Pacific Electric Wire & Cable Co Ltd v. Harmutty Ltd and Others

Case No.FAMV 28/2009
Court
FAMV
Date14 Sep 2009
JudgeAndrew Li CJ, Kemal Bokhary PJ, R A V Ribeiro PJ
Case Document
100%

FAMV No. 28 of 2009

IN THE COURT OF FINAL APPEAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MISCELLANEOUS PROCEEDINGS NO. 28 OF 2009 (CIVIL)

(ON APPLICATION FOR LEAVE TO APPEAL

FROM CACV NO. 208 OF 2008)

_____________________

Between

  PACIFIC ELECTRIC WIRE & CABLE COMPANY LIMITED Plaintiff
(Applicant)
   – and –  
  HARMUTTY LIMITED 1st Defendant
  HADDOWE LIMITED 2nd Defendant
  CASPARSON PROPERTIES LIMITED 3rd Defendant
  HU HUNG CHIU
 (胡洪九)
4th Defendant
  YIP CHI HUNG
 (葉稚雄)
5th Defendant
  CHUNG CHE LING
 (鍾子陵)
6th Defendant
  TUNG YU JEH
(仝玉潔)
7th Defendant
  SUN TAO TSUN
(孫道存)
8th Defendant
  TAM PUI NA, RAFIA
(譚佩娜)
9th Defendant
  WONG KUN TO
(黃勤道)
10th Defendant
  CHEUNG KWAN HUNG, ANTHONY
(張鈞鴻)
11th Defendant
  AFTERVILLE LIMITED 12th Defendant
  NEE SOON LIMITED 13th Defendant
  SHOWGROUND LIMITED 14th Defendant
  BERRIDALE DEVELOPMENTS LIMITED 15th Defendant
  JUTECH INVESTMENTS LIMITED 16th Defendant
  ALL DRAGON INTERNATIONAL LIMITED 17th Defendant
  BLINCO ENTERPRISES LIMITED 18th Defendant
(1st Respondent)
  PATAGONIA LIMITED 19th Defendant
(2nd Respondent)
 

MA KAM FOOK, ROBERT
(馬金福)

20th Defendant
  HU SUN MAR LI
(胡孫瑪琍)
21st Defendant

_____________________

FAMV No. 29 of 2009

IN THE COURT OF FINAL APPEAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MISCELLANEOUS PROCEEDINGS NO. 29 OF 2009 (CIVIL)

(ON APPLICATION FOR LEAVE TO APPEAL

FROM CACV NO. 210 OF 2008)

_____________________

Between

  PACIFIC ELECTRIC WIRE & CABLE COMPANY LIMITED Plaintiff
(Applicant)
   – and –  
  TEXAN MANAGEMENT LIMITED 1st Defendant
(1st Respondent)
  CLIPPER INVESTMENT LIMITED
(formerly known as PACIFIC CAPITAL (INVESTMENT) LIMITED)
2nd Defendant
  PACIFIC CAPITAL (ASIA) LIMITED 3rd Defendant
(2nd Respondent)
  ALL DRAGON INTERNATIONAL LIMITED 4th Defendant
(3rd Respondent)
  PCL HOLDINGS LIMITED
(formerly known as PACIFIC CAPITAL (HOLDINGS) LIMITED)
5th Defendant
  LAIDLAW PACIFIC FINANCIAL SERVICES (HOLDINGS) LIMITED
(formerly known as PACIFIC CAPITAL FINANCIAL SERVICES (HOLDINGS) LIMITED)
6th Defendant
  SUPER WISH LIMITED 7th Defendant
(4th Respondent)
  HU HUNG CHIU
(胡洪九)
8th Defendant
  WONG KUN TO
(黃勤道)
9th Defendant
  CHEUNG KWAN HUNG, ANTHONY
(張鈞鴻)
10th Defendant
  MA KAM FOOK, ROBERT
(馬金褔)
11th Defendant
  CHENG SHU WING
(鄭樹榮)
12th Defendant
  TUNG YU JEH
(仝玉潔)
13th Defendant
  SUN TAO TSUN
(孫道存)
14th Defendant
  PANG HONG
(龐鴻)
15th Defendant

_____________________

FAMV No. 30 of 2009

IN THE COURT OF FINAL APPEAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MISCELLANEOUS PROCEEDINGS NO. 30 OF 2009 (CIVIL)

(ON APPLICATION FOR LEAVE TO APPEAL

FROM CACV NO. 211 OF 2008)

_____________________

Between

  PACIFIC ELECTRIC WIRE & CABLE COMPANY LIMITED Plaintiff
(Applicant)
  – and –  
  GOLD GLOBAL LIMITED 1st Defendant
(1st Respondent)
  PCL NOMINEES LIMITED 2nd Defendant
(2nd Respondent)
  GREATEAM LIMITED 3rd Defendant
(3rd Respondent)
  HU HUNG CHIU
(胡洪九)
4th Defendant
  CHUNG CHE LING
(鍾子陵)
5th Defendant
  YIP CHI HUNG
(葉稚雄)
6th Defendant
  TAM, PUI NA, RAFIA
(譚佩娜)
7th Defendant
  HARMUTTY LIMITED 8th Defendant
 (4th Respondent)

