HKSAR v. Lui Po Lam Paul
Read the full judgment text of HCMA 168/2023 on BabelCite. This High Court CFI judgment was delivered on 31 January 2024.
1. The appellant was charged with twelve counts of “exposing other persons to the risk of infection”, contrary to section 32(1) of Prevention and Control of Disease Regulation, Cap.599A of the Laws of Hong Kong. The appellant was convicted of Charges 1 to 9 and acquitted of Charges 10, 11 and 12 after trial by the magistrate. The appellant was unrepresented during the trial and acted in person.
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[English Translation - 英譯本] HCMA 168/2023 [2024] HKCFI 369 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE MAGISTRACY APPEAL NO. 168 OF 2023 (ON APPEAL FROM WKCC NO. 2950/2022) _________________
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JUDGMENT 1.The appellant was charged with twelve counts of “exposing other persons to the risk of infection”, contrary to section 32(1) of Prevention and Control of Disease Regulation, Cap.599A of the Laws of Hong Kong. The appellant was convicted of Charges 1 to 9 and acquitted of Charges 10, 11 and 12 after trial by the magistrate. The appellant was unrepresented during the trial and acted in person. 2.The respective dates of offence for Charges 1 to 9 are 24 February 2022 (Charges 1, 2), 25 February 2022 (Charges 3, 4, 5, 6, 7) and 26 February 2022 (Charges 8, 9). 3.The dates of offence for Charges 10 to 12 are 27 February 2022 (Charges 10, 11) and 28 February 2022 (Charge 12). 4.The prosecution alleged that between 24 and 28 February 2022, the appellant dined at four restaurants, entered two supermarkets, took the MTR twice to make round trips between Sham Shui Po and Mong Kok stations and took the MTR four times to make round trips between Sham Shui Po and Tsim Sha Tsui stations. 5.The particulars of offence for all the twelve charges state that the appellant “knew that he was infected with a specified infectious disease” during the abovementioned period and he was prosecuted on this basis. Hence, when the prosecution stated in their closing submission that the appellant had already committed all the offences on the basis of “at least knowing that he was a contact”, the magistrate made it clear that it was different from what was stated in the particulars of offence. He rejected the prosecution’s change in position and ruled that whether the appellant was “a contact” as stated in the Ordinance should not be considered. 6.The appellant submitted a sample for virus test to the West Kowloon General Out-patient Clinic at the Cheung Sha Wan Government Offices on 24 February 2022. He was informed on 4 March that the result was positive. The magistrate, based on this positive result, held that:
7.The magistrate summarised the appellant’s testimony in court as follows:
8.Then the magistrate had the following analysis about whether the appellant knew that he was infected:
9.According to the admitted facts, on 24 February, in addition to providing the deep throat saliva sample at the abovementioned West Kowloon General Out-patient Clinic at the Cheung Sha Wan Government Offices, the appellant also underwent nucleic acid test at the testing station at Maple Street Playground. The appellant was informed on 28 February that the test result was negative. The chronological order of the two tests is not clearly stated in either the admitted facts or record of interview. It is only known that the appellant submitted the samples for testing on the same day. 10.The basis on which the magistrate found the appellant not guilty of charges 10 to 12 is as follows:
11.Given that the appellant knew the negative test result on 28 February and the appellant was not sure on the 27th about the result of the rapid test taken on the same day, the magistrate found that the appellant “had a basis to think that he was not infected with novel coronavirus” and thus acquitted him of charges 10, 11 and 12. 12.Regarding the rapid tests conducted by the appellant himself, the magistrate made the following findings:
13.As far as I can understand, it seems that the magistrate found the appellant “was infected with an infectious disease” based on the positive result of the sample submitted for nucleic acid test by the appellant in Cheung Sha Wan on 24 February 2022. Then the magistrate found that, after taking into consideration of the rapid test result and that the appellant was aware of experiencing symptoms of novel coronavirus including fever, cough, sore throat, etc. at that time, the appellant knew that he had been infected with novel coronavirus. The magistrate did not deal with the inter-relationship and interaction between the fact that it was not until 4 March that the appellant was informed of the positive result for the sample submitted on 24 February and the element of the offence, namely the time when the appellant came to know that he was infected. Grounds of Appeal 14.The trial magistrate misunderstood the important elements for conviction in the statutory provisions. 15.The trial magistrate overlooked or failed to give sufficient consideration to the evidence given by PW1. He did not have an evidential basis to make a clear finding that the defendant knew that he was infected. 