Gurung Bhakta Bahadur v. Director of Immigration and Another
Read the full judgment text of HCAL 1579/2000 on BabelCite. This High Court CFI judgment was delivered on 13 May 2002.
1. This application for judicial review has, during the course of argument, raised a novel question, namely, whether the Director of Immigration is, in respect of what I will call dependancy visa applications, operating a policy which is an enlargement upon, and thereby a distortion of, the policy originally constructed by the Chief Executive in Council.
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HCAL001579A/2000 HCAL 1579/2000 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW __________________
__________________ Coram: Hon Hartmann J in Court Date of Hearing: 13 May 2002 Date of Judgment: 13 May 2002 __________________ J U D G M E N T __________________ 1.This application for judicial review has, during the course of argument, raised a novel question, namely, whether the Director of Immigration is, in respect of what I will call dependancy visa applications, operating a policy which is an enlargement upon, and thereby a distortion of, the policy originally constructed by the Chief Executive in Council. The history 2.In order to understand how this issue has fallen for determination, it is necessary to look to the history of this matter. The applicant is a citizen of Nepal, having been born in that country in February 1967. He is now, therefore, in his mid-30s. In 1986 the applicant married a fellow Nepalese national, a woman by the name of Rana Dhama Khumari. The marriage took place in Nepal. Two children have been born of that union. 3.Although a Nepalese national, the applicant's wife had been born in Hong Kong and in 1998 she came to Hong Kong (in or about March of that year) in order to take up permanent residence here. She was, through her birth right, duly granted that status in July of that same year. 4.When the wife came to Hong Kong, she left her husband and her children in Nepal. The evidence indicates that the husband, at that time, was working in Nepal, seemingly as a driver. However, in early August 1998, less than a month after the applicant's wife had been granted her permanent resident status in Hong Kong, the applicant came to Hong Kong to join her. A few days later - on or about 7 August 1998 - the applicant applied to remain in Hong Kong as a dependant of his wife, applying to the Director of Immigration for the issue of what is commonly called a dependancy visa. 5.A year later, in July 1999, the application was refused by the Director. In a letter, dated 13 July 1999, addressed to the applicant, the following was said.
6.Aggrieved by that decision, the applicant lodged an objection in terms of section 53 of the Immigration Ordinance, Cap.115. In terms of subsection (3) of that section the objection was to be considered by the Chief Executive in Council. The suggestion of policy made by the Chief Executive in Council 7.So that relevant information could be placed before the Chief Executive in Council, a document bearing the heading "Comments on the Objection by Mr Gurung Bhakta Bahadur" was prepared by officers of the Immigration Department. To ensure procedural fairness, a copy of that document was sent to the applicant under cover of a letter bearing the letterhead of the Government Secretariat dated 18 February 2000. The letter said the following:
8.The applicant chose to make various comments and these, in due course, were placed before the Chief Executive in Council. It is pertinent, in my view, to take note of the fact that the document placed before the applicant for comment, and which went before the Chief Executive in Council, bore a heading to the effect that it contained 'comments' made by the Director. I find nothing in it to suggest that it is to be treated as anything other than such 'comments' made in reply to an objection. Certainly, it is not to be given the sanctity of a statute nor, in my view, of a definitive statement of policy. 9.In that document the comments of the Director fell under a number of convenient headings. One of those headings was entitled "Immigration Policy" and under it the following was written:
10.These five summarised points have, in the course of argument by Mr Pun, on behalf of the applicant, become transformed into five pillars of policy which state in exhaustive terms the policy set by the Government, that is, by the Chief Executive in Council. Anything outside of these five pillars is therefore an enlargement upon the policy, and, as I have said at the beginning of this judgment, thereby a distortion of it; a distortion which is impermissible in law. 11.The document, however, does not end there, I say that because, having summarised the points, the Director then goes on to make a number of comments concerning the objection by the applicant. Under the heading of "Comments", he has said inter alia:
The following comments are made under (c):
The comments continue:
