Intelligent House Ltd v. Chan Tung Shing and Others

Read the full judgment text of LDCS 11000/2006 on BabelCite. This LDCS judgment was delivered on 23 June 2008 before H.H. Judge Thomas Au, Mr. W.K. Lo.

Lands Tribunal – Land (Compulsory Sale for Redevelopment) Ordinance (Cap 545) – compulsory sale of lot for redevelopment – majority owner with 92.87% undivided shares – two 46-year-old buildings (Kam Kwok Building and National Building) on the Lots situated at the Remaining Portion of Section A of Marine Lot No. 436 and Section F of Marine Lot No. 435 – Applicant purchased majority shares in 2006 public tender for $825 million – Whether Ordinance infringes Basic Law Articles 29 (inviolability of homes) and 105 (protection of private property and compensation for deprivation) – Whether applicant meets 90% undivided shares threshold under s. 3(1) – Whether EUVs of individual residential and commercial/retail units are appropriate – Whether redevelopment justified on grounds of age or state of repair – Whether applicant took reasonable steps to acquire minority shares – Whether RDV too low – Constitutional challenge rejected; Articles 29 and 105 do not apply to private-to-private transfers under the Ordinance, following Harvest Good Development Ltd v Secretary for Justice – 90% threshold satisfied based on undivided shares of the entire Lots (not each building) – date of EUV valuation is the date of the valuation report attached to the application (29 September 2006), not the date of trial – tribunal adopts mixed approach to EUV valuation: Mr Chan's basic unit rates for residential units with Mr Lynch's RZA method for commercial/retail units – meaning of "age" and "state of repair" under s. 4(2)(a)(i) interpreted broadly: land economic test (cleared site value exceeds EUV) applicable to age; repair cost vs. enhancement value test applicable to state of repair – redevelopment justified on ground of age: cleared site value of approximately $1.2 billion substantially exceeds EUV of approximately $579 million – redevelopment justified on ground of state of repair: total repair cost of $91,239,654.50 exceeds enhancement value of $70,770,954 by $20,468,700.50 – reasonable steps requirement under s. 4(2)(b) satisfied: four written offers and meetings; offer prices based on auctioned sale price and Savills valuation fall within range of fair and reasonable compensation – reserve price fixed at $1,421,124,000 reflecting 8.4% increase (1.4% per month over 6 months) over January 2008 RDV – order for sale granted – costs nisi against 13th Respondent (China Superior) only, on High Court Scale with certificate for 2 counsel

Legal issues: Constitutionality of the Ordinance under Basic Law Articles 29 and 105 · Whether the 90% undivided shares threshold is met · Correct date of EUV valuation · Appropriateness of RZA method for commercial/retail unit valuation · Proper interpretation of "age" and "state of repair" under s. 4(2)(a)(i) · Whether redevelopment is justified on the ground of "age" · Whether redevelopment is justified on the ground of "state of repair" · Whether Intelligent House took reasonable steps to acquire minority shares

Outcome: Order for sale of all undivided shares of the Lots granted in favour of the Applicant Intelligent House Limited; redevelopment held to be justified on grounds of age, state of repair, and collectively on both grounds.

Cited by 1 case · Cites 3 cases

Case No.LDCS 11000/2006
Court
LDCS
Date23 Jun 2008
JudgeH.H. Judge Thomas Au, Mr. W.K. Lo
Case Document
100%Judiciary

LDCS 11000 / 2006

IN THE LANDS TRIBUNAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

LAND COMPULSORY SALE

APPLICATION NO. 11000 OF 2006

----------------------

BETWEEN    
  INTELLIGENT HOUSE LIMITED Applicant
  and  
  CHAN TUNG SHING and TONG FOON LING 1st Respondent
  LAI TIN YEUNG, LAI LEE SAU CHUN
and LAI KIN HUNG
2nd Respondent
  CHAN WING YIU 3rd Respondent
  NING YUK MUI 4th Respondent
  WONG SING WAI 5th Respondent
  LIU CHUEN HEI 6th Respondent
  TAN FOOK LIMITED 7th Respondent
  WING WAI YIN 8th Respondent
  CHE HEONG KUAI 9th Respondent
  YUEN CHEONG PROPERTY INVESTMENT COMPANY LIMITED 10th Respondent
  FUNG KAR MING and MAK PO MING 11th Respondent
  LAI TIN YING 12th Respondent
  CHINA SUPERIOR LIMITED 13th Respondent
  SUI CHEONG INDUSTRIES LIMITED 14th Respondent
  YIU HOW WAN
as the Administratrix of the estate of CHAN SAU KING (deceased)
15th Respondent
  LAI KWONG CHING 16th Respondent
  WONG CHI SUM 17th Respondent
  LAI WAI MAN 18th Respondent
  CHENG CHING CHEE 19th Respondent
  LAU MARY 20th Respondent
  LAI WAI MAN and LAU CHOI HUNG 21st  Respondent
  LEE YAN CHI 22nd Respondent
  LAM SUK YING 23rd Respondent
  LAU YIP KEUNG 24th Respondent
  YU OI KING 25th Respondent

----------------------

Coram:  H.H. Judge Thomas Au, Presiding Officer, Lands Tribunal, and Mr. W.K. Lo, Member, Lands Tribunal
Date of Hearing: 25,28,29,30 & 31 January 2008
  1,4,5, 6,18,19,20,21,22,25,26,27 & 28 February 2008
  25 April 2008
Date of Handing Down of Judgment: 23 June 2008

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JUDGMENT

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I.  Introduction

1.The Applicant, Intelligent House Ltd (“Intelligent House”), is the owner of a majority number of the undivided shares of Kam Kwok Building and National Building situated on the lots (“the Lots”) known as the Remaining Portion of Section A of Marine Lot No. 436 and Section F of Marine Lot No. 435.  It now applies for an order to sell all the undivided shares of the lots under the Land (Compulsory Sale for Redevelopment) Ordinance (“the Ordinance”) (Cap 545).   

2.There are initially 25 named Respondents to this application, but some of them no longer feature in the trial[1].  Amongst them, the 13th Respondent is legally represented by counsel at trial, while the rest appear in person[2]

3.In summary, under the Ordinance, the Tribunal would only grant an order for sale as sought if the following are satisfied:

(1)  Intelligent House is a majority owner of the Lots, having more than 90% of their undivided shares[3].

(2)  Intelligent House’s Application is enclosed with a valuation report on the existing use value (“EUV”) of the buildings (and the individual units therein), dated not more than 3 months before the application[4].

(3)  Redevelopment is justified on the ground of age or state of repair of the existing buildings[5], and

(4)  Intelligent House has taken reasonable steps to acquire all the undivided shares of the Lots, which steps shall include negotiating for the purchase of them on fair and reasonable terms[6].

4.Further, the Ordinance provides that:

(1)  If the minority owners dispute the EUV of any of the properties as assessed in the application, the Tribunal shall have to first determine that dispute[7].

(2)  If the Tribunal makes an order for sale, unless the parties otherwise agree, it should direct the sale to be made by way of a public auction, and fix a reserve price for the sale, which price should take into account the redevelopment value (“RDV”) of the Lots[8].

(3)  If the sale is completed, the Tribunal shall also direct that the minority owners shall receive their proportionate share of the sale proceeds by reference to the ratio between the determined EUV of their respective unit and the total EUV of the buildings[9].

5.In light of the grounds of opposition raised by the Respondents altogether[10], the following are the principal issues that need to be determined at trial:

(1)  Whether the provisions under the Ordinance enabling the making of an order for sale infringe Articles 29 and 105 of the Basic Law, and are thus liable to be set aside.

(2)  Whether Intelligent House has acquired more than 90% undivided shares of the 2 buildings on the Lots. 

(3)  Whether the EUVs of the individual residential units and commercial/retail units of the 2 buildings (and thus also the total EUV of the buildings) as assessed by Intelligent House in the application are appropriate, and if not, what should be the proper EUVs.

(4)  Whether redevelopment is justified on the grounds of age or state of repair of the buildings.  In particular:

(a)  What are the proper meaning and interpretation of the terms “age” and “state of repair”.

(b) Upon the determination of the meaning of the terms, whether the evidence (as ultimately accepted by the Tribunal) satisfies the tests to justify redevelopment.

(5)  Whether Intelligent House has taken reasonable steps to acquire the undivided shares from the minority owners.

(6)  Whether the RDV of the Lots as assessed by Intelligent House is too low, and if so, what is the proper RDV.

(7)  What are the proper terms of sale, if an order for sale is to be made.

II. Background

6.Unless otherwise stated, the following background facts are not in dispute.

7.The Lots have a total area of about 15,955 square feet, with Jaffe Road running through lot ML436 sA PR dissecting it into 2 portions. 

8.Both Kam Kwok Building and National Building on the Lots were built in 1961, and are now some 46 years old.  Kam Kwok Building is erected on the northern portion of lot ML436 sA RP and lot ML 435 sF, while National Building is on the southern portion of lot ML436 sA RP.

9.The northern part of Kam Kwok Building abuts Gloucester Road and faces the harbour.  The western side of it abuts Marsh Road, and the southern part Jaffe Road.  It has 22 non-domestic units at the Ground and 1st Floors, and 219 domestic units on 2nd to 17th Floors, inclusive of 2 penthouse units at the roof.

10.The northern part of National Building abuts Jaffe Road and faces Kam Kwok Building.  The western side of it abuts Marsh Road, and the southern party Lockhart Road.  It has 9 non-domestic units at the Ground and 1st Floors, 59 domestic units on 2nd to 18th floors and the roof. 

11.The Lots (and the 2 buildings) are governed by one Deed of Mutual Covenant dated 12 March 1963, as varied by a Supplemental Deed dated 26 September 1966.  The Lots (and thus the 2 buildings) have and share one set of 360 undivided shares, with a designated number of them allotted to each individual unit of the 2 buildings. 

12.In 2003, the 2 buildings underwent certain renovation works for its common area. 

13.In September 2006, Intelligent House in a public tender purchased 92.31% of the undivided shares of the Lots from their owners.  The sale was subject to tenancy and the purchase price was $825,000,000.00. 

14.On 15 October 2007, Intelligent House further purchased from the 25th Respondent[11] her unit at Shop No. 2B, Ground Floor, National Building.  As a result of this purchase, Intelligent House’s ownership in the undivided shares of the Lots is increased from 92.31% to 92.87%.  Out of this ownership, Intelligent House has in fact acquired and become the owner of all the undivided shares of National Building.

15.For convenience, a table showing the allocation of undivided shares of the buildings and their respective ownership by Intelligent House is attached to this decision as Appendix I.

16.After various attempts to purchase the units from the respective minority owners of Kam Kwok Building had failed, on 29 November 2006, Intelligent House took out the present application seeking an order for sale.

17.After the issue of the present application, China Superior Ltd (“China Superior”) purchased Flat No 7, 5th Floor of Kam Kwok Building from its original owner.  The Application is then amended to join China Superior as the 13th Respondent instead of the predecessor owner of the unit.

18.Quite a substantial number of the residential units at Kam Kwok Building and National Building are internally partitioned and subdivided, and have been leased out as small-room lodges.  Many of the ground floor commercial/retail units of the buildings have been used for car related business, such as selling tyres and car spare parts.  The first floor of Kam Kwok Building has been leased to a sauna house.

19.Since the purchase of the majority undivided shares of the buildings by Intelligent House, most of the leases (residential and commercial) have been terminated.

III.    The issues

A.  Whether the provisions enabling the making of an order for sale infringe Articles 29 and 105 of the Basic Law.

20.The 8th, 22nd and 23rd respondents contend that the Ordinance is in contravention of Articles 29 and 105 of the Basic Law.

21.Article 29 of the Basic Law provides as follows:

“The homes and other premises of Hong Kong residents shall be inviolable.  Arbitrary or unlawful search of, or intrusion into, a resident’s home or other premises shall be prohibited.”

22.Article 105 of the Basic Law provides as follows:

“The Hong Kong Special Administrative Region shall, in accordance with law, protect the right of individuals and legal persons to the acquisition, use, disposal and inheritance of property and their right to compensation for lawful deprivation of their property.

Such compensation shall correspond to the real value of the property concerned at the time and shall be freely convertible and paid without undue delay.

The ownership of enterprises and the investments from outside the Region shall be protected by law.”

23.Insofar as Article 29 is concerned, we cannot see how it applies to the Ordinance.  On a proper reading, in our view Article 29 concerns only with the situations of physical intrusion and searches of private individual’s homes.  It provides that such intrusion and searches must be made in accordance with the law and cannot be made on any arbitrary grounds. 

24.However, the Ordinance is not concerned with physical intrusion or searches of the respondents’ units or homes.  It is concerned with the making of an order requiring the private individuals to sell the respective properties at a public tender with a reserved price.  Article 29 therefore has no application.

25.In any event, even if it is contended that a compulsory sale order is tantamount to an “intrusion” into one’s home, the Ordinance provides for a detail statutory requirements of, and procedure on, when and how the order can be made.  As such, the “intrusion” cannot be said to be unlawful and arbitrary.  Thus, in our judgment, the Ordinance still does not contravene Article 29.

26.Insofar as the contentions made under Article 105 are concerned, only the 8th Respondent has provided a written submission in support of the same.  His submissions can be summarized as follows:

(1)  Article 105 of the Basic Law provides four basic rights in relation to private property, namely, acquisition, use, disposal and inheritance.

(2)  The second part of Article 105 provides a right to compensation where a person is deprived of any private property in accordance with law.

(3)  A deprivation of private property must meet two basic conditions: (1) the depriving party must be the Government or State; and (2) the deprivation must be in the public interest.

(4)  A compulsory sale order under the Ordinance is not a deprivation by the State, but is concerned with the compulsory sale of property among private individuals; accordingly it is against the Basic Law.

(5)  An owner deprived of his property should receive compensation equal to the price of an equivalent seven years old building, as provided in other ordinances enabling acquisition of private properties by the Government or statutory authorities.

27.Properly understood, the 8th Respondent’s submission is that, since Article 105 only provides for deprivation of private property by the Government or State (in accordance with the law and with compensation), the Ordinance thus contravenes that Article as the Ordinance provides “deprivation” of property by a private individual but not the Government or State.

28.In our view, this construction is wrong.   On a proper reading, what Article 105 provides for is that, in the situation where the Government or State is to take away private property from an individual, it must and can only do so in accordance with the law, and with compensation measurable to the real value of the property at the time.  The Article however does not exclude a law permitting and requiring a private individual to sell his property to another private individual in accordance with the law, and with appropriate compensation. 

29.In relation to this question, Hartmann J’s decision In Harvest Good Development Ltd v Secretary for Justice [2007] 4 HKC 442 is of relevance. 

30.In Harvest Good, Hartmann J considered (in paragraphs 129-153) the question of the inter-relationship between sections 7(2) and 17 of the Limitation Ordinance (which provides the legal recognition and basis for adverse possession), and whether these provisions contravene, inter alia, Article 105 of the Basic Law.  His Lordship concluded at paragraph 152 of his judgment that Article 105 only guaranteed the right to compensation where the deprivation constituted expropriation by the State or a State agency, and that a loss of possessory title to land in consequence of the operation of the Limitation Ordinance did not constitute an expropriation. As such, Article 105 is not relevant to, and has no bearing on, the relevant provisions under the Limitation Ordinance.  He therefore held that these provisions were not in contravention of the Basic Law.

31.Although there are differences in terms of the statutory frameworks between the Ordinance and the Limitation Ordinance, both involve the transfer of property from one private individual to another.  We do not see any obvious basis to distinguish this part of Hartmann J’s decision from the present consideration. 

32.For the above reasons, we hold that Article 105 of the Basic Law is not relevant, and does not apply to the Ordinance.  There is thus no question of any contravention.

33.However, if we were wrong above, and Article 105 did apply to the Ordinance, we are further of the view that the Ordinance satisfies the requirements under Article 105, and therefore is not in breach of it:

(1)  Article 105 does not make the deprivation of property unlawful provided that two conditions are met: (a) it must be done in accordance with law, and (b) there must be a right to compensation which reflects the real value of the property taken.

(2)  With regard to (a), so long as the Tribunal is satisfied that the various requirements and conditions laid down in the Ordinance have been complied with, a compulsory sale is made “in accordance with law” and therefore not in conflict with Article 105.

(3)  With regard to (b), under the Ordinance, if an order for sale is made, the compensation will amount to each owner’s share of the open market value of the whole lot, taking into account of its redevelopment value.  That in our view should represent the “real value” of the property of each owner.

34.In the premises, we are of the view that the oppositions raised by those respondents on the grounds of Articles 29 and 105 of the Basic Law are invalid and without merits.

B.  Whether Intelligent House has more than 90% of the buildings

35.This ground of opposition is raised by the 8th, 22nd and 23rd Respondents. 

36.The 8th Respondent has not pursued this point in his closing submissions.  However, given that this ground is still contained in the Grounds of Opposition filed by the 22nd and 23rd Respondents, although they did not formally make any submissions at trial, we believe for the sake of completeness and fairness, we should deal with this issue as well.

37.The relevant statutory provision is section 3(1) of the Ordinance, which provides as follows:

“(1) Subject to subsection (5), the person or persons who owns or own, otherwise than as a mortgagee, not less than 90% of the undivided shares in a lot may make an application …”

38.Section 3(5) is irrelevant for the present consideration.  “Lot” is defined under section 2 of the Ordinance as for all practical purposes any piece or parcel of ground the subject of a Government lease, and includes a section and subsection of it.

39.The objective evidence, which includes the land search records and the assignment for the purchase of the undivided shares of the 2 buildings by Intelligent House, shows clearly that before taking out the present application, it had acquired altogether 92.31% of all the undivided shares of the Lots, which is more than the statutory requirement of 90% to ground the application[12].

40.This is particularly so in the present case, since as mentioned above, there is only one single DMC which governs both buildings on the Lots. This supports that the undivided shares respectively of the 2 buildings should be treated together to calculate a particular owner’s share ratio of the undivided shares of the Lots.

41.As such, for the purpose of Section 3(1) of Ordinance, we conclude that it is 90% of the total undivided shares of the entire Lots, but not each of the Kam Kwok Building or the National Building, that Intelligent House needs to have acquired before it could make an application under the Ordinance.

42.We find this ground of opposition also invalid.

C.  Whether the EUVs of the individual units or shops (and thus also the total EUV of the 2 buildings) as assessed by Intelligent House are appropriate, and if not, what are the proper EUVs.

C1.    The respective parties’ valuation in summary

43.Intelligent House relies on the expert reports and evidence of Mr Charles Chan of Savills on the valuation of the EUV of the 2 buildings (as a whole) and of the individual domestic and commercial units therein.   The valuation dates adopted by Mr Chan in these reports are 29 September 2006 (which is the valuation provided in the report attached to the Application as required by the Ordinance), and 29 June 2007.

44.The EUV[13] of the 2 buildings together as assessed by Mr Chan as at 29 September 2006 is HK$605,660,000.00.  As at 29 June 2007, the EUV is HK$745,370,000.00.

45.& The EUV as assessed by Mr Chan for Intelligent House is challenged by the respondents as being too low. 

46.China Superior relies on the expert reports and evidence of Mr Simon Lynch of Cushman & Wakefield.  Mr Lynch values the EUV of the 2 buildings as a whole and of the individual units as at 23 July 2007.  The revised[14] total valuation of the 2 buildings by Mr Lynch is HK$870,843,000.00.

47.The 8th, 9th, 11th, 17th and 22nd Respondents have filed and sought to rely on the expert reports provided by Mr James Cheung of Centaline.  The valuation of EUV provided by Mr Cheung is HK$1,063,988,067 as at 25 October 2007 and HK$1,176,060,576.00 as at 29 December 2007.  Mr Cheung is not called to give evidence at trial, and is therefore not available for cross examination.

C2.    Exclusion of the Centaline’s reports

48.Intelligent House disputes the valuations provided in the Centaline reports.  Mr Roots QC, leading Mr Y C Mok, counsel for Intelligent House points out that there are various areas in these reports, as identified by Mr Chan of Savills, which should be subjected to challenge. These include whether the various comparables adopted in the reports were appropriately chosen, and whether it is appropriate for the reports not to take into account of transactions within Kam Kwok Building itself.

49.However, given that Mr Cheung of Centaline is not called to give evidence at trial, Intelligent House has not been provided with an opportunity to cross examine him on his reports.

50.& Mr Manzoni, appearing together with Mr Adrian Lai, counsel for China Superior also submits that as Mr Cheung has not been subjected to cross examination, the evidence contained in the Centaline reports should not add or detract in any substantive and effective way to the weight to be given to the expert evidence of Mr Chan or Mr Lynch.  Mr Manzoni thus decides not to deal with the evidence of the Centaline reports in his closing submissions.   

