Lam Wo Lun v. Director of Social Welfare and Another
Read the full judgment text of HCAL 133/2010 on BabelCite. This High Court CFI judgment was delivered on 14 May 2012.
1. The Applicant is a Hong Kong permanent resident. Though he was not born in Hong Kong, he came from the mainland in 1949 and has been residing here since then. He was then 11 years old in 1949. He received education in Hong Kong, and was gainfully employed in Hong Kong up to 2004 when he retired. His is married and he has 3 sons, 1 daughter and 7 grandchildren. Apart from the family of his eldest son, they all live in Hong Kong. He bought a flat in Wong Tai Sin in 1989 and he is living there.
Cited by 3 cases · Cites 10 cases
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HCAL 133/2010 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST NO 133 OF 2010 ____________ BETWEEN
____________ Before: Hon Lam J in Court Date of Hearing: 12 December 2011 Date of Last Written Submission by Respondent: 2 March 2012 Date of Judgment: 14 May 2012 _______________ J U D G M E N T _______________ 1.The Applicant is a Hong Kong permanent resident. Though he was not born in Hong Kong, he came from the mainland in 1949 and has been residing here since then. He was then 11 years old in 1949. He received education in Hong Kong, and was gainfully employed in Hong Kong up to 2004 when he retired. His is married and he has 3 sons, 1 daughter and 7 grandchildren. Apart from the family of his eldest son, they all live in Hong Kong. He bought a flat in Wong Tai Sin in 1989 and he is living there. 2.After his retirement, the Applicant travelled frequently to the mainland to visit his friends and relatives. When he visited them, he stayed at their homes and each visit would last 8 to 10 days. In his Form 86, it is said that he spends about two thirds of his time in mainland China. But he is not a resident there. He does not have any resident status in the mainland and he is not entitled to public social and medical benefits there. 3.In Hong Kong, subject to eligibility, elderly persons are entitled to apply for Old Age Allowance [“OAA”] once they reach 65. For those who are above 70, there is no need to subject to any means test[1]. The residence eligibility criteria are, similar to those for the Comprehensive Social Security Assistance [“CSSA”], two-folded,
4.Under the OYCR rule, an applicant has to reside in Hong Kong continuously in the year immediately preceding the date of application. For the purpose of the rule, absence from Hong Kong up to a maximum of 56 days during that one-year period would still be treated as residence in Hong Kong. However, if an applicant has been out of Hong Kong for more than 56 days, he would be regarded as failing to meet the OYCR rule. He has to wait until he accumulates sufficient continuous period of stay in Hong Kong to meet the rule before he can apply. The time he has to wait depends on how long ago he has been away during the preceding year and for each period of absence how much time he stayed out of Hong Kong. 5.The OYCR rule only applies for the purpose of meeting the eligibility criteria. It ceases to apply once an application has been approved. There is a separate post-qualification residence requirement. That requirement, for OAA, is much less stringent: prior to 2010, a person receiving OAA is required to spend at least 125 days in Hong Kong each year (viz he or she can stay elsewhere for up to 240 days); after 2010, the requirement was changed to 60 days, viz he or she could stay elsewhere for up to 305 days. In this respect, the post-qualification rule for CSSA is more stringent: a recipient of CSSA below 60 years old, not certified to be disabled, must be in Hong Kong for 305 days and for those above 60 or disabled, the requirement is 185 days. 6.There are exemptions for the OYCR rule and I shall come back to those exemptions later. The exemptions for OAA are again more liberal as compared with CSSA. 7.The residence eligibility criteria have been challenged in the context of CSSA. The seven-year requirement was considered in Kong Yun Ming v Director of Social Welfare HCAL 127 of 2008. The challenge failed at first instance. The OYCR rule was challenged in Yao Man Fai George v Director of Social Welfare HCAL 69 of 2009. That challenge succeeded. Both cases went on appeal and they were heard by the Court of Appeal at the same time. In a judgment handed down on 17 February 2012, the Court of Appeal upheld the decisions of the Court of First Instance. 8.Coming back to the facts of the present case, the Applicant applied for OAA on 17 March 2008. By then he was 70 and, subject to his satisfying the eligibility criteria, he would be entitled to OAA without regard to his means. There is no doubt that he satisfied the seven-year rule. The only problem was the OYCR rule. Due to his absence from Hong Kong in the preceding period before his application, his application was refused. On 13 May 2008, he was notified by the Social Welfare Department that he would be eligible to apply on 1 October 2008 if he did not leave Hong Kong after 29 March 2008 until then. 9.The net effect of the refusal was that the Applicant had to wait until 1 October 2008 and he had to stay in Hong Kong in the meantime if he wished to apply for OAA. Alternatively, he would have to wait for a longer period (depending on the period of his absence in the interim) if he left Hong Kong in between 29 March and 1 October 2008. 