Da v. Sy
Read the full judgment text of FCMC 14138/2014 on BabelCite. This Family Court judgment was delivered on 13 July 2017 before Judge I Wong.
Matrimonial Causes Ordinance (Cap 179) s.3 – Substantial connection – Jurisdiction – Submission to jurisdiction – Order 12 rule 8 RHC – Abuse of process – Strike out – Amendment of petition – Divorce – Mistress – Extra-marital affair – Mainland divorce proceedings. Held: Respondent submitted to jurisdiction by filing Form 4 and requesting particulars without reserving jurisdiction. Respondent had substantial connection with Hong Kong due to frequent visits, property, and maintaining a family with mistress in HK. Petition not struck out as abuse of process despite inconsistent statements in PRC court; family proceedings require wider discretion. Leave granted to amend petition. Costs awarded against Respondent for wasted time on jurisdiction challenge.
Legal issues: Submission to Jurisdiction · Substantial Connection · Abuse of Process · Amendment of Petition
Outcome: Respondent's summons dismissed; Petitioner's application to re-amend granted.
Cited by 2 cases · Cites 13 cases
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FCMC 14138 / 2014 IN THE DISTRICT COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION MATRIMONIAL CAUSES NUMBER 14138 OF 2014 ----------------------------
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__________________ J U D G M E N T __________________ The Applications 1.At the beginning, there were 4 applications before me. Now there are only 3 left – one by the petitioner wife and the other 2 by the respondent husband. 2.The first application is from the petitioner. She applies to re-amend her Amended Petition by adding that the respondent, in addition or alternative to his “domicile” in Hong Kong, he also had a “substantial connection” with Hong Kong. 3.I will deal with her proposed amendments in due course. Suffice for me to say at this stage is that not only that the application has been strenuously opposed, it was initially responded to by 3 applications from the respondent. He applied to:
4.As said, there are now only 3 applications that call for determination by this court. It is due to the abandonment of the respondent’s application to stay the divorce proceedings on the ground of forum non conveniens. I will explain how this happened below. At this juncture, it is necessary for me to set out the background to these applications. Background to the Applications 5.For convenience, I shall refer the petitioner wife as “P” and the respondent husband as “R”. I believe the following factual background is not in dispute. 6.R was born and raised in the Mainland. He received his bachelor and master’s degrees at a University in the Mainland and worked in another university for some time before coming to Hong Kong in 1991 to pursue another master’s degree at a university in Hong Kong which I shall refer to as “A University”. In October 1994, R left Hong Kong for the United States to pursue a doctorate degree and stayed there for 2 ½ years. 7.In March 1997 R returned to Hong Kong to work as a Post-Doctor at A University where he met P and subsequently married with her in Hong Kong. 8.P has a similar background. She was also born, raised and received university education in the Mainland. She came to Hong Kong to pursue her master’s degree at the same university as R (ie the A University). According to R, since the parties spent a lot of time together in the same laboratory, their relationship soon developed into an intimate one and they got married later in November 1998. 9.There is only child of the family. She is a girl, born in Hong Kong in April 1999 (“the Child”). A few months after her birth, the Child was brought back to R’s hometown in the Mainland for care and upbringing by R’s mother. As for the parties, they continued to stay in Hong Kong, no doubt as husband and wife. 10.In February 2000, upon completion of her study P returned to the Mainland and started her teaching career at a university in Sichuan while R continued his career with A University for some time before he shifted to another university in Hong Kong. R became a Hong Kong permanent resident in 2004. 11.Whilst R was working in Hong Kong, P and the Child would visit him on two-way permit; and R would also return to the Mainland to visit them and other members of his family during holidays. 12.In 2001, the parties purchased a residential property in Chengdu as their family home. In October 2010, the parties purchased another property in the suburbs of Sichuan which was intended to be used as their family home in the future. 13.Back in Hong Kong, between 2004 and 2006 R purchased 4 flats (“the HK Properties”) for investment purpose. The HK Properties were mostly rented out for rental income, and R (and P as well when visiting Hong Kong) would sometimes stay at the HK Properties if any of those became vacant. 14.Then in August 2011 R relocated to Shenzhen to take up an employment with a university there (“S University”). Since then, R has been residing in a staff-quarter in Shenzhen provided by S University and P has been living with the Child in Sichuan. This is the situation up to this moment. P’s Petition for Divorce 15.P petitioned for divorce on 24 October 2014 on the grounds of R’s unreasonable behaviour. One of the particulars of unreasonable behaviour is R has a mistress: § (iii) of the Particulars. She also pleaded R is domiciled in Hong Kong and resides at an address in Sham Shui Po, one of the HK Properties. Shortly afterwards P sought and was granted leave to amend the Petition. The amendment is not pertinent to the issues in dispute here so it is not necessary for me to say any further. Anyway, that became the Amended Petition as it now stands. 