51.Given that Mr Cheung is not called to be cross examined by the other parties (in particular by Intelligent House) at trial, and given that there are what we believe prima facie justified queries raised in Centaline’s reports as identified by Intelligent House, we are of the view that it is only fair and appropriate that we would not consider or give any weight to the Centaline reports in determining the EUV (or the RDV as discussed below) of the 2 buildings.  In this decision, we therefore would not take into account of the Centaline reports in determining what should be the appropriate EUV  (or the RDV) of the 2 buildings.

C3.    The contentions between the valuations provided by Mr Chan and Mr Lynch

52.Given our exclusion of the Centaline’s reports for the present purpose, that leaves only the conflict of the valuations of the EUV between Mr Chan of Savills and Mr Lynch of Cushman & Wakefield.  There is no dispute as to their expertise in this area.

53.Both experts in their reports have separately valued the domestic (or residential) units and commercial/retail units of each of the 2 buildings.   Further, in attempting to arrive at the valuations of each of these units, both experts have also adopted a similar methodology (which will be explained in greater detail below) as follows:

(1)  They first identify comparable transactions from buildings located in or about the same location and close to the date of valuation.

(2)  They then analyse these comparables to arrive at an average unit price (either as per square foot or per square metre) of the transactions.

(3)  They choose a reference unit in Kam Kwok or National Building and apply the above identified unit rate to it by making appropriate adjustments to arrive at the unit rate of the reference unit.

(4)  They then apply the unit rate of the reference unit with adjustments to all the other units in Kam Kwok or National Building.

54.The parties submit that the other side’s expert valuation is unreliable, and should not be accepted.  Given their submissions, as far as we can see, the real contentions between the parties on these valuations lie in the following principal areas:

(1)  What is the correct valuation date as required under the Ordinance, and whether Intelligent House’s valuation report attached to the application is in compliance with the Ordinance.

(2)  Insofar as the residential units valuation is concerned:

(a)  whether it is appropriate for Mr Chan to have included some transactions in Kam Kwok Building as he did in his reports, or whether Mr Lynch is correct in excluding all these transactions.

(b) Whether in arriving at the suitable unit rates for the various units of the buildings, the different adjustments made to the unit price of the reference unit by Mr Chan or Mr Lynch is more appropriate and correct.

(3)  Insofar as the commercial/retail units valuation is concerned, whether it is appropriate and correct for Mr Lynch to adopt and use the Reduced Zone Area (RZA) method, or whether it is appropriate and correct for Mr Chan to value the entire area on equal basis.

55.We will deal with these principal contentions below, having also taken into account those raised by the other respondents.

C3.1. Correct date of valuation

56.Sections 3, 4(1)(a)(i) and Schedule 1 Part 1 of the Ordinance provide as follows:

3.  Application to Tribunal for compulsory sale of lot

(1)

Subject to subsection (5), the person or persons who owns or own, otherwise than as a mortgagee, not less than 90% of the undivided shares in a lot may make an application-

(a)

accompanied by a valuation report as specified in Part 1 of Schedule 1; and

(b)

to the Tribunal for an order to sell all the undivided shares in the lot for the purposes of the redevelopment of the lot.

 

 

4.  Determination of application

(1)

Subject to subsection (2), the Tribunal shall determine an application under section 3(1) by-

(a)

First-

(i)  if any minority owner of the lot the subject of the application disputes the value of any property as assessed in the application, hearing and determining the dispute;

      SCHEDULE 1  [sections 2(2), 3, 10 & 13]

VALUATION REPORT, NOTICE THAT APPLICATION HAS BEEN MADE AND APPORTIONMENT OF PROCEEDS
PART 1
VALUATION REPORT

A valuation report, prepared not earlier than 3 months before the date on which the application under section 3(1) of the Ordinance is made, setting out the assessed market value of each property on the lot-

(a)

on a vacant possession basis;

(b)

assessed as if the lot could not be made the subject of an application for an order for sale; and

(c)

not taking into account the redevelopment potential of the property or the lot.

57.Intelligent House submits:

(1)  These parts of the Ordinance require that (a) “an application” to the Tribunal be accompanied by a report assessing the EUV, the report of which must be prepared not more than three months before the application; and (b) the Tribunal to determine any dispute as to “the value of the property as assessed in the application”.

(2)  As such, it is open to the Tribunal to determine different values for the units of the building at that date (i.e., the date of the valuation report attached to the application, a date which must be within three months of the application).  

58.On the other hand, China Superior submits that the proper and relevant date of valuation should be as at the date of trial, and the burden is on Intelligent House as the applicant to show and prove the valuation as at the date of trial.   This is so because, as submitted by Mr Manzoni, it must be the EUV as at the date of trial, so that the Tribunal could decide whether the buildings are at an end of their economic lifespan.  This is underlined by the real possibility that any change of the market value of the EUV of the buildings at say an earlier date and that of the date of trial, would make a significant difference (and thus resulting in a significantly different conclusion) as to whether the enhanced value of the buildings (which is expressed by way of % increase on the EUV after repair) significantly exceeds the EUV and thus they should be redeveloped.

59.We reject Mr Manzoni’s submissions and accept Intelligent House’s above submissions on what is the relevant date of the valuation of the EUV as required under the Ordinance.  Our reasons are as follows:

(1)  The EUV assessment is a concept provided under the Ordinance.  One should therefore first examine what does the Ordinance provide for as to which date of the valuation of the EUV is relevant for consideration.

(2)  As set out above, section 3 and Schedule 1 Part 1 of the Ordinance are clear in providing that the date of such valuation is one which is within three months of the application.

(3)  Thus, on proper construction, the date of the EUV valuation that needs to be considered for the purpose of the Ordinance is the one which complies with the above statutory requirements.

(4)  Had the legislature intended that the Tribunal in hearing and determining the application should look at the valuation of the EUV at a date closest to the trial, it would not have been necessary for the Ordinance to require that a valuation report should be attached to the application when it was issued.  That valuation report would have served no useful purpose.

(5)   Further, under sections 10(1)(b) and (3) of the Ordinance, the need to determine the EUV of the units is to enable the expenses and proceeds of sale to be apportioned among the owners of the units, if an order for sale is made and the sale becomes successful[15].  The importance of the EUV is on its relativity between the different units for proper distribution of proceeds.  It must be remembered that the reserved price to be fixed for the auction for sale is to be based on the RDV but not EUV of the subject lot.

(6)  In the circumstances, China Superior’s submissions that the date of valuation of the EUV should be one that is at the date of hearing is inconsistent with the express and clear statutory requirements as set out above.

(7)  Insofar as for the purpose of deciding whether the buildings have reached the end of the economic lifespan, which requires the Tribunal to look at the “economic value” of the buildings, as will be explained later, this is a test developed by case law to interpret what test could be included under the grounds of “age” or “state of repair” under s. 4(2)(a)(i) of the Ordinance.  In principle, this has nothing to do with the statutory requirement to provide the EUV of the subject buildings under sections 3, 4(1)(a)(i), 10(1)(b) and (3), and Schedule 1 Part 1 of the Ordinance.   If an applicant still seeks to rely on that particular EUV as at the date of the valuation report attached to the application to justify the same, it is then up to and open to the respondents to provide sufficient evidence to show that the said EUV does not represent the proper economic value of the buildings for the purpose of the test.  This has nothing to do with, or is not inconsistent with, what is required by the statutory provision as mentioned above as to the date of valuation of the EUV.

60.For the above reasons:

(1)  We accept that for the present purpose and for the purpose of the Ordinance, in determining what is the ratio of distribution of the sales proceeds for different units owners, the relevant date of the valuation of the EUV is 29 September 2006 as set out in the expert report attached to the present application.

(2)  As to whether this EUV valuation as at 29 September 2006 or as at any other date which satisfies the economic lifespan test or any other tests for the purpose of determining whether the buildings should be redeveloped because of their “age” and/or “state of repair”, it is a matter of the evidence, which would be discussed in detail below.

C3.2 Validity of Mr Chan’s valuation accompanying the application

61.Although not further elaborated in the closing submissions, Mr Manzoni in his opening contends that Intelligent House’s EUV valuation accompanying the application is invalid because it does not comply with the Ordinance.  The complaints are:

(1)  Mr Chan had failed to value each unit separately but had assessed the whole lot collectively and then divided that valuation amongst the units.

(2)  Mr Chan had failed to fix a reference unit price by using the comparables.

(3)  Mr Chan had not revealed the particulars on how adjustments had been made to reflect differences between units within the buildings.

62.We accept Mr Roots’ submissions that these contentions are not justified for the following reasons:

(1)  The Ordinance does not prescribe for the methodology in valuating the EUV of different units within the subject buildings.  This is a matter entirely for the valuation expert, and he has to satisfy the Tribunal that the method so used is reliable and accurate.

(2)  In any event, Mr Chan did assess the value of each unit separately, and he did fix a reference unit price of a reference unit by using the comparables.

(3)  There is also no requirement under the Ordinance as to what particulars or information, other than the actual valuation itself, the application report should contain.  Thus, the failure to include in the application the particulars on the adjustments made therein does not per se render the report not in compliance with the Ordinance.

(4)  In any event, Mr Chan has later supplied to the Tribunal and the respondents the particulars regarding the adjustments he made in the report attached to the application.  We are of the view that Mr Chan is entitled to do so by way of evidence, as long as he has in fact in his first report made those adjustments based on those particulars. 

63.We therefore reject China Superior’s submissions that the valuation report attached to the application is invalid for non-compliance with the Ordinance.

C4.  Valuations of the EUV of the residential units

C4.1  The methods adopted by the experts

64.In coming to his valuation of the EUV of the residential units of Kam Kwok Building, Mr Chan has adopted the following methodology[16]:

(1)  He has selected (a) Unit 12A on 10th Floor of Kam Kwok Building (“the Kam Kwok Reference Residential Unit”), and (b) Unit 1 on 10th Floor of National Building (“the National Reference Residential Unit”) as the reference units for the purpose of valuing their respective unit price per sq ft  (“psf”).

(2)  He then takes into account of ten comparable transactions in different buildings[17] nearby Kam Kwok and National Buildings.

(3)  He also takes into account of two transactions[18] within Kam Kwok Building, which occurred before the present application under the Ordinance was made.

(4)  After making what he regards as the necessary adjustments (for time, age, facilities, size, floor, location and view) for all these comparable transactions, he takes the average of (a) the average of the adjusted unit price of the two comparable Kam Kwok Building transactions[19], and (b) the average of all the adjusted unit price of each of the other ten comparable units[20], to come to the unit price of the Kam Kwok Reference Residential Unit at $2,095 psf, which is rounded to $2,100 psf (almost $22,604 per sq metre).

(5)  After making what he regards as the necessary adjustments based on the above unit rate of $2,100 psf of the Kam Kwok Reference Residential Unit, he then arrives at the unit price of the National Reference Residential Unit at $2,315 psf, which is rounded to $2,300 psf (almost $24,757 per sq metre).

(6)  Based on the respective unit price of the Kam Kwok Reference Residential Unit and the National Reference Residential Unit, and after making what he regards as the necessary adjustments (in the total order of between – 11.8% and –24.3% for his residential comparables), Mr Chan then arrives at the valuation of the unit prices of each of the other residential units of the 2 buildings.

65.Mr Lynch adopts similar procedures as above in arriving at his valuations of the various residential units of Kam Kwok and National Buildings.  Insofar as his valuations are concerned:

(1)  He has selected (a) Flat 7 on the 5th Floor of Kam Kwok Building, and (b) Flat 1 on 5th Floor of National Building as the respective reference unit for the two buildings.

(2)  For the comparable transactions, he has not included any transactions within Kam Kwok Building.  He has used nine comparable transactions all coming from the nearby buildings[21].

(3)  He then uses these comparable transactions to make what he regards as the necessary adjustments (for time, building age, floor level, size, view, access and location) by reference to his Kam Kwok reference unit to arrive at the adjusted unit price of each of these comparable transactions.  He then takes the average of all these adjusted unit prices of the comparables to arrive at the unit price of his Kam Kwok reference unit, which is $33,150 per sq m (“psm”) (i.e., about $3,080 psf).

(4)  He separately uses the same comparables to make the necessary adjustments by reference to his National reference unit to arrive at the adjusted unit price of each of the comparable transactions. Total adjustment for his residential comparables are between –8.85% and –19.24%.   After taking the average of these adjusted unit prices, he arrives at the unit price of his National reference unit, which is $36,191 psm (i.e., about $3,363 psf).

(5)  Based on these unit prices of his Kam Kwok reference unit and his National reference unit, and after making the necessary adjustments, he comes to the valuations of the unit price for each of the remaining residential units in Kam Kwok Building and National Building.

C4.2 Whether it is appropriate to include certain Kam Kwok Building transactions or not

66.Mr Manzoni for China Superior submits that it is incorrect and inappropriate for Mr Chan to include the two Kam Kwok Building transactions in the comparables.  As the evidence evolves at trial, Mr Manzoni’s contentions can be, we believe, summarized as follows:

(1)  As identified by Mr Lynch at the trial, there were some nine transactions within Kam Kwok Building between 17 October 2005 and 2 January 2007. 

(2)  These nine transactions recorded generally lower unit sale price than the other comparables obtained from the buildings nearby.

(3)  However, Mr Chan has only included the two Kam Kwok Building transactions as identified in his report in his valuations, but not the other seven.

(4)  As he could not provide good or justifiable reasons as to why he has only taken into account two out of the nine Kam Kwok Building transactions in his valuation exercise, Mr Chan’s approach is not based on sound or acceptable valuation principles, but for the sole or main purpose of dragging down the average unit price of the reference unit.

(5)  The more appropriate and correct approach in the valuation is to exclude entirely all the Kam Kwok Building transactions, since Mr Chan cannot provide any good reasons to explain the relatively lower transaction prices of them compared with the other comparables.

67.Mr Roots submits that, in light of Mr Chan’s evidence, his inclusion in his valuations of only two out of the nine Kam Kwok Building transactions identified now by Mr Lynch is justified on a professional basis.

68.After assessing the evidence given by Mr Chan and Mr Lynch on this issue, we accept that it is appropriate in the present case for Mr Chan to include only the selected Kam Kwok Building transactions identified in his report as comparables.  Our reasons are as follows:

(1)  It is common evidence between Mr Chan and Mr Lynch that, unless there are reasons to exclude them, comparable transactions within the same subject building are usually most relevant to the valuation of the market value of a particular unit of that building.  In other words, as a starting point, such comparable transactions should be included for the purpose of valuation, and they should be given significant weight as compared with comparables coming from nearby buildings.

(2)  There is also no dispute between the experts that, even with the necessary adjustments, the closer the time of a comparable transaction to the date of valuation, the more reliable it is in using that comparable for the purpose of arriving at the market value of the subject unit. This is so because market price is affected by many variables over a period of time, and any adjustment made for the purpose of time is bound to be artificial based on individual professional judgment, and thus bound to carry certain degree of margin of, though acceptable, error.

(3)  Mr Chan says in evidence that the generally lower adjusted unit price of Kam Kwok Building units does not provide any unusual or inexplicable features to exclude them as comparables for valuation.  This is so because he says the following factors explain (and justify) why the Kam Kwok transactions recorded generally lower sale price:

(a)  The general poorer conditions of Kam Kwok and National Buildings compared with the other comparable buildings;

(b) The fact that these two buildings are of mixed uses with the presence of guesthouses; and

(c)  Security is not as good generally as the other comparable buildings.

(4)  In addition, both experts hold similar overall views that their respective reference units in Kam Kwok Building are generally inferior to the residential comparables identified by both of them.  The downward adjustments made to their comparables by the experts are quite close as well[22].

(5)  In the circumstances, we accept Mr Chan’s above explanations.  He gives his evidence in a straightforward and consistent manner, and is not in any material way shaken under cross-examination.  At the same time Mr Lynch under cross-examination accepts that each of the comparable buildings chosen by him had a dedicated, secure, clean tiled entrance to the residential units, and he had no evidence that there were guesthouses within those buildings.  We therefore accept that, albeit they recorded a generally lower adjusted market unit rate as compared with the other comparable units, Mr Chan is justified to generally include Kam Kwok Building transactions as comparable in his valuation exercise.

(6)  Mr Chan then explains in evidence why he is on the other hand also justified in excluding the other seven Kam Kwok Building transactions as valuation comparables:

(a)  The transaction of Unit 7 of the 5th Floor is the very one purchased by China Superior on 2 January 2007, which is well after the present application has already been issued.  It recorded an adjusted sale price (valued as at 29 September 2006) of $5,527 psf, which is significantly and unusually much higher than the sale prices recorded for all the other identified transactions  (in the range of $686 to $3,310 psf).  This can be explained on the basis that there is a significant speculative value put into this purchase in light of the application.  Mr Chan therefore believes that this transaction should be excluded.  Mr Lynch under cross examination also accepts that there may well be questions about this particular price.  We accept Mr Chan’s evidence and explanation why this transaction should be excluded for the present purpose of valuation.

(b) The transaction of Unit 4 of 3rd Floor on 4 March 2006 recorded an adjusted unit price of $686, which is significantly and unusually low. It was accepted by Mr Lynch that this unit was the subject of a Buildings Ordinance notice, which probably accounts for its sale price being so low, and therefore it is not reliable to rely on it as a valuation comparable.  In the circumstances, we also accept that Mr Chan is justified in not including this transaction as one of the comparables he used for the valuations.

(c)  For the four transactions concerning Units 1-3, 5-6 and 11 of the 2nd Floor (which were sold together once on 9 February 2006 and then again on 8 March 2006), and Units 4, 7-10 and 14 also of the 2nd Floor (which were also sold together once on 9 February 2006 and again on 8 March 2006), Mr Chan says he has excluded them as valuation comparables as the pattern and manner in which they were sold (both groups of units were sold together on the same dates, and with the two sale transactions separated only by one month) suggest that there was something unusual going on at that time in relation to these transactions. They are therefore unreliable as valuation comparables.  Mr Lynch under cross examination effectively agrees with Mr Chan’s observation.

(d) For the transaction of Unit 4 of 13th Floor, recorded on 17 October 2005 for an adjusted sale unit price of $1,981 psf, Mr Chan explains that he excluded it for his valuation exercise because this transaction is almost one year from the valuation date.  He believes that this transaction is too long ago compared with the valuation date, and thus it should be excluded.  We also accept that this is justified based on his professional judgment.  It is pertinent to note that for all the comparables adopted by Mr Chan and Mr Lynch in relation to the nearby buildings, they are all transacted within about 6-7 months of the valuation date. 

69.In the premises, we accept that it is appropriate for Mr Chan to include only two out of the nine Kam Kwok Building transactions as comparables in his valuation exercise.  For the same reasons, we find it inappropriate and thus unreliable for Mr Lynch to exclude all the Kam Kwok Building transactions as comparables to enable him to arrive at his valuation.

70.For the above reasons, we accept that Mr Chan’s valuations for the basic unit rates respectively of his reference units in Kam Kwok Building and National Building are more reliable.  As such, in working out the EUV of the respective residential units within the 2 buildings below, we find it appropriate and decide to adopt as a starting point $2,100 psf[23] as the basic unit rate in Kam Kwok Building.  We similarly adopt as a starting point $2,300 psf as the basic unit rate in National Building[24].

C4.3 Appropriateness of the adjustments made by the experts

71.The task of applying the reference unit rates throughout the other units of the buildings involves allowing for various adjustment factors, which account for value differences between all the units. Mr. Chan allowed adjustments made for five factors: floor level, view, size, noise and internal condition.

72.Both experts agree that what percentage adjustment should be made for each of the factors is not a form of exact science but more a matter of professional adjustment, which involves certain degree of subjectiveness.  There are also no hard and fast rules in the exercise.

73.The principal differences between Mr. Chan and Mr. Lynch with regard to relativities between residential units fall under the following subheadings. 

74.Floor levels: Mr. Chan allows 4% per floor between the 2nd and 4th floor; 2% per floor between 4th floor and 6th floor; and then 1% per floor as from 6th floor onwards.  He takes the view that this reflected market perception because the lower floors suffer poor ventilation and sunlight.  In contrast Mr. Lynch applies a uniform 1% per floor.

75.Noise: Mr. Chan allows a deduction ranging from –2.5% to 10% on lower floors to take account of noise from the street, especially the floors facing the flyover.  In contrast Mr. Lynch makes no allowance at all for this factor.

76.View: Mr. Chan explains that the units in Kam Kwok Building facing Gloucester Road, face a nice open view across the harbour (illustrated by photographs produced by the respondents) which justifies an addition ranging between +10% for the 2nd floor with a restricted view to +20% above the 2nd Floor.  Mr. Lynch’s corresponding adjustments ranges from +5% to +20% on a gradual scale. For units facing Marsh Road, Mr. Chan allows between +7.5% and +10%, whereas Mr. Lynch allows only +5% (Mr Chan however explains in his evidence in chief that the difference may to some extent be accounted for by their different reference units). There is a difference between the valuers in relation to National Building too, although this to some extent can also be accounted for by the choice of the different reference unit.

