Read the full judgment text of HCA 3064/2002 on BabelCite. This High Court CFI judgment was delivered on 30 June 2003.
1. The Plaintiff in this action is a financial advisor and he has been in the financial industry for almost 30 years. He got his first broker's licence in 1976 from the CFTC, a regulatory body in the United States. Over the years, he got other relevant qualifications in the industry, including what he described to the court as the "ultimate licence" in the United States called the Futures Commission Merchant licence in 1999. Obviously, the Plaintiff is very experienced in the field. He first wor
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