16.Subsequently, P applied for leave to re-amend her Petition; this is the very application before me. In brief, what she seeks to plead is that as an alternative to R being domiciled in Hong Kong, he also has substantial connection with Hong Kong by which the court would have jurisdiction over the divorce proceedings by virtue of section 3(c) of the Matrimonial Causes Ordinance (Cap 179) (“the Ordinance”). She also sets out 6 paragraphs of facts (as annexed to the affirmation of P’s solicitors dated 28 May 2015) upon which she relies to say R has substantial connection with Hong Kong pursuant to rule 9(9) of the Matrimonial Causes Rules (Cap 179A) (“MCR”). As regards the particulars of unreasonable behaviour, again in brevity, she seeks to provide more particulars on R’s extra-marital affair. She says that since 2009 or around that time R has been having an affair with a woman in the name of NT (“NT”), that R very likely has a daughter with NT, and that R and NT have been maintaining a second family and a place of abode in Hong Kong. 17.It seems clear to everyone that the amendments sought, if granted, would immensely beef up P’s case. Not surprisingly it has met with strenuous resistance from the other side by way of the first 2 applications as referred to in paragraph 3 above. 18.Further, on 9 October 2015, some 11 months after P’s petition, R commenced a parallel divorce proceeding in the People’s Court of Wuhou District (“the PRC court”), Chengdu, Sichuan Province of the Mainland. He considered that the PRC court is the most appropriate forum for the determination of the parties’ dissolution of their marriage and the ancillary relief matters. This founds his third (but now abandoned) application. Further Developments after the hearing of 7 October 2016 and the Respondent’s application of 18 April 2017 to adduce new evidence Withdrawal of the Forum Non Conveniens Application 19.The hearing of 7 October 2016 was supposed to be the last hearing on these matters. Subsequently, when I was deliberating my decisions, incidentally and entirely unrelated to the present case, my attention was drawn to the judgment in RKL v WL and BKT (unreported, FCMC 14906/2014, 17 September 2015) and its appeal judgment by the Court of Appeal (unreported, CACV 9/2016, 6 May 2016). I then examined the court’s file and found certain steps in the proceedings that had gone entirely unnoticed by counsel. I therefore drew counsel’s attention to the judgments and invited them to make further submissions; as a result of which a further hearing on 27 March 2017 was required. 20.It was rather disappointing that both counsel missed the point I would like them to address to. In the hearing of 27 March 2007, I drew counsel’s attention to the facts that at the time when R filed his Acknowledgement of Service (Form 4) on 25 November 2014, whilst he had indicated his intention to defend, on the same document he had also indicated that he wished to be heard on the claims in the petition (viz costs, custody, periodical payments, maintenance pending suit, secured periodical payments, a lump sum and a settlement or transfer of property) and that he wished to make his own application for access, custody and settlement or transfer of property. What is more, on the same day, he also filed a 3-page Request for Further and Better Particulars of his unreasonable behaviour as pleaded on the petition. Simply put, he sought particulars on each and every unreasonable behaviour raised by P. 21.In the first instance decision of RKL v WL and BKT, supra, Deputy Judge Adriana Tse Ching held that the petitioner wife had a substantial connection with Hong Kong and ruled against the respondent husband’s forum challenge primarily on the ground that the husband had submitted to the jurisdiction of Hong Kong Court, having filed a Form 4 indicating he had no intention to defend before his forum application was taken out. On appeal, the Court of Appeal upheld the learned judge’s ruling on submission to jurisdiction. I drew counsel’s attention to the practice and procedure on challenging jurisdiction of the court which have been succinctly summarized by Deputy Judge Adriana Tse Ching and for which I respectfully adopt:
22.During the hearing of 27 March 2017 the following questions were raised for counsel’s consideration:
23.In the subsequent hearing of 24 April 2017, Mr Yim, on behalf of R, conceded that R’s Request for Further and Better Particulars, which was filed without any qualification, is inconsistent with the intention to challenge forum. He also conceded that, by invoking the court’s jurisdiction to strike out the Amended Petition under Order 18, rule 19, Rules of the High Court (“RHC”) and its inherent jurisdiction, R has taken a step in an action that may be regarded as voluntarily submitting to the jurisdiction of the Hong Kong court. Mr Yim referred me to The Messiniaki Tolmi [1984] 1 Lloyd’s Rep 266 as the leading authority on this point. 24.I have no doubt that R has taken the correct approach. Thus, the Forum Non Conveniens issue no longer requires a determination from this Court. R’s Summons dated 18 April 2017 and a New Ground for Striking Out 25.The withdrawal of the forum application was not the final chapter. There was yet a further development that have prevented these applications from drawing to a close. By a summons dated 18 April 2017 R applied to adduce evidence on the latest development of his Mainland divorce proceedings. He relies on this new development in order to make out a new ground for his striking out application. The summons was unopposed as a result of which parties exchanged further affirmations and submissions. I shall come to this new evidence when I deal with R’s striking out application. Factual Issues to be Determined 26.I am clear in my mind that the most crucial factual issue in dispute is whether R has a mistress and a family in Hong Kong as alleged by P. I shall deal with this factual issue first. I would then deal with the applications in the following sequence:
Whether R has a mistress and a second family in Hong Kong 27.P raised the allegation that R has a mistress and a daughter in Hong Kong for the very first time in her affirmation dated 2 March 2015. She was able to put forward these allegations in very concrete term that “NT” is the mistress and that R and NT have a daughter. She also exhibited a photograph of NT’s baby daughter. P was also able to pinpoint that this extra-marital affair started in about 2009, some 2 years before R moved to his new job in Shenzhen. These explain R’s frequent overnight trips to Hong Kong, in particular during weekends, frequent dining in Hong Kong and purchases of daily and cosmetic items. There is also an allegation that R attempted to sell the Kam Yuck Building property (one of the HK Properties) to NT at an undervalue. 28.R categorically denied all these allegations in his affirmation dated 13 April 2015. He said he does not have a mistress or a second family in Hong Kong whether as alleged or at all. As matter of fact, he said this twice in the same affirmation. He does not know the identity of the baby shown on the photograph exhibited by P. The alleged affair that he had with NT was purely out of P’s imagination. In fact, NT is one of his fellow countryman and their relationship is like brother and sister, and there is nothing beyond that or improper. Since NT is a very trustworthy person and resides in Hong Kong, he has entrusted NT with the duties to attend the rental, maintenance and sundry affairs of his HK Properties. The price for the sale of the Kam Yuck Building property was negotiated with NT in line with the market value of the property at that time. 29.All in all, R was rebutting sound and loud all the allegations regarding his relationship with NT. 30.In his affirmation dated 6 January 2015 (the very 1st affirmation for these applications), when R referred to the sale of the Kam Yuck Building property to NT in November 2014, it is clear that he tried to distant himself from NT by referring her as “the purchaser”. He even produced some text messages sent by P to him and NT on 12 March 2015 (Exhibit “SYY-9”) to say that P actually knew NT is having a relationship with another man. I have read the messages carefully; I fail to see how R could have come to such a conclusion. It is unnecessary for me to dwell into the semantics, suffice for me to say is that upon a plain reading of these messages, it is clear that P was referring NT as R’s mistress. 31.P managed to turn the table around by producing, via her solicitor’s affirmation of 23 September 2015, a copy of birth certificate issued by the Hong Kong Births and Deaths Registry. The certificate shows a baby girl was born on 12 May 2010 with her father and mother bearing the exact English and Chinese names of R and NT respectively. What is more, this baby daughter was given the same Chinese middle name as the Child’s (ie P and R’s daughter). 32.In my view, any reasonable person could readily see the birth certificate could not have been anything else but a bombshell on R. Mr Yim accepted that the authenticity of the birth certificate was never challenged. With R’s categorical denial, one would expect that he would have come up with some responses, not to mention explanations. I do not wish to speculate but if P has got it entirely wrong, given R’s vociferous denial, he should have said so or perhaps could have explained that the names appeared on the birth certificate are different persons and thus, the whole matter was an unhappy mistake. Yet, despite the fact that R was given various opportunities to response, he kept his lip-sealed ever since the disclosure of the birth certificate. 33.In G v G (unreported, FCMC 8729/1995, dated 28 August 1996) where the respondent husband in that case challenged the court’s jurisdiction on the ground that neither of the parties to the marriage had any substantial connection with Hong Kong, HH Judge Bruno Chan tried this jurisdictional point as a separate issue in open court. I enquired with counsel whether it is necessary for the court to hear oral evidence in respect of this issue. Mr Leung, on behalf of P, considered that it may not be necessary; the court is entitled to draw adverse inference against R if there is sufficient affirmation evidence before it. He specifically drew my attention to the fact that the birth certificate was disclosed as early as in 2015 but R chose to remain silent. Mr Yim apparently did not disagree with this approach. I have therefore decided to deal with with the jurisdictional point without the parties’ oral evidence. 34.I have no doubt that even in the absence of oral evidence, the only conclusion I can come to is that R and NT are the parents named on the birth certificate. They have a 6 years old daughter. 35.Despite his relocation to Shenzhen in August 2011 as claimed, R continued to spent substantial time in Hong Kong. R’s in-and-out records issued by the Immigration Department show that from August 2011 to December 2011, out of a total of 153 days, he spent 85 days (ie 56%) in Hong Kong. In 2012, he spent 123 days (ie over 33%) in Hong Kong; and the figures for 2013 and 2014 are 129 days (ie 35%) and 89 days (ie 24%) respectively. In January 2015 (the last month on record), he spent 17 days out of a total of 31 (ie 55%). It is significant to note that though a few of them were one-day return visits, a majority of them were for several days, usually from Friday to the following Monday. This pattern is particularly obvious during the summer of the year (ie July, August and September). 