IN THE MATTER of an application under section 185(1) of the Securities and Futures Ordinance (Cap. 571) v IN THE MATTER of oOo Securities (HK) Group Limited (formerly known as orientiert XYZ Securities Limited and AMTD Global Markets Limited), Yau Wai Man Philip, Lo Chi Hang, See Hiu Lun and Meng Xinghai

Read the full judgment text of HCMP 2027/2023 on BabelCite. This High Court CFI judgment was delivered on 6 October 2025.

1. This is the substantive hearing of the application by the Securities and Futures Commission (“SFC”) by the Amended Originating Summons (“the Amended OS”) herein under s.185 of the Securities and Futures Ordinance (Cap.571) (“SFO”) for a statutory order against the 1 st Defendant (“D1”). The basis of the application is alleged failure by D1 to comply with notices issued by the SFC under s.183. Unless otherwise indicated, the statutory sections referred to in this judgment are the sections in t

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