Durga Maya Gurung v. Director of Immigration
Read the full judgment text of HCAL 1487/2000 on BabelCite. This High Court CFI judgment was delivered on 27 April 2001.
1. The Applicant in these proceedings for judicial review is a married woman who was born in Nepal in 1952 and was raised in that country. In 1970, when she was eighteen years of age, the Applicant married Jit Bahadur Gurung who was then serving as a Gurkha soldier in the British Army. They remain married to each other. Indeed, their union of some thirty years lies at the heart of these proceedings.
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HCAL001487/2000 HCAL 1487/2000 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST ____________
____________ Coram: Hon Hartmann J in Court Dates of Hearing: 11 and 18 April 2001 Date of Handing Down Judgment: 27 April 2001 ______________ J U D G M E N T ______________ Introduction 1. The Applicant in these proceedings for judicial review is a married woman who was born in Nepal in 1952 and was raised in that country. In 1970, when she was eighteen years of age, the Applicant married Jit Bahadur Gurung who was then serving as a Gurkha soldier in the British Army. They remain married to each other. Indeed, their union of some thirty years lies at the heart of these proceedings. 2. During the course of the marriage, when circumstances permitted, the Applicant accompanied her husband on his various postings. One of those postings was in Hong Kong. Thus it was that in late 1974 a son was born to the Applicant and her husband here in Hong Kong. He was the first born of the family and was given the name of Dipak. Four further children was born of the marriage but they were all born in Nepal. 3. In 1995, Dipak assumed his right of permanent residence in Hong Kong and has lived and worked here since that time. In December of that same year Dipak was visited by his father, the Applicant's husband, who then sought permission to remain in Hong Kong as his son's dependant. That permission was granted in February 1996. Shortly thereafter the Applicant's husband found employment and has been in employment since that time; first, as a security guard and thereafter as a metal worker. In December 1996, a further child of the marriage, a son named Min, came to Hong Kong on a visit. He too sought permission to remain in Hong Kong as a dependant and that permission was granted in March 1997. Min also took up employment. 4. In the result, by mid 1997 three members of the family were living in Hong Kong. Two - the Applicant's husband and one of her sons - had been granted right of residence as dependants but all three were gainfully employed. 5. In June of that year; that is, in 1997, the Applicant herself arrived in Hong Kong as a visitor. The day after her arrival she too filed an application seeking permission to remain in Hong Kong as a dependant. In the Applicant's case it was as a dependant of her husband. However, before this application was finalised, in terms of a letter dated 16 May 1998, the Applicant withdrew her application. She gave no reason for so doing. A week or so later she left Hong Kong. 6. On 1 August 1998, having been absent for some two and a half months, the Applicant returned to Hong Kong as a visitor. On this occasion she was accompanied by one of the daughters of the family, aged eighteen at the time and name Dhan. Exactly one month after their arrival, on 1 September 1998, the Applicant and her daughter filed applications seeking permission to reside in Hong Kong as dependants of the Applicant's husband. On 8 December 1999, the Director of Immigration ('the Director') advised the Applicant and her daughter that their applications had been refused. Both letters said only that the Director was not satisfied that they were dependants and had come to join the Applicant's husband as his dependants. 7. The Applicant's daughter, Dhan, did not contest this decision. She left Hong Kong that month and returned to Nepal. However, the Applicant, now acting through solicitors, sought a reconsideration of her application. The letter seeking reconsideration was dated 14 December 1999 and contained a request under the Personal Data (Privacy) Ordinance for copies of the materials held by the Director related to the Applicant's dependancy application. As a result of that request, the Applicant's solicitors received copies of various internal memoranda and minutes which, expressed broadly, illustrated the thinking of the Director's officers in dealing with the Applicant's matter. 8. In particular, an internal minute dated 3 December 1999 (identified as M47) was made available. This minute, which referred to the applications of both mother and daughter, commented:
9. From this it is apparent that the applications had been refused because the Director was not satisfied that the Applicant and her daughter had come to Hong Kong for the primary and essential reason of becoming the dependants of the Applicant's husband. Instead the Director was left with a real doubt that the primary motive of the Applicant and her daughter was, in fact, to obtain work in Hong Kong and thereby to enhance their individual (and perhaps family) economic well being. 