36.In his affirmation dated 2 September 2015 R explained that his frequent travels to Hong Kong since 2011 were mostly employment-related. From 2011 to 2015, he had access to the use of laboratory facilities at A University. He also had to receive overseas guests and visiting scholars at the Hong Kong International Airport. He had to manage tenancy matters of his HK Properties. In support of his assertion he produced the confirmation letters of two professors in A University. On the frequent purchases of daily items while he was staying in Hong Kong, R explained that the items were purchased for him and his colleagues in the Mainland. 37.It is certainly not R’s case that his encounter with NT was a brief one and it is now a matter in the past. In my judgment, the fact that R frequently travelled and still travels to Hong Kong, mostly on weekends and public holidays, cannot simply be explained away by his “employment-related” reason. In particular, the confirmation letters produced by R contain general statements only without any dates on the use of laboratory facilities being specified. On the evidence before me, it is hard to believe that R’s visits to Hong Kong are not related to his extra-marital affair with NT and their daughter. Following that analysis a clear picture has emerged - R has been maintaining a family with NT since at least some months before the birth of their daughter. I reckon this should be in about the second half of 2009. There is nothing before me suggesting that R has ceased doing so. 38.I have no difficulty in coming to the conclusion that, as far as his extra marital affair with NT is concerned, R is nothing but a bald-faced liar. There is also evidence that R has given false statements of facts in his affirmations. R is highly educated and legally represented, he should have been fully aware of the criminal consequences in giving false affirmations. This matter will be referred to the Department of Justice for their further action in due course. (1) Does R have a Substantial Connection with Hong Kong? Legal Principles 39.Section 3 of the Ordinance provides that:
40.By and large both counsel referred me to the same authorities. Thus, B v A [2007] 4 HKC 610, ZC v CN [2014] 5 HKLRD 43, S v S [2006] 3 HKLRD 751, LCYP v JEK (Children: Habitual Residence) [2015] 4 HKLRD 798 were cited. 41.Regarding the meaning of “substantial connection”, Hartmann J (as he then was) said in B v A [2007] 4 HKC 610 at 613D-614G:
42.In ZC v CN [2014] 5 HKLRD 43, the Court of Appeal held at at 53:
43.The guidance given in ZC v CN has been reiterated by the Court of Appeal in LCYP v JEK (Children: Habitual Residence) [2015] 4 HKLRD 798 at 798 [§44]. In particular, Kwan JA said in LCYP v JEK at §42:
44.Mr Yim has helpfully summarized the legal principles which I believe are not in dispute and for which I gratefully adopt. The legal principles are:
R’s Case 45.R’s case is that before P’s petition for divorce he would return to Sichuan to stay with P and the Child when he had time; and instead of coming to Hong Kong as before, P and the Child would travel to Shenzhen to visit him. Therefore, according to R, neither party could have any substantial connection with Hong Kong since August 2011. The parties’ family members from both sides at all times remain and reside in the Mainland. Save for a brief period from December 1998 (since marriage) to February 2000 (P’s return to the Mainland), and P and the Child’s occasional visits to Hong Kong, the parties did not conduct their marital life here. P does not have any right of abode in Hong Kong. In any case, R moved back to the Mainland in August 2011. Thus, by the time when P filed her petition for divorce on 24 October 2014, he had already moved away from Hong Kong for a prolonged period of 38 months. 46.Mr Yim emphasized the facts that the parties conducted almost their entire matrimonial life away from Hong Kong; and that was the case even during the period when R had to remain in Hong Kong by reason of his employment. He highlighted the facts that the Child left Hong Kong within a few months after her birth and P also left in early 2000 immediately after completion of her study. 47.Mr Yim submitted that it is futile for P to say R continuously lived and worked in Hong Kong for the period from 1997 to August 2011. Section 3 of the Ordinance requires a party to have a substantial connection with Hong Kong “at the date of the petition”. It would be wrong to focus on what happened in the past. There can be no dispute that R had already moved to and worked in Shenzhen for 3 years and 2 months prior to the issuance of the petition. The fact that R became a Hong Kong permanent resident back in March 2004 which allows him to live in Hong Kong is only one factor to be taken into account and he may not be living here on a long term basis and only comes here occasionally: ZC v CN, at §9.8, per Cheung JA. In the present case, this factor is at best a neutral factor. 48.Further, Mr Yim argued the fact that R has investment properties in Hong Kong or local bank accounts does not necessarily mean he has a substantial connection with Hong Kong. These circumstances are not uncommon in this modern age of globalization, particularly given the close proximity of the Mainland to Hong Kong: see ZC v CN at §11.1, per Cheung JA. Discussion 49.R said he never has any intention of setting up a permanent home in Hong Kong. He has always regarded and still regards Mainland as his only permanent home, whether before or after setting up his own family with P. He also referred to the facts that he has joined the Mainland national social security scheme in order to avail himself of the benefits upon retirement, that he has been paying PRC tax since 2011 and that his social circle and network were all in Shenzhen. In my view, this is beside the point. What is in issue is whether he has a substantial connection with Hong Kong. As has been said in LCYP v JEK (Children: Habitual Residence) [2015] 4 HKLRD 798, at [39] per Kwan JA, one can have a substantial connection with more than one jurisdiction at a time. It is sufficient if P demonstrates among others that R has “a” substantial connection with Hong Kong: see also S v S [2006] 3 HKLRD 751, at [13] per Hartmann J (as he then was). 