16.Considering the evidence in the present case and the judgment as a whole, the appellant’s conviction is unsatisfactory and unsafe. The respondent’s reply 17.The respondent was of the view that the first and second grounds of appeal were directed at the magistrate’s finding of fact. The respondent suggested that the crux of the present appeal was whether the prosecution had sufficient evidence to prove that the appellant was infected with COVID-19 at that time, and whether he knew that he was infected, amidst the government’s adjustments to requirements concerning the test results and isolation order. 18.The respondent said “the appellant’s sample for the nucleic acid test submitted on 24 February at the West Kowloon General Out-patient Clinic (Cheung Sha Wan), which came back positive, was sufficient to prove that the appellant was infected with COVID-19. The fact that the appellant was informed of the result of his nucleic acid test at a later stage would only affect whether the prosecution had sufficient evidence to prove that the appellant knew that he was infected.” 19.The respondent was of the opinion that “on the issue of considering whether the appellant knew that he was infected with COVID-19, (the magistrate) had already given sufficient consideration to PW1’s evidence. The magistrate was also well aware that the government, before 26 February, did not accept a positive rapid test result as a standard to define who was infected. The respondent believed that the magistrate did not determine whether the appellant knew he was infected solely based on the positive rapid test results. The magistrate had taken into consideration the following factors and had sufficient evidential basis to draw the only reasonable inference that the appellant obviously knew that he was infected with COVID-19 at the material times.” 20.The factors referred to above are: “While all the results of the rapid tests conducted by the appellant himself for the three consecutive days between 24 and 26 February were positive, he also developed various symptoms of the novel coronavirus disease, such as fever, cough and sore throat, etc. It was also the appellant’s admission that he was fully aware that all these were symptoms of the novel coronavirus.”; “The appellant also agreed that on 24 February, having found that he ‘was tested positive’ and feeling unwell, he notified his employer that he needed to take leave.”; and “The appellant posted a photo of beef rice vermicelli in a public Facebook group called ‘Yellow Economic Circle’. The text added to the photo read ‘Haven’t been to Yoshinoya for more than two years. Today, having a sore throat and not much of an appetite, wanna eat some rice vermicelli in soup. If you get it, you get it. Lam Cheng, you want mutual destruction, I will definitely visit blue shops more frequently.’ When being cross-examined, the appellant agreed that just as what he had said in the video-recorded interview, he was dissatisfied that the government’s anti-epidemic measures had led to his unemployment, therefore, after knowing that his rapid test result was positive, he published the above post on a momentary impulse. After being reminded by netizens that his post in the ‘Yellow Economic Circle’ might have breached the law, the appellant deleted the post.” 21.The respondent argued that “as shown by the appellant’s series of moves together with the text added to the photo after he found on 24 February that his rapid test result was positive, obviously it was only after he knew that he was infected with COVID-19 that he deliberately visited Yoshinoya for meal and published the above post.” 22.The respondent was of the view that “the appellant’s awareness of whether he was infected was based on the information he had at the time, i.e. he was tested positive by different brands of rapid tests for 3 days in a row, together with the fact that the appellant presented with symptoms which clearly showed that he was infected with the novel coronavirus disease. All the information pointed to the fact that the appellant had already been infected with COVID-19 by that time. Coupled with the evidence mentioned in paragraph 24 above and the conduct of the appellant on 24 February, the only reasonable inference must be that the appellant knew that he had been infected with COVID-19 at that time. It was not until 28 February and 4 March respectively that the appellant was notified of the nucleic acid test results. Those results were just to verify or refute after the offence the correctness of what the appellant was previously aware of, which was in fact irrelevant to the appellant’s awareness of whether he had already been infected at the time of the offence, namely before obtaining the nucleic acid test results. As such, the respondent submitted that the magistrate, in view of the reasons above, had found that the appellant’s subsequent arguments were just trying to justify himself, and such observation was beyond reproach.” Dealing with the grounds of appeal 23.In respect of each of the charges in the present case, the only element of the offence at issue that had to be dealt with by the magistrate was whether the appellant, on the respective dates of offence, “knew that he was infected with a specified infectious disease” under the Ordinance. My view is that the three grounds of appeal submitted by the appellant can be dealt with together. 24.The relevant contents of the Ordinance are as follows:
25.First of all, I agree with the appellant’s argument as stated in his ground 2 that the magistrate “did not have an evidential basis to make a clear finding that the defendant knew that he was infected”. The magistrate did not, in the above paragraphs summarized from his Statement of Findings, provide a specific and clear explanation of the factual basis for his finding that the appellant “knew that he was infected with a specified infectious disease”. 26.In paragraph 35 of the Statement of Findings, the magistrate appeared to have rejected the rapid test result on the 25th as, according to the admitted facts, it was only after the Notice was issued at 2228 hours on 26 February that persons tested positive by rapid test were considered as being infected. However, I cannot be certain whether the magistrate also treated the appellant’s rapid test result on the 24th in the same manner. 27.As to the rapid test conducted by the appellant after the Notice dated 26 February, the magistrate held that there was no evidence to show that the RAT kits used by the appellant were among those recognized brands as set out in the Notice. As such, his RATs on the 26th and the 27th “should not fall within the scope of the Notice”. I take it that even if the RAT results had been positive, it would not be able to prove that the appellant should be considered as “being infected with COVID-19” at that time. 28.As later pointed out in paragraph 40, “in light of the above analysis, I found that the prosecution have proved beyond reasonable doubt all the elements of charges 1 to 9”, the magistrate convicted the appellant and then proceeded to sentencing. I cannot grasp from the contents of the Statement of Findings precisely why the magistrate was of the view that the appellant “knew he was infected with a specified infectious disease”. 29.Appeals from Magistrates’ Courts are conducted by way of retrial. If the evidence shows that the prosecution have successfully proved the elements of the offences, the appellant can still be convicted. 30.Nevertheless, I am of the view that the prosecution would not be able to prove that the appellant “knew that he was infected with a specified infectious disease” at all the material times when the 9 offences of which he was convicted took place. The following are the reasons. 31.It is a fact that the appellant was infected with the novel coronavirus. To “know” a certain fact does exist, the first and foremost condition is that such a fact does actually exist before someone is able to know the existence of it. If such a fact does not exist, then there is no way to know that it exists. 32.Therefore, in order to prove that the appellant knew that he was infected, the prosecution must first of all prove that the appellant was actually infected at the relevant times. If, in fact, the appellant was not infected at that time, then no matter how hard he tried to think that it was true, it would not make him become infected. An uninfected person moving around the community would not in any event constitute the commission of the offence in question. 33.It was the evidence of PW1 Dr. Yeung that based on the medical consensus at all the material times of the 9 offences in question of which the appellant was convicted, the only way for the appellant to “know” that he himself had been infected with the novel coronavirus was by a positive nucleic acid test result which reflected that novel coronavirus was detected in his body. 34.When cross-examining PW1, the appellant established that “tested” positive referred to tested positive by “nucleic acid test”:
35.Dr. Yeung, later when questioned by the magistrate, further confirmed that before 26 February, the sole criterion for virus testing was the result of the nucleic acid test:
36.At the end of the cross-examination, the appellant had the following exchange with Dr. Yeung regarding the accuracy of rapid test:
37.Summarizing the above questions and answers, Dr. Yeung agreed in his evidence that on or before 25 February 2020, the RAT results were merely for reference and a nucleic acid test was required for further verification. The government only accepted the positive RAT results as a proof of the existence of the novel coronavirus on or after 26 February. Dr. Yeung did not rule out the possibility of “false positive” cases due to the environmental circumstances. Dr. Yeung was not asked about why there were different results for the two tests conducted in Cheung Sha Wan and Maple Street on 24 February in the present case. 38.Based on the above evidence of the prosecution witness, coupled with what the appellant said in the record of interview that he, after being tested positive by the RAT, considered he might be infected with the novel coronavirus, one of the reasonable inferences in view of the appellant’s belief after he had been informed of the positive RAT result was that he considered he might have been infected. However, there is a distinction between “knowing that he may have been infected” and “knowing that he is infected”. The former one does not require the appellant to have been truly infected, but the latter one, as stated above, has to be based on the fact that the appellant was infected. 39.The only positive result of the nucleic acid test in the present case, which was not known until 4 March, came from the sample provided by the appellant on 24 February to the West Kowloon General Out-patient Clinic at the Cheung Sha Wan Government Offices. 40.Hence, 4 March was the earliest time the appellant could know that he was infected on 24 February. It was impossible for the appellant to “know that he was infected” before 4 March. 