10.The Applicant did not re-apply until 23 April 2010. Neither did he observe the OYCR rule. In the one year prior to 23 April 2010, he had been away for 227 days. On 23 April 2010, he was told that the earliest date he could re-apply was 11 October 2010 in order to comply with the OYCR rule. 11.With the assistance of the Society for Community Organisation [“SOCO”], he lodged an appeal to the Social Security Appeal Board against the rejection of his OAA application. The appeal was heard on 31 August 2010. On 20 September 2010, the Appeal Board confirmed the decision to reject his application based on the OYCR rule. 12.The Applicant spent more time in Hong Kong after his unsuccessful application on 23 April 2010. On 12 October 2010, he re-applied. This time he satisfied the OYCR rule and he was granted OAA as from 12 October 2010. This decision was notified to him on 15 November 2010. He is currently receiving OAA. 13.Thus, like the applicant in Yao Man Fai George v Director of Social Welfare, the Applicant had obtained the social security he sought by the time when his Form 86 was lodged (20 December 2010). However, because of the general importance of the points raised, the court would entertain the judicial review, see the judgment of the Court of Appeal in Yao Man Fai George v Director of Social Welfare CACV 153 of 2010, at para 140. The challenge by the Applicant 14.In the Form 86, the Applicant challenges the OYCR rule on the following grounds,
15.Subsumed under the first and third heads of challenge, the Applicant also contended that the OYCR rule is not prescribed by law on the basis that the order of the Chief-Executive in Council and the pamphlet issued by the Social Welfare Department do not constitute “law” for the purpose of Articles 36 and 39 of the Basic Law. It is also contended that the policy which embodied the OYCR rule lacks foreseeability and accessibility. 16.As mentioned, similar challenges were considered by the court in the context of CSSA. Counsel and Mr Tsoi (who appeared on behalf of the SOCO as Interested Party) were familiar with the CSSA cases as they also appeared at the hearing of such appeals. Though the judgment of the Court of Appeal had not been handed down when this application was heard in December 2011, this court made known to the parties that it would take account of that judgment and direction was given to the parties to file further written submissions (if they so wish) after the delivery of the Court of Appeal judgment. After the Court of Appeal handed down the judgment on 17 February 2012, Lord Pannick QC filed further submissions on 2 March 2012. The other parties did not do so. Issues determined by the Court of Appeal in CACV 18/2009 & 153/2010 17.Most of the arguments advanced in this case had been deployed in the appeal. In the judgment of 17 February 2012, the Court of Appeal held that,
18.The judgment of the Court of Appeal effectively disposed of Mr Pun’s challenges in the instant case based on the same arguments revolving around Articles 36 and 145 of the Basic Law and Article 9 of the ICESCR. As for the challenge based on the right to travel, the crucial question is also one of proportionality and justification. I will therefore focus first on the question of discrimination or unequal treatment in the following discussion. 19.The Court of Appeal also held that the OYCR rule is not justified in the context of CSSA. In that connection, the Court of Appeal came to different conclusions from that of A Cheung J (as he then was) as to the first two elements of the justification test: legitimate aim and rational connection. Stock V-P identified the legitimate aim of the OYRC rule at para 161 as follows,
In other words, the aim was the same as that for the seven-year rule. 20.The approach and the standard of review is the same for the seven-year rule, see para 164. 21.The Court of Appeal came to the view that the OYRC rule failed to satisfy the third element in the justification test. Paras 165 to 167 of the judgment set out the reasons,
22.Can the same be said in respect of the OYCR rule in the context of OAA? I shall come back to this question later. Fok Chun Wa v Hospital Authority 23.Before I address the justification for the OYCR rule in the context of OAA, I should briefly mention the recent decision of the Court of Final Appeal in Fok Chun Wa v Hospital Authority FACV 10 of 2011, 2 April 2012. Though the subject matter in that case was the level of fees for obstetric services in public hospitals instead of social security benefits, the core issue was discrimination in the context of allocation of public resources. 24.In Section E1 of the judgment, the Chief Justice discussed the proper approach in law in dealing with a challenge under Article 25 of the Basic Law and Article 22 of the Bill of Rights. At para 58, His Lordship emphasized that the key question in dealing with issues of equality is: “is there enough of a relevant difference between X and Y to justify differential treatment?” Whilst traditionally a two-stage test is posed, very often there will be overlap in its application. 25.At para 62 onwards, the Chief Justice referred to different roles played by the court and the executive arm of the government in respect of socio-economic policy. For present purposes, it is relevant to pay particular attention to these parts of the judgment,