50.The fact that the parties have not lived here as man and wife for long is not necessarily determinative. Section 3(c) of the Ordinance requires only either, not both, of the parties to the marriage to have a substantial connection with Hong Kong. It will be unduly restrictive if one confines the connecting factors solely to that of a family context, and while the majority of cases family context is the focus of enquiry and a material factor, there may be exceptional situations where a party is in Hong Kong without the presence of his family and nonetheless has a substantial connection here: see ZC v CN (Divorce: Jurisdiction), at [9.9] and LCYP v JEK (Children: Habitual Residence) at [42]. 51.R also said since P was staying in Hong Kong on a student’s visa only and could have difficulty in getting admitted to obstetrics ward of public hospital in Hong Kong, so they decided to get married in order to take the benefit of his employment status. He claimed that their decision to get married at that time was purpose-driven. I fail to see how this could assist R. The objective facts are there was a genuine marriage and that they maintained their home in Hong Kong up to at least February 2000 when P returned to the Mainland upon completion of her study. 52.It is not in dispute that R took up an employment with another university in Shenzhen in August 2011 and has been residing there for a greater part of his time. However, in my view, once it is found that R has been maintaining a family with NT in Hong Kong what he said about him having no reason why he should depart from his family members and relatives in the Mainland and stay in Hong Kong should be looked at with greatest caution, if not skepticism. I agree with Mr Leung that R’s continual denial of his relationship with NT and his evasiveness regarding his own daughter with NT casts significant doubt on his general credibility. Everything that R said should be heavily scrutinised and not be taken at its face value. Even allowing for one moment what R said is true; on his own evidence he spent about 60 days in Hong Kong for the purpose of carrying out experiments. Thus, on his own admission, his employment requires him to be in Hong Kong for not an insubstantial period of time. 53.R is a man with history. The fact that R has been maintaining a family with NT in Hong Kong since about 2009 must also be seen against the objective facts that he has the right of abode here, that he has been maintaining his investments in real properties and stocks and bank accounts in Hong Kong, that he has been maintaining membership in clansman’s associations in Hong Kong and that his work requires him to perform some of his duties here. This physical presence is regular and not transitory. The present case is an exceptional one where R is in Hong Kong without the presence of his family with P. Taking all these facts together, I have no doubt that R had a substantial connection with Hong Kong on the date of the petition. (2) The Respondent’s Striking Out Application 54.I shall start by reminding the parties and their legal representatives that what we have here are family proceedings, to be more specific, matrimonial proceedings. Family litigation is a species of civil litigation but it has some unique features that distinguishes itself from general civil litigation. For instance, quite unlike general civil proceedings which normally deal with and adjudicate on the “rights” of the parties, family proceedings deal with not only rights but also more importantly issues on a most personal level, specifically, the “status” of the parties and one’s family or parenting relationships with other members of the family. The most common legislations that the Family Court has to deal with are, for instance, the Matrimonial Causes Ordinance (Cap 179), Guardianship of Minors Ordinance (Cap 13) and the Parent and Child Ordinance (Cap 429). Further, the “family” situation of the parties could be very dynamic, susceptible to change during and even after the conclusion of the proceedings. It is because of these unique features that family litigation often does not bring about the usual finality to be expected in other civil cases[1]. For this reason, in line with other common law jurisdictions, Hong Kong has a family court specializing in matrimonial and family proceedings. Some jurisdictions even have their own family procedure rules. 55.Matrimonial proceedings are of great consequences since they affect essentially all aspects of parties’ family life: their marital status, the welfare of their children and their assets[2]. The breakdown of the marriage could be emotionally taunting and stressful. Some people may regard failure in marriage is a defeat at the most personal level or the end of the world; and so try to avoid it if possible. Notwithstanding that a petition might have been taken out, a petitioner may still be ambivalent in his or her stance. He or she may still wish to have a second thought, a cooling-off period, give the spouse some time to return, or may wish to try reconciliation. Our practice actually encourages reconciliation; hence we have PD 15.3 (Reconciliation). The respondent may also need time to re-examine his or her matrimonial relationship or seek professional counselling. This is all understandable and this is what the Family Court has seen day-in and day-out. There could be a long list of reasons why a petitioner may or may not wish to let the other side know of the proceedings or take a particular course in the meantime. I venture to suggest that probably it is for these reasons that parties are not required to take out a case management summons after the close of pleadings as parties in civil litigation are required to under Order 25, RHC. Thus, it may not be appropriate to have authorities in other civil litigation disciplines rigidly applied to cases in family proceedings as if the latter are no different from other civil cases. 