Gurung Bhakta Bahadur v. Director of Immigration and Another
Read the full judgment text of HCAL 1579/2000 on BabelCite. This High Court CFI judgment was delivered on 2 February 2001.
1. On 21 July 2000, the Applicant obtained leave ex parte to bring judicial review proceedings against both the Director of Immigration ('the Director') and the Chief Executive in Council. In those proceedings the Applicant sought to quash a decision of the Director refusing to grant him permission to remain in Hong Kong as a dependent of his wife. The Applicant further sought to quash a decision of the Chief Executive in terms of which the Chief Executive confirmed the Director's decision despi
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HCAL 1579/2000 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW ____________
____________ Coram: Hon Hartmann J in Chambers Date of Hearing: 11 January 2001 Date of Handing Down Judgment: 2 February 2001 _______________ J U D G M E N T _______________ Introduction 1. On 21 July 2000, the Applicant obtained leave ex parte to bring judicial review proceedings against both the Director of Immigration ('the Director') and the Chief Executive in Council. In those proceedings the Applicant sought to quash a decision of the Director refusing to grant him permission to remain in Hong Kong as a dependent of his wife. The Applicant further sought to quash a decision of the Chief Executive in terms of which the Chief Executive confirmed the Director's decision despite an objection made by the Applicant pursuant to section 53 of the Immigration Ordinance. 2. On 30 November 2000, the Respondents issued proceedings by way of summons seeking to set aside the granting of leave in so far as it related to the 2nd Respondent; that is, the Chief Executive. The relief was sought on the basis that section 64(3) of the Interpretation and General Clauses Ordinance Chapter 1 ('the Interpretation Ordinance') bars a person who has elected to appeal or submit an objection to the Chief Executive from thereafter seeking to judicially review the Chief Executive's decision in the matter. 3. On 10 January 2001, a further summons was issued by the Respondents. This second summons sought to set aside the granting of leave in so far as it related to the 1st Respondent; that is, the Director. The relief sought also flowed from section 64(3) of the Interpretation Ordinance, the contention being that, having elected to lodge an objection to the Director's decision with the Chief Executive, the Applicant was now barred in terms of section 64(3) from applying also to judicially review the Director's decision. The scope of this judgment 4. This judgment relates solely to the matters raised in the Respondents' summonses; essentially therefore to the important issue of the true meaning and effect of section 64(3) of the Interpretation Ordinance. It does not deal with the substantive merits of the Applicant's challenge to the decisions of the Director and the Chief Executive. Background to the matter 5. The Applicant comes from Nepal. He is a national of that state. He and his wife were married in Nepal. The wife, however, was born in Hong Kong and is a permanent resident here. In early August 1998, the Applicant came to Hong Kong as a visitor to be with his wife. A few days later he applied to the Director for a change of his immigrant status, seeking to remain in Hong Kong as a dependent of his wife. On 13 July 1999, the Director refused the application. He did so on the basis that he was not satisfied that the Applicant's wife, the sponsor, was capable of supporting the Applicant to a reasonable standard of living nor was he satisfied that the Applicant was a genuine dependent of his wife. 6. Being aggrieved by this decision, which is the first decision challenged by the Applicant in his judicial review proceedings, the Applicant chose to seek redress in terms of section 53 of the Immigration Ordinance. Subsection (1) of that section reads:
7. Subsection (3) of that section provides that an objection lodged by a person in the position of the Applicant shall be considered by the Chief Executive in Council. 8. On 16 June 2000, the Applicant was advised that the Chief Executive in Council had confirmed the decision of the Director. The letter from the Secretary for Security read:
9. This is the second decision challenged by the Applicant. It was a decision made by the Chief Executive pursuant to subsection (4) of section 53 which reads:
Section 64(3) of the Interpretation Ordinance 10. In 1950, the recently enacted Interpretation Ordinance was amended by the addition to it of a new section: 39A. The object of this new section was to standardise procedures for appealing to the then Governor in Council against decisions of administrative authorities. More particularly, section 39A(1)(b) provided that, whenever any Ordinance allowed for appeal to the Governor in Council, nothing contained in that statute -
11. Subsection (1)(c) continued by providing that:
12. Mr Marshall, who appeared for the Respondents, said that his investigations had not been able to shed light on why these two subsections had been made into law. Nothing appears in Hansard on the point. 13. In 1966, section 39A was reconstituted as section 64 of the Interpretation Ordinance. What was originally section 39A(1)(b) is today section 64(3) and reads as follows:
14. The old subsection (1)(c) of section 39A has been replaced by section 64(4) which reads:
15. Whatever the previous position may have been, that subsection makes it plain that today, when the Chief Executive sits in Council to consider any appeal or objection, he acts in an administrative or executive capacity and not in one that is judicial or quasi-judicial. There is a material difference between the two. In R. v. Environment Secretary, ex parte Ostler [1977] 1 QB 122 (at page 135) Lord Denning MR expressed it thus:
The interpretation of section 64(3) proposed by the Respondents 16. As I comprehend the argument, it is submitted on behalf of the Respondents that section 64(3) precludes judicial review of an administrative authority's decision if the person aggrieved by that decision chooses to seek redress by way of what I will, in general terms, describe as an appeal to the Chief Executive in Council. What is contended is that the phrase in the subsection which reads - 'instead of appealing or making an objection to the Chief Executive in Council' - imposes upon an aggrieved person an election. That person must choose either to seek redress in the supervisory jurisdiction of the High Court or to proceed by way of an appeal to the Chief Executive. If the aggrieved party chooses the latter course, the right to judicially review the administrative authority's decision falls away and with it any right to judicially review the decision of the Executive. That is so, it is argued, because the legislature created the statutory remedy of an appeal to the Chief Executive in Council and, in so doing, made it plain in the wording of the subsection that if an aggrieved person chose not to seek redress through the courts but rather by way of the statutory remedy that chosen pathway excluded the court's supervisory jurisdiction. As the Respondents put it: if the legislature created the statutory remedy, it is entitled to limit it in the interests of finality and certainty. 17. On behalf of the Respondents, Mr Marshall contends that it would, on his reading, be more accurate to describe the subsection as 'elective' rather than an 'ouster' section which absolutely precludes the supervisory jurisdiction of the High Court. An aggrieved person, he says, has the right to seek judicial review of the public authority's decision but it is a right dependent on his election. The same principle applies, he says, when a statute provides for a time limit beyond which judicial review is no longer allowed. This court's interpretation of section 64(3) 18. With respect, I do not consider such a comparison to be of assistance. Section 64(3) does not seek to compress an aggrieved person's judicial remedies into a time frame dictated by public interest. If I accept the Respondents' interpretation of section 64(3) it means that the legislature will have imposed upon an aggrieved party a single choice: does that person proceed on the merits by way of appeal or does that person embark on an entirely different process; namely, to ask the High Court to identify and correct a recognisable public law wrong entirely outside the merits of the matter? What cannot be ignored is that appeals on the merits and judicial reviews are not of the same breed, the one being little more than a clone of the other. They are - to pursue the metaphor - different creatures. In this regard I can do no better than cite the words of Sir John Donaldson MR (as he then was) in R. v. Panel on Take-overs and Mergers ex parte Datafin Plc [1987] QB 815 (at page 842):
19. It is difficult to accept that the legislature would have intended a person who has a justifiable grievance on both the merits of an authority's decision and also on the lawfulness of that decision to nevertheless be forced to elect to proceed on only one. I believe that, in the absence of plain language to the contrary, it can be inferred that the legislature would never have countenanced such a result, one that could lead to a predicament of some absurdity. 20. Nor have I been persuaded that either the interests of certainty or finality are served by the interpretation of section 64(3) that is urged upon me. How is certainty served when an aggrieved person must choose one form of potential redress at the expense of another very different form? Some lip service may be paid to the principle of finality but section 64 provides for time limits in appealing to the Chief Executive while a fundamental principle underlying judicial review is that if a person wishes to challenge the legality of an administrative action he ought to do so expeditiously. The statutory provision of time limits and the principles of judicial review work together therefore to bring about finality. 21. I accept, of course, that the first principle of construction is that plain words must be given their plain meaning. But I do not see that I in any way offend the principle by coming to an interpretation of section 64(3) that avoids the potential predicaments encased in the interpretation suggested by the Respondents. I say this in light of a second principle too; namely, that there is a common law presumption (made historically to secure the rule of law) that access to the courts is not to be denied in a statutory instrument save by the clearest language. 22. It is my understanding that in the first half of section 64(3) an option is offered. But it is not an option that is mutually exclusive. The phrase 'instead of' means no more than 'rather'; in short that an aggrieved person may choose rather to seek judicial review than proceeding by way of appeal to the Chief Executive in Council. But the offer of an alternative does not of itself indicate that the choice must be only one or the other and not, where circumstances permit, a choice of both procedures. The language used is nowhere near clear enough for that to be the unambiguous meaning. As I see it, the true intent of the subsection, as a matter of ordinary construction, is to say that an aggrieved person seeking to challenge the decision of an administrative authority has a choice of both procedures but if an appeal is made to the Chief Executive in Council a decision on that matter will not itself be subject to judicial review. 