77.We accept China Superior’s submissions that Mr Chan’s approach and treatment of the floor and noise adjustments cannot be justified in the circumstances.  Our reasons are as follows.

78.In relation to non-uniform approach in making the floor adjustments, under cross examination by Mr Manzoni for China Superior, Mr Chan provides his justification for the different percentage adjustment for different floor levels as follows:

(1)  He initially says it is because of noise, dust, fumes, security, natural lighting and ventilation.  However, when it is pointed out to him that when he assesses the enhancement in value of other comparable buildings due to repair works, he has only applied a 1% difference in floor, Mr Chan then effectively narrows his justification basing only on the noise caused by the flyover nearby the lower floors of Kam Kwok Building. 

(2)  However, noise has already been taken into account as a separate factor.  Thus, in relation to, for example Flat 5 on the 2nd floor, Mr Chan effectively makes a reduction of -16% for floor, and -10% for noise, being a total of -26%, and all of it apart from -8% (which is what adjustment would be made from the 10th floor down if he had adopted a 1% per floor rule) is due to noise.

79.For the above reasons, we accept Mr Manzoni’s submissions and are of the view that the approach adopted by Mr Chan for the above floor adjustments is inconsistent and not justified.  There is at least some form of double accounting to include noise as a justification for allowing greater adjustments for lower floors, and then making a further separate adjustment for noise alone.  As such, we prefer the uniform approach adopted by Mr Lynch for making floor adjustments.

80.Next is the noise adjustment itself.  When establishing his unit rate for the reference unit, Mr Chan did not make any adjustment for noise, other than within the floor adjustment.  As pointed out by Mr Manzoni, Mr Chan has not made any separate noise adjustment in any place in his report other than negatively on floors below the reference unit within the subject buildings, despite having to adjust for floor on several occasions.  We agree with Mr Manzoni’s submission that if noise was genuinely a separate factor that requires adjustment, a separate adjustment would and should have to be made in all cases.  This would give an increase on floors above the reference unit. 

81.Although Mr Chan accepts under cross examination that noise adjustment could be done separately or could be combined with the floor factor, by making a larger floor adjustment, he has only made a separate adjustment for noise in the one case where his floor adjustment is largest.  This therefore does not provide justification for the way he has approached in making adjustments for noise separately in addition to floor adjustments (which he says he has taken into account of the noise factor).

82.In the premises, we are also of the view that Mr Chan has failed to show justification for making adjustment separate for noise in the way as he did.  We accept that Mr Lynch’s approach in not making any separate adjustment for the noise is the correct one in the present circumstances.

83.Insofar as view adjustment is concerned, there also appears to be certain inconsistency in Mr Chan’s approach.  He makes a -10% reduction for view when arriving at a reference rate from a particular flat in Kam Kwok, and yet when valuing the same flat at a different floor as an individual unit, he only adds back 5%.  This appears to us as inconsistent and not justified, because the same flat on a different floor bears essentially the same view.

84.However, insofar as the adjustments for view made respectively by Mr Chan and Mr Lynch are concerned, the real difference is not significant for the present purpose.   Mr Chan criticises Mr Lynch for not making an adjustment between Flats 6, 7 and 8.  Mr Chan’s own adjustment for Flat 7 (i.e. the same as Mr Lynch’s reference unit) was -5%, whereas his view adjustment for Flat 6 was -3% and for Flat 8 was -8%.  Thus, his criticism of Mr Lynch amounts to a criticism for failing to make a +2% adjustment for Flat 6 and a -3% adjustment for Flat 8.  We accept Mr Manzoni’s submissions that this degree of difference between the two surveyors on a matter, which is a question of professional judgment, is insignificant.  We therefore have come to the view that both experts’ approach to the view adjustments is justified.  However, for the present purpose, we would prefer to accept Mr Chan’s view adjustments to those made by Mr Lynch.

C4.4 Conclusion on the EUV for the residential units

85.For the above reasons, we have come to the view that we would not accept wholly the valuations on EUV for the residential units made either by Mr. Chan or Mr. Lynch.  We believe that Mr. Lynch’s valuation of the basic unit rates would tend to be on the high side since he has failed to take into account of the relevant Kam Kwok Building transactions as comparables.  However, as for the some of the adjustments to be applied to each residential unit in Kam Kwok and National Building, for the reasons set out in the above section, we are also of the view that Mr. Chan’s valuation is not wholly reliable.

86.In the circumstances, and doing the best as we could, we have estimated and set out in the attached Appendix II and Appendix III our valuation of the EUV of all the residential units in Kam Kwok and National Buildings respectively based on (i) Mr. Chan’s basic unit rates for his reference units and (ii) our adopted adjustments for floor level, noise and view as summarized in paragraphs 79 to 84 above[25].  

87.As summarized in Appendices II and III, the proper total EUV of the residential units of two buildings as at 29 September 2006 should be as follows:

Kam Kwok Building: $353,705,024
National Building: $100,145,792
Total for all residential units:  $453,850,816

C5. Valuations of EUV of the commercial units of the buildings

C5.1 The methodology adopted

88.The commercial/retail units[26] of the two buildings include the shops located at the ground, 1st and 2nd floors, facing Gloucester Road and the harbour. 

89.Mr Chan and Mr Lynch have adopted a similar methodology of valuations for commercial/retail units of the two buildings as for the residential/domestic units explained above.  In other words, they both selected a reference unit in the subject building, and tried to work out the valuation of the unit price of the reference unit by using comparable transactions in nearby buildings, with what they believed to be the necessary adjustments made. 

90.Other than the differences in the choice of comparables and the adjustments made for different units, the major difference between the two experts in their approach of valuation is that Mr Lynch has adopted a what is known as Reduced Zone Area (RZA) method to the ground floor shops, while Mr Chan adopted the average area method (that is valuing the entire area on an equal basis, just like the one adopted for the residential units).

C5.2 Whether the RZA method is more appropriate

91.It is common ground that the rationale behind RZA valuation is that, where the shop’s business is likely to be significantly influenced by the size of its frontage, its value should be assessed in the way to reflect this particular feature.  In other words, the valuation should reflect the feature that the quantity of business attracted to the shop is directly related to the size of its frontage to a street or mall from which passing trade can be attracted.

92.It is also common ground between the experts that RZA is an appropriate valuation for shops located at primary retail area. 

93.The dividing line between the two experts’ evidence as to the applicability of RZA for the present case is as follows:

(1)  Mr Chan is of the view that RZA is not an appropriate valuation method to be applied to more inferior quality retail areas (known as the secondary or tertiary retail areas).  He is of the view that the two buildings are located in secondary to tertiary retail areas.  He also does not accept that shops carrying on the business such as restaurants and bars are frontage sensitive so as to attract the RZA valuation method.

(2)  Mr Lynch however says RZA is equally applicable to secondary or tertiary retail areas, as long as it can be demonstrated that those shops carry on business, which are significantly affected by or sensitive to the size of the frontages.

94.In light of the rationale behind the RZA method of valuation, and the above summary of the evidence given by the two experts as to the applicability of the RZA method to the ground floor shops, we believe the real issue that needs to be determined for the present case, is whether the nature of the business carried on at the ground floor shops of the two buildings and the comparable buildings are of a nature that is more likely to be affected by the size of the frontages.

95.After paying a site visit to the areas and the two buildings:

(1)  We accept Mr Chan’s view that the area where the two buildings and the comparables are located should be more appropriately be described as secondary and tertiary retail areas, when compared with the recognized primary retail areas such as Central and Causeway Bay.

(2)  The ground floor shops of the two buildings and the nearby buildings carry on businesses such as the sale of car accessories, car repair and tire related services, air-conditioning engineering services, bars and small restaurants as well as small grocery and convenience stores.  For shops located at the nearby buildings facing Lockhart Road, the business operating there are generally for the sale of and services provided for decoration materials.

96.Under cross examination, Mr Lynch explains why he is of the view that for small restaurants and bars, small grocery shops, and shops selling car products such as tires, wheels or aluminium enhanced features, they are sensitive to the size of the frontages as follows[27]:

“Q.  Yes, but I think you've really answered my question by another means. In tertiary areas, there may be a difference between you and Mr Chan as to whether this is tertiary in your terminology, but you recognise that in tertiary areas, you wouldn't necessarily use the zoning method?

A.  Correct, because --

Q.  It all depends on how important the frontage is to the occupier?

A.  Correct.

Q.  If we look at your report in bundle D, pages 41 and 42, in the right-hand column, you have listed, in relation to your comparables, the type of occupiers.  We can see that air-conditioning products, metal, groceries, restaurants, clinic, lounge bar and so on, quite a few restaurants.  Why are those the sort of uses that would be particularly sensitive to their frontage?

A.  I think with most restaurant premises here, if you look at the design of them, you'll find that there is a frontage or the frontage will be where the seating is and at the rear will be where the cooking areas are.

Clearly the back of the property is of less value than the front.

Secondly, with restaurant premises, it is not uncommon to find that the majority of the front or the seats by the frontage or the glass are the most popular.

Q.  If you are right about that, one wouldn't find so many restaurants at 1st floor level.

A.  There are restaurants at 1st floor level which have a different operating style, in that they tend to be larger premises than the small restaurants that appear on the ground floor.  You'll find the Chinese banquets will be on upper floors, typically.

Q.  Help me, I've made myself an incorrect reference.  I've drawn attention to the fact that you've listed in relation to your comparables the nature of the occupying activity.  Have you given us in your report similar information in relation to the shops at the subject buildings?

A.  No, I think at the time of my inspection, a number of those had been closing down.

JUDGE AU:  For those existing shops operating at Kam Kwok Building or National Building, like selling car products and so on and so forth, are you of the opinion that they are still frontage sensitive?

A.  Yes, in terms of car products, you mean selling wheels or aluminium enhanced features of a car?

JUDGE AU:  Yes.

A.  Then, yes, people will walk past and see those.  I seem to recall that there are grocery stores within this particular -- on the corners as well, which is, you know, an example of the frontage is important.

JUDGE AU:  Being important?

A.  Correct.

JUDGE AU:  Like stores?

A.  Correct.”

97.On the other hand, when Mr Chan is cross examined as to why the business carried on at these shops are not sensitive to the size of the frontages:

(1)  Other than for restaurants, he has not come up with any answer except to say that these businesses are more of an inferior nature.  We cannot accept Mr Chan’s evidence on this respect, as there is no logical explanation in it.

(2)  Insofar as restaurant business is concerned, Mr Chan says that there are many restaurants, which are run upstairs, and thus they cannot be sensitive to the size of frontages.  We also do not accept this part of the evidence:

(a)  Factually, this explanation does not apply to small restaurants opened at the ground floors without any further upstairs levels, which are the ones we are concerned with in the present case.

(b) Mr Lynch in the above quoted evidence has, we believe, properly rebutted Mr Chan’s explanation as to why it does not apply also to ground floor small restaurants.

98.In the premises, and for the above reasons, we accept Mr Lynch’s evidence on why RZA valuation is appropriate for these shops.  We therefore also hold that for the valuation of the commercial units of the Kam Kwok and National Buildings, the RZA valuation adopted by Mr Lynch is justified and more appropriate than the average method adopted by Mr Chan.

C5.3 Choice and adjustments of commercial/retail comparables

99.In his valuation, Mr Lynch has only selected eight comparable transactions all on Jaffe Road.  He then derives his reference unit rate from only four of them, being what he describes as the “best average”.

100.Mr Chan on the other hand has chosen five comparables, two in Jaffe Road, one in Lockhart Road and two in Lockhart/Marsh Road.

101.Mr Chan criticizes Mr Lynch’s selection of the comparables on the following principal grounds:

(1)  Mr Lynch’s assessment is not supported by later comparables identified in Jaffe Road in Mr Chan’s valuation report on the RDV in January 2008.

(2)  Mr Lynch’s comparables are subject to a large adjustment for time.

(3)  Mr Lynch has not allowed adjustment for age when some of his comparables were built in the 1980s, which therefore have better facilities such as power supplies.

102.We find Mr Chan’s above criticisms not justified:

(1)  As demonstrated by Mr Lynch’s evidence, after taking into account the “new” comparables on Jaffe Road as identified by Mr Chan, the reference average unit rate would be about 10% below the original average unit rate arrived at by Mr Lynch.   Mr Chan accepts under the question from the Tribunal that a 10% difference is still within an acceptable deviation in professional valuations, albeit it may be at the limit of the acceptable range.  In the premises, Mr Chan’s first criticism is not justified.

(2)  Insofar as a large time adjustment is concerned, Mr Lynch has given a range of –2% to 18% of such adjustments to his comparables (including the “new” comparables).  At the same time, Mr Chan has given his comparables location adjustments a range of –40% to 5%.  As Mr Chan himself does not see any inappropriateness in selecting his comparables which require –40% to 5% adjustment in one of the factors, we do not see how it could be justified in his criticism of Mr Lynch’s choice of comparables because Mr Lynch has made adjustments in one of the factors for a range between –2% to 18%.  We therefore do not accept Mr Chan’s second criticism.

(3)  For the third criticism, in Mr Chan’s own comparables, he has made adjustment on age and condition for only one of the comparables: for the building (Man Shek Building) built in 1984, he has given a -5% adjustment.  Even for the comparable building built in 1978 (Wai Sun Building), contrasting with the subject two buildings built in 1961, Mr Chan has made no adjustment for age and condition as well.  In light of Mr Chan’s own approach in this adjustment, taking his criticism to the highest, Mr Lynch has only failed to make a downward 5% adjustment as one of the factors requiring adjustments.  We do not think this would have in any material way affected the reliability of Mr Lynch’s valuation.

103.We therefore do not accept that Mr Lynch’s valuation on the commercial/retail units of the buildings is unreliable because of the way in which he has made the necessary adjustments.

C5.4. Valuation of the advertising sign

104.Mr Chan gives a valuation of the advertising sign of $20,000,000 as at both 29 September 2006 and 29 June 2007.  Mr Chan explains that he arrived at this figure by looking at comparables and the rental income as well as the market yield.   Mr Chan however has not provided the comparables in his reports.

105.Mr Lynch gives a valuation of $16,320,000 as at 23 July 2007.  He arrived at this figure by capitalising the 2007/08 rateable value by 10%.

106.Given these explanations, we prefer the valuation made by Mr Chan since his method of adopting the use of comparables and market yield is in our view likely to be more accurate than simply capitalizing on the rateable value in arriving at the market value of the advertising sign.

107.However, in the scale of the matters in the present case, we do not think this conclusion on the valuation of the advertising sign would in any material way affect our view that Mr Lynch’s valuations of the EUV of the commercial/retail units are more reliable and accurate.  In particular, it should be noted that Mr Lynch in his report has included the valuation of the advertising sign in the section concerning the residential/domestic unit, and thus this valuation of the sign has no impact on his EUV valuation of the commercial/retail units.

C5.5  Conclusion on the EUV for the commercial/retail units of the two buildings

108.For the above reasons, for the purpose of section 4(1)(a) of the Ordinance, we would accept Mr Lynch valuations of EUV of the commercial/retail units of the two buildings.   

109.However, given that Mr Lynch’s valuation is as at 23 July 2007, while the application valuation report date is 29 September 2006 (which is the correct date for consideration as we have decided above), doing the best that we could in light of the evidence adduced, we would give an across the board 7.30% (i.e., 1 – 100/107.88) reduction of Mr Lynch’s said valuations.  This is so because:

(1)  In Mr Chan’s valuation of the EUV of the commercial/retail units made in June 2007, there is about a 7.88% increase[28] in the market value compared with the ones assessed in September 2006, which reflects the upward movement of the market price between September 2006 and June 2007.

(2)  Conversely, we can conclude from Mr Chan’s two valuations that the market in September 2006 is about 0.927 (100/107.88) times that of the market price in June 2007.  And since the date of Mr Lynch’s valuation is only about one month away form Mr Chan’s valuation in June 2007, we decide to use the above same adjustment factor for the purpose of assessing the EUV of the commercial/retail units of the 2 buildings as at 29 September 2006.

110.However, we are of the view that the EUV of the advertising sign should more appropriately be included as part of the EUV valuation of the commercial/retail units of the buildings.  Given that Mr Lynch has not included that in this part of his valuation, we propose to add to his valuation of the EUV of the commercial/retail units of the buildings the EUV also of the advertising sign of $20,000,000 as assessed by Mr Chan as at 29 September 2006.

111.In the premises, we conclude and find that the proper total EUV for the commercial/retail units of the 2 buildings are as follows:

Kam Kwok Building:   $20,000,000+ ($136,982,000 x 0.927) =  $146,982,314.
National Building:   $39,986,000 x 0.927   =   $  37,067,022.
Total EUV of the commercial/retail units:    $184,049,336

112.To avoid any doubt, insofar as the EUV valuation of each of the commercial/retail units of the 2 buildings as at 29 September 2006, it should be the one of Mr Lynch’s valuation as set out in his revised schedule (after taking into account of the agreed floor areas), with a discount of 7.3%.  For convenience, the EUV valuations for each of the commercial/retail units of the 2 buildings as found by the Tribunal are respectively shown in the attached Appendix IV and Appendix V.

C6.    The proper total EUVs for the entire 2 buildings

113.Adding the proper EUVs for the entire domestic units and commercial/retail units of the 2 buildings as found respectively at paragraphs 87 and 111 above, the grand total of the proper EUV for the entire 2 buildings as at 29 September 2006 as found by the Tribunal is thus:  $453,850,816 + $184,049,336 = $637,900,152.

D.  Whether the RDV of the Lots as assessed by Intelligent House is too low, and if so, what is the proper RDV

114.Given we are dealing with the valuations of the 2 buildings, we think it is also convenient for us to deal with this issue first at this stage.

115.Mr Chan for Intelligent House has provided a valuation of the RDV of the 2 buildings as at 29 June 2007 of $1,210,000,000.  He then provided an updated valuation as at 11 January 2008 of $1,311,000,000, representing an increase of about 8.4% over a period of about 6 months.

116.Mr Lynch’s RDV valuation as at 23 July 2007 is $1,212,940,000, which is very close to Mr Chan’s valuation as at June 2007.  Mr Lynch has not provided any updated RDV valuation, as he has not been asked to do so.

117.Both experts have adopted a similar valuation method which can be summarized as follows:

(1)  The valuation is made on redevelopment basis in accordance with the current statutory zoning.

(2)  Each expert then identifies what he regards as the optimum development that should be made on the Lots, after analyzing several hypothetical developments that could be carried thereat. 

(3)  He then assesses the market value of the intended developments by using the residual valuation method. This method is the assessment of the land value by deducting the development costs from the potential sales revenue, i.e., the gross development value, of the completed buildings.

(4)  In assessing the gross development value, each expert has made reference to sales transactions of new residential premises, office premises, shop premises and car parking spaces.

118.Albeit both experts have chosen different but what they believed to be the optimum development models on the sites, and that they have selected different reference comparables, they have arrived at very close valuations of the RDV as mentioned above.

119.In fact, Mr Lynch under cross examination accepts that, had he been asked to update his RDV valuations to as at January 2008, it is likely that he would have also come up with a figure close to Mr Chan’s updated valuation.

120.In light of the above observations, we would accept that for the present purpose, the RDV valuation as at 11 January 2008 made by Mr Chan is reliable and justified.

121.However, Mr Manzoni points out that it is common ground that the property market is on the rise, and that if any auction is to be made under an order for sale (if granted by the Tribunal), it is only likely to be held some time in September 2008 or even later.  As such, Mr Manzoni further submits that we should either make a direction in the order for sale to require the appointed Trustees to demand for a further but more updated RDV valuation of the entire buildings to fix the reserve price for the sale, or to at least make further upward adjustment based on the January 2008’s RDV to reflect the likely increase in valuation with the passage of time until the anticipated auction.

122.There is some force in Mr Manzoni’s submissions, in particular given that the legislative objective of the RDV is to enable the Tribunal to fix a reserve price for the sale of the subject buildings in an auction so as to protect the interest of the minority owners.

123.However, if we decide to make an order for sale, and if it is possible and practicable without causing any injustice to any parties, we think it is neither desirable nor satisfactory to delay the matter any more by either directing a further hearing on the updated RDV valuations or to require the Trustees to carry out (through an appointed valuer)[29] a further RDV valuation.  

124.It must be noted that under Schedule 2 of the Ordinance, the lots shall be sold in an auction subject to a reserve price, which takes into account of the redevelopment potential of the lot and “approved by the Tribunal”. 

125.As mentioned in paragraph 115 above, there is now evidence before us to show that there is an increase of 8.4% of the valuations of the RDV over a period of 6 months between June 2007 and January 2008.  It is equivalent to an average monthly increase of 1.4% in the RDV.  There is on the other hand nothing in the evidence to suggest that the market trend is likely to behave significantly differently in the 6 months or so[30] after January 2008. 