56.It is therefore generally thought that the court would have a wider discretion when it comes to determination of disputes in family cases (see, for instance, the observation made by Deputy High Court Judge Carlson in Sun Ngai International Investment Ltd v Zhang Su Hua [2009] 1 HKLRD 48, §26). One of the ready examples is the issue of costs. It has always been said that the court has a wider discretion when it comes to awarding costs in family proceedings. 57.Once the nature of matrimonial proceedings is put in proper perspective, I can turn to R’s grounds. The Initial Ground 58.The factual circumstances upon which R’s application is based are simple. He complains that notwithstanding P took out her petition for divorce on 24 October 2014, no attempt whatsoever was made by her to have the proceedings served on him but at the same time she caused her Form A (ie Form 25) to be registered against the HK Properties at the Land Registry. Incidentally at the relevant time he was selling the Kam Yuck Building property to NT, consequently he only learned of the petition for divorce by reason of the lis pendens on 10 November 2014. It was upon his solicitors’ enquiry on 19 November 2014 that the proceedings were served on him on 20 November 2014. 59.R also complains that although P was fully aware that he was living in Shenzhen, she still pleaded one of the HK Properties (“the Sham Shui Po Address”) as his residential address or address for service on her petition. 60.Mr Yim contended that in light of these factual circumstances, it is clear that P issued these proceedings solely to prevent R from selling the HK Properties with no genuine intention to pursue the same. He emphasized that so far P has not given any explanation as to why the petition was only served on R upon his enquiry on 19 November 2014. He also submitted that P knew well that the address for service as stated on the Petition was incapable of reaching R. There can be no other reason why that was so except that she simply had no genuine intention to pursue these proceedings and the registration of the lis pendens was purely to exert pressure on R. Mr Yim also made reference to P’s late filing of her Form E to buttress his arguments. The petition for divorce therefore, he argued, should be struck out or dismissed on the ground that it is scandalous, frivolous or vexatious or otherwise an abuse of court process. Discussion 61.I agree with Mr Leung that the court should only exercise its powers to strike out in “plain and obvious” cases: Hong Kong Civil Procedure (2017), §18/19/4. As far as arithmetic goes, there was only a lapse of less than one month’s time, which on any view, cannot be considered as lengthy. During the hearing I raised the question of whether P may still commence a fresh petition for divorce the next day if her petition is struck out in this round. Mr Yim could not disagree with my view that, leaving R’s other applications aside, P is entitled to do so. On this point alone, I fail to see any useful purpose could be served by having the petition struck out. 62.Furthermore, P has given some explanations in her affirmations as to why she had not served the proceedings at the relevant time and why she gave the Sham Shui Po Address as the address for service. Without hearing the oral evidence of P, I do not think it is right for me to dismiss her explanations summarily. Indeed, given the shortness of time between the taking out of the petition for divorce and its service and bearing in mind the unique features of matrimonial proceedings, it is not necessary for me to reach a finding on the actual reason for the “withholding” of the service for the purpose of the present application. 63.Lastly, assuming for one moment that all of R’s complaints were true, the question is whether the circumstances in the present case are grave enough for the court to exercise its power to strike out the petition. I have no doubt that given the shortness of time between the taking out of the petition and its service, the answer is resoundingly in the negative. 64.For these reasons, I have no doubt that this ground is devoid of any merit and ought to be rejected. The New Ground R’s Case 65.As said above, evidence on the latest development of the Mainland divorce proceedings have been adduced by the parties. What happened was that R’s divorce proceedings in the PRC court was dismissed both in the first instance and on appeal on 14 October 2016 and 28 March 2017 respectively. The reason being that, according to R, the PRC court was of the view that the marriage between the parties had not broken down irretrievably. R said the PRC court came to this view because P expressly confirmed to the PRC court that the purpose of initiating the divorce proceedings in Hong Kong was only to exert pressure to force R to appear. He relied on a statement made by the PRC court in its judgment that, “(P)辯稱, 在香港起訴離婚是為了逼(R)出現, 雙方仍和好可能”. R said this clearly shows P had no bona fide intention to persecute her divorce proceedings in Hong Kong. She brought the present proceedings with an improper motive. 66.Further, P also expressly confirmed to the PRC court that she was still able to re-conciliate with R. According to the PRC court’s judgment, P was recorded to have said, “(P)亦向法庭陳述願意與(R)調解和好, 雙方如加強溝通, 互相信任, 仍有和可能”. R argued that this was entirely inconsistent with her pleading in the Amended Petition that her marriage with R had irretrievably broken down. P has abused the court’s process by taking a completely inconsistent position in the Mainland proceedings. He referred me to Re Shun Tak Holding Ltd [2009] 5 HKLRD 744 where the respondents to a winding-up petition on the ground of unfair prejudice successfully obtained an order by the Court of First Instance to strike out the petition, inter alia, on the ground that the petitioner’s inconsistent complaint in Hong Kong and Macau proceedings was an abuse of process. 