26.The Chief Justice examined the argument that a better solution can be put forward to deal with the problem at paras 74 to 76 and dealt with it in relation to the third limb of the justification test. I only need to refer to some of the comments in those paragraphs,
27.Then, at paras 77 to 78, the Chief Justice referred to the different approaches between cases involving core-values relating to personal or human characteristics and those involving other characteristics or status. Residence status falls within the latter category. At paras 79 to 80, His Lordship explained the difference between cases involving fundamental concepts (which go to the heart of a society) and rights associated with purely social and economic policies. The entitlement to social welfare falls within the latter category. The differences in approaches were summed up at para 81,
28.If I may respectfully say so, this judgment confirmed the validity of the approach adopted by the Court of Appeal in Kong Yun Ming in dealing with claims of unequal treatment in the distribution of welfare benefits. Since the court has already given parties an opportunity to file written submissions after the judgment of Court of Appeal, I do not deem it necessary to invite further submissions on the judgment of Fok Chun Wa. Differences between OAA and CSSA 29.Like CSSA, OAA is a non-contributory social security scheme, funded entirely by the general revenue. Unlike CSSA, an applicant for OAA (or more precisely, Higher OAA for those above 70 years old, which is the form of OAA we are concerned in these proceedings), is not subject to any means test. As long as an applicant satisfies the residence requirements and the age requirement, he or she would be entitled to a monthly sum (currently set at $1,090). 30.According to the evidence filed by the Director[2], OAA was not designed to meet the need for subsistence. Those who need financial assistance for subsistence, even though they reach 70, should apply for CSSA. This explains the difference in the rates of the two allowances: OAA is $1,090 as compared with CSSA: $2,820 for single able-bodied person over 60 or $2,660 for such person living with a family. A person cannot apply for both CSSA and OAA. The aim of OAA is to help elderly people to meet special needs arising from their old age. These special needs were explained in the papers placed before the Executive Council and Legislative Council when the scheme was set up and revised. I shall refer to some of them below. 31.In the Legislative Council Brief of 3 June 2003 prepared by the Health, Wealth and Food Bureau[3] explaining the order of Chief Executive adopting, inter alias, the OYCR rule for OAA as from 1 January 2004, the following was said at paras 27 to 29,
32.OAA is a long-term support because its targets are elderly people (mostly retired people) and applications for Higher OAA are not subject to any means test. Once granted, it is unlikely that payments would be discontinued. Although there is still a post-qualification residence requirement, as mentioned above it is a very lax requirement (the recipient can stay out of Hong Kong for 305 days in a year). In this respect, the situation is quite different from CSSA except in respect of the Portable CSSA for elderly people[5]. Thus, Ms Polly Choy explained at para 37 of her affirmation,
33.In this respect, there is a much greater need to have a requirement of continuous residence (whether in the form of the OYCR rule as it stands or otherwise) to safeguard the sustainability of OAA as compared with CSSA. Without such requirement, so long as an applicant has at some point in time in the past (and it can be very long ago in the past) resided in Hong Kong for 7 years, he or she would be entitled to OAA upon reaching 70[6] even though he or she had emigrated and has been living elsewhere for many years before the date of application. Though there is a post-qualification residence requirement, that requirement is very lax. Given Hong Kong’s liberal policy in granting permanent resident status to people coming from other territories and the relatively high mobility of our population, one can easily foresee that the abrogation of a continuous residence requirement as an eligibility criterion would substantially increase the burden on the general revenue for OAA payments. 34.Ms Choy gave an account of the genesis of OAA, tracing it back to the first introduction of a benefit of this nature in the form of Infirmity Allowance in 1973. In those days, the age requirement was 75 and there was only one residence requirement of living continuously in Hong Kong for five years before 75. The benefit was only $55 per month. The purpose of setting up this form of social benefit and its role in the overall scheme for social security were explained in a Memorandum for Executive Council XCC (73)5. I would highlight paras 6 and 7 of that paper,
