Lai May Hing v. Lai Sai Fuk

Read the full judgment text of HCA 14170/1997 on BabelCite. This High Court CFI judgment was delivered on 16 March 1999.

1. The Plaintiff is the purchaser of a flat owned by the Defendant. The flat is at Flat B, 8/F, Lee Wing Building, No.3 Shansi Street, Kowloon, Hong Kong ("the flat"). The Plaintiff on 28th September 1997 entered into a provisional agreement with the Defendant for the purchase of the flat. A formal agreement ("the agreement") was later signed by the parties.

Cited by 3 cases · Cites 2 cases

Case No.HCA 14170/1997[1999] 2 HKC 464
Court
High Court CFI
Date16 Mar 1999
Judge
Case Document
100%Judiciary

HCA014170/1997

HCA14170/97

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

ACTION NO.14170 OF 1997

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BETWEEN
LAI MAY HING Plaintiff
AND
LAI SAI FUK Defendant

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Coram : Hon Mr Justice Cheung in Court

Date of hearing : 9 March 1999

Date of handing down judgment : 16 March 1999

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J U D G M E N T

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The facts

The sale

1. The Plaintiff is the purchaser of a flat owned by the Defendant. The flat is at Flat B, 8/F, Lee Wing Building, No.3 Shansi Street, Kowloon, Hong Kong ("the flat"). The Plaintiff on 28th September 1997 entered into a provisional agreement with the Defendant for the purchase of the flat. A formal agreement ("the agreement") was later signed by the parties.

The assignments

2. By a letter dated 4th November 1997, the Defendant's previous solicitors K.P. Lam & Co ("Lam & Co") delivered the title deeds to the Plaintiff's solicitors Shamson Zeall & Co ("Zeall & Co"). The documents were received on 5th November 1997. Among the title deeds delivered to Zeall & Co were two Assignments dated 17th November 1981 (Memorial No.2192947) ("the 1st Assignment") and 18th June 1987 (Memorial No.3430810) ("the 2nd Assignment") respectively. In the 1st Assignment, Kei Keung Development Company Limited assigned the flat to the purchaser, Thung Siua. In the 2nd Assignment, it is stated that Dewi Mirahwati Thung, formerly known as Thung Siua, assigned the flat to Lin Chiang Ping and Lam Ling Fung. There were subsequent sales after the 2nd Assignment and the Defendant eventually became the owner of the flat on 22nd July 1995.

Requisition on title

3. Zeall & Co raised requisitions on title. Its letter of 11th November 1997 to Lam & Co stated that :

" Upon perusal of the title deeds and documents, we notice that the identity of DEWI MIRAHWATI THUNG as appeared in Assignment Memorial No.3430810 was different from that appearing in previous Assignment Memorial No.2192947 in that there was a change of name under a different passport number.

Kindly letters(sic) have acceptable evidence to prove that the two descriptions in fact refer to one and the same person. For your further reference, we enclose herewith copies of the said Assignments for your retention."

The reply came the next day from Lam & Co stated that :

"As to Assignment Memorial No.2192947, the Purchaser is known as THUNG SIUA of Flat B on 8th Floor of Lee Wing Building, No.3 Shansi Street, Kowloon, Hong Kong, Married Woman. As to Assignment Memorial No.3430810, the Vendor is known as DEWI MIRAHWATI THUNG formerly known as THUNG SIUA, Married Woman, of Flat B on the 8th Floor of Lee Wing Building, No.3 Shansi Street, Kowloon, Hong Kong. Further in comparison with the signature of THUNG SIUA in both documents, it appeared to be the same. As the name of THUNG SIUA and her address and marital status were the same. The identity of the said THUNG SIUA is clear and unambiguous, and refers to the same person appearing in both documents."

4. Zeall & Co was not satisfied with the answer and on 13th November 1997 wrote again to Lam & Co stating that :

"We believe it would very unsafe and unsatisfactory to dispel doubts on identity in reliance only on similarity of signatures, address and marital status when the crux of the evidence points strongly to a disparity in names and identification documents and numbers. We cannot accept your reply and look forward to receiving further and better proof."

On 26th November 1997, Lam & Co responded as follows :

"As the Assignment Memorial No.2192947 was executed on the 17th November 1981 and the Assignment Memorial 3430810 was executed on the 18th June 1987, the execution of the two assignments were more than 5 years apart. The signatory to these two assignments were described by different passport numbers where no discrepancy in signatures appeared in these two assignments. No reasonable doubt raised as to the authenticity of the signatures. (Lee Yeung Chun V. Ng Choi Chun (1990) MP No.3349/89 refers)."

