Chan may end up with a host of references to the works of economic theorists/political commentators whose opinions vary and are sometimes biased.[99] For instance, I fail to see the relations between China and the West are improving when the US, for instance, are still adopting the "small yard, high fence" approach towards China and there are so many sanctions on trades such as sweeping semiconductor export controls. Neither can I find any economic indicator that supports Mr Tsui’s argument that the economy is in an upward trajectory.

182.While Mr Mok is correct to point out that the property market has entered a period submerged in a pervasive atmosphere of gloom and doom, there is always a limit to the range of risk premium within which that can vary because the real estate developers will, to an extent, finance most of their projects on their balance sheets, eg the debt used to finance the investment comes from corporate debt issues that are guaranteed by the corporation as a whole.[100] As well, when firms use their companywide WACC to evaluate their investments, the equity risk premium has the phenomenon of mean reversion over time horizons from 3 years up to 15 years.[101] Therefore, firms placing a risk premium too high would likely be outbid by their competitors if the project is not specialized or unique. That explains why the level of return is only meaningful as a comparative figure.

183.On the other hand, Mr Varty had been all along maintaining a developer’s profit of 15%. In his opinion, the subject site lies at the Lee Gardens / Causeway Bay area which is one of Hong King’s must sought after retail and commercial districts. Mr Varty also opined that the market sentiment had improved over the past year, with COVID and the related restrictions gone behind us and a very noticeable influx of tourists in particular from Mainland China.[102]

184.With respect, I am afraid that Mr Varty’s opinion was too much optimistic by reference to what we understand from the news everyday. Indeed, the Private Offices Price Index (Grade B) published by RVD for the year 2023 shows the picture is not as good as painted by Mr Varty:

January 500.0
February 490.3
March 499.8
April 508.7
May 520.4
June 511.7
July 492.0
August 476.3
September 463.8*
October 458.0*
November 456.0*
December 446.8*

* Provisional figures

185.While not accepting Mr Varty’s over-optimistic view, I am of the opinion that Mr Charles Chan’s relatively high developer’ profit was premised on the innovative scheme initiated by Mr Yung. Striking the balance, I am prepared to adopt a developer’s profit of 22.5%.

Other Development Parameters

186.Notwithstanding the above, Mr Charles Chan and Mr Varty had agreed on the following development parameters:[103]

Marketing Cost 3%
Professional Fee 6%
Demolition Cost $19,800,000
Construction Cost $757,727,036
Demolition Period 0.75 year
Construction Period 3 years
Stamp Duty 4.25%
Legal Cost 0.1%

Finding on RDV and the Reserve Price

187.Thus, subject to what I have stated above, I determine the land value of the Lot at $2,425,000,000 (ie accommodation value of $132,334/m2) as shown in Appendix of this judgment.

188.I shall adopt the estimated RDV of $2,425,000,000 as the Reserve Price for the auction of the Lot.

Other Incidental Matters

189.The applicants propose to appoint Mr Anthony Chow and Ms Anna Chow, both being consultants of Messrs Guantao & Chow, Solicitors & Notaries, as the sale trustees. Based on the information on their background and experience as set out in their letter dated 31 August 2023, I am satisfied that they are proper persons to be appointed as trustees to discharge the duties imposed on trustees under the Ordinance. The remuneration package proposed in the said letter appears to be reasonable.

190.The applicants have prepared a set of draft Particulars and Conditions of Sale of the Lot of even date. Subject to any amendment that may become necessary as a result of our ruling on the arrangement of auction above, the particulars and conditions of sale of the Lot by public auction submitted by the applicants are also reasonable.

Order

191.This Tribunal make the following orders:

(1)  The Tribunal is satisfied that the value of the properties of the 1st respondent and/or the 26th respondent, the 2nd respondent, the 3rd respondent, the 4th respondent, the 5th respondent, the 6th respondent, the 7th respondent, the 9th respondent, the 10th respondent, the 11th respondent, the 13th respondent, the 16th respondent, the 18th respondent, the 19th respondent, the 20th respondent, the 21st respondent, the 22nd respondent, the 23rd respondent and the 25th respondent as assessed by the Tribunal in the Application is fair and reasonable and is fair and reasonable when compared with the value of the applicants’ properties.