35.Over the years, Infirmity Allowance evolved into OAA and the age requirement was lowered to 70 in 1978 and then further lowered to 65 in 1988 (with the distinction between Normal OAA, which was subject to declaration of means with a financial eligibility criterion, and Higher OAA, which was not). In a memorandum for Executive Council XCC (87) 136[7] of 16 September 1987, discussing the then proposals for revision of the OAA scheme, one finds some statements explaining the purpose of the scheme at paras 7 to 17. I would only quote some of the relevant passages,
36.In the same paper, there was discussion as to the non-means tested nature of OAA. At that time, the proposal was to change it to a means tested benefit. The discussion at para 25 explained why hitherto it had been non-means tested,
37.Due to the high and increased take-up rate of OAA, the Financial Secretary expressed concern over sustainability and the administration had to consider imposing a simplified form of means testing for OAA, see paras 5 and 26 to 31 of the paper. Eventually, it was adopted as a criterion for the Normal OAA for 65-69 but not for the Higher OAA for those over 70. 38.In 1993, the Public Assistance scheme was replaced by the CSSA scheme. On the other hand, OAA was grouped under the Social Security Allowance scheme. CSSA beneficiaries will not be eligible for OAA because the allowances payable to a CSSA recipient will take into account of old age. Thus, it was said in a Finance Committee paper FCR (92-92) 150[8] at para 11 that the allowance available to a person for OAA has been subsumed into the standard rate under CSSA. 39.It is important to have regard to the design, the purpose and the role of OAA in the overall social security benefits because there is a perception that OAA has become a fundamental right of elderly persons in Hong Kong and the purpose of OAA is to show respect for the aged, see the submissions of Mr Tsoi of SOCO paras 10 to 12. That perception partly stems from the non-means tested nature of Higher OAA and partly stems from the colloquial description of OAA as “生果金” (literally meaning fruit money). 40.I can understand why people have such perception. Unfortunately, that does not accord with the original intent for the setting up of OAA. Though Higher OAA is not subject to any means test, it is still part of the social security regime in Hong Kong aiming to assist those elderly people who requires financial assistance to meet their special needs. The history as to the genesis of OAA and the policy documents identified the special needs as helping the elderly persons to have some financial independence from their family members with whom they are living. The latest discussion papers and pamphlets on OAA issued by the administration still refer to the special needs of the elderly. It has never been the intention of the administration to provide OAA as a modest form of publicly funded pension for all retired persons who are permanent residents of Hong Kong. 41.Looking back, it may be said that the adoption of a simplified means test would convey a more accurate picture as to the real nature of OAA to the public. I have no evidence before me as to why the attempt to introduce a simplified means test in 1987 to all OAA resulted in the means test being applied only to the Normal OAA (for 65-69) but not for the Higher OAA. Of course, this court can only examine the matter from a legal perspective whereas in real life politics matters are always much more complicated. 42.Whether Hong Kong should have a publicly funded pension system can be a matter for political debate. But this cannot be an issue in these proceedings. For present purposes, I must take the objects and purposes of OAA as I find them based on the materials available to this court. In this connection, the evidence overwhelmingly shows that OAA is not meant to be a publicly funded pension scheme. Even though the way in which OAA is actually administered may confer benefits on recipients who do not have the special needs as identified in the policy discussion documents, I do not think this provide a legitimate basis for this court to convert OAA into a pension scheme. It must be borne in mind that the administration set up OAA as a form of social security to meet some special needs and the legislature approved funding for OAA on that basis. A publicly funded pension scheme for all retired persons would serve a different social function and have a much greater demand on the general revenue. It should not be introduced without proper and mature public debate in a forum other than the instant judicial review. 43.In my judgment, whether the OYCR rule contravenes Article 25 of the Basic Law or Article 22 of the Hong Kong Bill of Rights fall to be determined in the context of OAA as a form of social security benefit to meet the special needs of our elderly citizens. 44.Another distinguishing feature in OAA (as compared with CSSA) is the exemptions granted to the following categories of persons in respect of the OYCR rule,