12.Those comments, in my view, quite clearly incorporate into the document what I will call the 'dependency element' of the policy, namely, that what must be shown by an applicant is that he or she is and intends to be a dependant. In my judgment, it is artificial to try and isolate the summary points in that document from the comments that appear elsewhere in the document in order to try and prevent those summary points being read in the context of dependency. In short, a reading of the document as a whole makes it plain that genuine dependency is an element of the policy. 13.Mr Pun has accepted that he has some difficulty in showing that there has been any detailed policy set down by the Chief Executive in Council and that, in this particular instance at least, the Director has enlarged upon or added a gloss to any such policy. However, Mr Pun has asked: "Why else, in a document addressed directly to the Chief Executive in Council, would the policy be so summarised unless it was understood by all parties that that was the policy." With respect, I have difficulty in understanding the logic. Nothing is suggested in the document, as I have already said, to the effect that the summarised points accurately state the policy in toto. Nor can any implication be drawn from the document that it describes a policy previously constructed by the Chief Executive himself. 14.Because the argument took this separate course, it was necessary to adjourn the matter and, in the interim period, an affirmation has been supplied to the court by an officer of the Immigration Department; he is Acting Assistant Principal Immigration Officer, Mr Chan Shu-shun. Mr Chan speaks of the origins of the power vested in the Director of Immigration and, in doing so, canvasses a number of legal issues. Mr Pun, on behalf of the applicant, has asked me to ignore any statements of law. Obviously, I appreciate that the law is my jurisdiction and not Mr Chan's. 15.It should be said that Mr Pun, in advancing his argument on behalf of the applicant, objected to Mr Chan's affirmation being placed into evidence unless he, on behalf of the applicant, was granted two things, or, at least, one of them: first, discovery and, second, the right to cross-examine Mr Chan. 16.Mr Pun sought discovery because, in his view, it was only if all relevant documents concerning the history of this matter could be disclosed, that it would be known whether or not the Chief Executive in Council had or had not at any time laid down set policies. Failing that, it would be necessary to cross-examine Mr Chan as to what he knew of the matter. Having heard submissions, I rejected both applications. In my view, the affirmation of Mr Chan quite fully set out what is known at this time, if not directly, then at least by clear implication. 17.In my judgment, Mr Pun, in reality, was hoping to embark on a fishing expedition. Mr Pun was essentially seeking this court to order discovery in the hope that something advantageous to his client might emerge from that disclosure. The authorities make it clear, that in judicial review matters, discovery and cross-examination, while both may be ordered, are only to be ordered sparingly and when the interests of the just disposal of the case dictate. I was satisfied that the just disposal of this case did not dictate that either order should be made. I, therefore, allowed Mr Marshall, on behalf of the two respondents, to file the affirmation of Mr Chan without any corollary orders of the sort that Mr Pun had advocated. 18.I turn now to the affirmation of Mr Chan. I do not intend to go into it in great detail. Suffice to say that Mr Chan referred to section 51 of the ordinance. Section 51 says that public officers shall be subject to the directions of the Chief Executive and, in this regard, subsection (1) reads: "The Chief Executive may give such directions as he thinks fit (either generally or in any particular case) with respect to the exercise or performance by any public officer, not being a judge or district judge or a magistrate, of any powers, functions or duties under this ordinance." Mr Pun does not seek to dispute the accuracy of Mr Chan's affirmation when Mr Chan says that section 51 has not been used by the Chief Executive in Council (or the Governor In Council, prior to the change of sovereignty) to give any detailed directions to the Director concerning the manner in which policy under the Immigration Ordinance is to be exercised. However, Mr Pun has argued that there is nothing else in the affirmation which makes it clear that the Chief Executive in Council has not simply, in terms of the powers granted to him under the Basic Law, given directions to the Director as to how he is to exercise policy under the ordinance. 19.It is, however, patent from reading the affirmation as a whole, that Mr Chan has not been able to find any such directions, that is, directions, whether under section 51, or otherwise. In particular, Mr Chan says the following in paragraph 12:
He continues:
He then continues by saying:
20.In simple terms, what is being said is that the Director, having been given the power under the Ordinance to direct policy, has nevertheless, in practice, consulted with policy secretaries of government and, where necessary, the Chief Executive or the Chief Executive in Council, in the process of constructing such policies. Mr Chan has continued by saying:
21.Mr Chan is saying here that he has investigated the matter and found no evidence of any policies constructed by the Chief Executive, either alone or in Council, which have raised queries, that is, conflict, with the wishes of the Director. 22.As I say, by implication I am satisfied that there is no evidence that the Chief Executive, either alone or in Council, has formulated specific detailed policies concerning the entry of persons into Hong Kong, by way of dependency and/or work and/or otherwise, and certainly there is nothing before me - and this is crucial to the matter - which gives any indication that the Director has acted contrary to any directions of the Chief Executive. Indeed, the entire thrust of Mr Chan's affirmation is to the effect that the Ordinance provides the statutory machinery and that it has always been for the Director to form and to administer policies, as he sees fit, in terms of that statutory framework. 23.Obviously, the Director will consult with those persons who he believes should be consulted in respect of policy, and where important changes to policy take place, he will advise and, in so far as is necessary, consult with the Chief Executive, either alone or in Council. However, the drawing up of policy has been, and remains, essentially that of the Director. It is, therefore, 'Government policy' because the Director is an arm of the Executive and, as such, represents the Government. 24.In my judgment, therefore, by way of summary, there is nothing before me to suggest that the Director has in any way enlarged, placed a gloss upon, or distorted any policy directed to him by the Chief Executive in Council, nor, in the document to which earlier reference has been made, is there anything to suggest, by implication or otherwise, that what is written there inscribes in letters of stone the already agreed parameters of a policy. 25.Mr Pun, in arguing his matter, referred to Hansard, more particularly, to certain statements made by the Attorney-General when proposing to the Legislative Council, the Immigration Bill of 1971. In that regard, inter alia, the Attorney-General said the following:
The Attorney-General continued by saying:
26.As Mr Marshall quite correctly says, the law has moved on some way since these Hansard comments. What must be remembered is that immigration problems have risen to such an extent that policy and operation of policy has now been centred in the hands of the Director. 27.Mr Pun has accepted that his challenge as to the lawfulness of the Director's operation of policy is a bold one. As I have already said, I am satisfied that, as bold as it is, it falls short. Our courts have long accepted that the Director is entitled to make policy and has been given the power to do so, not only by reason of his position in government but also in terms of the Ordinance. 28.That being so, the argument that the Director may, in this case, have wrongfully applied a policy imposed upon him by the Chief Executive, falls away. What one must therefore look to is the nature of the policy which is applied by the Director in regard to the application which is now challenged. The Director's policy 29.The Director's policy in respect of dependency applications has been considered by this court on scores of occasions. Mr Marshall, during the course of submissions, very fully set out a history of various decisions made by the Courts of First Instance and by the Court of Appeal. There is no purpose in me, in this judgment, undertaking a full historical review of the matter. Suffice to say, I am satisfied that the Director has, to express the matter plainly, been authorised by our lawmakers to formulate policies governing immigration matters. It is for him to formulate those policies and to operate them within the framework of the Ordinance. 30.What then is the policy concerning dependancy visas? Let me start with the oft-quoted preamble that Hong Kong is a very small place with a high population density. Indeed, the population density is one of the highest in the world. As a result, the policy of the Director has, with the blessing of the other arms of government, been for many years one of strict immigration control. It is the government's oft-stated view that without these strict controls, the strain on our already crowded facilities may well become intolerable. Our courts have on many occasions recognised this policy of strict control; a policy which is dictated by Hong Kong's unique geographical, social, historical and economic circumstances. 31.As I have said on previous occasions, our courts have recognised that Hong Kong's administrative authorities have acted lawfully in determining that they are not in a position to be as generous in their immigration policies as other jurisdictions may perhaps be. To this I would add the footnote that regularly before this court reference is made to English immigration decisions. Those decisions may, of course, have direct relevance to matters to be decided but it must be remembered that the immigration policies presently administered by the authorities of the United Kingdom are very different from those administered by the authorities in Hong Kong. Different legal and social dynamics apply. 32.Although managing a restricted policy, the Director has formulated a number of policies which allow people to come to Hong Kong and to take up residence here. One of those policies has been described by me in an earlier judgment in the following terms. If, after due investigation, the Director concludes that an applicant wishes to reside in Hong Kong as a genuine dependant of a relative who has sponsored that applicant, then a dependancy visa will be granted; that dependancy visa will be granted without restrictions as to employment. The reasoning is simple. If an applicant is coming here as a genuine dependant then he or she does not come here looking to take up employment and there is, therefore, no need to place a restriction on that person's residence. 33.In previous judgments I have emphasised that the Director must be sure that his policy is not being undermined, and in this regard, in an earlier judgment of Bhupendra Pun v the Director of Immigration, HCAL1541 of 2001, I said the following (on page 5):