(2)  The Tribunal is satisfied that the redevelopment of the Lot is justified due to the “age” and “state of repair” of the Building and that the applicants have taken reasonable steps to acquire all the undivided shares in the Lot including those of the above respondents;

(3)  All the undivided shares in the Lot, the subject of the Application herein, be sold by way of a public auction for the purposes of the redevelopment of the Lot under s.4(1)(b) of the Land (Compulsory Sale for Redevelopment) Ordinance (“the Ordinance”);

(4)  Mr Anthony Chow and Ms Anna Chow of Messrs Guantao & Chow, Solicitors & Notaries, nominated by the applicants, be appointed trustees (“the Trustees”) to discharge the duties imposed on trustees under the Ordinance in relation to sale of the Lot and the Trustees be authorized to charge such remuneration for their services in accordance with the terms set out in the letter of Messrs Guantao & Chow, Solicitors & Notaries dated 31 August 2023.

(5)  For the purpose of the sale of the Lot by public auction under section 5(1)(a) of the Ordinance:

(i)  The sale of the Lot be on the particulars and conditions of sale substantially the same as those in the draft Particulars and Conditions of Sale as contained in Attachment 4 to the closing submission of the applicants dated 25 October 2023 to be initialed and approved by the Tribunal.

(ii)  The reserve price be set at $2,425,000,000.

(iii)  Subject to further extensions that the Tribunal may subsequently allow upon the application of the purchaser of the Lot or its successor in title, the redevelopment of the Lot and the Building shall be completed and made fit for occupation within a period of 6 years after the date on which the purchaser of the Lot shall become the owner of the Lot.

(iv)  Liberty to the applicants, the 2nd, 3rd, 4th, 5th, 6th, 7th, 9th, 10th, 11th, 13th, 16th, 18th, 19th, 20th, 21st, 22nd, 23rd, 25th and 26th respondents and the Trustees to apply to the Tribunal for further direction(s) under the Ordinance.

Costs

192.I make a costs order nisi that:

(1)  The applicants do pay the 2nd, 3rd, 4th, 5th, 6th, 7th, 9th, 10th, 11th, 13th, 16th, 18th, 19th, 20th, 21st, 22nd, 23rd, 25th and 26th respondents the costs of these proceedings, if any;

(2)  Costs awarded are to be taxed at High Court scale if not agreed, with certificate for counsel.

193.Unless any of the parties applies by summons to vary it, the costs order nisi shall be made absolute upon expiry of 14 days from the date of this judgment.

194.Finally, should any respondent acting in person require interpretation of this judgment into Chinese, he/she should approach my clerk to make prior appointment with court interpreter to arrange for the same.

  Lawrence Pang
Member
Lands Tribunal

Mr Mok Yeuk Chi, instructed by Messrs Lo, Wong & Tsui, Solicitors & Notaries, for the 1st to 3rd Applicants

1st Respondent, absent

Mr Ross M Y Yuen, instructed by Messrs Woo Kwan Lee & Lo, Solicitors, Notaries, Agents for Trademarks & Patents, for the 2nd Respondent

Mr Raymond W N Tsui, instructed by Messrs Peter Mo & Co, Solicitors for the 3rd, 11th, 18th, 20th, 22nd and 25th Respondents

4th Respondent, absent

5th Respondent, absent

6th Respondent, absent

7th Respondent, not legally represented and appeared in person by Ms Lai Leung Yuk

9th Respondent, absent

Mr Jonathan Lee, instructed by Messrs Cheung, Chan & Chung, Solicitors & Notaries, Agents for Trademarks & Patents, for the 10th Respondent

13th Respondent, absent

16th Respondent, absent

19th Respondent, absent

21st Respondent, absent

23rd Respondent, absent

Attendance of Messrs V Hau & Chow, for the 26th Respondent, was excused



[1]  By virtue of section 2(3)(a) of the Ordinance, a mortgagee in possession of any property on a lot shall be deemed to be the owner of the undivided shares in the lot which relate to that property. However, the section does not specify whether the deemed ownership is in addition to or in replacement of the registered ownership.

[2]  Of course, when the saleable area has been doubled from 24.2 sq m to 48.5 sq m, the quantum adjustment as agreed by Mr Charles Chan and Mr Varty at 2% per 5 sq m would reduce the unit value by 9.7%, resulting in a net increase in unit value by 3.1%. However, in general, in the absence of change of other factors, combining two units should reduce unit value instead of increasing unit value.

[3]  See Exhibit AR 1.

[4]  See Bundle F1/19.

[5]  See Bundle F3(4)/477e.

[6]  See Bundle F2/270-271 and F3(4)/503e-504e.

[7]  See Bundle F3(4)/479e.

[8]  See Bundle F2/272 and F3(4)/506e.

[9]  See Bundle F3(4)/461e-462e.

[10]  See photographs at Bundle F3(4)/465e-467e and 489e-490e.