45.These exemptions answer some of the objections to the OYCR rule in the context of CSSA as canvassed in George Yao, see the judgment of A Cheung J in HCAL 69 of 2009, 21 June 2010 paras 85 to 90. Justification in the context of OAA 46.It is not disputed that the burden is on the Government to justify the residence criteria including the OYCR rule. This is well established: see Secretary for Justice v Yau Yuk Lung (2007) 10 HKCFAR 335 para 21; Fok Chun Wa v Hospital Authority FACV 10 of 2011, para 60. 47.I have referred to the explanation in the Legislative Council Brief of 3 June 2003 advanced for the OYCR rule for OAA and the evidence of Polly Choy in that regard. Mr Pun contended that the evidence of Choy should be read with caution because it is not contemporaneous record. Counsel drew the court’s attention to Human Rights: Judicial Protection in the United Kingdom by Beatson and others (2008) p 249-251. The relevant comment is at para 3-153,
48.On the other hand, Lord Pannick submitted that the court is not confined by how the justification was put forward at the time of the introduction of the policy. He referred to the following authorities: R(SB) v Governors of Denbigh High School [2007] 1 AC 100 at paras 29 to 31 and Belfast City Council v Miss Behavin’ Ltd [2007] 1 WLR 1420 at para 13. For our purposes, the most pertinent dicta can be found in the Denbigh High School case at para 29 by Lord Bingham,
And at para 31,
49.In principle, the submission of Lord Pannick must be correct. When the court considers whether a policy is justified in the wake of constitutional challenges, the issue is whether the relevant constitutional rights have been violated. A policy may be justified on its merits even though the way in which the policy was explained during its introduction did not fit into a structured analysis in terms of the justification test. At the same time, the court will subject the reasons put forward as justification to scrutiny as in the case of George Yao. If the evidence of a witness is at odds with the justification previously put forward in contemporaneous document, the court will weigh the same with caution. But the court will not be pedantic in the reading of the evidence and contemporaneous documents should not be read as if they were statutes. 50.In the present case, I do not find any inconsistency between the evidence of Polly Choy and the explanation of the policy in the Legislative Council paper. The ultimate aim of the OYCR rule, as stated in both documents, is to ensure the sustainability of OAA having regard to its non-means tested nature. Though para 29 of the Legislative Council Brief referred to protection of public funds, in essence it is about sustainability. In so holding, I reject Mr Pun’s submission that the only justification put forward in the Legislative Council Brief was that it was necessary to tie in with the proposed arrangements for CSSA[9]. That is an unduly selective reading of the paper. 51.In Kong Yun Ming, the Court of Appeal explained why this is a legitimate aim in the context of CSSA. The overall financial picture with regard to the fiscal consideration for restricting expenses on CSSA applies equally to OAA. In addition, Polly Choy set out at paras 39 to 43 of her affirmation some possible scenarios if the OYCR rule is abrogated. Based on statistics of the Census and Statistics Department, assuming all Hong Kong permanent residents currently living in the mainland fulfilling the age criterion apply for OAA, she came up with an additional expenditure of $279 million a year. Assuming a take-up rate of 7.1% (based on the current take-up rate in the overall Hong Kong population) for Hong Kong permanent residents emigrated elsewhere, the additional expenditure is $593 million a year. 52.I do not believe the last scenario to be realistic. One must not forget that there is still a post-qualification residence requirement. Though it is a relatively lax requirement, I do not think a very substantial percentage of those emigrated elsewhere would return to Hong Kong each year for 60 days for the sake of OAA. But the same cannot be said for those living in the mainland. Many of them maintains ties with Hong Kong and can travel back to live in Hong Kong without too much difficulties. 53.I accept that there is a legitimate aim for the OYCR rule and it has a rational connection with the aim. The critical question is whether it can satisfy the third limb of the justification test, viz whether the difference in treatment is no more than necessary to accomplish the legitimate aim. 54.To answer this question, one must bear in mind the legal approach applied by the Court of Final Appeal in Fok Chun Wa and the Court of Appeal in Kong Yun Ming. To recap, the following propositions are relevant in the present context,