126.In these circumstances, taking the date of this decision as the reference time, we believe it would not be unjust or unfair to any party, for the Tribunal to fix the reserve price for the sale of the subject 2 buildings in an auction, by adding a further 8.4% (1.4% x 6) to the January RDV value.  In other words, the reserve price that is approved by this Tribunal is:  $1,311,000,000 x 1.084 = $1,421,124,000.

E. Whether redevelopment is justified on the grounds of age or state of repair of the buildings

E1.    What are the proper meaning and interpretation of the terms “age” and “state of repair”

127.The relevant section under the Ordinance that needs to be considered is s. 4(2)(a), which provides as follows:

“(2)    The Tribunal shall not make an order for sale unless, after hearing the objections, if any, of the minority owners of the lot the subject of the application under section 3(1) concerned, the Tribunal is satisfied that –

(a)  the redevelopment of the lot is justified (and whether or not the majority owner proposes to or is capable of undertaking the redevelopment) –

(i)    due to the age or state of repair of the existing development on the lot; or

(ii)  on 1 or more grounds, if any, specified in the regulations made under section 12; …” (emphasis added)

128.No further grounds have been specified by way of section 12 regulations. Thus, under this section, the Tribunal shall only make an order for sale under the Ordinance if it is “satisfied” that “redevelopment” is “justified” due to the “age” or “state of repair” of the “existing development”.

129.What these terms mean is a matter for the proper construction of the provisions and the Ordinance.

E1.1   The proper construction of s. 4(2)(a)(i)

130.Relying on the decision of this Tribunal in Good Trader Ltd v Hinking Investments Ltd [2007] 3 HKC 219 and the CFA’s decision in Capital Well, supra, Mr Manzoni for China Superior contends that, on a proper construction, the Tribunal is entitled to consider and look at only the following criteria, factors and matters in relation to “age” or “state of repair” of the existing development:

(1)  With respect to age, the Tribunal shall ask the following questions:

(a)  Has the existing building reached the end of its physical life? 

(b) For this question, the Tribunal will look to matters such as the type of building or construction materials used, and whether they have naturally deteriorated due to age to the extent that they are no longer capable of performing function that they were intended to perform. 

(2)  With respect to state of repair, the Tribunal will ask a question along the following lines:

(a)  Is the state of repair of the existing development so bad that it cannot be repaired?

(b) To answer this question, the Tribunal will consider matters such as whether the building is dangerous to public health and safety, such that it ought to be demolished.  It will consider to some extent the economics of repair, in that if repair is clearly more expensive than demolition and redevelopment, then it would not be justified to carry out the repairs.  But the Tribunal will look only at defects in the building.  Defects are aspects of the building that are not operating or working in the manner in which they were designed to work.  Thus, it would include, for example, the fact that a lift does not work, but would exclude the fact that there were, say, only three lifts to serve 217 flats.

(3)  In cases where there is a joint consideration of age and state of repair, the Tribunal should ask the question whether the existing development has reached the end of its economic lifespan, such that:

(a)  the cost of the necessary repairs will outweigh the building’s existing economic value, or alternatively,

(b) the cost of necessary repairs will outweigh the enhancement in the existing value (i.e., the enhancement value) that such repairs will create or release.

131.In relation to the economic test set out in paragraph 130(3)(b) above, Mr Manzoni does submit that, although this appears to be an alternative and appropriate test that can be applied by the Tribunal under the provision[31], the decisions respectively in Gilmerton Ltd v Polywin Holdings (unrep., LDCS 2000/2004, HH Judge L Chan, Mr W K Lo, 17 January 2005) at para 41, and Good Trader, supra, at para 44  appear to have excluded it.

132.In Gilmerton, the Tribunal decided at paragraph 33 that redevelopment was justified on the ground of state of repair since the subject building was of a serious state of disrepair.  The Tribunal then, for completeness sake, went on to discuss the valuation expert’s evidence on the enhancement value of the building arising from the recommended repairs.  The Tribunal based on the evidence of that case rejected the valuation assessment.  But at paragraph 41 of the decision, the Tribunal made it clear that, since it had already decided in favour of redevelopment given the state of disrepair of the building, it did not wish to go further in the discussion concerning the enhancement value:

“41. We do not agree with this assessment [on the enhancement value].  The market is varied.  It consists of people of different resources, capabilities and intentions.  We do not accept that a unit in the superstructure with all defects remedied will only have a 5% appreciation in open market value when compared with the same unit in the same superstructure with all defects present.  Since the Tribunal, in deciding whether to make the order for sale, does not to weight [sic] and consider the reliability and reasonableness of the valuation of the enhancement value, we do not wish to go further on this matter.”

133.In our view, on a proper reading of the decision in Gilmerton, it does not in any way intend to exclude the applicability of the above economic test from the consideration under the ground of “state of repair”.  Quite to contrary, in discussing the reliability of the valuation at some length, the Tribunal in that case at least impliedly considered that the enhancement value did constitute a relevant consideration under the ground of “state of repair”.

134.Paragraph 44 of the decision in Good Trader says as follows:

“44. We also agree with the respondent that in the course of deciding whether redevelopment is justified, we should not consider factors such as that advanced by the applicant’s expert witness, ie to increase the value of the land or to improve the environment of the immediate vicinity.  Instead we have to restrict ourselves to the provision, ie s 4(2)(a)(i) of the Ordinance.” (emphasis added)

135.Again, on a proper and careful reading of that part of the decision, what the Tribunal was saying is that under the ground of “state of repair”, it should not consider repairs which were recommended  “to increase the value of the land” or “to improve the environment of the vicinity”.  What it says is that, under the ground of “state of repair”, the Tribunal should not look at those repairs which are recommended for the purpose of improving the value of the building or the surrounding environment.  This is very different from saying that it does not regard it relevant the issue of enhancement in the value of the subject building due to repairs, which are already accepted to be properly recommended for under the ground of state of repair.  We therefore also do not read this decision as excluding the applicability of the said economic test under the ground of “state of repair”.

136.In any event, the above decisions are not binding on this Tribunal and are decided on the grounds of the submissions and evidence made before them.

137.The parties in the present case accept that the economic lifespan test propounded in Good Trader is an applicable test permissible under s. 4(2)(a)(i) of the Ordinance.  

138.In the context of economic lifespan of a building, and on the question of what would be considered as economically worthwhile in relation to repairs that should be carried out to a building, Professor Baum, a land economics expert for Intelligent House (whose evidence we accept and admit as relevant), gives the view that the test would be whether the expenditure on the building led to an equal or greater increase in value of that building.  

139.We accept this evidence. This evidence is in fact quoted by Mr Manzoni in his closing submissions[32] without any challenge.

140.In the circumstance, and for the reasons stated above, we conclude that as a matter of principle, when considering whether the ground of “state of repair” under s. 4(2)(a)(i) is satisfied, it is open to the Tribunal to apply the economic lifespan test as to whether the building has reached the end of that lifespan, in that the cost of repairs recommended outweighs the increase in its value because of the repairs.

141.Further, Mr Manzoni submits that in considering the above factors or criteria set out in paragraph 130, on a proper construction of s. 4(2)(a)(i) of the Ordinance, the Tribunal cannot look at anything outside the existing building.  In other words, the Tribunal, in considering the question of whether the grounds of “age” and “state of repair” are established or satisfied, it is not entitled to look at any comparison made between those factors of the existing building with what a proposed redevelopment or new building would be able to provide or offer.  He says this is so because:

(1)  The Ordinance and the statutory provision must be construed strictly and narrowly, since an order for sale made under it would deprive unwilling minority owners of their properties.

(2)  The wording and structure of that provision do not allow any such comparison to be made since:

(a)  It is expressly provided under s 4(2)(a)(i) that it is the age or state of repair “of the existing development” that the Tribunal should concern itself with.  Thus, the Tribunal can and can only look at factors or matters relating the age or state of repair of the existing development alone, but nothing else.

(b) Given that the Ordinance does not require an applicant in making the application to come up with a proposal for the intended redevelopment or even to undertake to carry out any redevelopment, it is simply impracticable to make any such comparisons, since there will be many different forms of potential redevelopment that could be carried out on a particular subject lot.

142.Because of this construction, Mr Manzoni further submits that the Tribunal in considering whether the requirements under s. 4(2)(a)(i) are satisfied, it is not entitled to look at matters or factors such as:

(1)  The “obsolescence” of a building, which refers to whether certain facilities or commodities offered by the existing building are becoming outdated, since this necessarily involves comparison with a modern day building, and,

(2)  Repair works that are suggested to be carried at the existing building so as to bring it to the modern day standards (since this again requires comparison with a modern day building, and also is inconsistent with the ordinary meaning of the word “repair”, which usually only denotes works done to certain thing to restore or bring it back to its original state, but does not include betterments).

143.For Intelligent House, Mr Roots accepts that the tests formulated by Mr Manzoni and set out at paragraph 130 above, are matters which the Tribunal is entitled to look at to decide whether the requirements under s. 4(2)(a)(i) are satisfied. 

144.However, Mr Roots contends that these cannot be the only tests that the Tribunal is entitled to look at.  He also disagrees with Mr Manzoni’s above construction of s 4(2)(a)(i) of the Ordinance.

145.Instead, Mr Roots submits that, on a proper construction of the Ordinance and the relevant provision, with reference to the intention and objective of the Ordinance to facilitate and assist urban renewal, in determining whether the requirements under s. 4(2)(a)(i) are satisfied:

(1)  The Tribunal is entitled to look at any factors or matters that are directly or indirectly related to the elements of “age” or “state of repair” of the existing building.

(2)  While looking at these factors or matters to decide whether redevelopment is justified, the Tribunal is also entitled to look at any comparison made between the old/existing building and a new building or any proposed redevelopment.

(3)  It is open to the Tribunal to consider and look at the obsolescence of an existing building in terms of its functional items or facilities, since this is something related (directly or indirectly) to the “age” of the building.  The older a building is, the more obsolete and outdated its facilities are. 

(4)  Further, the Tribunal is entitled to compare these facilities of the old building with what a modern day building could correspondingly offer whether as required by the present day regulations or law, or because of the advance of technology, or because of the rising expectations of the public for proper, safe and hygienic habitation and residence.

(5)  Since it is common ground (by reason of the decision in Good Trader which is accepted by the parties to be correct) that the Tribunal is entitled to look at the economic lifespan of the building under this provision, for the ground of “age”, it is again open to the Tribunal to use and adopt the land economic test (hereinafter “the land economic test”) to satisfy itself that redevelopment is justified when: the cleared site value (which is equal to the value of the site[33] with an existing building less the cost necessary to clear it) of the lot exceeds its existing use value, so long as there is sufficient evidence to show that the present existing use value of the lot is declined to such a level because of “obsolescence” (i.e., age).  In Mr Roots’ own words, the test is formulated as: When obsolescence as a result of the age of the building is serious enough that the economic value of the building is less than the economics value of the cleared site on which the building stands, the economic lifespan of the building has ended.

(6)  Further, in considering the cost of the “state of repair”, the Tribunal is similarly entitled to look at repair works which are necessary to render the building a tenantable condition, which is reasonably fit for use in the sense that it should be safe and hygienic for occupiers and visitors, and provide a standard of comfort and convenience which is reasonable in the present day circumstances for the type of building in question.  Mr Roots emphasizes in his closing submissions that he is not contending that (a) the repairs that needed to be carried out is to make the old building “as new” either by today’s standards or even by the standards when it was built, and (b) modern finishes and installations should replace the types originally provided except where that is required by law or good safety practice. 

146.We accept Mr Roots’ above submissions for the following reasons.

147.“Redevelopment” is defined under section 2 of the Ordinance to mean “the replacement of a building on (or formerly) on” the subject lot.

148.The terms of “satisfied”, “justified”, “age”, “state of repair” and “existing development” are not defined under the Ordinance.

149.In our view, “existing development” clearly refers to the building already existed or formerly existed on the subject lot.   As observed by Rogers VP in Bond Star Development Ltd v Capital Well Ltd [2004] 2 HKLRD855 (CA) at 864 B-E:

“23.     In my view, it is still possible to give effect to this provision [s. 4(2)(a)(i)] in the circumstances of this case [where lot was vacant as the original building had already been demolished].  First of all, the state of repair of the existing development was such that all the buildings had ceased to exist.   Importantly, the buildings had ceased to exist because they had been demolished for redevelopment.  There was no dispute that the pre-existing buildings needed to be redeveloped.  In construing s. 4(2)(a)(i), I consider that it is justifiable to take into account the state of repair of the buildings on the lot at the time when they were demolished for redevelopment.

24.   In this respect, sight should not be lost of the fact that s. 2 defines ‘redevelopment’ as ‘in relation to any lot, means the replacement of the building on (or formerly on) the lot’.  Thus, the Ordinance envisages that redevelopment includes building on land where there has been formerly been buildings.  Moreover, s 3(3)(c)(i)(B) provides for affixing a notice in a case ‘where there is no building on the lot’.”

150.Further, in not defining or prescribing any criteria for the terms “justified” and “satisfied” under s. 4(2)(a)(i), we are of the view that the legislature intended to give the Tribunal a wide discretion to look at all the circumstances and factors relating to the grounds of “age” and “state of repair” of the existing building, to decide whether it is “satisfied” that redevelopment (meaning replacing the old building with a new one) is “justified”.  This is particularly so as:

(1)  The ordinary and plain meaning of the word “justified” is that there being any good reasons or cause to support or warrant the occurrence or existence of certain matter, thing or action. The meaning is thus wide and general.  See:  meaning set out in Shorter Oxford English Dictionary.

(2)  The plain and ordinary meaning of “satisfied” is to mean to be convinced or be provided with sufficient proof.  The meaning is also wide and general.   See: meaning set out in Shorter Oxford English Dictionary.

(3)  The objective and intention of the Ordinance is to “assist”[34] or  “facilitate”[35] urban renewal.

151.As such, on a proper construction of s. 4(2)(a)(i) and in light of the intention of the Ordinance, the section entitles the Tribunal to look at and take into account anything directly or indirectly related to the “age” and “state of repair” of the existing or old building on the subject lot, to see whether it is convinced that replacing the old one with a new building (thus redevelopment) is shown to be warranted or supported.  When deciding whether redevelopment is so warranted or supported, the Tribunal is entitled to and should have in its mind the objective that the making of an order for sale is to facilitate and assist urban renewal.

E1.2  Is the Tribunal entitled to look at features of obsolescence under the ground of “age” of the existing development

152.Further, we find it in principle incorrect of China Superior’s submissions that the Tribunal is entitled to look at matters concerning the “age” or “state of repair” of only the existing building internally, but is not entitled to compare these with the proposed redevelopment or new building.  This is so because:

(1)  In properly construing s. 4(2)(a)(i), we must also give meaning to the express words “redevelopment” and “justified”, since we should assume that the legislature intended to use those words for a purpose and to have meaning.   We agree with Mr Roots that if Mr Manzoni’s above submissions were correct, it would have the effect of disregarding at all the references in the provision to these two words, which cannot be the case.

(2)  In our view, the words “redevelopment” and “justified” provide the context against which the grounds of “age” and “state of repair” should be considered.

(3)  In the premises, when construing all these words together in their plain and ordinary meaning, in deciding whether the Tribunal is satisfied that it is “justified” to demolish and replace the existing building with a new development on the grounds of “age” or “state of repair”, the provision does not exclude or prohibitthe Tribunal from looking at and comparing with what a new development or building could offer or provide.   In our view, this must be at least one of the ways in which the Tribunal could be convinced (and thus be satisfied) that a replacement of the old building with a new one is warranted.

(4)  It is pertinent to note that there would have been no useful purpose to say “age” and “state of repair” of the proposed redevelopment, since there is simply no question of age or state of repair of it, given that this is something either of the present or future.  Therefore the reference to the terms “age” and “state of repair” to the “existing development” do not in our view shows objectively that the legislature intended to exclude in this exercise any references to any proposed redevelopment.

(5)  Moreover, we do not find the lack of prescription in the Ordinance to require the application to come up with a proposed redevelopment an obstacle to the above construction.   What the Ordinance does is only that it has not made it necessary or mandatory for the applicant to do so.  It however does not in our view prevent or prohibit an applicant to do so, if it wants, for the purpose of satisfying the Tribunal that the requirements under s. 4(2)(a)(i) are met. 

(6)  The provision is drafted in very wide terms.  Other than prescribing the grounds of “age” and “state of repair”, it has not limited or defined in which way an applicant is to, and is entitled to, prove or satisfy the Tribunal that the grounds are met.  Therefore, if an applicant wants to show that the requirements are met by showing and proving that (as submitted by Mr Manzoni) the old building has reached its physical lifespan without comparing with any proposed redevelopment, he is of course entitled to do so. 

(7)  However, in our view, the wide language of the provision also permits the applicant to achieve this goal by comparing the age and/or state of repair of the old building with reference to a proposed redevelopment.  In so doing, it is up to the applicant to provide a proposed redevelopment, so long as the same is permissible under the conditions of the grant of the land and the zoning requirements. 

(8)  It is pertinent to note that, the fact that the Ordinance does not prescribe the form of the redevelopment, or even require the applicant to undertake to carry out the redevelopment, does not provide any obstacle to the parties in providing valuation evidence on the RDV.  Both experts provide their respective redevelopment valuation of the Lots by assuming a model of redevelopment, which would have made optimal use of the Lots as allowed under grant and the prevailing zoning conditions.

(9)  We do not see why the same approach is not allowed for the purpose of s. 4(2)(a)(i) simply because the Ordinance has not expressly prescribed the form of redevelopment or required the applicant to come up with such a plan when making the application.

153.For the above reasons, we conclude that on a proper construction of s. 4(2)(a)(i), if there is such evidence, the Tribunal is entitled to compare any factors or matters relating to the “age” or “state of repair” of the old building with a new building or a proposed redevelopment, to see whether redevelopment is justified on those grounds.

154.Mr Manzoni further contends that in Good Trader, supra, the Tribunal expressly said at paragraph 14 (pp. 223I – 224C) that the ordinary meaning of “age” did not include facilities.  Therefore, applying Good Trader, features of obsolescence, which includes mostly references to facilities of a building, should be excluded when the Tribunal considers matters concerning the age of the building.

155.We reject Mr Manzoni’s submissions.  First, as accepted by Mr Manzoni, Good Trader is not binding on us, and thus this Tribunal is not bound to follow or apply it.  Secondly, for the reasons stated above, we are satisfied with the submissions made before us that the proper construction of s. 4(2)(a)(i) as a whole allows the Tribunal to consider anything directly or indirectly relating to the age of the building, which includes features of obsolescence.  It must be noted that in Good Trader, with the arguments then advanced before it, the Tribunal was focusing on whether the meaning of the word “age” alone included facilities.  Read as such, we do not in any event regard Good Trader as laying down any general proposition as to the construction of s. 4(2)(a)(i) as whole, or making any exhaustive statement as to what the Tribunal is entitled to look at under the ground of “age”.

156.In the premises, given the above reasons and that features of obsolescence of the old building are related to its age, we are also of the view that, in considering whether it is satisfied that redevelopment is justified under the ground of “age”, the Tribunal is entitled under s. 4(2)(a)(i) of the Ordinance to have regard to features of obsolescence of the old building if there is such evidence.

E1.3  Is it open to the Tribunal to adopt and use the land economic theory to determine whether the ground “age” is satisfied to justify redevelopment

157.It is not disputed[36] that features of obsolescence (which is related indirectly to the age of the building) can be reflected in the economics of the building, being the more serious (in terms of both extent and numbers) the features of the obsolescence it carries, the lower the value of the building.  It is also accepted by the parties[37] that when considering the concept of “age” and “state of repair” under s. 4(2)(a)(i), the Tribunal is entitled to look at it at the perspective of economic lifespan of the building.

158.In the circumstances, we accept, as submitted by Mr Roots, that as a matter of principle, the Tribunal can look at the land economic test under the ground of “age” to determine whether redevelopment is justified, provided it can be shown that the test is satisfied by reasons attributed solely to matters of obsolescence. 

E.1.4 Is the Tribunal entitled to compare what can be offered by a new building by modern standards when considering matters under the ground of “state of repair”

159.We also not do accept Mr Manzoni’s submissions that Ribeiro PJ’s remarks made in Capital Well, supra, at para 27 supports the proposition that redevelopment is justified on the ground of “state of repair” only if it is in a serious disrepair and require demolition on the ground of public safety.   Ribeiro PJ said as follows:

“27. It is no accident that the definition [of redevelopment in the Ordinance] expressly extends to lots where the building intended to be replaced has already been demolished.  The Ordinance is concerned with buildings which may well be in a serious state of disrepair and which might well require demolition on the grounds of public safety at a time when a developer has not yet acquired the 90% interest needed to qualify as an applicant under the Ordinance.  There is no conceivable reason of policy to exclude a developer who achieves the qualifying 90% interest only after the building has been pulled down in the interest of public safety. The objective of facilitating needed urban renewal applies equally to the cleared site which should not be left to lie fallow.  It makes no difference that the building, which was always intended to be demolished and replaced (as the Ordinance envisages in all cases of redevelopment) happens already to have been demolished at the time of the application.”  (emphasis added)

160.On a proper reading of the decision in Capital Well, it is clear that Ribeiro PJ’s above remarks were made to address one of the questions on appeal as to whether the Ordinance applied to a vacant piece of land.  The learned Permanent Judge of the CFA was only making the point that the Ordinance must also apply to circumstances where the building was in such a poor state that it had to be pulled down before the application for an order for sale had been made or heard. 