[11]  See photographs at Bundle F3(4)/469e-470e and 492e-493e.

[12]  See photographs at Bundle F3(4)/472e and 495e-496e.

[13]  See photographs at Bundle F3(4)/474e-475e and 498e-500e.

[14]  See Bundle D1/93.

[15]  Half share.

[16]  Half share.

[17]  Half share.

[18]  Half share.

[19]  Half share.

[20]  Half share.

[21]  The Court of Final Appeal stated further at §36 of the judgment that: “What the Tribunal must do is to consider whether, in the circumstances of each case, the offer falls within a band of what represents a fair and reasonable assessment of the value of the minority owner’s interest reflecting a proportionate share of the redevelopment value of the whole site.”

[22]  See Bundle C/38 at §7.

[23]  See Bundle A/66 at §7.

[24]  The presence of Section P of Inland Lot No 2147 is disregarded as stated in §2 at the beginning of this judgment.

[25]  See Bundle F2/379 at §4.1.2.

[26]  See Bundle F3(2)/467b.

[27]  See Bundle F3(4)/550d.

[28]  See Bundle F3(4)/618d which has replaced F3(2)/525b.

[29]  See Bundle F4/463d & 466d.

[30]  See Bundle F3(2)/513b.

[31]  See Exhibit R1.

[32]  See Bundle F3(4)/519d.

[33]  See Exhibit A1.

[34]  In that regard, Mr Charles Chan had applied a discount of -2% to the GDV of the entire building tower.

[35]  This site was in fact the subject of compulsory sale in Intelligent House Limited v Chan Tung Shing & Others, LDCS 11000/2006 dated 23 June 2008 which has been reported as [2008] 4 HKC 421.

[36]  See Bundle F3(2)/614a.

[37]  See Exhibit R2.

[38]  See Bundle F3(4)/550d.

[39]  See Bundle F3(1)/558a and Exhibit A6 (which replaces Bundles F3(4)/573d).

[40]  The saleable areas adopted by Mr Charles Chan were at slight variance with (or marginally smaller than) those adopted by Mr Varty.

[41]  See Exhibit A2.

[42]  See Bundle F4/466f.

[43]  Mr Raymond Chan agreed with Mr Yung in their joint report dated 15 August 2023 that the transformer rooms should be located on 1/F. See Bundle F4/465f.

[44]  Its 21/F & 22/F are also designed for restaurant uses.

[45]  See Exhibit A7.

[46]  It is of interest to note that the accommodation value assessed by Mr Varty for the Lot at $190,817 per sq m was only marginally lower than that for the mega site at $193,929 per sq m.

[47]  This sale was also referred to in Lead Harvest Group Limited & Others v Cheong Wing Electric Limited & Another, LDCS 6000/2018 (unreported, 7 February 2022) at §§149-152.

[48]  See the plans at Bundle F3(2)/531b & 532b.

[49]  See Exhibit R5.

[50]  The saleable areas adopted by Mr Charles Chan were at slight variance with (or marginally smaller than) those adopted by Mr Varty.

[51]  See Peace Ever Limited & Others v Chan Sui Ching & Others, LDCS 28000/2018 (unreported, dated 1 August 2023) at §§415-416.

[52]  See F3(2)/504b.

[53]  See Bundle F3(4)/533d.

[54]  In the present proceedings, there is no evidence on the loss of ground floor spaces for Nos 25-31 Sugar Street on Gloucester Road which the site abuts as well.

[55]  See Exhibit A1 at p 4.

[56]  See Exhibit A1 at p 5.

[57]  See Exhibit R1 at p 4.

[58]  See Bundle F4/469f.

[59]  See Bundle F3(2)/516b.

[60]  On the other hand, Mr Charles Chan arrived at $710,000 per sq m assuming a reference shop of larger size and different configuaration.

[61]  For the avoidance of doubt, Mr Charles Chan’s reference shop unit is at a similar location as that of Mr Varty, though of a larger size at 139.415 sq m. See Bundle F3(1)/562a.

[62]  For instance, I cannot imagine that a bank would be content to have its branch at the subject location where the reference shop unit is situated.

[63]  The calculation of frontage disregards the length of the return frontage or more properly the display window.

[64]  Ditto.

[65]  The calculation of depth disregards a narrow longitudinal strip extending some 5 m beyond the main proper of the shop.

[66]  The shop indeed comprises two portions which are divided between a wall extending to the full depth. This being the case, the frontage to depth ratio of the portion that lies beside the entrance corridor to the building may have to be doubled to 1:4 or more.