Zeall & Co was not satisfied with the answer and thereafter there were further correspondence between the two firms of solicitors on the same topic.

Termination of sale

5. Completion of the sale was to take place on 20th December 1997. On 22nd December 1997, Zeall & Co wrote to Lam & Co terminating the agreement and demanded the return of the deposit of $200,000 by reason of the Defendant's "failure to attend to our requisitions properly and hence to prove your client's title on or before completion."

Duty to answer requisition

6. In Kok Chong Ho & Anr v. Double Value Developments Ltd. [1993] 2 HKLR 423, the Court of Appeal held that if the requisition is not answered satisfactorily then it does not matter whether the vendor in fact has a good title. In Active Keen Industries Ltd. v. Fok Chi Keong [1994] 1 HKLR 396 the Court of Appeal stated that the obligation on the vendor to answer requisitions and objections must be discharged within a reasonable time to enable the purchaser to satisfy himself on the matter, i.e. get the money ready and complete on the date fixed.

Answer by statutory declaration

7. This is not a case where the discrepancies are simply on the signatures or the passport numbers. If the two Assignments were signed at different times, naturally one would expect some difference in the style of the signatures and the passport numbers of the holder might have been changed. The real dispute is whether the names of Thung Siua and Dewi Mirahwati Thung refer to one and the same person.

8. If the matter is to be decided on first principle, I would have thought that if the 2nd Assignment recites that Dewi Mirahwati Thung is formerly known as Thung Siua, then the requisition is to be answered by a deed poll or a statutory declaration by Thung Siua or some other person that Thung Siua and Dewi Mirahwati Thung are the same person. In fact, this is what the decided cases suggested. In Lam Kin I v. Tsui Ming Yee, MP No.361/89, Godfrey J. (as he then was) referred to the proper conveyancing evidence of a statutory declaration by a person stating that the two signatures in two different assignments were one and the same person. In Chudai (H.K.) Development Co. Ltd. v. Portia International Ltd. [1992] 1 HKLR 350 where the name of the owner appeared in an earlier assignment as "Lam Chun" and in a later assignment as "Lam Chun alias Lam Yin-chor", the requisition as to the discrepancy was answered by a statutory declaration from Lam Chun. In Lee Yeung Chun & Anr v. Ng Choi Chun [1991] HKLR 468 where a owner had signed his middle name differently once giving the full name, once with the initial only at the time of his purchase and the subsequent sale, the discrepancy was explained by a statutory declaration.

9. After the present action had commenced, the Defendant's present solicitors managed to obtain from Anthony Au & Co, ("Au & Co") the solicitors who witnessed the signatures of Thung Siua and Dewi Mirahwati Thung in the 1st and 2nd Assignments, a statutory declaration from Dewi Mirahwati Thung. In this declaration, she stated that she was also known as Thung Siua and the two names referred to her.

10. Mr Pun, Counsel for the Plaintiff, accepted that this statutory declaration, if produced before the completion date, would satisfy the requisition. However the document was not produced then.

Available evidence

11. The question is what were the available evidence when the requisition was raised that the two names belonged to the same person? As far as the two assignments are concerned, the same address was used. The address is that of the flat. The signatures are slightly different although one may say that the structure of the signatures is more or less the same. However, these two pieces of evidence are clearly not sufficient to show beyond reasonable doubt that the two names belong to the same person. The requirement of proving title beyond reasonable doubt is well established by the cases : Kan Wing Yau & Anr v. Hong Kong Housing Society [1998] 2 HKLR 187.

12. Delivered together with the title deeds were a letter from Au & Co and copies of the two passports of Thung Siua and Dewi Mirahwati Thung. The letter from Au & Co was dated 6th June 1994 and it stated that :

"According to our file record, Thung Siua was the holder of both passports with Passport Nos.A080098 and A097390. We enclose herewith copy of both Passports for your reference."

13. In respect of the two passports, Ms Li, Counsel for the Defendant, referred to the identical details in the two passports of their holders such as the date of birth; the physical description namely "oval face, dark brown eyes and black hair". The photographs in the two passports showed a bespectacled woman. Ms Li further submits that the features of these two persons in the photographs are the same. As only the photocopies of the passports were produced, it is unsatisfactory to compare them. While there are identical particulars in these two passports, the signature of Dewi Mirahwati Thung in her passport in fact is completely different from the two signatures in the Assignments. I am unable to say that the circumstantial evidence can prove beyond reasonable doubt that the two names belong to the same person. As Godfrey J. held in Lam Kin I :

"A pointer is not evidence. Circumstantial evidence is not sufficient. Proper conveyancing evidence demands more than this. It demands something on the lines of the statutory declaration to which I have referred, or some other evidence which will satisfy this purchaser, and any purchaser from him, that the title is a good one. While this circumstantial evidence may be enough to convince me, I cannot, objectively speaking, take the view that it would be unreasonable for this or a subsequent purchaser to suggest that it is simply not enough. I am not entitled to force a doubtful title upon the purchaser."