55.Mr Pun, relying on the South African case of Republic of South Africa v Grootboom (2001)(1) SA 46 submitted that one must have regard to the needs of the most desperate in assessing what is reasonable. He said there are many elderly persons who do not have adequate means of support, amongst the most vulnerable, marginal and unprotected groups and the OYCR rule fails to address the needs of these people. He said the OYRC rule impedes these vulnerable elderly persons’ access to Higher OAA. He also criticized the OYRC rule for its operation without regard to the reasons of absence apart from work and medical treatment. 56.With respect, these submissions failed to have regard to the context in which the question of reasonableness was considered in the South African case. That was a decision on Section 26 of the South African Constitution. It reads as follows,
57.Mr Pun referred this court to para 44 of that judgment. At that part of the judgment, the court was considering what constituted reasonable legislative and other measures for the purpose of s 26(2), see paras 39 to 44 of the judgment. It has nothing to do with the justification test with which we are concerned. 58.Further, Mr Pun failed to have regard to the role of OAA. His argument proceeded on the premise that OAA is the only form of social security for the elderly persons in need. As explained above, this is not so. For elderly person in need of financial assistance for his or her subsistence, he or she can apply for CSSA and if appropriate, Portable CSSA. OAA is devised to serve another purpose. Given the abrogation of the OYCR rule for CSSA as a result of the court’s decisions in George Yao, Mr Pun’s submission is erroneous on point of facts. 59.In this connection Mr Tsoi asked this court to bear in mind that CSSA has to be applied on a household basis and if an elderly person wishes to apply for CSSA, his children would have to make a declaration of not supporting them. This requirement, he said, impedes many elderly persons from applying for CSSA and they have to resort to OAA. 60.As Lord Pannick pointed out, it is not within the scope this judicial review to examine the requirement of a declaration from the children in an elderly person’s application for CSSA. There is no reference to this requirement in the Form 86 or in the evidence. The evidence of Polly Choy as to the availability of CSSA to address the subsistence need of elderly person has been there since 1 March 2011 and neither the Applicant nor SOCO has filed any evidence to rebut her. In such circumstances, this court cannot entertain this submission. 61.In the context of the justification test, the court also needs to bear in mind that hard cases are inevitable no matter where the line is drawn. In R (Animal Defenders International) v Secretary of State [2008] AC 1312 para 13, Lord Bingham said,
62.In his oral submission, Mr Pun further submitted that the OYRC rule failed to identify those who have a genuine, long-term connection with Hong Kong, which was professed to be the objective under para 29 of the Legislative Council Brief. At first blush, this submission is supported by the Court of Appeal’s decision in George Yao. 63.But as I said, the Legislative Council Brief should not be read as if it were statutes. The expression “genuine, long-term connection” has a relative connotation. Though I would not describe the Applicant as not having a genuine and long-term connection with Hong Kong in ordinary speech, in the context of OAA having regard to what I shall say below, I can see the rationality of saying that someone who fails to meet the OYCR rule (who would be absent from Hong Kong for more than 56 days) is relevantly different from one who meets the same. 64.Bearing in mind the target recipients of OAA, the exemptions for work and medical treatment, the role and primary purpose of OAA in providing for the special needs of the elderly as discussed above, the effect of non-compliance with OYCR rule on an applicant, I agree with Lord Pannick’s analysis in his written submissions in these paragraphs,
65.As I said above in the discussion of the difference between OAA and CSSA, it is necessary to draw a distinction based on pre-application continuous residence in respect of OAA. The only issue is whether the line drawn by the OYCR rule is manifestly without reasonable foundation (residence status not being a core personal characteristic). Lord Pannick’s analysis demonstrated that it is impossible to say that this line falls foul of that test. 66.The matter may also be cross-checked by asking this question: is it manifestly without reasonable foundation to require an applicant for a long-term non-means tested social benefit aiming at helping the elderly to have some financial independence from his family members to wait and stay in Hong Kong (other than for work or medical treatment) to make up for the requisite period to satisfy the OYCR rule? In George Yao, A Cheung J observed at para 93 of his judgment that the period of suspension “must be considered to be significant from the perspective of someone in need of financial assistance, whether in terms of the length of suspension or of the amount of financial assistance involved”. That was said with respect to the OYCR rule in CSSA. 67.For someone who is able to travel or visit others frequently, his need for assistance under the OAA would probably be less than those who satisfy the OYCR rule. Unlike CSSA, we are not concerned with subsistence. As the Higher OAA is a non-means tested, long-term non-contributory social security benefit, I do not find the OYCR to be manifestly without reasonable foundation. 