67.On that basis, Mr Yim submitted that the Amended Petition is scandalous, frivolous and vexatious and otherwise an abuse of court process. P’s Case 68.To this, P responded by saying in her affirmation of 28 April 2017 that what had been said before the PRC court was that she did not rule out the possibility of reconciliation with R and she was willing to consider reconciliation if certain conditions were met. It was on that basis that the PRC court was of the view and came up with the finding that the marriage had not been broken down irretrievably. Further, she had expressed to the PRC court that she would only agree to reconcile with R if the division of the family assets was properly dealt with and agreed to between the parties which in the end did not so happen. There was not any reconciliation or attempted reconciliation at all. She had explained to the PRC court that one of the reasons (not the sole purpose) to commence the divorce proceedings in Hong Kong was to force R to come out. The ultimate purpose of the divorce proceedings was of course to divorce R in Hong Kong so that all the family assets and maintenance issues could properly and fairly be dealt with in this jurisdiction. She reiterated that it has always been her position that she intended to divorce R. Her statements made to the PRC court was therefore not inconsistent or were not meant to be inconsistent with the position she has adopted in Hong Kong, namely, that the marriage has irretrievably broken down. Discussion 69.Plainly, heavy reliance was placed on what were said by P before the PRC court. However, there is clearly a dispute over what had actually been said by the parties (and what the meanings were) in the Mainland divorce proceedings. Although the judgments by the PRC court together with a 2-page letter from R’s PRC lawyers recording in brief what were said by the parties were adduced before the court, the transcripts of the Mainland divorce proceedings however are not available. In the absence of the transcript and in the absence of the parties being crossed-examined on what they said and why they said so, I am not able to come to a conclusion in one way or another. 70.By the present proceedings, P is seeking a divorce with R on the ground of his unreasonable behaviour. The irretrievable breakdown of the marriage may be proved by satisfying the court that R has behaved in such a way that P cannot reasonably be expected to live with him. The gravest allegation as pleaded in the Amended Petition is R’s extra-marital affair. The other allegations, in brief, are that R did not show any care to P and the Child and that he seldom returned home. The burden is on P to prove these allegation of facts. The words “reasonably be expected” suggest an objective test. However, allowance will be made for sensitive as well as for the thick-skinned and the conduct must be judged up to a point by reference to P’s capacity for endurance. Thus, there is also a subjective element: Rayden and Jackson on Relationship Breakdown, Finances and Children (Issue 3 March 2017), at §§6.82 – 6.83. 71.Whether P made the statements or not and if the answer is in the positive, the extent of weight to be given and its significance in terms of whether the marriage ought to be dissolved could not be dealt with in the present application and have to be dealt with in trial. In my judgment, even if P is found to have made the representations or utterances to the PRC court as alleged, this fact would only be a piece of evidence that the court would have to give regard to when considering whether dissolution of marriage should be granted. The court would have to investigate into why P made the utterances to which P may or may not have any explanation. Her statements, or even taken as admission statements, would at very least affect her credibility as a witness. The fact that she did make such statements without any explanation acceptable to court may even undermine her case to such an extent that she may not be able to prove the unreasonable behaviour alleged by her or that she could not continue to live with R (the subjective element). 72.I have to make it clear that I have no argument with Mr Yim over Re Shun Tak Holding Ltd that he referred. I accept the legal principles stated in the judgment. Yet, the unique nature of matrimonial proceedings has to be taken into consideration. It is not necessary for me to repeat what I have already said in this respect. In the present case, it is R’s case that his marriage with P has irretrievably broken down. Mr Yim, on behalf of R, also confirmed in the hearing of 17 May 2017 that his client wants a divorce. At the same time, Mr Leung, on behalf of P, also confirmed that his client sees the marriage has come to an end and also wants a divorce. This has not been challenged by Mr Yim. There is thus a meeting of minds. During the hearing I made the observation that as the matter now stands it is not open to R to have a divorce in the Mainland. The PRC court is not an alternative forum anymore. His forum non conveniens application would be dead anyway. Mr Yim fairly accepted this would be the case. Yet, he also made the point that if the present proceedings are being struck out, this might constitute a change in the circumstances that allows R to renew his legal action in the Mainland but he conceded that in the absence of any expert legal opinion he could not say further. 