161.Mr Manzoni then submits that, in considering the ground of “state of repair” under s. 4(2)(a)(i) of the Ordinance, the Tribunal should not consider any proposed repairing works which have their reference made to any modern building or bring the state of the old building in line with or to modern day standards expected of a building, unless such is strictly required by any current relevant regulations for safety or hygienic purposes expressly made applicable to even buildings built previously.   In support, he relies on (a) the ordinary meaning of the word “repair”, which denotes only work needed to be done to bring the matter back to its original state, and (b) three cases decided in England.  They are:  Lister v Lane and Nesham [1893] 2 QB 212, Murray v Birmingham City Council [1987] EGLR 53 and Quick v Taff Ely Borough Council [1986] 1 QB 809.

162.With respect, we do not agree with Mr Manzoni:

(1)  What the Tribunal is entitled to look at under the ground of “state of repair” is a matter of the proper construction of s. 4(2)(a)(i), which is an entirely locally created legislation with apparently no references to any English statutes.  As such, we are doubtful as to the relevance of these English authorities to the proper construction of this provision.

(2)  Moreover, we accept Mr Roots’ submissions as set out in his closing submissions that these three English decisions were all decided upon the particular facts and English statutes specific to the respective cases.  They are clearly not relevant for the purpose of construing the scope and meaning of the words “state of repair” under s. 4(2)(a)(i) of the Ordinance.

(3)  Further, as we have concluded above, when construing the provision as a whole by giving the meaning to the words “justify” and “redevelopment”, the redevelopment by a new building provides the context against which the Tribunal is to look at matters relating directly or indirectly to “state of repair”, to decide whether it is justified to replace the old building with a new one.  As such, the provision does not prohibit the Tribunal from comparing and contrasting these matters related to state of repair with what a new building could offer under modern day standards.   That does not in any way change the ordinary meaning of repair. What that does is to set the standard by which such repair has to be done.

163.Further, in our view, the standard against which the Tribunal is entitled to look at on what extent and nature of repairs are necessary under the ground of “state of repair” is to render the old building to a tenantable condition, with reference to what are reasonably expected of in modern day standards.  This is so, because under this provision, the context from which the consideration is to be is against whether redevelopment is justified.

164.However, this is not necessarily to be equated with everything that a proposed redevelopment building could offer or provide. A proposed redevelopment may well offer facilities and functional components well above or much better than what would have been expected of for providing a reasonable standard of tenantable condition in present day.  Whether certain proposed repairs fall within this standard is to be decided on a case-by-case basis, dependent upon the evidence and what is the use of the existing building.

E 1.5 Summary of the scope and ambit of s. 4(2)(a)(i)

165.For the reasons set out above, in summary, on a proper construction of s. 4(2)(a)(i) of the Ordinance, we conclude that in deciding whether redevelopment is justified:

(1)  On the ground of age, the Tribunal is entitled to look at:

(a)  Whether the old building has reached the end of its physical life.

(b) Whether the old building has reached the end of its economic lifespan.  The economic lifespan comes to an end when the cleared site value of the lot significantly exceeds the existing use value of the building, provided that it can be demonstrated that the building has so come to the end of the economic lifespan because of its age as reflected by features of obsolescence.

(2)  On the ground of state of repair, the Tribunal is entitled to look at:

(a)  The state of repair of the old building is such that it has rendered the building a danger to the residents or the public at large.

(b) The state of repair of the old building is such that it has rendered the building coming to the end of its economic lifespan, in that it has become economically unworthy to repair.   This includes situation where (a) the costs of repair exceeds the existing use value of the building, or (b) the costs repair significantly exceeds the enhancement value arising from or attributable to the repairs.

(c)  Moreover, for the purpose of determining whether it is economically worthy to do so, the Tribunal is entitled to look at repairs which would render the building to a tenantable condition fit for the enjoyment of its tenants and visitors, which is reasonable in the present day circumstances for the type of building in question.

(3)  On the grounds of both the “age” and “state of repair” of the old building, the Tribunal is entitled to look at all of the above factors or tests collectively to see if that justifies redevelopment, even though when each of them is considered alone, it is insufficient to do so.

166.Further, given the wide terms in which the provision is drafted, we must emphasize that the above propositions are not intended to be an exhaustive list of what the Tribunal is entitled to look at under s. 4(2)(a)(i) to decide whether redevelopment is justified on the ground of “age” or “state or repair”. 

E.2    Is redevelopment justified in the present case

E2.1  On the ground of “age”

167.It is not contended by Intelligent House that the 2 buildings have reached the end of their physical life.  Thus, the Tribunal needs not consider this.

168.Intelligent House however submits that redevelopment is justified under the ground of “age” in the present case, because the 2 buildings have come to the end of their economic life as the cleared site value of the Lots substantially exceeds the existing use value of the land with the existing building.

169.Under this test, the Tribunal has to be satisfied with two elements:

(1)  The cleared site value of the Lots significantly exceeds its existing use value.  We are also of the view that for this purpose, the reference date of the valuations should be as at the date of hearing of the application or as close to that as possible.

(2)  The above is satisfied for reasons attributable to age alone.

170.Intelligent House submits that according to Mr Chan’s expert evidence, the RDV (which is equivalent to the cleared site value[38]) as at 29 June 2007 is $1,210,000,000, while the EUV as at 29 June 2007 is $745,370,000.  As such, the cleared site value of the Lots clearly exceeds its EUV as at 29 June 2007 by $464,630,000.  It therefore submits that this limb of the test is satisfied.   It further submits that even if the Tribunal is to wholly adopt Mr Lynch’s assessment (i.e, RDV of $1,212,940,000 and EUV of $870,843,000 as at 23 July 2007, giving a difference of $342,097,000), this limb of the test is also clearly satisfied.

171.In our view, given the evidence before us, we should take the valuations of the EUV as at 23 July 2007, being the date closest to the trial, to determine whether the above test is satisfied.   Although these are valuations as at July 2007, any market movement during the period between July 2007 and April 2008 (when the trial was completed) should have been applied equally to the RDV and EUV figures, unless it is shown otherwise (there is no such evidence in the present case).  As such, we believe adopting the values as at July 2007 for the present purpose is appropriate.

172.We concluded at paragraph 87 above that the EUV of the residential units of the 2 buildings as at 29 September 2006 is $453,850,816.   At the same time, according to Mr Chan’s respective revised valuation of the EUV of the residential units of the 2 buildings as at 29 September 2006[39] and 29 June 2007[40], there is an increase of 27.74% in the value over this period of time.  Adopting this same percentage as the change in the market value for the period between 29 September 2006 and 23 July 2007, the proper EUV of the residential units of the 2 buildings as at 23 July 2007 should thus be $453,850,816 x 1.2774 = $579,749,032.  

173.In the premises, the total EUV of the 2 buildings as at 23 July 2007 should thus be:  $579,749,032 + $196,968,000[41] = $776,717,032. 

174.Thus as at 23 July 2007, the RDV (i.e., the cleared site value) of the Lots exceeds its existing use value by:  ($1,210,000,000[42] x 1.014[43]) - $776,717,032 = $1,226,940,000 - $776,717.032 = $450,222,968.   

175.In the circumstances, we are satisfied that this first limb of the test as set out in paragraph 169 above is satisfied.

176.Intelligent House then relies on the following evidence to show that the second limb of the test as set out in paragraph 169 above is satisfied by reasons attributed to obsolescence (and thus age) of the 2 buildings:

(1)  Mr Chan gives his professional opinion in his report dated 14 December 2007 that the substantial difference between the RDV and EUV of the 2 buildings is due to the age of the building.  He came to that view by making comparisons with the subject buildings with a comparable modern residential development (which is one of the comparables he used in assessing the RDV).  In summary, he found that the principal differences were: poorer quality of materials used in the 2 buildings, inadequate building services provided in the 2 buildings, the poorer daylight and ventilation within the environment of the 2 buildings by reasons of its older design and density, the absence of recreational facilities and lack of features meeting environmental requirements.

(2)  Mr Chan also relies on Mr Benson Wong’s report to support his above view.

(3)  Mr Benson Wong is the building surveyor expert engaged by Intelligent House in this application.  He provides his opinion in his report dated 16 November 2007 that many aspects of components, facilities and functional modalities of the 2 buildings bear ageing features or phenomenon.  These include, by way of examples, the capacity of the electricity, water and sewage services of the existing buildings are seriously contained, the lifts are of lower capacity than that in the case of a modern building, there is no proper means of handling refuse, the common parts do not meet the current requirements for means of escape in case of fire and fire prevention and protection.

177.It has been contended by China Superior that, given the interpretation of the Ordinance advanced by it, it is not open to the Tribunal to look at the said evidence under the grounds of “age” or “state of repair”, since the Tribunal is not entitled to compare matters of the 2 buildings with a redevelopment under these grounds.  

178.Since we have in the above rejected China Superior’s interpretation of the Ordinance, this submission should also be rejected.

179.On the other hand, as to the reliability and correctness of the above evidence on the features and grounds of obsolescence of these buildings, this is not in any material way challenged by China Superior or the other respondents at trial.  There is also nothing before us to cast any doubt on this part of the evidence.  We therefore accept the same.

180.At the same time, in his closing submissions, given the above evidence, Mr Roots fairly accepts that the difference between the RDV and the EUV of the Lots takes into account of matters attributable both to “age” and “state of repair”.  He however submits that this does not render the second limb of the test not met.  He explains as follows:

(1)  It is not necessary to separate them because under the Ordinance both are relevant, so the comparison is in no way weakened by the difficulty of separating ‘age’ and ‘state of repair’.

(2)  According to Mr. Chan’s evidence set out in his November 2007 report, remedying the state of repair of the existing buildings would result in a relatively small increase in value. It must follow that one can draw a broad conclusion that the majority of the difference between RDV and EUV is attributable to “age” factors and not to “state of repair” factors.

(3)  Further, in analysing his comparables, Mr. Lynch made an allowance of 1% per annum to reflect differences in age between the comparable and the subject buildings. While acknowledging that this is a broad brush approach, Mr Roots submits that a 1% per annum decline in value over the life of the subject buildings would account for a significant part of the difference between the RDV and the EUV.

181.We reject the first reason given by Mr Roots.  As he submits, and as we have concluded above, this land economic test is to be applied under the ground of “age”.  It is not his submissions, nor have we so found, that the test is also applicable under “state of repair” or jointly with the ground of “state of repair”.  We therefore do not think it is right to include any matters under “state of repair” to decide whether this particular test is satisfied.

182.However, we do accept his second and third explanations:

(1)  For the reasons set out below, we accept Mr Chan’s valuation on the enhancement value.  

(2)  In the premises, we accept that in the state of the evidence before us, and the substantial difference of the RDV and EUV of the Lots, the effect on that difference attributable to matters relating to state of repair would not be to such an extent as to render any difference in these values attributable to matters relating to age alone insignificant or insubstantial.  In other words, in the present case, even if one were to take away of any effect on the enhancement value in the buildings as a result of repairs, it is still clear to us that the difference between the cleared site value and the existing use value of the building would still be significant and substantial, even though we cannot attribute any actual numerical figures to it.

183.For the above reasons, we accept that it has been proved on the balance of probabilities that the substantial difference between the cleared site value of the Lots and its existing use value is attributable to factors of obsolescence of the 2 buildings, and thus to their age.   We are therefore satisfied that the second limb of the land economic test as set out in paragraph 169 above is also met.

184.We therefore conclude that Intelligent House has proved to our satisfaction under s. 4(2)(a)(i) of the Ordinance that redevelopment of the Lots is justified on the ground of age.

E2.2  Whether redevelopment is justified on the ground of “state of repair”

185.As rightly submitted by Mr Manzoni, there is no suggestion in the present case that redevelopment is justified because (a) the state of repair of the 2 buildings is such that it cannot be repaired, or (b) the disrepairs are to such an extent that the 2 buildings pose danger to their residents or the public at large.

186.As such, we are only concerned as to whether the economic question under this ground is satisfied.

187.At the same time, even under this question, it is also not suggested by Intelligent House that the cost of repair (even taking its case to the highest, which is $92 million odd as at 29 June 2007) exceeds the existing use value of the buildings (which is in the region of $800 million).  

188.In the circumstances, the only live issue before us is whether the cost of the necessary repairs significantly outweighs the enhancement value in the buildings created by the repairs. 

189.Under this issue, we have to determine the following material sub-issues:

(1)  What are the repairs of the 2 buildings that can be properly considered to be included under this test, and the estimated cost of these repairs?

(2)  What is the enhancement value as a result of these repairs?

(3)  Whether the total estimated repair cost significantly exceeds the enhancement value so as to make it economically unworthy to continue to maintain the buildings?

E2.2.1    Determination of the necessary repairs and their costs

190.Only Intelligent House and China Superior have adduced evidence in this respect.

191.Intelligent House relies on the expert evidence of Mr Benson Wong (a building surveyor) as to the estimated cost of the necessary repairs.  Mr Benson Wong relies on his own views, as well as the various expert reports of Mr C M Wong (a structural engineer) and Mr Matthew Chan of Building Diagnostic Consultant Ltd (who had carried out infra-red thermo survey to evaluate the conditions of the external façade of the buildings), to determine what are the necessary repairs that need to be carried out in these buildings.   As will be explained in greater detail below, Mr C M Wong, in compiling his reports, has also engaged other specialist consultants to carry out what he regarded as necessary tests to enable him to form a view on the conditions of the structural elements and the concrete of the buildings.  Intelligent House also relies on the expert report of Prof Albert Kwan (a chartered engineer and Professor of Civil Engineering at the University of Hong Kong), which provides his comments on the various expert reports relied on by China Superior on the physical and structural conditions of the 2 buildings.

192.China Superior relies on the expert of evidence of Mr James Law (a building surveyor) as to what are the costs estimates to carry out what he regarded as the necessary repairs of the buildings.  It also relies on the expert evidence of Dr Eddie Lam (a structural engineer, and an Associate Professor in the Department of Civil and Structural Engineering, the Hong Kong Polytechnic), Mr Paul Kong (a structural engineer), Professor Leung (Chair Professor in Building and Construction at City University of Hong Kong), and Professor Poon (Professor at the Department of Civil and Structural Engineer of Hong Kong Polytechnic University) to show the conditions of the structural elements and concrete of the 2 buildings.  Both Professor Leung and Professor Poon did not on their own commission or carry out any independent tests or surveys of the 2 buildings, but only premised their opinions on the reports of Mr James Law, Mr Paul Kong and Dr Eddie Lam.

193.Neither party takes issue on the expertise of these experts.

194.Both Mr Benson Wong and Mr James Law say that they adopt the standard of tenantable conditions to determine what are the necessary repairs that need to be carried out at the 2 buildings.   They have however arrived at significantly different and diverging views as to (a) what are these necessary repairs, (b) the methods of carrying such repairs, and (c) the estimated cost of the suggested repairs.

195.Before examining the reasons of their differences, it is perhaps convenient to first set out their respective costs estimates:

(1)  Mr Benson Wong gives a total estimate of $92,030,781 as the cost to carry out the necessary repairs at the 2 building to bring them back to tenantable conditions for use for 10 years.

(2)  Mr James Law gives an estimate of $4,130,000 in his report dated 12 December 2007. However, in the closing submissions, and after accepting certain evidence evolved at trial, Mr Manzoni revised the cost estimates[44] to either (a) $7,355,297 (described as China Superior’s best case), or (b) $17,170,226 (described as China Superior’s alternative case).

196.In relation to these estimates, Mr Manzoni has very helpfully provided to the Tribunal various tables summarizing the repair cost positions between Mr Benson Wong and Mr James Law, with corresponding break downs, categorized according to the different sections or parts of the buildings, as adopted by Mr Benson Wong in his report.  These sections or parts are: (1) preliminaries, (2) structural works, (3) building facades, (4) roofs and roof structures, (5) staircases & typical floor lobbies, (6) flats & shops, (7) arcade at ground floor, (8) above ground plumbing installation, (9) ground & underground drainage system, (10) electricity supply installation, and (11) fire services installation.

197.For convenience and for the present purpose, we produce one of these tables summarizing the broad cost estimates respectively of Mr Wong and Mr Law as Appendix VI attached to this decision. 

198.Before we proceed to discuss and determine the proper repair cost under these subsections, there are three matters that we need to deal with first.

199.First, we accept that under the ground of “state of repair”, it is the standard of tenantable conditions that dictate what would be the necessary repairs that need to be carried out at the subject buildings.   For what constitute tenantable conditions, we adopt our conclusion made at paragraph 165(2)(c) above and Mr Benson Wong’s view[45] that, they should be those which would render the building fit for the enjoyment of its tenants and visitors, which are reasonable in the present day circumstances for the type of building in question, and with its structural frames, components, finishes and service installations in either fair or good conditions, requiring no repair in the near future.

200.Secondly, Mr Manzoni submits that since when Intelligent House purchased the majority share in the buildings, most if not all of their units had been occupied, these 2 buildings are by definition of tenantable conditions.  We have difficulties to accept this submissions:

(1)  We are here dealing with what repairs the Tribunal is entitled to consider for the purpose of s. 4(2)(a)(i) of the Ordinance.  We have ruled above that such repairs are those that would render the buildings to a tenantable condition as defined in the preceding paragraph. 

(2)  The fact that the units of the building are being occupied only means that they are habitable.  It does not mean that the units are of tenantable conditions as we see it.  It is not unusual that, for various reasons, including financial constraint, people are (and are willing to) living in premises of conditions which are below those expected of by a reasonable person.

(3)  In any event, even China Superior’s own expert, Mr Law recommends repair works to the magnitude of $4.1 million odd to bring the buildings to a tenantable condition.  This must have meant that even in China Superior’s own case, the buildings in their present state have not met this standard.

201.Thirdly, where there are areas of conflict between the parties in relation to the structural conditions of the 2 buildings (which include the state and conditions of the concrete, and the steel reinforcement), we generally prefer the views of Mr C M Wong to that of the evidence of China Superior’s experts.  We have come to this view because of the following reasons.

202.Mr C M Wong’s evidence and conclusions are more reliable and accurate:

(1)  In coming into his views, Mr C M Wong has taken into account of the results of chloride content tests of concrete samples taken from the buildings.    China Superior’s experts have not commissioned such tests to be carried out of their samples. Their conclusions have not therefore had any regards to the effect of chloride contents in the concrete had on the state of erosion of the reinforcements of the buildings.

(2)  However, China Superior’s own structural expert, Mr Paul Kong accepts under cross examination that there is “inborn” chloride in the concrete of the 2 buildings because of the use of marine sand at the time when they were constructed.   Dr Eddie Lam for China Superior also accepts that high chloride content in the concrete would attack the passive protective layer of the reinforcement steel bars leading to their corrosion, and spalling of the concrete. 

(3)  In the circumstances, we are of the view that Mr C M Wong’s opinion on the state and condition of the concrete and steel reinforcements of the 2 buildings (having taken into account of the results of chloride content tests) are on balance more reliable and accurate than that of China Superior’s experts.

(4)  Further, in compiling his report, Mr C M Wong has also commissioned covermeter test of various concrete samples, to determine the thickness of concrete cover of the reinforcement bars.  China Superior’s structural experts have not asked for such a test to be carried out for the purpose of their reports.

(5)  The results of the covermeter test (which are not materially challenged) show that, in 50% (in Kam Kwok Building) and 35% (in National Building) of the test locations, the concrete cover is actually less than the design cover. 

(6)  It is Mr C M Wong’s view that corrosion of reinforcement bars is more likely to occur where the concrete cover is insufficient.  This view is accepted by Mr Paul Kong for China Superior.  Mr Kong also accepts that a covermeter survey is a necessary test, if resource permitting, to assess the condition and state of corrosion of reinforcement bars within the concrete.

(7)  As such, we are again of the view that Mr C M Wong’s conclusion on the condition of the concrete and the reinforcement bars of the 2 buildings are on balance more reliable and accurate than that of China Superior’s experts.

203.Further, Mr C M Wong’s findings on the conditions of the reinforcement bars of the 2 buildings are also to be preferred by us to that of Mr Paul Kong.  It is because we find that Mr Kong’s reports are likely to be less reliable and accurate than that of Mr Wong for the following reasons:

(1)  Both experts have conducted open up tests of concrete at chosen sample locations of the buildings to investigate the conditions of the reinforcement bars therein. 