41.Besides, accepting that the results of all 4 nucleic acid tests of the appellant were accurate, there was no virus in the sample provided by the appellant on 21 February. There was virus in the sample provided by the appellant in Cheung Sha Wan on 24 February, so it was possible that there was virus in the appellant’s body on the 22nd, 23rd and 24th. However, the test result of the sample provided also on 24 February in Maple Street was negative. Therefore, it was also possible that the appellant carried no virus on the 22nd, 23rd and 24th. Surely, another possibility is that one of the two test results was inaccurate. 42.The burden of proof lies on the prosecution that they have to prove all the elements of the offence beyond reasonable doubt. In addition, if the same set of facts allows for more than one reasonable inference to be drawn by the tribunal of fact and there is an inference in favour of the accused, then the tribunal of fact can only decide, based on the inference in favour of the accused, whether the prosecution can prove the offender has committed the offence. 43.Based on the above analysis, the first negative result of the sample submitted on 21 February in Cheung Sha Wan and the negative result of the sample submitted on 24 February in Maple Street, it is possible that the appellant was not infected during the period between 21 and 24 February. 44.The appellant did not submit any sample for the nucleic acid test on 25 and 26 February, and the sample submitted on 4 March by the appellant was tested negative. Therefore, it is possible that the appellant was not infected during the period between 25 February and 4 March. 45.Based on the above inference in favour of the appellant, it is possible that the appellant was not infected on the offence dates of charges 1 to 9. 46.Since it is impossible for the appellant to know that he was infected during the periods stated in charges 1 to 9, and it is possible that he was not infected, the appeal against the convictions of the appellant must be allowed. Should the charges be amended pursuant to section 27 of the Magistrates Ordinance and the case be remitted for a retrial? 47.The difficulty of instituting prosecution against the offender on the basis of “knowing that he is infected” is the discrepancy between the timing of the offender committing the offence and the timing of knowing that he is infected. If the prosecution cannot prove that the person was moving around the community after being informed of the nucleic acid test result, they will also not be able to prove that the person has already committed the offence. Hence, a person of this category, namely “a contact”, has been intentionally added to the Ordinance, and intentionally defined as “any person who has been, or is likely to have been, exposed to the risk of contracting an infectious disease” by the lawmaker, to ensure public safety. 48.Any person obtaining a positive rapid test result for the novel coronavirus can be regarded as “a person knowing that he is likely to have been exposed to the risk of contracting an infectious disease, namely novel coronavirus”. As for the appellant in the present case, he even developed symptoms similar to those of ordinary novel coronavirus patients, including sore throat and fever, at the time of offences. 49.When the defence pointed out in the final submission that the appellant was “at least a contact”, probably the magistrate should have considered amending the charges under section 27 of the Magistrates Ordinance as there was a variance between the charges and the evidence adduced in support of them by adding the allegation of “or knowing that he is a contact”. 50.I understand that the appellant had no legal representation in the original trial. The magistrate might have thought that it might be unfair to the appellant if amendment was made at such a late stage. However, the defence put forward by the appellant was all along that the rapid test was for reference. He was only informed of his positive nucleic acid test result on 4 March for the first time, while the offence dates were from 24 to 28 February. Thus, he did not commit any one of the offences. Amending the offences by adding “the appellant knew that he was a contact” supposedly would not cause any injustice to the appellant. The appellant, if needed, could also recall the witnesses for his examination pursuant to the Ordinance. 51.Nonetheless, I accept the submission by Mr Lee, counsel representing the appellant, particularly taking into consideration that the appellant has already served over half of the imprisonment terms and has about two-odd months of imprisonment terms left after deducting remission. I agree that it is inappropriate to make an order to amend the charges and remit the case to the magistrates’ court for a retrial at this stage. Conclusion 52.The appeal against the convictions of charges 1 to 9 is allowed. There will be no order as to costs.
Miss Yeung Ka Man, Connie, Public Prosecutor of the Department of Justice, for the Respondent Mr Victor Lee, instructed by Chiu, Szeto & Cheng Solicitors, assigned by the Legal Aid Department, for the Appellant Translated by the Court Language Section of the Judiciary and vetted by Mr P Y Lo, Barrister-at-law. [1] “Contact means any person who has been, or is likely to have been, exposed to the risk of contracting a specified infectious disease;” | ||||||||||||||||||||
Cases cited in this judgment
Further hearings and rulings under HCMA 168/2023