To accept the circumstantial evidence in this case is to force a doubtful title upon the purchaser.

14. In Chudai, Bokhary J. (as he then was) stated that :

"Where a name is used in one document in the chain of title, and that name together with an alias is used in another document in that chain, the evidence required to put identity, and accordingly title, beyond reasonable doubt is generally less than the evidence which would be required to do that if unrecognizably different names had been used."

15. It has to be pointed out that the requisition in that case was answered by a statutory declaration from the person herself. In the case of Free Focus Ltd. v. Fels China Ltd. [1989] 2 HKC 568, the signatures of the owner were the same, it was only the passport numbers that were different. Deputy Judge Saied (as he then was) naturally found that the requisition on the discrepancy had been answered.

Requisition not answered

16. In the circumstances, I find that the Plaintiff had properly rescinded the agreement due to the failure of the Defendant to answer the requisition. The Defendant had failed to prove a good title to the flat. The Plaintiff is entitled to the return of the deposit of $200,000.

Agreed sums

17. The parties agreed that the Defendant has to reimburse the Plaintiff $12,235 being the stamp duty paid by the Plaintiff in the transaction, $15,210 being the cost of investigation of title and $13,000 being commission paid by the Plaintiff to the estate agent.

Decoration work

18. After having entered into the formal agreement, the Plaintiff was allowed to enter the flat and carried out decoration work. She spent $48,800 for the decoration. She had initially paid $15,000 to the decorator and the balance of $33,800 was paid subsequently. The payment of $33,800 was evidenced by a receipt. However, she was unable to locate the receipt for the deposit. The Defendant accepts that decoration had been carried out at the flat and does not dispute that the Plaintiff had paid $33,800. The dispute is on the initial payment of $15,000. I accept the Plaintiff had fully paid the $48,800. Although the quotation issued by the decorator was dated September 1997, this was probably a mistake and I find that the Plaintiff is entitled to recover $48,800 from the Defendant.

Furnitures and fittings

19. The flat was sold to the Plaintiff together with three pieces of electrical appliances, namely, a washing machine, a stove and a refrigerator. The Defendant said that the appliances were purchased two years ago and they cost over $10,000. The Plaintiff described the appliances as old and rusty and she caused them to be thrown away because they obstructed the decoration. The Plaintiff now accepts that she has to reimburse the Defendant on these three appliances. The issue is how much. Mr Pun suggested a depreciation of 30%. I accept this to be a reasonable figure and I would allow $7,000 to be deducted from the Plaintiff's claim.

20. When the Plaintiff entered the flat, she found that two beds (which had been dismantled) and mattresses were left behind. They were not included in the list of appliances included in the sale. She had asked the Defendant to remove the beds and mattresses. The Defendant agreed but eventually the Plaintiff had to pay someone to remove them because the Defendant failed to do so. In my view, the beds and mattresses were abandoned by the Defendant and the Plaintiff is no longer liable to reimburse the Defendant the cost of these furnitures.

Counterclaim

21. As it was the Defendant who was in breach of the agreement, he is not entitled to claim any loss allegedly arising from the recission of the agreement. In the circumstances, the counterclaim is dismissed.

Conclusion

22. Accordingly, the Plaintiff is entitled to the following relief :

(1) a declaration that the Plaintiff is entitled to rescind the agreement;

(2) a declaration that good title to the flat had not been shown by the Defendant;

(3) Judgment to the Plaintiff for the sum of $282,245 (i.e. $289,245 less $7,000).

23. There shall be interests on the judgment sums at judgment rate from the date of the service of the writ to date of payment. The Plaintiff is entitled to costs nisi of the action.

(P. Cheung)
Judge of the Court of the First Instance,
High Court

Representation:

Mr Hectar Pun, inst'd by M/s Shamson Zeall & Co., for the Plaintiff

Ms Cynthia Li, inst'd by M/s George Tung, Jimmy Ng & Valent Tse, for the Defendant

Other Judgments in This Case

Further hearings and rulings under HCA 14170/1997