10. The internal minute quoted above records that the grandparents who are reported to be caring for the Applicant's children in Nepal are dead. This conclusion arose from a document completed under the Applicant's instructions, she being illiterate, which stated that to be the position. It appears, however, to have been an error on the part of the person filling out the form. This was made clear by the Applicant's solicitors when reconsideration was requested and, as I read it, that reconsideration was founded on the assumption that the grandparents were alive. 11. Armed with the information obtained under the Personal Data (Privacy) Ordinance, the Applicant's solicitors sent a detailed letter to the Director in support of the application for reconsideration. In that letter, dated 8 March 2000, the solicitors referred to the Director's concern that the Applicant was essentially an 'economic migrant' and wrote the following:
12. This agreement to have a condition of stay imposed upon the Applicant was repeated a little later in the letter in answer to the Director's possible concern that, as the Applicant's husband had taken up employment after being allowed to reside here as a dependant, she may do the same. The relevant passage - appearing under the heading 'that both the Applicant and the sponsor are economic migrants' - reads as follows:
13. The matter was reconsidered but the Director found no good reason to reverse his earlier decision. Accordingly, by letter dated 27 March 2000, he advised the Applicant's solicitors that the original refusal still stood. However, in addition to the original ground of refusal; namely, that the Director was not satisfied that the Applicant was a dependant of her husband and had come to Hong Kong to be his dependant, a further ground of refusal, was now given. It was to the effect that the Director was not satisfied that the Applicant's husband was, in his capacity as sponsor, financially capable of supporting her stay in Hong Kong. The nature of the Applicant's challenges 14. It is the Director's two refusals - the first conveyed by letter dated 8 December 1999, the second conveyed by letter dated 27 March 2000 - which the Applicant seeks to have removed to this Court by way of certiorari and quashed. In her amended grounds, the Applicant founds her challenge to the Director's decisions on three grounds. 15. The first ground contends that both reasons for refusal (first, the reasons of economic migrancy and, second, the financial inability of the Applicant's husband as sponsor) were Wednesbury unreasonable in that they were decisions which no reasonable decision maker could have reached; in short, they were, in the circumstances, perverse or irrational. 16. The second ground contends that, having founded his first refusal on one ground only (economic migrancy) it was a breach of procedural fairness for the Director, upon reconsideration, to add a second reason without first giving to the Applicant an opportunity to address him on that second reason (the financial inability of the husband as sponsor). 17. The third ground contends that, in considering the Applicant's offer to have a condition of stay imposed prohibiting her from working, the Director failed to have regard to the individual circumstances of the Applicant's case. Instead, the Director 'mechanistically rejected the offer for reasons of policy' and in so doing either wrongfully fettered his discretion or failed fairly to exercise that discretion. The Director's policy concerning 'dependancy' applications 18. In his decision in Gurung Ram Kaji v. Director of Immigration HCAL 110/1999, Burrell J spoke of the Director's policy on the issue of dependancy visas in the following terms:
19. The purpose and construct of the Director's policy has been explained in an affirmation made by Mr Ho Kam Ping, an Acting Principal Immigration Officer. Mr Ho commenced by describing the considerable difficulties facing Hong Kong in respect of immigration matters; difficulties which are well recognised by our courts. He went on to set out the purpose of the policy which is to allow a person 'who requires the care and financial support' of close family members in Hong Kong to remain here with and under the care of those close family members. 20. In implementing this policy, said Mr Ho, the Director had to ensure that the primary or principal purpose was to remain in Hong Kong as a dependant; that is, under the care and financial support of a sponsor, rather than a back door way of gaining residence here in order to work. In this regard, Mr Ho said:
21. In addition, said Mr Ho, in implementing the policy the Director had to ensure that those persons who would offer care and financial support to dependant persons would be capable, in fact, of rendering that care and support. If this were not the case it would mean that the burden of providing support would fall on 'the residents and taxpayers of the HKSAR'. As a result, the policy dictated that -