68.In coming to that conclusion, I have not lost sight of the submissions that some OAA applicants actually have to live across the border because they could not afford the cost of living in Hong Kong. For such persons, as I have explained above, they should apply for Portable CSSA instead of OAA. Whether the scope of Portable CSSA should be extended is not a matter within the purview of these proceedings. OAA is not designed to meet the need of the elderly for subsistence. Thus, their predicaments should not divert this court from the real issues in this judicial review. In any event, this is not the situation of the Applicant. 69.Therefore, the challenge based on Article 25 of the Basic Law and Article 22 of the Hong Kong Bill of Rights [“HKBoR”] cannot succeed. The right to travel: Article 31 of the Basic Law and Article 8(2) of the HKBoR 70.The OYCR rule is a restriction on the right to travel: see the judgment of A Cheung J in George Yao. But restriction on such right can be imposed if it is prescribed by law and the justification test is satisfied. The prescribed by law point has been addressed by the Court of Appeal in Kong Yun Ming. In this connection, Mr Pun’s reliance on Gurung Kesh Bahadur v Director of Immigration (2002) 5 HKCFAR 480 is misconceived. The OYCR rule is a published rule in the overall scheme for OAA that governs all OAA applications. It is not the mere existence of general discretionary powers to grant or to refuse OAA on a case by case basis. 71.As regard the justification test, Mr Pun submitted that the standard of review must be stricter and the justification has to meet the requirements in Article 8(3) of the HKBoR. Article 8(2) and (3) reads,
72.This is compared with Article 31 of the Basic Law,
73.Article 31 is to read together with Article 39,
74.I shall first dispose of Mr Pun’s submission on a stricter standard of review. Subject to what I shall say in respect of the requirements of Article 8(3) of the HKBoR and the criteria to be applied in the justification test, I do not see any ground for suggesting that there should be stricter standard of review for a challenge based on the right of travel as opposed to the right to equal treatment. I cannot find any suggestion that the standard of review would be different in the judgments of A Cheung J and the Court of Appeal in George Yao. With respect, Mr Pun has read too much into Bokhary PJ’s references to the American authorities in Gurung Kesh Bahadur. The constitutional right to equal treatment under Article 25 is no less important than the constitutional right to travel under Article 31. Thus, in principle, it is difficult to see any reason why the standard of review should be stricter in a case under Article 31 as compared with a case under Article 25. 75.On the other hand, Mr Pun is correct in his submission that since we are dealing with a right protected by the Basic Law as well as the HKBoR, the criteria in the HKBoR have to be satisfied in addition to the requirements under the Basic Law, see Gurung Kesh Bahadur. In Official Receiver v Chan Wing Hing (2006) 9 HKCFAR 545, the Court of Final Appeal accepted, in the context of the challenges in that case, that the right to travel must be rationally connected to the protection of the rights of others. The justification test was summarized by Ribeiro PJ at para 81[10] as follows,
76.Given my above conclusion on the application of the justification test in the context of Article 25, the crucial issue in the context of Article 8(3) is whether the long term sustainability of OAA falls within any one of the prescribed purposes in that Article. If it does, the OYCR rule would pass the justification test laid down in Article 8(3). If it does not, the OYCR rule would infringe Article 8(2) notwithstanding its compliance with the Basic Law. 77.Lord Pannick referred to McDonald v Kensington and Chelsea LBC [2011] 4 All ER 881 paras 15 and 16 to illustrate the wide margin of discretion given to the government in terms of resource allocation. At para 16, Lord Brown said,
78.That was a case in which the right to respect for private life under Article 8 of the European Convention on Human Rights was considered. There is a provision for exception in Article 8(2),
79.On the facts of that case, in the context of a debate as to whether a local health authority has infringed the appellant’s right in meeting her nighttime need for assistance to use the commode by providing incontinence pads or special sheeting instead of a night-time carer, Lord Brown said at para 19,