(2)  However, we are satisfied that the open up tests conducted by Mr Paul Kong, as compared with those by Mr C M Wong, were located at enclosed staircases of the buildings.  Mr Kong then admits under cross examination that these chosen locations would only give a partial picture of the conditions and state of the reinforcement bars. He again confirms that, if conditions permitting, he would have tested at “other common areas, including the outer wall, inside premises and also rooftop”.  He even says, “in fact, inspection should also be done on those locations”.

(3)  Moreover, Mr Kong’s open up tests were all done from top down, and he accepts again that such top down tests would only present a partial picture of the conditions of the reinforcements.   He accepts that the tests should also be conducted from the soffit, but he had not done so.

(4)  The reliability of part of his report is also put into doubt: 

(a)  Mr Paul Kong confirms under cross examination that three groups of concrete core compression results, which had appreciably lower readings than the results included in his report, have been removed from the data provided to him to compile his report.  When asked by the Tribunal, he accepts that had he known about the existence of these missing results, he would and should have included them in his report, as they are all data from the sample locations which he had identified himself and believed to be relevant to form his professional view.  He also admits that when he came to know about the data having been removed from him without his knowledge, he found it disturbing. 

(b) Mr Kong has failed to keep any records of his visual and personal inspection of the areas of the building, where he said in his report that there were only small quantities of spalled concrete and cracks.

204.We also accept Intelligent House’s submissions that Dr Eddie Lam’s conclusion set out in his report on the probability of corrosion of the reinforcement bars of 2 buildings is not as reliable.   Our reasons are as follows:

(1)  Dr Lam relied on both the half-cell potential and resistivity tests to reach his conclusion.

(2)  He used the interpretation table set out in his report to interpret the half-cell potential test results.

(3)  He however accepts under cross examination that high chloride content in the concrete would render the use that interpretation table unreliable and, as mentioned above, he had not carried out any chloride content test at his sample locations.

(4)  The chloride content tests commissioned by Mr C M Wong confirm (and we accept) that there is unacceptably high chloride content in the concrete of the 2 buildings. 

(5)  This renders in our view Mr Lam’s analysis of the test results, and thus his conclusion, less reliable.

205.Given that we have found the expert reports respectively of Mr Paul Kong and Dr Eddie Lam are relatively less reliable and accurate than that of Mr C M Wong’s report, both Professor Poon’s and Professor Leung’s reports do not therefore take China Superior’s evidence on the condition of the concrete and reinforcement of the 2 buildings any further.  This is so because, as we have explained above, they have compiled their reports basing on the tests and conclusions set out in the reports of Mr Kong and Dr Lam.  As accepted by them under cross examination, the accuracy and reliability of their own reports are therefore dependent significantly upon the accuracy and reliability of Mr Paul Kong’s and Dr Eddie Lam’s reports.

206.For these reasons, insofar as the structural conditions of the 2 buildings are concerned, we accept Mr C M Wong’s findings stated in his report and his evidence, which have led him to conclude as follows:

(1)  The defects he found in the buildings indicate that active deterioration of the structural frame has occurred and has reached the propagation phase.  He is of the view that, in future the deterioration will be much faster and defects will appear in more and more locations. Frequent maintenance and repair works will be required in the future in order to keep the building in a safe and functional state. This is consistent with his view that the buildings are 46 years old and can be assumed to have already past their design life with extensive maintenance and repair being required in the near future.

(2)  The structural elements of Kam Kwok Building are in a “poor” condition and National Building are in a “fair to poor” condition.

207.Insofar as necessary, for the same reasons advanced above, we also accept Professor Kwan’s evidence insofar as his evidence is in support of Mr C M Wong’s views.

208.Having dealt with the above matters, we could now proceed to look more closely at the evidence on the repair cost under each of the broad categorization set out in paragraph 196 above.

Preliminaries

209.Mr Benson Wong makes an estimate of $7,770,500, while China Superior submits that it should be either $130,000 (its best case) or $1,560,930.

210.Mr Benson Wong has included a long list of what he regards as administrative, management and preliminary work items, which are generally and usually related to and necessary for carrying out substantive building repair works.   For example, these include office administration and overheads, project management staff, premiums for various forms of public liability and contract insurance, statutory levies, testing of materials, and final cleaning upon completion of works.

211.On the other hand, Mr Law has not provided such a detailed list of preliminaries in his report.   He however accepts in evidence that it is usual to provide about 10% of the entire contract sum as cost for preliminaries, inclusive of scaffolding.  Mr Benson Wong holds the contrary view that scaffolding should be excluded from the items of preliminaries and should be separately provided for. 

212.After hearing the evidence, we prefer the views of Mr Benson Wong under this section.  We also accept that his cost estimates are reasonable and fairly arrived at. We come to this view since we accept that Mr Benson Wong’s evidence is more reliable and credible for the following reasons:

(1)  Mr. Benson Wong’s report gave full particulars of the investigations that he had done which enabled close scrutiny and meaningful examination. On the other hand, the lack of details in Mr James Law’s estimated cost render the costing exercise carried out by him inherently much less reliable.

(2)  Mr Law has clearly under-estimated certain cost under this section.  Under cross examination, he accepts that, in general, insurance premium should be around 6% of the contract sum.  As such, he should have (according to his own total cost estimate of $4.1m) included some $240,000 odd for such premium. However, he has only provided for $130,000 under this item, with no proper justification.

213.We therefore accept Mr Benson Wong’s estimate that the cost required for preliminaries should be $7,770,500.  It is noted that this is less than 10% of the total estimated contract sum of $92m.  As mentioned above, 10% of the contract sum is in Mr Law’s own view a reasonable estimate for cost to be incurred for preliminaries. 

Structural works

214.These include proposed repair works to be carried out to remedy defects or deteriorations of the concrete and steel reinforcement identified in the 2 buildings. 

215.The cost of repair under this item as estimated by Mr Benson Wong is $9,184,700.  China Superior’s best case estimate is $1,044,225, and its alternative case is $5,712,041.

216.Mr Benson Wong’s suggested repairs are based on the conclusions on defects and conditions of the structural elements of the 2 building identified by Mr C M Wong.   Mr Law however identifies much less structural defects in the buildings that in his view require repair.

217.As explained above, we accept Mr C M Wong’s conclusion in his report on the structural conditions of the buildings.   In the premises, we also accept Mr Benson Wong’s report on the repairs that need to be carried out to remedy or rectify these defects.  We also accept his cost estimate of $9,184,700 to carry out these repairs as reasonable in the circumstances of the present case.

Facades

218.Mr Benson Wong estimated a cost of $22,953,050 for repair works under this item.  China Superior says that the cost should be $2,108,000 (its best case scenario), or alternatively $2,761,730.

219.The significant difference between their estimates lies predominantly in their different views on the extent of certain repair works, and whether some of the repair works should be included at all.

220.nbsp;   Mr Wong recommends that repairs works should be carried out to hack off the finishes and to apply new waterproof renderings to the entire external walls of the buildings.  He says that the deterioration and lamination of the renderings is extensive and is getting worse.  Mr Law however says that the lamination is only limited and only parts of the external walls need repair.    Mr Benson Wong also recommends demolishing various unauthorized structures and balconies, and reinstating original external enclosures to them. He also suggests the removal of corrugated canopies as they contain asbestos.   Mr James Law is of the opinion that they should not be included in the repair costs of the buildings, as they belong to works that need to be carried out by individual owners.

221.Mr Benson relies on the following to support his recommendation for the complete re-rendering of the external walls: (a) the infra-red thermographic survey conducted by Mr Matthew Chan, which detected 170 spots of delamination in Kam Kwok Building and 73 in National Building, all scattered on the external walls to all four elevations, (b) the buildings are 46 years old and the external wall renderings have come to the end of their effective life, (c) there are many seepage defects found internally indicating that the external wall renderings of the buildings are generally unsound and not watertight, and (d) the added layers of tile filler and paint finish to the external renderings, made under the repairs of the external walls in 2003, might have aggravated the problem of debonding.

222.On the other hand, Mr James Law gives the opinion that the conditions of external walls are much better than what Mr Wong has suggested.  He says that his view is based on his visual inspection of the external walls of the buildings, which according to his practical experience, is even more reliable than the test results of infra-red survey. In any event, China Superior also submits that the infra-red survey results carried out by Dr Eddie Lam reveals much less extensive lamination than what Mr Matthew Chan has suggested.

223.After hearing the evidence, we come to the view that Mr Benson Wong’s view on the condition of the external walls is to be preferred to that of Mr James Law.  Our reasons are as follows:

(1)  Mr. Matthew Chan gives clear reasons based on his extensive experience why using 0.5 degree Celsius to detect delamination by way of the thermo infra-red survey in Hong Kong is reasonable.  He explains the difference between the 2 cameras used for the surveys and the superiority of a zoom lens as highlighted in his report.

(2)  At the same time, Dr. Eddie Lam accepts that the use of 0.5 degree Celsius by the Mr Matthew Chan’s infra-red thermographic scan is acceptable.    Although he criticizes two of the scan images produced by Mr. Matthew Chan to cast doubt on the reliability of the conclusions drawn by Mr. Matthew Chan, he accepts that the photocopies of Mr. Matthew Chan’s scan images show spots of delamination additional to those identified by him albeit he has not counted how many.

(3)  In the light of Dr Lam’s said acceptance, we are of the view that Mr Matthew Chan’s test results are likely to be more reliable and accurate than Dr Lam’s.  We therefore accept Mr Matthew Chan’s report and conclude that that there are likely to be more delamination spots at the external walls of the 2 buildings than those identified by Dr Lam.

(4)  We also do not accept Mr James Law’s evidence that his visual inspection is more accurate and reliable than the thermo infra-red scans to detect spots of lamination of the external renderings of the buildings.  First, Dr Eddie Lam must be taken to have disagreed with him, since Dr Lam himself chose to conduct the infra-red scans for the purpose of identifying spots of lamination at the external walls.  Secondly, given the size and location of the 2 buildings, it is difficult to envisage how visual inspection of their entire external walls could be properly and thoroughly carried out practically by Mr Law.  

224.Although accepting that the works for the removal of the unauthorized structures ought to be carried out, Mr Manzoni for China Superior contends that its cost should not be included for the present purpose.  This is so, as Mr Manzoni submits, because the benefits of these works belong to the individual owners of the units where the structures are located, and there is no reason why this would be a relevant consideration when addressing whether redevelopment is justified.

225.Mr Manzoni further submits that this view is supported by the way the EUV of the buildings is valued by Mr Charles Chan of Savills. He says in the valuation, it is stated expressly that it assumes that the layout of the flats is as per the approved plans and that there are no illegal uses or structures, and no reinstatement costs are allowed.   It is therefore submitted that if one includes the cost of reinstatement into the cost of the necessary works, one also has to deduct it from the original EUV, on the basis that that valuation assumes that those works had already been done.  The enhancement would thus be increased by a further amount at least exactly equal to the cost of the reinstatement.  To avoid the alleged double accounting, Mr Manzoni submits that the cost of the reinstatement should be excluded.

226.We reject Mr Manzoni’s submissions:

(1)  Under s. 4(2)(a)(i), the Tribunal is entitled to consider any matter relating to the state of repair of the existing development.  There is nothing to suggest that we could only look at matters concerning the state of repair of the common parts of the buildings.  As a matter of principle and construction of the provision, we are of the view that it is relevant to look at the state of repairs concerning every part of the buildings, common parts and parts privately owned included. 

(2)  Further, all the valuations provided to be relevant under the Ordinance  (EUV and RDV) include the valuations of the privately owned units.  We see no good reasons that in considering the state of repair of the buildings, the legislature intended the Tribunal to look at those repairs relating only to the common parts of the buildings.

(3)  There is no evidential basis to support the submission that Mr Charles Chan’s valuation of the EUV has included the costs of reinstatement.  This is not put to Mr Chan in cross examination.  Further, the assumption stated in the report per se does not in our view assume that reinstatement work has been done.  It means what it says: it assumes that there are no illegal structures.    The reference to the EUV does not support the proposition advanced by Mr Manzoni.

(4)  We therefore find it appropriate to include repairs that need to be carried out to privately own parts of the buildings, for the purpose of considering whether the ground of “state of repair” is satisfied under the statutory provision.

227.Mr Manzoni further contends that Mr Benson Wong’s unit cost estimates for the scaffolding required to be erected to carry out the recommended repairs at the buildings ($200 psm for Kam Kwok, and $230 psm for National Building) are demonstrably too high.  Mr Law gives evidence that the unit cost for double scaffolding required for this type of work should be $70 psm.  Mr Manzoni also says that in relation to the external wall repair works carried out at the buildings in 2003, the contractor quoted a unit cost of only $58 psm for erecting the scaffolding. This shows that the price quoted by Mr James Law is reasonable, after taking into account an increase in material cost between 2003 and now.

228.In relation to this, Mr Benson Wong’s evidence is that his estimate of the unit cost of $200 psm is based on (a) the figure quoted in the Building Maintenance Guidebook published by the Buildings Department in 2001, and (b) his own extensive experience in dealing with cost estimates for similar renovation works.

229.In light of the materials presented before us, we accept that, on balance, Mr Benson Wong’s evidence on this is to be preferred for the following reasons:

(1)  As a start, the cost quoted in the Building Maintenance Guidebook should provide a reliable guide as to the cost of certain maintenance or construction work.  

(2)  It is expressly stated in the Guidebook that the unit rates quoted therein are the cost estimate for medium to large scale maintenance works for reader’s reference.  It is also specifically stated that, in relation to external wall refurbishment, the unit rate for scaffolding for external wall-tiling is $150 – 230 psm.

(3)  Mr James Law gives evidence that this quote provided in the Guidebook is related to metal tube scaffolding, and thus is not appropriate to be used as a guiding reference as to the unit cost of double scaffolding.  He relies on three reasons to support his view. First, the book contained pictures which confirm that it was metal tube scaffolding that was referred to therein.  Secondly, the unit price was consistent with metal tube scaffolding rather than bamboo scaffolding, and thirdly, the book suggested the safest type of scaffolding was metal tube.

(4)  Under cross examination, Mr Wong is not sure if the Guidebook referred to metal scaffolding, but he does not say that it did not.

(5)  Notwithstanding Mr Law’s evidence, it is still a fact that the Buildings Department sees fit to use the unit rate of $150-230 as a reference guide for cost estimate in relation to external wall scaffolding, whether or not the scaffolding suggested is a metal tube form or not. 

(6)  As such, we still find it as reasonable for Mr Benson Wong to adopt the unit rate quoted in the Guidebook as his basis for cost estimate of scaffolding for external wall repair works.

(7)  Insofar as the evidence of the unit rate quote for the scaffolding works carried out in the 2003 repair is concerned, we accept Mr Roots’ submissions that one simply does not know on what basis the independent contractor quoted its cost estimates for the 2003 repairs, and thus this cannot form reliable evidence to rebut the evidence of the Guidebook and that of Mr Benson Wong.   It should be noted that it is also stated in the Guidebook that the actual costs will vary from one project to another as the extent of works, the location, the site conditions, the complexity of works of each project are different.  There is simply no evidence before us to illustrate the extent and complexity of the external wall repair works required in the 2003 repairs, and thus it is in our view inappropriate to simply use the price quoted in the 2003 contract to contrast it with Mr Benson Wong’s estimate.

230.For the above reasons, we accept Mr Benson Wong’s evidence and cost estimate for the scaffolding work. 

231.Finally, we also accept that the work of removing the corrugated canopies should be included for the present consideration.  It has been revealed by the tests commissioned that these canopies contain asbestos.  This is not challenged.  It is common ground that asbestos is harmful to human being.  We do not see any reason in principle why they should not be removed to render the buildings of tenantable conditions.

232.In the premises and for the above reasons, we also accept the repair cost estimate provided by Mr Benson Wong under this item, which is $22,953,050.

Roof and Roof Structures

233.Mr Benson Wong suggests a cost of $1,664,280.  China Superior says these should cost only $724,650 or alternatively $880,488.

234.The principal difference under this item relates to three matters:

(1)  The cost of repair to the roof advertising sign.

(2)  The need to install railings on the parapet wall.

(3)  The need to repair the inside face of the parapet wall.

235.Although Mr Law has not included the cost of repair of the roof advertising sign in his recommendations, Mr Manzoni for China Superior in his closing submission accepts that this should be included as it accepts that the sign requires repair to maintain it in a tenantable condition.  He however submits that the cost of repair suggested by Mr Wong (which is $663,000) may be too expensive if the Tribunal is of the view that (as submitted by Mr Manzoni, which will be examined in greater detail below) Mr Wong’s costs are generally on the high side. 

236.For reasons to be explained later below, we do not accept that there is evidence to show that Mr Benson Wong’s costs estimates are generally on the high side.  We therefore prefer to deal with each of the cost estimates individually to see if there is justification to say that any of it is too high.  

237.The repairs suggested for the advertising sign are to de-rust, prepare and apply new protective paintwork onto, and replace seriously rusted members of, the sign.  The cost also includes providing special scaffolding to it to carry out the repairs.  China Superior has not provided any evidence to suggest why the quoted price is too high.   We are not satisfied that it is shown that this cost estimate is too high.  We therefore accept this as reasonable and appropriate.

238.Mr Wong suggests to repair the railings on the parapet wall as a result of the grilles installed over the piping on the roof.  They have the effect of reducing the effective height of the parapet wall to less than the 3 foot 6 inches, which was originally designed, and required under the 1956 Building Regulations.   Mr Wong recommends installing and repairing the railings to the height of 1.1m as required by the 1990 Building Regulations.

239.It is not suggested that the 1990 Building Regulations now apply to these 2 buildings built in 1961.  It is thus submitted by Mr Manzoni that the suggested “repair” should not be considered for the present purpose under the Ordinance.

240.We accept Mr Manzoni’s submissions.  There is nothing to suggest that the existing height of the parapet wall, if not increased to 1.1m (albeit not compulsorily required by the Regulations) would have rendered any obvious safety hazards to the residents of the 2 buildings.  In the premises, even gauged against the standard of tenantable conditions as explained above, we do not think that the works recommended by Mr Benson Wong falls properly within the ground of “state of repair” under the Ordinance. 

241.We therefore find that this item of work should be excluded from the calculation in deciding what is the proper cost of repair to be considered under “state of repair”.   The amount of cost that should thus be excluded from the calculation should be $229,000 (for Kam Kwok Building), plus $112,500 (for National Building), which is equal to $341,500.

242.Mr Manzoni also submits that China Superior does not accept that it is necessary to spend $60,000 (as recommended by Mr Benson Wong) on repair to crazing on the inside of the parapet wall. The recommendation comes from Mr Wong’s view that the parapet walls are “generally finished with cement and paint finish, which have been weathered with cracking and crazing”.

243.However, given our view on the relevant test of tenantable condition, we believe this recommendation falls within the proper consideration under “state of repair”, and should be included.

244.For the above reasons, the cost of repair under this item of “Roof and roof structures” as accepted by the Tribunal is:  $1,664,280 - $341,500 = $1,322,780.

Staircases and typical floor lobbies

245.Mr Benson Wong estimates the cost of repair under this item to be $4,050,070.  China Superior suggests $660,000 or alternatively $894,000.

246.There are three significant differences between the two surveyors in relation to the staircases and lobbies:

(1)  Whether complete redecoration (including $270,450 for cleaning the floors) is necessary or just patchwork repair is sufficient to bring the condition back to a tenantable one.

(2)  Whether the railings need to be replaced.

(3)  Whether various fire related works (such as replacing the double leaf certified fire door sets to staircase smoke lobbies) are required.

247.It is contended by Mr Manzoni that it is not a necessary element of condition of the buildings, having regard to their location, their character their age and use, that the staircases need to have over $1.6m spent on redecoration.   He submits that, as suggested by Mr James Law, only certain small-scale patch works painting needs to be carried out for the purpose of repair.  He however accepts that the Tribunal, having been to the buildings, is well positioned to form a view as to whether total redecoration is required as repairs. 

248.With reference to the standard of tenantable condition set out above, we are of the view that total redecoration in the form as recommended by Mr Benson Wong can be properly regarded as repairs for the purpose of considering whether redevelopment should be justified under the ground of state of repair.  

249.As such, we also accept the types of repairs as recommended by Mr Wong under this sub-item.

250.Mr Manzoni further argues that the unit cost of painting of $100 psm as suggested by Mr Wong is simply too high.  Mr Manzoni submits that the cost of painting quoted by the contractor for the 2003 repair work is only $63 psm.   Given that price indexes published by the Consensus and Statistics Department show that the relevant cost of labour for painting work has decreased by 13% between April 2003 and June 2007, while the cost of material has increased by 8%, taking the evidence to the highest, Mr Manzoni submits that the unit cost of painting in July 2007 (when Mr Benson Wong’s report was completed) should have been more or less the same as $63 psm.