_____________________

FAMV No. 31 of 2009

IN THE COURT OF FINAL APPEAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MISCELLANEOUS PROCEEDINGS NO. 31 OF 2009 (CIVIL)

(ON APPLICATION FOR LEAVE TO APPEAL

FROM CACV NO. 212 OF 2008)

_____________________

Between

  PACIFIC ELECTRIC WIRE & CABLE COMPANY LIMITED Plaintiff
(Applicant)
  – and –  
  HARMUTTY LIMITED 1st Defendant
(1st Respondent)
  HADDOWE LIMITED 2nd Defendant
(2nd Respondent)
  CASPARSON PROPERTIES LIMITED 3rd Defendant
 (3rd Respondent)
  HU HUNG CHIU
(胡洪九)
4th Defendant
  YIP CHI HUNG
(葉稚雄)
5th Defendant
  CHUNG CHE LING
(鍾子陵)
6th Defendant
  TUNG YU JEH
(仝玉潔)
7th Defendant
  SUN TAO TSUN
(孫道存)
8th Defendant
  TAM, PUI NA, RAFIA
(譚佩娜)
9th Defendant
  WONG KUN TO
(黃勤道)
10th Defendant
  CHEUNG KWAN HUNG, ANTHONY
(張鈞鴻)
11th Defendant
  AFTERVILLE LIMITED 12th Defendant
  NEE SOON LIMITED 13th Defendant
  SHOWGROUND LIMITED 14th Defendant
  BERRIDALE DEVELOPMENTS LIMITED 15th Defendant
  JUTECH INVESTMENTS LIMITED 16th Defendant
  ALL DRAGON INTERNATIONAL LIMITED 17th Defendant
(4th Respondent)
  BLINCO ENTERPRISES LIMITED 18th Defendant
  PATAGONIA LIMITED 19th Defendant
  MA KAM FOOK, ROBERT
(馬金褔)
20th Defendant
  HU SUN MAR LI(胡孫瑪琍) 21st Defendant

_____________________

FAMV No. 32 of 2009

IN THE COURT OF FINAL APPEAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MISCELLANEOUS PROCEEDINGS NO. 32 OF 2009 (CIVIL)

(ON APPLICATION FOR LEAVE TO APPEAL

FROM CACV NO. 351 OF 2008)

_____________________

Between

  PACIFIC ELECTRIC WIRE & CABLE COMPANY LIMITED Plaintiff
(Applicant)
  – and –  
  GOLD GLOBAL LIMITED 1st Defendant
  PCL NOMINEES LIMITED 2nd Defendant
  GREATEAM LIMITED 3rd Defendant
  HU HUNG CHIU
(胡洪九)
4th Defendant
(Respondent)
  CHUNG CHE LING
(鍾子陵)
5th Defendant
  YIP CHI HUNG
(葉稚雄)
6th Defendant
  TAM, PUI NA, RAFIA
(譚佩娜)
7th Defendant
  HARMUTTY LIMITED 8th Defendant

_____________________

FAMV No. 33 of 2009

IN THE COURT OF FINAL APPEAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MISCELLANEOUS PROCEEDINGS NO. 33 OF 2009 (CIVIL)

(ON APPLICATION FOR LEAVE TO APPEAL

FROM CACV NO. 352 OF 2008)

_____________________

Between

  PACIFIC ELECTRIC WIRE & CABLE COMPANY LIMITED Plaintiff
(Applicant)
  – and –  
  HARMUTTY LIMITED 1st Defendant
  HADDOWE LIMITED 2nd Defendant
  CASPARSON PROPERTIES LIMITED 3rd Defendant
  HU HUNG CHIU
(胡洪九)
4th Defendant
(Respondent)
  YIP CHI HUNG
(葉稚雄)
5th Defendant
  CHUNG CHE LING
(鍾子陵)
6th Defendant
  TUNG YU JEH
(仝玉潔)
7th Defendant
  SUN TAO TSUN
(孫道存)
8th Defendant
  TAM, PUI NA, RAFIA
(譚佩娜)
9th Defendant
  WONG KUN TO
(黃勤道)
10th Defendant
  CHEUNG KWAN HUNG, ANTHONY
(張鈞鴻)
11th Defendant
  AFTERVILLE LIMITED 12th Defendant
  NEE SOON LIMITED 13th Defendant
  SHOWGROUND LIMITED 14th Defendant
  BERRIDALE DEVELOPMENTS LIMITED 15th Defendant
  JUTECH INVESTMENTS LIMITED 16th Defendant
  ALL DRAGON INTERNATIONAL LIMITED 17th Defendant
  BLINCO ENTERPRISES LIMITED 18th Defendant
  PATAGONIA LIMITED 19th Defendant
  MA KAM FOOK, ROBERT
(馬金褔)
20th Defendant
  HU SUN MAR LI
(胡孫瑪琍)
21st Defendant