I continued in that judgment - and I think it is pertinent to repeat it here - by saying:
34.My comments made in that earlier case have, I believe, been affirmed clearly in an affirmation of Mr Ho Kam-ping, another Assistant Principal Immigration Officer of the Immigration Department. That affirmation, made in November of 2000, sets out the policies relating to dependancy visas. It says:
It then goes on to say:
The affirmation continues:
35.Mr Pun has criticised as 'Wednesbury' unreasonable the decision not to recognise in this case that it was not only the applicant's wife who was putting forward financial statements of ability but also another member of the family, one living in Brunei. But it is part of the Director's policy that he will look only to the means of the sponsor. That may be criticised on policy grounds but it cannot be said that it is an irrational or perverse decision. As such, it is, in my view, a lawful part of the policy. 36.The policy of the Director, although often under attack in this court, is, of course, founded on humanitarian principles. It is a policy that allows a family member, who is genuinely dependent for his or her day to day needs on another member of that family, to reside here with that member. That required relationship of dependency perhaps explains why the policy demands that family members who act as sponsors must be able, out of their own resources, to care for and to support the person seeking to come here as a dependant. This is done to ensure that the sponsor himself or herself has full capability. 37.The policy further demands that the sponsor demonstrates an ability to provide financial support to the dependant to the required standard. By required standard, I mean a standard of living which is acceptable to the Director. The test, as Mr Ho has said in his affirmation, is set at the 'required acceptable living standard'. This has been explained by saying that only circumstances which demonstrate that the sponsor, and the dependant together, can live well above subsistence levels, will be acceptable. 38.That is not to say, of course, that an acceptable living standard is to be judged by some form of slide-rule calculation in direct reference to tables setting out, from time to time, subsistence standards of living in Hong Kong or elsewhere. As I have said, in the earlier judgment to which I have made reference:
I continued in that judgment by saying:
39.I continued in that judgment by saying that our courts have accepted that this is a rational aspect of the policy. In that regard I made reference to the dicta of Stock J (as he then was) in Santosh Thewe and Another v Director of Immigration [2000] 1 HKLRD 717:
40.This then, broadly, is the policy of the Director; one which is enforced by his officers. It is, quite properly, one which must be enforced and operated rationally. For example, the Director cannot simply 'move the goalposts' as and when it suits him. 41.During the course of submissions, a good deal of argument centred on the degree to which a policy, once stated, is to be supervised by the courts. In this regard, Mr Pun, for example, laid special emphasis on R v Secretary of State for the Home Department ex parte Urmaza (unreported) The Times, 23 July 1996, a judgment by Sedley J in which he laid down what he considered to be the modern approach concerning the courts' supervisory jurisdiction over departmental policy, whether published or not. In that regard, inter alia, he said:
42.As a general statement, that appears to me to be logical. In the present instance, however, there is no suggestion that the Director has departed from his policy. As both counsel acknowledged, the affirmation of Mr Ho is worded almost word for word as many affirmations placed before this court in similar matters. 43.The applicant, of course, asserts that he has demonstrated that his circumstances fall well within the Director's policy. He submits that the Director has irrationally and perversely rejected his application. How then do I approach the matter? 44.First, as I have said previously - but it needs to be said again today - it is, I believe, beyond argument that in Hong Kong our courts, whatever the different situation may be in the United Kingdom, continue to adopt the principles set out in Schmidt v The Secretary of State for Home Affairs [1969] 2 Ch 149. In this regard, I am particularly indebted to my brother, Seagroatt J, for his study of the history of the Hong Kong case law in Chitramaya Limbu and Another v The Director of Immigration and Another HCAL51 of 2000. In that case, he referred to Schmidt as being seminal in this area of public law and said the following:
45.He then cited the dicta of Lord Denning MR at page 171 of Schmidt in which, in speaking of a foreign alien, the Master of the Rolls said that he or she has -
Lord Denning went on:
46.In this regard, I refer again to the affirmation of Mr Ho in which he says, in paragraph 4:
47.Whatever the present state of law in the United Kingdom, Seagroatt J, on a consideration of the Hong Kong authorities, came to the conclusion that in Hong Kong the principles in Schmidt remain good law. The reason is clear; it is founded on Hong Kong's unique circumstances in respect of immigration matters; circumstances which are as relevant today as they were when the Director's policies - and I am satisfied that they are his policies and not those of the Chief Executive in Council - were first formulated. What may emerge in the area of public law concerning immigration in other jurisdictions must be given due consideration but it must be borne in mind that those principles will have emanated from social, political and legal circumstances relevant to those other jurisdictions and not perhaps so relevant to Hong Kong. 48.As to the manner in which the courts can look at the decisions made by the Director of Immigration, in Ita Bahadur Limbu v Director of Immigration HCAL 133 of 1999, Stock J (as he then was) comprehensively summarised the approach of our courts when challenges of the kind now before this court are mounted. His dicta has been adopted, as the definitive statement on the matter by other judges of the Court of First Instance. The dicta has been repeated on many occasions. But for the benefit of the applicant in this case I think it must be repeated:
49.Put plainly, it is not enough for the applicant in this matter, who has no legitimate expectation of being entitled to remain in Hong Kong, to advance matters which support his case and to say: "They appear to be reasonable and, therefore, you have no right to refuse them." The applicant must go further. The applicant must show that the decision of the Director, in light of what has been placed before him, is not debatable or even just conceivable, but rather, has gone into that far realm of perversity which is an affront to the common sense of reasonable decision-makers. That, as I have said on numerous occasions, presents any applicant with a daunting task. Was the Director unreasonable in this consideration of the applicant's application? 50.I have in this judgment said that the policy operated by the Director in respect of dependancy visas, is not, in my judgment, in any way a distortion of the government's policy. I have set out, broadly, the terms of that policy and I have set out the manner in which our courts consider the process by which the Director has come to his decisions concerning that policy. 51.This brings me to the applicant's own application. And I confess, on reading the matter in general, I cannot find anything which suggests that the Director or his officers have acted irrationally in the sense that they have either stepped outside the terms of their own policy or acted with such perversity that it is an affront to right, reasonable thinking people. 52.The first reason for rejection was, of course, the fact that the Director was not satisfied that the sponsor, the wife, was able to meet the financial criteria set down under the policy. This matter has been examined at length on the papers. The fact is that the Director looked at the detail himself in considerable detail; he weighed it in the balance and came to the conclusion that there was simply no safety net and that an acceptable level of financial security was not demonstrated. I do not intend to go into a long debate on the facts of the matter, suffice to say that I can find nothing there which suggests that the Director acted in any way unreasonably. 53.As to the issue that the applicant did not meet the policy considerations because he was unable to satisfy the Director that he was here as a genuine dependant, again, it seems to me, that the Director was able, using his experience, to look at all matters in the round concerning this particular applicant, and that is what he did. 54.It may well be that the applicant had a primary purpose of coming to Hong Kong to be with his wife. As I have said, the Director accepts that family reunion means recognition of an emotional bond of dependency by one family member upon another. But as I have earlier said, the Director is not managing a policy of family reunion; he is managing a policy of dependency, a far stricter policy, and the fact that there is some emotional dependency by one spouse upon another - while obviously that will be taken into account, and will be acknowledged as being a primary reason for wishing to settle here, the Director is not constrained in his policy to looking at one single reason; he can look, where necessary, to any number of primary reasons. To suggest otherwise would be artificial. History has shown that, when emigrating, many people come, in the initial instance at least, to family members in the new country and are dependent upon them but are dependent upon them solely to enable them to have a firm base upon which they can then strike out on their own. 55.All the facts of this case indicated to the Director, and, I think, quite rationally so, that the applicant in this matter intended to work as and when he could. Accordingly, a primary purpose of his arriving here, having worked in Nepal already, and being a man of working age without any disability, was himself to take up employment. I confess, that looking at all the circumstances in the round, I do not see how the Director's decision can be criticised as being irrational. I would go so far as to say that - by inference at least - it appears to be an obviously rational decision. 56.In the circumstances, I can find nothing unreasonable in the public law sense in the decisions made by the Director nor the decisions made by the Chief Executive in Council. I am satisfied that the rejections were lawful in the sense that they were not made under any misapprehension as to law or as to the correct policy to be applied. That being the case, the application must be dismissed.
Representation: Mr Hectar Pun, instructed by Joseph C T Lee & Co., for the Applicant Mr William Marshall, SC, leading Mr Casper Chu, GC, instructed by the Department of Justice for the 1st and 2nd Respondents |
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