251.Despite Mr Manzoni’s submissions, in our judgment, Mr Benson Wong’s unit cost estimate on painting work is reasonable for the following reasons:

(1)  Mr Benson Wong bases his cost estimate on the unit cost quoted in the Guidebook.  The Guidebook provides that the unit cost for emulsion paint including plastering for internal wall refurbishment is $130 - $230 psm. The Guidebook also provides that, for internal ceiling refurbishment, the unit cost for cement paint including lime plastering is $110 – 200 psm.

(2)  Mr Benson Wong’s unit cost estimate for (a) internal wall new paint preparation and application is $100 psm, and (b) internal ceiling preparing and application of new paintwork is $150 psm.

(3)  His cost estimates are all well within the range suggested in the Guidebook.  As we said above, unless it is shown otherwise, the Guidebook figures should prima facie be regarded as the reasonable and applicable market unit cost rate.

(4)  For the same reasons stated above, we do not think it is appropriate to use the quote in the 2003 repair contract to contrast it with the unit costs suggested by Mr Wong or set out in the Guidebook.  

(5)  In the premises, even taking into account of the price index movement submitted by Mr Manzoni, the unit costs for painting suggested by Mr Wong still fall within the relevant ranges of unit cost as quoted in the Guidebook.  We therefore accept that Mr Wong’s unit cost estimates are reasonable and appropriate for the present purpose.

252.For the above reasons, we accept Mr Wong’s cost estimates for the suggested painting works to be carried out under this item.

253.Under this item, in relation to what has been described by Mr Manzoni in his closing submissions as fire safety requirements, Mr Wong has provided cost estimates on works that need to be carried out to meet these requirements.  These estimates are (a) $434,500 for Kam Kwok Building, and (b) some $459,500 for National Building. 

254.Mr James Law’s estimates are (a) $395,000 for Kam Kwok Building, and (b) $265,000 for National Building.

255.The thrust of Mr Manzoni (and Mr James Law)’s case on excluding some of the recommended items of repair is on the basis that, the relevant existing statutory regulations or practices of the Fire Services Department and the Buildings Department (which enforces requirements relating to fire safety construction) do not apply to old buildings such as the present ones.

256.Mr Manzoni’s submission is correct as to the applicability of these regulations and practices.  However, by reference to the meaning of tenantable condition set out in paragraph 199 above, we are of the view that these recommended items of repair should also be included in the calculation of total repair costs, to consider whether redevelopment is justified under the ground of “state of repair”.  This is so, as we accept that these items would render the 2 buildings of reasonable safety in modern day standards.

257.We therefore would also accept the entire cost estimates provided by Mr Wong for this sub-item.

258.Other than the above contentions (which we have rejected), there is no evidence before us to show that the other costs quoted by Mr Wong under this item are unreasonable.  We therefore accept as reasonable all of Mr Wong’s estimates of the repair costs under this item. 

259.As a result, the reasonable repair cost under this item is $4,050,070.

Flats and shops internal work

260.Mr Wong’s total estimate of repair costs under this item is $14,291,030.  China Superior’s estimate is $1,556,324.  It does not have an alternative estimate under this item.

261.The majority of the repair works recommended under this item is in relation to the removal of unauthorized building works and the subsequent reinstatement of the buildings to the approved plans.   Mr Manzoni submits that all these works should be excluded.  In support of his submissions, he advances the same reasons as above in relation to the removal of unauthorized structures of the balconies.  He says as a matter of principle, they should be excluded in the present cost calculation to determine whether redevelopment is justified under “state of repair”.

262.For the same reasons we have set out above in relation to the balconies, we similarly reject Mr Manzoni’s present submissions.   We do not see how it can be seriously suggested that, in restoring the buildings to a tenantable condition, it is unreasonable to demolish unauthorized structures (which by definition are not permitted under the law) and to reinstate them in accordance with the approved plans.  As such, as a matter of principle, for the purpose of assessing the costs to be involved in restoring the buildings to a tenantable condition, such costs should also be included.  We therefore agree that Mr Benson Wong is entitled to include the repair cost of this work in his estimates for the present purpose.

263.The rest of the work under this item includes certain redecoration of the flats and shops so as to put them into a tenantable condition.  Other than the submission that Mr Benson Wong’s cost estimates are generally on the high side, Mr Manzoni has made it clear that China Superior has no “detailed criticism” on this work, which I take it that to mean that, other than the quantum of cost, they are not objecting to these repair works to be included in the estimates.

264.As will be explained later, we do not accept that there is evidence to show that Mr Benson Wong’s cost estimates are generally on the high side.  As such, and given Mr Manzoni’s above submission, we also accept Mr Benson Wong’s estimate of the repair cost relating to this part of the item.

265.We therefore find that the total reasonable repair cost that should be allowed under this item is as suggested by Mr Wong, being $14,291,030.

Arcade at the ground floor

266.Mr Benson Wong provides a total cost estimate of $1,392,400.  China Superior suggests that a total cost of $74,448 should be sufficient.

267.The main difference between the parties under this item is whether, as recommended by Mr Wong, complete and extensive refurbishment should be carried out for the arcade, which includes the replacement of the entire floor of the arcade (where there are a few voids identified) and all the letterboxes thereat, as well the repainting with good plastering of the internal walls.

268.Mr Manzoni submits these are not necessary as they represent only betterments but not repairs.

269.The Tribunal has been to the buildings.  The arcade condition can fairly be described as run down and in a rather dilapidated state.

270.In our view, to restore it to a tenantable condition as defined above requires the overall refurbishment of the arcade, so as to make it fit for the enjoyment of its residents and visitors, which is reasonable in the present day circumstances for the type of building in question, and that its finishes and its service installations are in either fair or good conditions requiring no repair in the near future.

271.It is not suggested, nor is there evidence before us to so suggest, that the repair works recommended by Mr Wong to refurbish the arcade are ones which would make the arcade too grand or too luxurious, and thus it would not be appropriate with regard to the type of building in question, to bring it outside the above meaning of tenantable condition. 

272.In relation to the cost estimates concerning the repair works to be done to the communal toilet, China Superior does not make any objection to this repair as suggested by Mr Wong being included, but again raises the criticism (which we reject for reasons stated below) that Mr Wong’s costs estimate is generally too high, and a 45% percent reduction should apply to his estimates across the board.

273.We therefore would allow the entire costs estimate made by Mr Wong under this item, which is $1,392,400.

Aboveground plumbing installation

274.Mr Wong’s cost estimate under this item is $939,000.  China Superior’s estimate is either $160,000 or $516,450.

275.The difference between the two experts in relation to this item is that Mr Law considers the installation to be in good condition, and therefore does not allow for any cost other than $80,000 for the replacement of the two pump sets, whereas Mr Wong reports that fairly significant work is required.   Mr Manzoni accepts that if the Tribunal is of the view that the condition is not good, it should be repaired.

276.Both experts set out briefly in their reports the results of their inspection of the subject aboveground plumbing systems of the 2 buildings.  However, Mr Benson Wong’s report is supported by various photos of the conditions identified by him.   The conditions of the plumbing systems as shown in these photos tally with Mr Wong’s comments expressed in his report.  His observations are thus supported by objective evidence, and we find them to be more reliable.

277.We therefore accept Mr Benson Wong’s report on the condition of the aboveground plumbing installations.  We also thus accept his recommendation of the related repair works.

278.We also find Mr Wong’s repair cost estimates under this item reasonable and thus acceptable, which is $939,000.

Aboveground and underground drainage system

279.Mr Wong provides a repair costs estimate of $4,969,300, while China Superior suggests $130,000 or alternatively $1,727,165.

280.The major work recommended by Mr Wong is to replace the uPVC drains with cast iron, as he (basing on the CCTV survey conducted by Building Diagnostic Consultants commissioned by him) has identified various defects of the underground drainage pipes.  He also recommends replacing the old cast iron fixings of the aboveground drainage installation because of their age, in order to maintain the system in working conditions for the reasonable future.

281.Mr James Law has not commissioned any CCTV survey of the underground drainage system.  He has not provided any comments of this system in his report.

282.Given the above, we find Mr Benson Wong’s reports on the drainage system more reliable, and his recommendations for repairs should be adopted.

283.However, Mr Manzoni’s main criticism regarding Mr Wong’s estimates is as follows.  Mr Manzoni points out that Mr Wong recommends replacing 100m of the uPVC drains with cast iron at a unit cost of $20,000 per m, but the BDC report says that only 20m need replacement.  As such, Mr Wong’s cost estimate of $2,000,000 is simply wrong and should be reduced to $400,000.

284.In relation to this, the cost of $2,000,000 for replacing 20m of the underground pipes is in fact set out in BDC’s report at paragraph 4.1(v).  It is obvious that Mr Benson Wong adopts this recommendation (including the cost estimate) wholesale in his report.    There has been no cross examination on either Mr Matthew Chan (of BDC) or Mr Wong on the correctness or basis of this $2,000,000 cost estimate.  China Superior itself has also not adduced any evidence on what should be the unit cost for this work.

285.In light of the above, we do not accept that Mr Manzoni’s above criticism is an appropriate one that can be made against the $2,000,000 cost estimate. 

286.In light of the BDC’s own recommendation and cost estimate (which is not challenged), which are adopted in Mr Wong’s report, we conclude that this cost estimate is reasonable.

287.In the premises, we accept in its entirety the total cost estimate provided by Mr Benson Wong under this item, which is $$4,969,300.

Electricity supply installation

288.Mr Wong’s estimate of cost is $9,202,000.  China Superior’s estimate is $252,00 or alternatively $966,350.

289.Under this item, Mr Wong recommends:

(1)  Re-wiring the electricity installation both inside individual flats and at common areas.  The standard of the re-writing is said to be to meet certain conditions under the Code of Practice for Electricity (wiring) Regulations issued by the Electrical and Mechanical Services Department in 2003, which provides the guidelines on how the statutory requirement of the said Regulations (Cap 406E) can be met.

(2)  Installation of fire protection enclosure for existing electrical installations in the staircases of the buildings.

(3)  Installation of equipotential bonding system, which is recommended under the relevant Code of Practice.

(4)  Removal of building components and parts containing asbestos materials.

290.For these repairs, there are certain of defects which are only identified by Mr Wong but not Mr Law.  Insofar as these defects are concerned, we would accept Mr Wong’s report, as he has set out clearly the basis of his identification of those defects, which is not challenged under cross examination.

291.However, Mr Manzoni’s main challenge of Mr Benson Wong’s above recommendations runs as follows:

(1)  For the same reasons advanced above in relation to the balconies repair work, any works recommended to be carried out at the individual flats should not be included in the present calculation.

(2)  The installation of the equipotential bonding system is only required by the relevant Code of Practice, which does not apply to old buildings such as Kam Kwok and National.  As such, the recommendation is not repair work but betterment, which should not be included in for the present consideration.

(3)  The removal of asbestos at the present stage is unnecessary, and needs only to be done at the next planned maintenance cycle.

292.We do not accept Mr Manzoni’s submissions:

(1)  In relation to works to be carried out at the individual flats, for the same reasons we have explained above at paragraph 226, we consider it as appropriate to include them for the calculation of repair cost to consider whether redevelopment is justified under the ground of state of repair.

(2)  Even if the Code of Practice does not apply to old buildings as contended, according to his own evidence under cross examination, Mr James Law also accepts that he would have recommended to the Incorporated Owners of these 2 buildings these works as optional items (as suggested in the Code), to be included in a major maintenance exercise of the buildings.  This is so as the installation of these items would improve the safety of the buildings, and thus to their residents and visitors. 

(3)  In light of Mr Law’s above evidence, we have come to view that it is also appropriate and reasonable for Mr Wong to recommend these electricity works in the present repair exercise of the buildings, so as to render the buildings of a tenantable condition, to make them safe to the residents and visitors.

(4)  In relation to the removal of the components and parts containing asbestos, in our view, it is also appropriate to include them in the present repair exercise.   The asbestos poses a health risk to the residents and visitors of the buildings.  The contractor carrying out the investigation recommended that it should be removed in the maintenance cycle of the buildings.  There is thus no reason not to include them in this recommended repair and maintenance exercise, but to postpone it to the next cycle as suggested by Mr Manzoni.

293.We therefore accept all of Mr Wong’s repair recommendations and the costs estimates under this item, which amount to $9,202,000.

Fire services installation

294.Mr Benson Wong provides a total repair cost estimate of $3,264,000, to replace and install various fire services equipment and modalities in the buildings and their service lifts.  China Superior suggests a cost of $515,650 or alternatively $520,300.

295.Mr Manzoni relies on the same submissions above in relation to his objection to the fire safety works recommended to be carried out at the staircases and floor lobbies. That is, these recommended items should not be included in the present exercise, as they are only required by the relevant regulations or practices, which are not applicable to old buildings.

296.For the same reasons set out at paragraph 256 above, we reject Mr Manzoni’s submissions.  In our judgment, the recommended fire services installation should be included in the present exercise to bring the condition of the buildings to one which is reasonably safe to their residents and visitors, with reference to present day standard.

297.We therefore accept Mr Wong’s cost estimate of $3,264,000 under this item. 

Are Mr Wong’s cost estimates generally too high

298.Mr Manzoni submits that, in light of Mr Benson Wong’s over-inflation of the unit cost of repair for (a) scaffolding work for the external wall repair, (b) the painting work for the staircases and lobbies, and (c) the replacement work of the uPVC pipes, it is open to the Tribunal to draw the inference that Mr Wong’s cost estimates are generally on the high side.  Mr Manzoni thus submits that the Tribunal should apply an across the board 45% reduction of all of Mr Wong’s cost estimates.

299.We do not accept Mr Manzoni’s submissions:

(1)  As stated above, we have found Mr Benson Wong’s unit cost estimates for the scaffolding work and painting reasonable.  They are therefore not over inflated as suggested.

(2)  Similarly, we have found Mr Wong’s cost estimates for the uPVC replacement work reasonable, and there is no evidence to suggest it otherwise.

(3)  In the premises, Mr Manzoni’s submissions are not established on the evidence.

(4)  In any event, even if there were these three items of cost which had been shown to be too high as suggested, we do not think it is appropriate for us to then make an across the board reduction of all the cost estimates as suggested by Mr Manzoni, in light of the many and different repair items recommended by Mr Wong.

(5)  In our views, the more appropriate approach in the present case is (as we have done above) to deal with each of the cost estimates individually to see, on the balance of probabilities, whether the estimate is reasonable and justified in light of the evidence presented to us.

 Summary on costs of repair

300.In summary, our conclusion on the costs of repair that should be considered for the purpose of s. 4(2)(a)(i) of the Ordinance are as follows: 

Preliminaries $  7,770,500
Structural works $  9,184,700
Facades $22,953,050
Roof and roof structures  $  1,322,780
Staircases and floor lobbies $  4,050,070
Flats and shops internal work $14,291,030
Arcade at the ground floor $  1,392,400
Aboveground plumbing installation $ 939,000
Aboveground and underground drainage  $  4,969,300
Electricity supply installation $  9,202,000
Fire service installation $  3,264,000
Total $79,338,830

301.In his cost estimates, Mr Wong factors in 10% of the contract sum as contract contingencies, and 5% of the sum as professional and supervision fees.  China Superior does not challenge this approach.  We therefore accept that such additional sums should be added to the above repair costs to arrive at the final figure.  Thus, the final repair cost should be: $79,338,830 + $7,933,883 [$79,338,830 x 0.1] + $3,966,941.50 [$79,338,830 x 0.05] = $91,239,654.50.

302.For the above reasons, for the purpose of s. 4(2)(a)(i) of the Ordinance, we find that the reasonable repair cost required to render the 2 buildings to a tenantable condition is $91,239,654.50.

E2.2.2    Estimation of the enhancement in the value of the 2 buildings due to the repair works

303.Only Mr Charles Chan for Intelligent House has provided a report on the enhancement (meaning increase) in the value of the 2 buildings due to the repairs works recommended by Mr Benson Wong. 

304.In the report, he has stated the view that any enhancement in the value is only to be reflected in the residential units of these 2 buildings, but not in the commercial or retail units.  This view is not challenged by Mr Lynch.  We therefore accept it.

305.In trying to arrive at his valuation of the enhancement value of the 2 buildings, Mr Chan has identified and analyzed the comparable transactions of 4 selected buildings, which had recently undergone substantive repairs and renewal under the rehabilitation scheme organized by the Urban Renewal Authority.  After making the necessary adjustments, including time adjustment, to these comparable transactions, Mr Charles Chan comes to the view that the value of the residential units of the 2 buildings would have increased within the range of 8% to 18% (depending on the original condition of each of these units, the worse it is originally, the higher the enhancement in value).  He has set out the enhancement value (with the corresponding percentage increase) of each of these residential units in the appendices to his report.

306.As concluded by Mr Chan, in actual numerical term, basing on his EUV valuation as at 29 June 2007, the overall enhancement value of the 2 buildings after the repair works would have been $72,230,000 ($55,730,000 for Kam Kwok Building, and $16,500,000 for National Building).

307.Basing on the evidence given by Mr Lynch, Mr Manzoni submits that Mr Chan’s above valuation is unreliable:

(1)  Mr Chan has selected only 4 comparable buildings for his analysis, when there are other additional useful comparables as identified by Mr Lynch at trial.

(2)  Mr Chan has adopted an inconsistent approach in making time adjustments between his valuation of the EUV of the 2 building and the valuation of the enhancement value.  In the former exercise, Mr Chan relied on the index provided by the Rating and Valuation Department (the RVD time index) to make the time adjustment. However, when carrying out the enhancement valuation, he has adopted a personal index which has nothing to do with the RVD index.  Mr Manzoni submits that there are not rational bases for Mr Chan to do so, other than to seek to lower the enhancement valuation results.

308.We do not think Mr Manzoni’s submissions are correct.  Our reasons are as follows.

309.Based on the newly identified comparables identified by him at trial, Mr Lynch seeks to draw the following conclusions:

(1)  There were additional buildings comparables that could have been included in Mr Chan’s analysis.

(2)  The use of a particular time index impacts the outcome.

(3)  There is a wider range of increased values as shown in the newly identified comparables than those identified by Mr Chan.

(4)  Thus, Mr Chan’s analysis may be unreliable.

310.However, Mr Lynch accepts that his brief analysis of the newly identified comparables is only a desktop exercise.  We take this to mean that he has not done any research and has no information about the repair works carried out in each of these cases.  This in our view renders his analysis less reliable.

311.In the circumstances, we do not think it can be established on the evidence that Mr Chan is incorrect in not including these newly identified comparables in his analysis, and thus his conclusion is unreliable as submitted.

312.Further, when asked by this Tribunal, Mr Chan explains his reasons for not using the RVD index in his analysis of the enhancement value.   His evidence is as follows[46]:

“JUDGE AU:  Then why do you use a different approach here.

You said earlier that for residential units, you did use the R&D value for your previous analysis in calculating or finding out the individual unit rate and so on and so forth for Kam Kwok Building.  For the purpose of this present analysis, you didn't rely on the residential value coming from R&D.  The reason being?

A.  The reason behind is that in an existing use valuation, we are valuing the property on a general situation without taking into account the development potential under the Ordinance.  The R&V index is a general index which covers all the residential properties in a particular class, which I think the overall average will be -- the effect is that for some particular properties with increasing value due to redevelopment potential, would be, say, diluted by the overall average.

However, when we are talking about aged buildings in the locality, because of the application of the ordinance over the past two years, I would say that quite a significant portion of the value may be attributable to the hope for redevelopment potential or amalgamation of ownership.  That's why I would be inclined to be more careful in doing this analysis in order to arrive at a true increase in value, due to time factor, instead of relying upon the R&V index.

MR MANZONI:  That answer would imply, wouldn't it, that in relation to these old buildings, in which there may be potential redevelopment values, the time factor is going to be higher than the RVD index and therefore, the RVD index is lower, giving you a higher enhancement.  So your approach is inconsistent, isn't it?

A.  As I explained before, I have to use different approaches for the two applications, because in this analysis, I have to find out the increase due to time and to a certain extent, the increase in value due to time may comprise the increase in expectation, on the hope of amalgamation of ownership.”

313.We accept Mr Chan’s above explanation as a justifiable ground for him to not to adopt the RVD time index for the purpose of the valuation in the enhancement value.  We therefore do not find his valuation unreliable because he has not used the RVD time index to make the time adjustments regarding the comparables.

314.For the above reasons, we generally accept Mr Chan’s report on the enhancement value as reliable. 

315.However, Mr Chan’s conclusion on the actual enhancement value of the units of the 2 building is based on his percentage increase in the 29 June 2007 EUV of the residential units.  On the other hand, we have found at paragraph 172 that the appropriate EUV of the residential units as at 29 June 2007 should be $579,749,032, which is about 0.9798 of Mr Chan’s own revised EUV valuation of $591,700,000.