_____________________

Appeal Committee: Chief Justice Li, Mr Justice Bokhary PJ and Mr Justice Ribeiro PJ

Date of Hearing: 9 September 2009

Date of Determination: 14 September 2009

_______________________

D E T E R M I N A T I O N

_______________________

Mr Justice Ribeiro PJ:

1.On 18 January 2008, Saunders J gave summary judgment under Order 14 in favour of the plaintiff (the present applicant) in three actions.[1]  The plaintiff alleges that three of the defendants (Mr Hu Hung Chiu, Mr Tung Yu Jeh and Mr Sun Tao Tsun, together “Hu, Tung and Sun”), who were at the time executive directors of the plaintiff (then a Taiwanese company listed in Taipei), acting in breach of fiduciary duty, acquired substantial assets in Hong Kong using the plaintiff’s funds or funds raised on the plaintiff’s credit and, using a hidden corporate structure, concealed those assets from the plaintiff’s board and shareholders. 

2.The defendants sued, apart from Hu, Tung and Sun, include other individuals who are said to have knowingly assisted Hu, Tung and Sun in their alleged breaches of fiduciary duty, as well as the companies holding the acquired assets or the proceeds of sale where sales have occurred.  I will refer to those companies as “the corporate defendants”.  The Order 14 proceedings are brought only against the corporate defendants.

3.The corporate defendants' appeal to the Court of Appeal[2] was allowed.  Saunders J’s judgment was set aside on the basis that there was no jurisdiction to grant summary judgment since Order 14 r 1(2)(b) excludes from its ambit “an action which includes a claim by the plaintiff based on an allegation of fraud.”  Rogers VP held that in the present case, the plaintiff’s claim for a proprietary remedy against assets traced into the hands of the corporate defendants necessarily involves allegations of fraud against Hu, Tung and Sun such as to exclude Order 14.  In refusing leave to appeal,[3] Rogers VP also expressed the view that this is factually not a case fit for Order 14.

4.Mr Anthony Neoh SC, appearing with Ms Barbara Wong for the plaintiff, seeks leave to appeal on the principal basis that the Court of Appeal erred in considering the fraud exception engaged, contending that on authority, Order 14 r 1(2)(b) is only applicable where the claim involves an allegation of fraud in the sense of deceit as explained in Derry v Peek[4], and then only where the plaintiff’s action is a common law action for deceit.  The scope of the fraud exception, he submits, raises a question of sufficient public and general importance to merit the grant of leave.

5.We consider that question reasonably arguable and of importance.  It may be that in some other case, it would justify the grant of leave.  However, having heard the parties on the questions which divide them on the merits, despite the attractive submissions made by Mr Neoh SC to the contrary, we are of the view that sufficiently triable issues exist regarding the plaintiff’s claim against the corporate defendants to make this a case unsuitable to be dealt with under Order 14.  It is unnecessary and undesirable for us to go into any detail in relation to those issues. 

6.Leave to appeal is also sought in respect of the Court of Appeal’s order that the plaintiff should pay the costs of the corporate defendants including costs representing expenses incurred as a result of the appointment of receivers in this case.  Such receivers were appointed by Saunders J upon his granting summary judgment and the Court of Appeal obviously considered those expenses inherent in the judgment which it was overturning.  It was exercising its discretion as to costs in that peculiar context and in our view no question of great general or public importance meriting leave to appeal arises.

7.Accordingly, we dismiss the application for leave to appeal and make an order nisi that the applicant pay the costs thereof to the respondents.  Any submissions on costs should be lodged and served in writing within 14 days of the date of this Determination, in default of which, the costs order shall stand as an order absolute without further order.

(Andrew Li)
Chief Justice
(Kemal Bokhary)
Permanent Judge
(R A V Ribeiro)
Permanent Judge

Mr Anthony Neoh SC and Ms Barbara Wong (instructed by Messrs WK To & Co) for the Applicant

Mr Clifford Smith SC and Ms Rachel Lam (instructed by Messrs Tanner De Witt) for the 1st and 2nd Respondents under FAMV 28/2009

Mr Simon Westbrook SC and Mr Jeevan Hingorani (instructed by Messrs Gall & Lane) for the 1st to 4th Respondents under FAMV 29, 30 & 31/2009

Mr Robert Whitehead SC and Mr Steven Kwan (instructed by Messrs Haldanes) for the Respondent under FAMV 32 & 33/2009


[1] [2008] 4 HKLRD 349.

[2] [2009] 3 HKLRD 94.

[3] CACV 208/2008, CACV 210/2008, CACV 211/2008, CACV 212/2008, CACV 351/2008, CACV 352/2008, 5 June 2009 (Rogers VP and Le Pichon JA).

[4] (1889) LR 14 App Cas 337.