22. In respect of this capability, Mr Ho said that it will be assessed according to the circumstances of each case and in respect only of those eligible under the policy to offer themselves as sponsors. Mr Ho acknowledged that sponsors in receipt of what (in Hong Kong) would be considered a particularly low income do face difficulties in satisfying the capability test. In this regard, he commented:
23. Mr Ho went on to explain that in terms of the policy, once an applicant had been granted permission to remain in Hong Kong as a dependant, no restriction was placed on his or her taking up employment here. There were two reasons for this. First, it would be very difficult to police any such employment restriction. Second, if only genuine dependants are given permission to remain in Hong Kong, it should (in the great majority of cases) be unnecessary to impose any such restriction. 24. In respect of policing difficulties, Mr Ho referred to the fact that all legitimate Hong Kong residents must hold an identity card; this includes persons residing here as dependants. But employers, naturally enough, work on the basis that if a person holds an identity card then that person is entitled to work. In the circumstances it would place an unacceptable burden on the system to expect potential employers to nevertheless check with the authorities for employment restrictions and to expect enforcement agencies (already combating the problem of illegal employment) to have to do the same. Mr Ho concluded by saying:
This Court's supervisory role 25. The Applicant in this matter has no right of permanent residence in Hong Kong. She remains here only by permission of the Director. When that permission expires she must leave Hong Kong. Her rights are limited by that reality. As Widgery L J expressed it by analogy in Schmidt v. Secretary of State for Home Affairs [1969] 2 Ch 149 (at 173):
26. Stock J (as he then was), in Thapa Indra Bahadur v. The Secretary for Security HCAL 18/99, explained that this absence of any enforceable right or interest places persons in the position of the Applicant at 'the very periphery of the supervisory spectrum'. But that is not to say, of course, that the Director may exercise the powers conferred upon him by the legislature capriciously, irrationally or illegally and do so with impunity. In this regard, Godfrey J (as he then was) said in Ho Ming Sai v. Director of Immigration [1994] HKLR 21 (at 30):
27. Those words were said with particular respect to the exercise of the Director's discretion under Section 13 of the Immigration Ordinance, Chapter 115, but they are indicative of the broad, unfettered nature of the Director's discretion. In what has now become a seminal statement in Hong Kong to describe the unfettered nature of that discretion in respect of persons who may be described as aliens, Stock J said the following in the case of Aita Bahadur Limbu v. Director of Immigration HCAL 133/1999:
28. In Gurung Ram Kaji v. Director of Immigration (supra), Burrell J summed up the consequences of these various dicta for a person in the position of the Applicant when he said:
29. Before turning to consider the individual challenges made by the Applicant, I believe that two further matters deserve to be emphasised. Both relate to the manner in which the Director considers applications of the kind made by the Applicant. 30. First, in applications of the kind under review it is for an applicant to persuade the Director of the merits of his or her case, no burden rests on the Director to disprove assertions made by an applicant. This was confirmed by Stock J in Santosh Thewe and another v. Director of Immigration [2000] 1 HKLRD 717 (at 723) where he said:
31. Second, while the Director must patently consider the circumstances of each individual case, it does not mean that he must exercise that consideration in some sort of vacuum divorced from his professional experience and the wealth of information and knowledge built up over the years by his constant consideration of such applications and by his liaison with international authorities working in areas of common concern. To suggest that somehow in these matters the Director should first don the blinkers of naivety would be to undermine his public responsibility. 32. Yeung J expressed the principle succinctly in the case of Malik Azmat Sherazi v. Director of Immigration HCAL 129/1999 when he said (at page 6):
33. In Tran Thang Lam and others v. Director of Immigration [1998] 2 HKLRD 789, Stock J expressed the principle more fully (at 846) when he said:
The Applicant's first challenge: that the Director's decisions were 'Wednesbury' unreasonable 34. In her amended notice, the Applicant set out the basis upon which she contended that the Directors two decisions were Wednesbury unreasonable. In respect of the first decision (economic migrancy) the notice reads as follows:
35. From reading the Immigration Department's various internal memoranda and minutes, it is apparent that the Applicant's dependancy application was considered within the context of the family's immigration history. 36. When the first application which is the subject of these proceedings was made in 1999, one of the Director's officers wrote the following in an assessment minute:
37. The officer then went on to state that, in his opinion, he could see no reason why the Applicant should leave her children in Nepal and come to Hong Kong unless - so he implied - she was coming to Hong Kong for the reason also of adding to the family's earning power. The officer concluded (in respect of the Applicant and her daughter who had at that time both submitted applications):
38. The assessment was referred to a senior officer who within the context of the family background, focused on the circumstances of the Applicant herself. That officer's minute has already been quoted but, to better understand the chronology, bears repeating:
39. When the matter came back before the Director for reconsideration, the Applicant now had the benefit of legal assistance. In respect of the Director's concern that the Applicant had left her two youngest children in Nepal, the solicitors representing the Applicant, having confirmed that the grandparents were alive and that the children were in their care, went on to say:
40. Those comments, however, say little concerning the eleven-year-old child and do not even begin to place that child's circumstances into a context which would go towards assuring the Director that a greater good was not being sought in leaving the child; namely, the enhanced power to increase the family's wealth. 41. As to the 'employable' age of the Applicant and her farming background, the letter read:
42. In his submissions on behalf of the Applicant, Mr Thomson said that if it was held against the Applicant that she was of employable age, the logical conclusion would be that all persons of employable age would have to be excluded. The issue, he said, was not age but assessment of purpose. I agree with that latter submission. Clearly, the Director must seek to ascertain the true purpose of an applicant. But, of course, age and personal circumstances may often provide the best guide to an assessment of that purpose. 43. In respect of the Applicant's farming background, her solicitors said the following:
44. This statement, of course, ignores the possibility that a person in the position of the Applicant may seek menial work, the kind of work avoided by most Hong Kong people because of its circumstances and poor pay, but work which may perhaps be viewed differently by a woman who has until recently been making her living by farming in Nepal. This was certainly a consideration to which the Director's officers were alive. In a minute dated 18 March 2001, the following is written:
45. Mr Thomson noted the fact that elsewhere the Director's officers had spoken of these menial jobs being of the kind that Hong Kong people would not want. If that was the case, he asked, how can it be said that the Applicant's presence in Hong Kong would mean a diminution of job opportunities for locals? That itself is irrational. In substance, however, I see no inconsistency. It is true, I believe, that these menial jobs are not wanted by the great majority of Hong Kong people. But there are nevertheless many who, because of the stringency of their circumstances, are obliged to take work of this nature: those are the ones who may have their job opportunities diminished. 46. In the course of his submissions Mr Thomson further argued that the Director had failed to consider the Applicant's personal circumstances in respect of her prospects for employment but had simply reduced her to a 'profile'; in short, the Director had resorted to generalization. This appears to arise from the affirmation of Mak Kin Ming, an Acting Assistant Principal Immigration Officer, who, in describing the decision making process in this matter said:
47. But the use of the word 'profile' does not, in my view, assist the Applicant. The suggestion was made by the Applicant's solicitors that the Applicant had few job opportunities. The Director did no more than reply to the effect that for people like the Applicant - and therefore for the Applicant herself - there were job opportunities in Hong Kong. 48. As to the reasoning of the Director in refusing - on a reconsideration - to grant the Applicant permission to remain in Hong Kong as a dependant of her husband, this is revealed in the minute of 18 March 2000 to which I have already made reference. That minute again, viewed the Applicant's circumstances within the family context. In this regard, it said:
The circumstances of the Applicant's individual case 49. In my judgment, it is quite legitimate for the Director to view an applicant's circumstances within the family context, subject of course to the condition that it is always the applicant's own particular circumstances which are viewed within that context and that the applicant is not, to use Mr Thomson's word, merely 'profiled' as belonging to a category of persons and dealt with on that basis. 50. Equally, in my view, because other members of the same family (or clan or group) may have been shown, with the benefit of hindsight, to have been (or become) economic migrants, it does not follow that an applicant's personal circumstances may be avoided and that he or she should be tarred with the same brush. That would be analogous to guilt by association. In this matter, however, I believe that unwittingly the Director's officers have strayed into error in this regard. In the result they have denied the Applicant a fair consideration of her own case. On the evidence before me, the Applicant's own circumstances have been relegated to such a level of unimportance as effectively to be ignored and the matter - especially on reconsideration - has been dealt with and disposed of on the basis solely of the family's history. The minute of 18 March 2000, to which I have made reference, effectively reconsiders the Applicant's request on the basis only of the family history. As the officer wrote, having considered the family's migration pattern:
51. In principle, I cannot criticise that reasoning. But where within it or consequent upon it is there any real consideration of the Applicant's own circumstances? Where, for example, is any consideration given to the following factors?
52. I have set out a number of questions which I believe called out for consideration by the Director. I have not trespassed into the field of answering those questions for that is the Director's jurisdiction. But the point I make is that, on the facts of this particular case, in my judgment, the Director's officers have looked in substance almost solely to the family circumstances and have applied them to the Applicant without giving any material consideration to the circumstances that relate solely to the Applicant within those family circumstances. 53. As I have said, it is for the Applicant to satisfy the Director of the merits of her application. But that does not excuse the Director from giving a balanced consideration to the matters put before him by the Applicant and a 'balanced' consideration must include a fair consideration of an applicant's own circumstances. It is simply not enough to say: "Well, the other family members came here in order to work - we know that now - so this applicant must be here for the same purpose". 54. It is true, of course, that, when the first application was made, a senior officer (in a minute identified as M47) did look to the personal circumstances of the Applicant. In this regard, for example, he spoke of his concerns about the Applicant leaving two young children in Nepal. At that time, however, it appeared to be the case that the grandparents of the children were dead. On reconsideration, it was plain that any such impression in the original application forms was a mistake and that the grandparents were still alive. In my view, if accepted by the Director, that would have substantially changed the matter. As a result, should not the question have been asked if in Nepal it is accepted practice to leave children with grandparents? Certainly, traditions of that kind do exist in some Asian countries. But, as I have said, when the matter came for reconsideration such matters, if asked by the officers at all, appear to have been relegated to a position of such unimportance as to play no part in a balanced consideration of the application, one that took into account all materially relevant matters. Conclusion 55. By way of summary, I refer again to the dicta of Stock J in Aita Bahadur Limbu (supra):
56. However, as I have indicated, on the evidence before me, I am satisfied that the Applicant has a legitimate complaint that the circumstances of her own case have not been considered; that is, given full and fair contemplation by the Director. Effectively, I believe she can complain that the matter of her application was decided by what her family had done and not by identifying and focusing upon the purpose of her own wish to remain in Hong Kong. For that reason the decision to refuse her application must be quashed and the matter remitted to the Director for fresh consideration. 57. I appreciate that, upon reconsideration, the Director also refused the application on the basis that the husband was not sufficiently financially sound to act as a sponsor. But that, of itself, in this particular case, cannot mean that the Director's decision must stand. These decisions are made 'in the round'; that is, by having regard to all the circumstances. The one ground does not stand isolated from the other. In my judgment fairness dictates that the entire decision must be reconsidered and that is the order that I will make. 58. There will accordingly be the following orders:
Representation: Mr Neil Thomson, instructed by Messrs Massie & Clement, for the Applicant Mr William Marshall S C and Mr Steven Parker SGC, instructed by the Secretary for Justice, for the Respondent Remarks: |
Cases cited in this judgment