73.It is glaringly apparent that R wants desperately that his divorce is to be determined in the Mainland while P, with equal sentiment, wants to have it dealt with in Hong Kong. Nevertheless, in my view, since R accepted that he has already submitted to the jurisdiction of this court in the present proceedings and further that the Mainland route is a cul-de-sac for him now, there is little point for him to insist on striking out the petition and then allowing him to venturing into an uncharted waters - he may or may not be able to start another action in the Mainland. On the other hand, it is always open to him to file a cross-petition to pursue a divorce on his own ground. Practically speaking, if both parties see their marriage has long come to an end, I fail to see how the divorce petition (or cross-petition) would possibly become a full-blown defended petition. I cannot help thinking that his insistence to strike out is nothing but a strategic move. 74.I have already made the point that the court would have a wider discretion when it comes to determination of disputes in family cases. Whether to strike the petition out is an exercise of discretion on the part of the court; such discretion must of course be exercised judicially. I keep in mind that I should give due regard to the underlying objectives as set out in Order 1A, RHC. The relevant ones being to ensure that a case is dealt with as expeditiously as is reasonably practicable and to promote a sense of reasonable proportion and procedural economy in the conduct of proceedings: Order 1A, rule 1(b) and (c), RHC. If the petition is struck out today, I can foresee that this would be followed immediately by another petition. Then depending on whether the Mainland route could be revived or not, the parties may have to entangle themselves further in another round of satellite litigation in relation to forum, resulting in excess litigation cost. Given that both parties have seen their marriage has come to an end and that the case has dragged on for over 2 years, I am of the view that the parties should move on to wind-up their affairs as soon as possible. 75.For these reasons, I am not prepared to strike out the petition. The Petitioner’s Application to Re-Amend the Petition 76.Pursuant to rule 16(2) of MCR a petition which has been served may be amended with leave of the court. RHC are applicable to matrimonial proceedings by virtue of Rule 3 of MCR. Pursuant to Order 20, rule 5(1), RHC, the court has the power to allow any party at any stage of the proceedings to amend his pleadings on such terms as to costs or otherwise as may be just and in such manner (if any) as it may direct. Additionally, the court may at any stage of the proceedings order a pleading or any other document in the proceedings to be amended if it is of the opinion that the order is necessary either for disposing fairly of the cause or matter or for saving costs: Order 20, rule 8(1) & (1A), RHC. Para 20/8/6 of the Hong Kong Civil Procedure (2017) has this to say on amendment:
77.At the heart of P’s application for amendment is whether R has been maintaining a family with NT in Hong Kong. If the answer is in the affirmative, P argues that R would have a substantial connection with Hong Kong thereby giving the court jurisdiction to deal with P’s divorce petition. The amendment, if granted, would also provide P with additional particulars of R’s unreasonable behaviour. 78.Both parties have not advanced serious arguments regarding this application. R’s opposition seemed to have premised on the “substantial connection” argument only. With the conclusion that I have come to regarding the factual issues in dispute, I have no doubt that the amendment is necessary for disposing fairly of the cause or matter and has to be allowed and I so order. Orders 79.I dismiss the respondent’s summons dated 6 January 2015 and amended on 9 November 2015. 80.As for the petitioner’s application to re-amend the Petition, I give the following orders:
Costs 81.I now deal with costs. The Petitioner’s summons to re-amend the Petition 82.The petitioner agrees the costs of and occasioned by the amendments, including the application be to respondent. This is a fair position to be taken. I would give an order accordingly, with counsel certificate. The Respondent’s Summons 83.Substantial time and efforts were wasted on obtaining expert reports in relation to the Forum Non Conveniens application. It was partly due to the objection raised by the respondent (which was valid) as regards the impartiality of the petitioner’s PRC expert as a result of which she had to obtain another report prepared by a second expert. Yet, all these time and costs could have been avoided if the parties (especially the respondent who is the applicant) had fully informed themselves of the legal principles relevant to Order 12, rule 8, RHC. In this regard, it strikes me that the summons did not even cite the relevant rules at its margin. Though there is no strict requirement that the relevant rules must be cited, I always regard it a good practice to do so – this would inform all parties the basis (and the legal principles) upon which the application is taken out. 84.I see no reason why the costs should not follow the event. I give an order that the respondent is to pay the petitioner the costs of his summons, including costs reserved, with counsel certificate. Such costs to be taxed if not agreed. 85.The time spent during argument on the petitioner’s amendment summons was minimum. As the presiding judge, I am in a better position than the taxing master to apportion the time spent. For the purpose of taxation, I would apportion it as 1/10 of the time of the hearing. The rests are on the respondent’s summons. 86.All the costs orders are by way of order nisi. Case Management 87.Lastly, it is incumbent upon the court to conduct active case management. I direct that the parties should approach the listing clerk for fixing a First Appointment hearing within 14 days.
Representation Mr Eric Leung, instructed by Angela Lau Law Office, solicitors for the petitioner Mr Eugene Yim, instructed by Li & Partners, solicitors for the respondent | |||||||||||||||||||
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