316.In the circumstances, after making the similar adjustment, the proper enhancement value due to the repair works should thus be $72,230,000 x 0.9798 = $ 70,770,954.

E.2.2.3   Whether redevelopment is justified on the ground of state of repair

317.Both Mr Roots and Mr Manzoni agree that, the mere fact that the repair cost exceeds the enhancement value does not necessarily mean that the economic test under the state of repair is satisfied to justify redevelopment.  For example, if the excess say were only in the region of a few dollars or a few thousand dollars, it would not have justified redevelopment.

318.Both counsel also accept that whether the test is satisfied to justify redevelopment is a judgment call for the Tribunal to make. 

319.Mr Roots submits that the Tribunal should pose the question as whether a reasonable person, having looked at the difference between the two figures, would find it worthwhile economically to proceed with the repair and maintenance.   This is similar to the way in which Mr Manzoni puts his question to Mr Baum (Intelligent House’s expert on land economics) on state of repair.  The question Mr Manzoni asks is:

“Q: Suppose that you were advising the owner of an existing building which required a substantial amount of repair work and I asked you to tell the tribunal by what criteria you would advise the building owner to judge whether or not it was worth carrying out those repairs?

Answer: Generally Speaking, the test would be whether the expenditure on the building led to an equal or greater increase in value of that building.” (emphasis added)

320.We accept that this is the right approach to this test. 

321.In the present case, the total repair cost of $$91,239,654.50 (as found above) exceeds the enhancement value of $70,770,954 (as found above) by  $20,468,700.50.

322.In our view, given the substantial amount of the repair cost that needs to be invested, a reasonable person would not find it economically worthwhile to proceed with the repair and maintenance works in the present case.

323.In the premises, we find that it has been proved to our satisfaction that redevelopment is also justified for the 2 buildings on the ground of “state of repair”.

F.  Whether Intelligent House has taken reasonable steps to acquire the undivided shares from the minority owners

324.Intelligent House accepts that the requirement under s. 4(2)(b) of the Ordinance to take “reasonable steps” to acquire all the shares in the lot involves two elements:

(1)  The reasonableness of the “steps”, in other words, the process of communicating to minority owners an indication of the majority owner’s willingness to purchase their shares; and

(2)  The reasonableness of the terms of the offer.

325.It is contended by those respondents present at the trial (but not by China Superior) that Intelligent House has failed under this requirement. Their contentions are in gist as follows:

(1)  Intelligent House’s representative had failed to meet them (alleged by the 2nd, 8th and 15th Respondents) personally to discuss with them the terms of the offer, or had failed to respond properly to the written counter-offer (alleged by the 2nd Respondent).

(2)  The purchase prices offered by Intelligent House are too low, and thus unreasonable.

F1.     Communication of offers

326.In the present case, Intelligent House has altogether made four formal written offers to the minority owners to purchase their units.  There were also various meetings held with some of the minority owners with Intelligent House’s representatives.  This is supported by meeting records.

327.It was asserted when questions were put to Mr. Augustine Wong under cross examinations that, in certain cases telephone calls had not been made as alleged and written replies had not been sent to counter offers. Mr. Augustine Wong explained the importance he attached to undertaking the task of maintaining contact with minority owners and that he and his staff had endeavoured to carry out their task systematically.

328.There is no reason for us not to accept Mr Augustine Wong’s evidence, and to think that generally this approach was not successfully applied in this case.   This is particularly so when those making the allegations have not put in any witness statement to set out their allegations.  As such, nothing can be taken against Intelligent House for adducing no other evidence but Mr Wong’s response under cross examination to deal with the allegations. 

329.In any event, purely for the sake of argument, in light of the various and repeated formal written offers and meetings set out above, these allegations of occasional lack of responses in relation to one or few of the minority owners, even if they were true, could not in our view amount to Intelligent House’s failure to comply with the reasonable step requirement under s. 4(2)(b). 

330.Given the evidence of Mr Augustine Wong, which we accept entirely, it is clear to us that the minority owners were fully aware of Intelligent House’s intention and willingness to purchase their shares. The reality is that anyone who wished to sell voluntarily could have done so, subject to agreement on the price.

331.We therefore find that Intelligent House has satisfied the first limb of the test.

F2. Reasonableness of the terms offered

332.The only and real contention raised by the respondents under this limb is that the purchase prices offered by Intelligent House were too low and thus unreasonable.

333.As to what amounts to a reasonable offer under s. 4(2)(b), the CFA in Capital Well has said that it was not the Lands Tribunal’s role to adjudicate upon disputes as to the correct valuation principles to be applied to assess the offer.  It merely needs to be satisfied that the offer falls within the range of what may broadly be regarded as fair and reasonable compensation for the interest in question.

334.In our judgment, Intelligent House has also satisfied this limb of the test:

(1)  The four different purchase prices offered by Intelligent House to the minority owners were based on, initially the successful sale price of the majority share of the buildings achieved at the public auction (as paid by Intelligent House), and then the expert valuation opinion of Savills. 

(2)  We accept that, prima facie, the auctioned sale price of the majority share in the auction should reflect its open market value.  It therefore forms a reasonable basis for Intelligent House to make its first purchase offer to the minority owners.

(3)  Further, it is not disputed that Savills is a reputable firm of valuers.  In our view, it is also reasonable for Intelligent House to rely on Savills’ expert opinion to formulate the purchase prices offered to the minority owners.  There is also no reason for us to believe, nor is there such evidence to suggest, that the advices from Savills were not properly made based on professional valuation of the EUV and RDV of the minority owners’ units.

(4)  In the circumstances, we are satisfied that the offers made by Intelligent House to the minority owners to purchase their units offer fall within the range of what may broadly be regarded as fair and reasonable compensation for the interest in question.

F3.    Other points raise by some of the respondents

335.The following are some other grounds of opposition to the making of an order for sale by some of the respondents.

336.The 15th Respondent contends that the 14 days response time given in Intelligent House’s offer was too short and thus unreasonable.  

337.We do not accept this submission.  There is no suggestion that the 15th Respondent would have accepted the offer if longer time were given.   There is also no evidence (the 15th Respondent has not given evidence) to show that she did not have enough time to consider the offer.

338.The 15th Respondent also contends that Intelligent House’s representative was unreasonable in allegedly insisting at a meeting on 20 July 2007 that, it would not negotiate with the other respondents on price because China Superior (the 13th Respondent) was not willing to sell.  We reject this contention:

(1)  There is simply no evidence (as none of the respondents have filed any witness statement or given evidence at trial) to support the allegations.

(2)  The allegation is inconsistent with the fact that Intelligent House had after that date continued to make revised offers to the minority owners to purchase their units.  The allegation is thus incredible.

339.The 15th Respondent further argues that the offers were unreasonable because one of the terms was that the purchase should be with vacant possession to be completed within one month and that (a) this would have been impossible to achieve if the unit was subject to a tenancy, and (b) there was no offer that Intelligent House would be responsible for paying compensation to tenants.

340.We also reject his argument:

(1)  It was specifically stated in Intelligent House’ offer letter: “Please inform us immediately however if the property is to be sold subject to existing tenancy”.  We accept that this indicated willingness on the part of Intelligent House to proceed to resolve any complications that might be presented by the existing tenancy.

(2)  Intelligent was not privy to the tenancy terms and different tenancies would have presented different complications. For example, a tenancy with an outstanding term of 10 years would have presented problems very different from a monthly tenancy. It would have been unreasonable and impracticable to require Intelligent House to structure an offer which would fit all possible tenancies.  The important point is it is clear that Intelligent was prepared to discuss and talk with the minority for any problems what might be encountered in relation to a sale.

(3)  The lack of any offer for tenant compensation is not unfair or unreasonable for two reasons.  First, the market value of the unit would be directly affected by the ability to provide vacant possession on completion. The price offered assumed the ability of the owner to provide vacant possession on completion. Either the seller was able to hand over the unit with vacant possession on completion and receive the consideration appropriate to vacant possession or it would have been necessary to negotiate a price which reflected the owner’s inability to secure vacant possession for a period of time (depending on the terms of the tenancy). Second, in an auction sale under the Ordinance, the minority owners would be responsible for paying compensation, if any, to their own tenants.

341.The 15th Respondent further says that the offers were unreasonable because they did not include options of “one for one exchange” (one new unit for one old unit) or “joint development”.   We reject this argument.  The only requirement under the Ordinance is to make an offer to purchase on reasonable terms. If the Tribunal accepts that the purchase prices offered by Intelligent to each of the Respondents were reasonable (as we have so accepted), the absence of other options would not have made the offer unreasonable.

342.A number of respondents have said that they are concerned that the prices that Intelligent House has offered to purchase their units will be insufficient to buy any similar property in the same vicinity. While this has not been proved by evidence, for those who occupy their flats themselves or (as the case may be) occupy their own shops themselves (as distinct from letting them out) one can understand the concern.  However, if an order for sale is made:

(1)  The Ordinance has provided that the relevant financial compensation is to be referenced against the redevelopment value (RDV) of the buildings, not on any other basis.  The Tribunal can only consider such compensation as prescribed by the Ordinance.  It must be assumed that the legislature in passing the Ordinance had regarded this form of compensation as fair and reasonable. 

(2)  All the owners will receive a share of the redevelopment value of the lot, which will be significantly more than the existing use value.

(3)  If they sold their units voluntarily (apart from the Ordinance) in order to receive their share of the redevelopment value, they would have to move elsewhere in order to allow the redevelopment to happen.

343.In the circumstances, this cannot amount to a valid ground to oppose the present application.

344.The 11th Respondent points out that an order for sale would require him to purchase another property, which would incur expenses such as agents’ fees and stamp duty. That is true, but:

(1)  He will and can only receive what the Ordinance has provided for, which does not include the costs of removal.

(2)  He will receive his share of the redevelopment value of the lots, which will significantly exceed the existing use value. Redevelopment value could not be realised voluntarily without giving vacant possession of the unit, so there is no logical reason why he should receive redevelopment value plus removal costs.

345.Again, this cannot amount to any valid objection to the present application.

F4.    Conclusion on whether s. 4(2)(b) is satisfied

346.For the above reasons, we are satisfied that Intelligent House has taken reasonable steps to acquire the undivided shares from the minority owners, as required under s. 4(2)(b) of the Ordinance.

IV.    Conclusion

347.For the reasons set out above, we are satisfied that the requirements under s. 4(1) and (2) of the Ordinance are satisfied, and redevelopment of Kam Kwok and National Buildings is justified on the ground of:

(1)  Age, as the cleared site value of the Lots substantially exceeds its existing use value.

(2)  State of repair, as the repair cost to bring the buildings to tenantable conditions also significantly exceeds the enhancement value in the buildings derived from the repairs if carried out.

(3)  Age and state of repair collectively, in light of the above conclusions. 

348.In the premises, an order for sale of the 2 buildings should thus be made under the Ordinance. 

349.We therefore make the following orders:

(1)  The Tribunal is satisfied that the existing use values of the Respondents’ units in Kam Kwok Building, Nos. 210-216 Gloucester Road, No. 377 Jaffe Road and Nos. 22-32 Marsh Road, Hong Kong (“Kam Kwok Building”) erected on The Remaining Portion of Section A of Marine Lot No.436 and Section F of Marine Lot No. 435 (“the Lots”) as shown in Appendices II and III annexed hereto are fair and reasonable, and are fair and reasonable when compared with the existing use values of the Applicant’s units in Kam Kwok Building and National Building, Nos.12-20 Marsh Road and Nos. 388-390 Jaffe Road, Hong Kong erected on the Lots as shown in Appendices II, III, IV and V annexed hereto;

(2)  All the undivided shares in the Lots, the subject of the Application, be sold by way of a public auction for the purposes of the redevelopment of the Lots under sections 4(1)(b) of the Ordinance.

(3)  Mr. Ho Hing Choi Peter and Mr. Tong Gee Kit nominated by Intelligent House be appointed trustees (the “Trustees”) to discharge the duties imposed on trustees under the Ordinance in relation to the Lots and the Trustees be authorized to charge such remuneration for their services in accordance with the terms set out in the letter of Messrs. Johnson Stokes & Master dated 17th January 2008.

(4)  For the purpose of a sale of the Lots by public auction under section 5(1)(a) of the Ordinance:

(a)  The sale of the Lots be on the particulars and conditions substantially the same as those in the draft Particulars and Conditions of Sale initialled and approved by the Tribunal.

(b) The reserve price be set at $1,421,124,000.

(c)  Subject to further extensions that the Tribunal may subsequently allow upon the application of the purchaser of the Lots or its successor in title, the redevelopment of the Lots shall be completed and made fit for occupation within a period of 6 years after the date on which the purchaser of the Lots becomes the owner of the Lots as specified by section 9 and Schedule 3 of the Ordinance.

(5)  Liberty to the Applicant, the Respondents and the Trustees to apply to the Tribunal for further direction under the Ordinance.

350.In relation to the costs of the application, there is no reason why costs should not follow the event.   However, Intelligent House has submitted that even if successful in the application, it would not seek costs against all the respondents except China Superior (who purchased the unit after the application has been made), as it accepts that the other respondents are effectively forced to be joined in these proceedings.

351.In the circumstances, we regard it as just and fair to make an order nisi that China Superior shall pay the costs of this application to Intelligent House in relation to China Superior’s case, to be taxed if not agreed in accordance with the High Court Scale, with certificate for 2 counsel. 

352.We also would wish to take this opportunity to thank counsel and the legal teams for both Intelligent House and China Superior, for the very helpful assistance in this case.

Appendix I

Appendix II to V

Appendix VI

H.H. Judge Thomas Au
Presiding Officer
Lands Tribunal
Mr. W.K. LO
Member
Lands Tribunal

Representation:

Mr. Guy Roots, QC, leading Mr. MOK Yeuk Chi, instructed by Messrs Woo, Kwan, Lee & Lo, for Applicant.

Mr. Charles Manzoni and Mr. Adrian Y.H. LAI, instructed by Messrs Wong Poon Chan Law & Co., for 13th Respondent.

1st Respondent, acting in person (present on 28 January; 1,19,26,27, 28 February & 25 April 2008)

2nd Respondent, acting in person (present on 25,28,29,30 & 31 January; 1,4,5,6,18,19,20,21,22,25,26,27,28 February & 25 April 2008)

3rd Respondent, acting in person (present on 31 January; 1 & 28 February 2008)

4th Respondent, acting in person (present on 31 January; 1 & 28 February 2008)

5th Respondent, acting in person, absent

6th Respondent, acting in person, absent

7th Respondent, acting in person (present on 25,28 January & 1 February 2008)

8th Respondent, acting in person (present on 25,28,29,30 & 31 January; 1,4,5,18,19,20,21,22,25,26,27,28 February  & 25 April 2008)

9th Respondent, acting in person (present on 25,28,29,30 & 31 January; 4,18,19,20,21,22,25,26,27,28 February & 25 April 2008)

11th Respondent, acting in person (present on 25,28,29,30,31 January; 1,4,5,6,18,19,20,21,22,25,26,27,28 February & 25 April 2008)

12th Respondent, acting in person (present on 25,28,29,31 January; 4,5,18,19,21,22,25,26,27,28 February & 25 April 2008)

14th Respondent, acting in person, absent.

15th Respondent, acting in person (present on 25,28,29,30,31 January; 1,4,5, 6,18,19,20,21,22,25,26,27,28 February & 25 April 2008)

17th Respondent, acting in person (present on 25,28,29,30 & 31 January; 4,5, 6,18,19,20,21,22,25,26,27,28 February & 25 April 2008)

19th Respondent, acting in person (present on 25 January 2008)

20th Respondent, acting in person (present on 25 January 2008)

22nd Respondent, acting in person, absent.

23rd Respondent, acting in person (present on 25 January 2008)


[1]By a consent order made on 11 January 2008, the 10th, 16th, 18th, 21st and 24th Respondents were granted leave to withdraw their opposition with no order as to costs.   As explained later, Intelligent House has also discontinued these proceedings against the 25th Respondent before trial, as the 25th Respondent agreed to sell her unit to Intelligent House.

[2] But only a few actually attend the trial.

[3]Section 3(1) of the Ordinance.

[4]Section 3(1)(a) and Part I of Schedule I of the Ordinance.

[5]Section 4(2)(a) of the Ordinance.

[6]Section 4(2)(b) of the Ordinance.

[7]Section 4(1)(a)(i) of the Ordinance.

[8]Section 5(1) of the Ordinance.

[9]Section 11(2)(c) of the Ordinance.

[10]Some of the grounds are raised by some Respondents, while some are raised by all.

[11] Thus, Intelligent House’s present proceedings have since been discontinued against the 25th Respondent.

[12]As a matter of evidence, even if one is to look at the ownership of the undivided shares of each of the 2 buildings built on the Lots, Intelligent House has obtained 91.57% of the undivided shares of Kam Kwok Building (257 1/3 undivided shares out of 281 undivided shares).

[13]These values are the latest revised figure provided by Intelligent House after the trial, and after Intelligent House and China Superior’s experts have come to an agreement as to the respective floor areas of each of the units in the 2 buildings.  The previous figures provided in their respective valuation reports are based on floor areas, which turn out to be not entirely correct.  Nothing however turns on this for the purpose of this application.

[14] See fn 13 above.

[15] See also: Bond Star v Capital Well [2004] 2 HKLRD 855 (CA), 860C-E at para 10 per Rogers VP.

[16] As can be discerned from the List of Aged Residential Comparables with Adjustments for the Reference Domestic Units prepared by Mr Chan and provided under Intelligent House’s solicitors’ letter dated 25 January 2008 to China Superior’s solicitors

[17] These are respectively Paul Yee Mansion, Pak Ling Building, Golden Jubilee House and Lok Yau Building.

[18] Mr Chan in fact looked at three Kam Kwok Building transactions when he compiled the comparables, but when he proceeded to use the comparables to arrive at the reference unit price of all the comparables, he discounted one of these Kam Kwok Building transactions. 

[19] Which is $1,718 psf.

[20] Which is about $2,473 psf.

[21] They are:  Pak Ling Building, Fook Gay Building and Wai Sun Building.

[22] See paragraphs 64(6) and 65(4) above.

[23] As valued by Mr. Chan for his reference unit (i.e. Unit 12A on 10th Floor) in Kam Kwok Building.

[24]As valued by Mr. Chan for his reference unit (i.e. Unit 1 on 10/F) in National Building.

[25] To avoid any doubt, the individual EUV of all the residential units in Kam Kwok and National Buildings are set out in the right most columns of Appendix II and III respectively. 

[26]Mr Chan has included under the commercial/retail units of the Kam Kwok Building the large metal advertising sign erected on the roof.  However, Mr Lynch has included this under his valuation of the residential unit of the 2 buildings.

[27]Day7/29-31.

[28] After the experts having agreed on the floor areas of different units of the 2 buildings, the revised total EUV for the commercial/retail units of the 2 buildings as at 29 September 2006 as assessed by Mr Chan is $142,450,000, while the same EUV as at 29 June 2007 as assessed by Mr Chan is $153,670,000. 

[29] A protocol suggested by Mr Manzoni.  We doubt whether under the Ordinance the Tribunal is entitled to make such a direction.  It must be noted that under para 2(b) of Schedule 2 of the Ordinance, the reserve price has to be “approved by the Tribunal”.  We doubt whether the Tribunal can delegate this task to the Trustees.

[30]Taking the time to approximately the time of this decision.

[31] Paragraphs 56, 58-62 of his Closing Submissions.

[32] At paragraph 52.

[33] Site value equals to the gross development value less the cost of building and the profit.

[34] Bond Star, supra, per Rogers VP at 858I at para 5.

[35] Capital Well v Bond Star [2005] 4 HKLRD 363 (CFA), 369G-H at para 21 per Ribeiro PJ

[36] Mr Lynch under cross examination accepts the general principle as proposed by the Intelligent House via the opinion of Prof Baum, which we accept is admissible as expert evidence as relevant to the determination of whether the land economics test is applicable under the Ordinance.

[37] No parties in these proceedings ever disputed the economic lifespan test propounded in Good Trader.

[38] This is not disputed by the parties.

[39]Which is $463,210,000.

[40]Which is $591,700,000.

[41]The EUV of the commercial/retail units of the 2 buildings, being $176,968,000 as valued by Mr Lynch as at 23 July 2007, which is accepted above by the Tribunal as correct, with the addition of $20,000,000 being the EUV of the advertising sign.

[42]Mr Chan’s valuation of the RDV of the 2 buildings as at 29 June 2007.

[43]Representing the average 1.4% monthly increase in the RDV of the 2 buildings since 29 June 2007.  See paragraph 125 above.

[44] See paras 147- 267 of Mr Manzoni’s written closing submissions.

[45] Mr Benson Wong’s said suggestion under his definition of tenantable condition is not challenged by any of the respondents.

[46] Day 4/69:18 – 71:5.