80.We are not dealing with the right to respect for private life. However, I have to consider whether a similar approach should be adopted for Article 8(3) of the HKBoR in the light of the similarity in some of the phrases in the exceptions in Article 8(2) of the European Convention. There are of course differences as well. Article 8(2) of that Convention refers to “the economic well-being of the country” which does not appear in Article 8(3) of the HKBoR. But apart from the economic well-being of the respondents in that case, Lord Brown also referred to the interests of the other service-users. 81.It is interesting to note that there is no reference to “ordre public” in Article 8(2) of the European Convention. In contrast, in respect of the article on freedom of movement, Article 2(3) of the Fourth Protocol under the European Convention refer to the maintenance of ‘ordre public’ as one of the legitimate purposes for the restriction of such freedom. 82.Article 8(3) of the HKBoR also includes “public order ‘ordre public’ ” as one of the prescribed purposes. It is well established that the meaning of ‘ordre public’ is wider than public order in terms of law and order. In the context of public law, the following explanation by Kiss, Permissible Limitations on Rights has repeatedly been cited in this jurisdiction,
To the same effect is the Siracusa Principles,
See Secretary for Justice v Oriental Press Group [1998] 2 HKLRD 123 at p 161; HKSAR v Ng Kung Siu (1999) 2 HKCFAR 442 at p 457-460; Leung Kwok Hung v HKSAR (2005) 8 HKCFAR 229 at p 261-263. 83.In the context of the right to leave under the ICCPR, similar elaboration and citation of similar authorities can be found in Hurst Hannum, The Right to Leave and Return in International Law and Practice p 29-41. 84.In my judgment, the preservation of the sustainability of OAA comes within the umbrella of the “public order (ordre public)” purpose within the meaning of Article 8(3) of the HKBoR. To maintain the economic sustainability of a non-contributory welfare scheme financed by public fund is part of the common welfare of our society. It is essential to the proper functioning of our social welfare regime that its sustainability should be safeguarded. 85.Therefore, the OYCR rule also satisfies the justification test in the context of the constitutionality challenges based on the right to travel. Result 86.The application for judicial review is dismissed. 87.Since the Applicant was already qualified for OAA by the time of his filing of the application for judicial review, he did not pursue this judicial review for his own private gain. In light of the successful challenge of the OYCR rule in the context of CSSA in George Yao, these proceedings can properly be regarded as being pursued in furtherance of the interest of the society as a whole. The legality of the OYCR rule in OAA is a matter of general public importance and it is hoped that this judgment would shed light on the future formulation of policy regarding OAA. Applying the approach in Chu Hoi Dick v Secretary for Home Affairs (No 2) [2007] 4 HKC 428, I will make a costs order nisi that there be no order as to costs. The Applicant’s own costs is to be taxed in accordance with Legal Aid Regulations. 88.Lastly, I wish to thank counsel for their assistance.
Mr Hectar Pun, instructed by Tang, Wong & Chow, assigned by Legal Aid Department, for the Applicant Mr Lord Pannick, QC and Mr Abraham Chan, assigned by the Department of Justice, for the Respondent Mr Tsoi Yiu Cheong Richard, in person, for the Interested Party (present) [1] As explained later, those above 70 are eligible for Higher OAA whilst those below are only eligible for Normal OAA which is subject to a simplified means test. [2] See para 38 of the Affirmation of Polly Choy [3] Produced as exhibit “LWL-6” in the Affirmation of the Applicant [4] SSA means Social Security Allowance, which includes OAA and Disability Allowance (DA). [5] As to Portable CSSA, see para 5.61 of the Report of the Task Force on Population Policy, exhibit “CDC-11” in Bundle 6 p 1147. Also see the discussion in Legislative Council Brief HWF CR2/4821/58 of February 2005, produced as “LWL-10” in the Affirmation of the Applicant, Bundle 4 p 569. [6] A person can apply for OAA at the age of 65, but there is an additional financial criterion and the applicant is required to make a declaration as to his or her means. In the present case, we are concerned with Higher OAA and it is not subject to any means test nor any requirement to make a declaration as to means. [7] Produced as exhibit “CBC-6” in the Affirmation of Polly Choy, Bundle 1 p 101 [8] Produced as “CBC-14” in the Affirmation of Polly Choy, at Bundle 1 p 178 [9] Para 16(1) and (3) of Mr Tsoi’s written submissions are rejected for the same reason. [10] Though His Lordship differed from the majority on another point, his formulation of the justification test was in line with the views of the majority, see paras 34 and 35 of the majority judgment. [11] The purposes set out in Article 8(3) of the HKBoR. | ||||||||||||||||||||
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