[67]  This unit value is about 7% lower than the unit rate of $710,000 derived by Mr Charles Chan before he made the concession on the location adjustment for GR3.

[68]  On the basis of Exhibit R3.

[69]  As found by both Mr Charles Chan and Mr Varty, the shop was acquired by the present owner at $208,000,000 on 16 June 2017. If the acquisition price is adjusted today by reference to the Private Retail Price index, ie -9.7%, it becomes $187,824,000 which is about 12% higher than the asking price. To an extent, it demonstrates the price of shops in the vicinity has dropped much more than the price index, something doubling the drop of the index.

[70]  On the basis of Exhibit R6.

[71]  See John H Lee v The Hong Kong & Shanghai Hotels Ltd, LDLA 15/1983 (unreported, 3 August 1983) at §18.

[72]  See Bennett v Birmingham Airport Limited [2022] UKUT 00228 (LC) at §§94-96 and Roberts and Bagwell v. The Queen (1955), [1956] 1 DLR (2d) 11 (Ex Ct) [Roberts], 1955 CanLII 312 at 23-24.

[73]  See F3(2)/473b.

[74]  See F3(2)/531b & 532b.

[75]  See Bundle F3(2)/516b.

[76]  See §80 of the judgment.

[77]  See §409 of the judgment.

[78]  Incidentally, this was the unit rate for shops decided by the Tribunal in China Orchid International Limited & Others v Fujitec (HK) Company Limited & Others, LDCS 7000/2018 (unreported, dated 5 May 2023). Why didn’t Mr Varty cherry-pick this unit rate instead?

[79]See Bundle F3(4)/589d.

[80]  See Bundle F3(4)/596d.

[81]  See Bundle F3(1)/572a.

[82]  See §48 of the judgment.

[83]  See Bundle F2/296.

[84]  See Bundle F3(2)/521b.

[85]See Tin Kung Investment Limited v Secretary for Transport, LDRW 16/2001 (unreported, 27 August 2004).

[86]  See Bundle 523b.

[87]  See Bundle F3(4)/505d.

[88]  See Bundle F3(2)/531b.

[89]  Incidentally, each upper floor unit of 333 Hennessy Road is designed with exclusive lavatories.

[90]  See Appendix 1 to R7’s opening submission.

[91]  The pamphlet got the spelling for the building name wrong by referring to it as Novo Jeffe instead of Nov Jaffe.

[92]  See Appendix 2 to R7’s opening submission.

[93]  See Bundle F3(4)/463d.

[94]  See Exhibit R7.

[95]  See Bundle F1/154.

[96]  See Bundle F2/485.

[97]  See Bundle F3(1)/514a.

[98]  See Bundle F3(1)/515a.

[99]  See also the remark of Mr Litton VP of the Court of Appeal (as he then was) in Chan Pui Ki v Leung On & Another [1996] 2 HKLRD 401 at 425.

[100]  See §171 above.

[101]  https://blogs.cfainstitute.org/investor/2022/07/29/equity-risk-premium-forum-term-structure-mean-reversion-and-cape-reconsidered/

[102]  See Bundle F3(2)/477b.

[103]  See Bundle F3(4)/463d-465d.

Appendix 1

  Residual Valuation              
  Gross Development Value              
  G/F Retail 936.17 m2          $478,249,000  
  1/F-3/F Retail
2462.9
m2  x $250,000 / m2  = $615,725,000  
  5/F-24/F Office           = $3,913,591,000  
               
 
                $5,007,565,000  
  Less Marketing Costs   @ 3%     0.970  
               
 
                $4,857,338,050  
  Present Value in 3.75 years @ 5.5%     0.8181  
               
 
                  $3,973,788,259
  Development Costs              
  Demolition Cost   9,000 m2  x $2,200 / m2  = $19,800,000  
  Professional Fee     @ 6%     1.06  
  Developer's Profit   @ 22.5%     1.225  
               
 
                $25,710,300  
  Present Value in 0.375 year @ 5.5%     0.9801  
               
 
                  $25,198,665
  Construction Costs           $757,727,036  
  Professional Fee     @ 6%     1.06  
  Developer's Profit   @ 22.5%     1.225  
               
 
                $983,908,556  
  Present Value in 2.25 years @ 5.5%     0.8865  
               
 
                  $872,234,935
                 
                  $3,076,354,659
  Stamp Duty     @ 4.25%        
  Legal Cost     @ 0.10%        
  Developer's Profit   @ 22.5%     ÷ 1.26850
                 
                  $2,425,190,902
                say $2,425,000,000
            Accommodation Value   $132,334