23. In summary, while section 64(3) concedes that rights of appeal to the Chief Executive do not prevent an aggrieved person from also (or only) seeking judicial review of an administrative authority's decision, it purports to protect from similar challenge the valid decisions of the Chief Executive made when he is called upon to decide such appeals. 24. Accordingly, in my judgment, in so far as section 64(3) may be described as an 'ouster' section it seeks only to oust (that is, to preclude) decisions of the Chief Executive from the scrutiny of the High Court and does not purport to limit the procedural options open to an aggrieved part when deciding how best to challenge the decision of an administrative authority. But is the Court ousted from reviewing decisions of the Chief Executive in Council? 25. In the present case, although the Chief Executive had the power in terms of section 64(5) of the Interpretation Ordinance to vary the Director's decision or substitute it with a different decision, he chose not to do so. The Chief Executive did no more than confirm the Director's decision. As such, it appears to me that in the present case, whether or not the decision of the Chief Executive is subject to any degree to judicial review, will not, in practical terms, affect the outcome of the Applicant's judicial review. I say so because the Chief Executive has not made a distinct decision severable from the decision of the Director, a decision capable of standing on its own even if the decision if the Director is found to be a nullity. My brother, Chung J, expressed it thus in Akram v. Secretary for Security [2000] 1 HKLRD 164 (at page 177):
26. But that, of course, does not dispose of the central complaint; namely, that, by reason of section 64(3), the Chief Executive's decision is immune from judicial review and accordingly the Chief Executive in Council should not be a party to the Applicant's proceedings. 27. The relevant wording of the subsection bears repeating as the question is one of construction. It is drafted in the following terms:
28. These are strong words. They clearly constitute a total 'ouster' provision and not one that is qualified in some way; for example, by allowing access to the courts but only within a restricted period of time. As such, I am of the view that if section 64(3) is in any way to be subject to the supervisory jurisdiction of the High Court it can only be upon the principles first enunciated in Anisminic Ltd v. Foreign Compensation Commission [1969] 1 All ER 208. 29. The wording at issue in Anisminic was contained in the Foreign Compensation Act of 1950. Under that statute a commission was constituted and given powers to determine claims for compensation, the funds coming from foreign governments which had taken measures against the property of British subjects. Section 4(4) of the statute provided that a determination by the commission of any application made to it "shall not be called in question in any court of law". Here too the words, while more general, were clear and unqualified. The commission rejected a claim made by Anisminic Ltd which then took judicial review proceedings seeking a declaration that the commission's determination was a nullity. 30. The Court of Appeal agreed that if the commission had erred, its error had gone to the merits and not to jurisdiction. The House of Lords, however, rejected the idea that the jurisdiction of an administrative tribunal was to be determined only at the outset of its inquiry, holding that a tribunal may do (or fail to do) something during the course of its inquiry which renders its decision a nullity. In this regard, Lord Reid said (at page 213):
31. Lord Wilberforce (at page 244) said:
32. Accordingly, an administrative tribunal (such as the Chief Executive in Council determining an appeal) is protected from the supervisory scrutiny of the High Court provided it acts and makes its determinations within what Lord Wilberforce called its 'permitted field'. If, however, it exceeds its jurisdiction in the ways contemplated by Lord Reid then, by stepping outside its 'jurisdiction' or 'permitted field' it has made an erroneous inquiry and one which is a nullity. 33. In an oft-quoted obiter dicta passage in O'Reilly v. Mackman [1983] 2 AC 237 (at page 278), another decision of the House of Lords, Lord Diplock commented:
34. Anisminic has been criticised as being in disobedience of the express instructions of the legislature but it is clear that it remains good law, the jurisprudential rationale being that if a tribunal could become a law unto itself, it would move dangerously towards dictatorship, the personalities presiding on the tribunal, empowered with an uncontrollable jurisdiction, becoming the sole judges of the validity of their own decisions. See, for example: Constitutional and Administrative Aspects of the Anisminic case by Professor Wade (1969) 85 LQR 198. 35. In Anisminic itself, Lord Wilberforce was aware of the potential criticism of disobedience of the express instructions of Parliament. In this regard, he said:
36. But are the principles enunciated in Anisminic applicable to section 64(3) which specifically purports to preclude (or oust) proceedings by way of 'mandamus, certiorari, prohibition, injunction or other order' the very proceedings through which the Anisminic principles are made effective? Recent authorities indicate that the principles will still apply. 37. An authority directly in point is Attorney General v. Ryan [1980] 2 WLR 143 PC. This judgment of the Privy Council concerned an 'ouster' provision in the Bahamas Nationality Act 1973 which entitled the Minister of Home Affairs of the Bahamas to refuse to register applications for citizenship. Section 16 of the statute provided:
38. Lord Diplock, in giving the judgment of the Board on the issue, said (at page 730):
39. In the 1996 Court of Appeal decision of R. v. Secretary of State for the Home Department, ex parte Fayed and another [1997] 1 All ER 228, Lord Woolf MR cited Attorney-General v. Ryan with approval. In that case, the Secretary of State for the Home Department accepted, without the need for argument, that section 44(2) of the British Nationality Act 1981 did not prevent the court exercising its jurisdiction to review a decision of his on traditional judicial review grounds. Section 44(2) of the Act read:
40. In my judgment, therefore, it is now settled law, applicable in the courts of Hong Kong, that in respect of what I will call 'complete ouster' provisions, such as the one appearing in section 64(3), the Anisminic principles will be applied. The reasoning in Smith v. East Elloe RDC 41. During the course of his submissions, Mr Marshall placed before me a series of authorities, three of which may be cited here as being definitive of his arguments. They are Smith v. East Elloe Rural District Council [1956] 1 All ER 855; R. v. Secretary of State for the Environment, ex parte Ostler [1976] 3 All ER 90 and R. v. Secretary of State for the Environment, ex parte Kent [1990] COD 1-83 page 79. 42. In these cases the courts refused to question the decisions under challenge by reason of the fact that those decisions (of various tribunals) were protected by 'ouster' provisions. 43. A great deal has been written about the apparent conflict between Smith (and the line of cases following it) and the Anisminic line of authorities. What is apparent, however, is that the Smith line of cases all concern time limit clauses and their place in a broader statutory scheme. 44. In Smith the Court upheld an 'ouster' provision linked to a time limit clause even in the face of an allegation of bad faith or fraud. In both ex parte Ostler and ex parte Kent the courts upheld similar provisions linked to 6 week time limit clauses. The Anisminic principles, however, concern provisions which attempt absolutely to protect the decision of an inferior tribunal from judicial scrutiny, such provisions allowing no limited or qualified access to the courts, such provisions standing on their own and not being an integral part of some greater statutory scheme created by the legislature for the public good: for example land acquisition for the building of roads. 45. If any explanation needs to be given for why there should be a distinction, I can do no better than quote the words of Lord Denning MR in ex parte Ostler. The headnote of that case reads (in part) as follows:
46. Lord Denning amplified the reasoning of the Court of Appeal (in the light of the earlier Anisminic decision) in the following terms:
47. The distinction between the Smith line of cases and Anisminic has, I believe, now become settled. An example of this is to be found in R. v. Cornwall Country Council, ex parte Huntingdon [1994] 1 All ER 694, a decision of the Court of Appeal in which Simon Brown LJ, in speaking of the apparent conflict between the two lines of authority to which I have referred, said as follows:
The extent to which decisions of the Chief Executive in Council are subject to review 48. Having found that section 64(3) does not act as an absolute bar to this Court exercising its jurisdiction of review, the question then arises of the extent to which that jurisdiction may be exercised. 49. The applicable principles were, I believe, identified in the Privy Council decision in South East Asia Fine Bricks v. Non-Metallic Mineral Products Manufacturing Employees Union [1981] AC 363. The 'ouster' provision under consideration came from the Malaysian Industrial Relations Act 1967 (section 29(3)) which read:
50. In considering the effect of this section, Lord Fraser said:
Conclusion 51. In my judgment, for the reasons given, both summonses issued by the Respondents should be dismissed. 52. I am satisfied that section 64(3) of the Interpretation Ordinance does not prevent the Applicant from seeking to judicially review the decision of the Director even though the Applicant chose earlier to lodge an objection concerning that decision with the Chief Executive in Council. 53. I am further satisfied that section 64(3) of the Interpretation Ordinance does not prevent the Applicant from seeking to judicially review the decision of the Chief Executive in Council if it can be shown that the Chief Executive in Council 'has done or failed to do something in the course of the [appeal] inquiry which is of such a nature that its decision is a nullity'. 54. Whether the Applicant in the present case will be able to identify alleged acts or omissions of the Chief Executive in Council which are of such a nature as to nullify his administrative decision is not a matter which has been canvassed before me. Nor do I believe, at least without the assistance of counsel, am I capable of making any such identification on the papers submitted by the Applicant in support of his application for judicial review. If there is to be any attempt to identify such acts or omissions it can most conveniently be done at the substantive judicial review hearing and the question decided then on its merits. 55. As for costs, there will be an order nisi awarding costs to the Applicant, such costs to be taxed if not agreed. The order nisi will become final 30 days after the handing down of this judgment if no application is made earlier to discharge or vary this order nisi.
Representation: Mr Hectar Pun, instructed by Messrs Joseph C T Lee & Co., for the Applicant Mr William Marshall, SC together with Mr Caspar Chu, GC for the Secretary of Justice for both Respondents |
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