Kwok Cheuk Kin v. President of Legislative Council for and on behalf of the Legislative Council
Read the full judgment text of CACV 320/2019 on BabelCite. This Court of Appeal judgment was delivered on 22 December 2020.
1. On 22 December 2020, we dismissed the appeal brought by the applicant, Mr Kwok Cheuk-kin, against the judgment of Chow J dated 12 June 2019 with costs. We now hand down the reasons for our judgment.
Cited by 6 cases · Cites 5 cases
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CACV 320/2019 [2021] HKCA 169 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CIVIL APPEAL NO 320 OF 2019 (ON APPEAL FROM HCAL 1094/2017) ________________________
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______________________________ REASONS FOR JUDGMENT ______________________________ Hon Lam VP (giving the Reasons for Judgment of the Court): 1.On 22 December 2020, we dismissed the appeal brought by the applicant, Mr Kwok Cheuk-kin, against the judgment of Chow J dated 12 June 2019 with costs. We now hand down the reasons for our judgment. Background facts 2.On 15 December 2017, the Legislative Council (“the Council”) passed a resolution (“the Resolution”) amending Rule 17 of the Rules of Procedure of the Legislative Council (“the RoP”) with the effect that the quorum for a meeting of a committee of the whole Council (“COWC”) is reduced from not less than half of all the members of the Council (including the chairman) to 20 members (including the chairman). The Resolution was published in the gazette on 22 December 2017 and took effect upon such publication. 3.Though the membership of a meeting of the COWC is the same as that of a meeting of the Council, the amendment did not alter the quorum for the latter (which remains at one half of all the members including the President. 4.The legislative authority in Hong Kong was conferred on the Council by the Basic Law (“BL”), see BLs 66 and 73(1). Though there are provisions in the BL governing composition, powers and functions of the Council and voting procedure, subject to BL 75(1) on quorum of the meeting of the Council, BL 75(2) leaves it to the Council to make its own rules of procedure provided that such rules cannot contravene the BL. 5.The deliberation of bills in the three-reading legislative process is set out in the RoP. In this respect, Chow J summarized the process at [14] to [20] in the judgment of 12 June 2019 (which we gratefully adopted for the purpose of this judgment):
6.As can be seen from this summary, a bill has to be steered through various committees before it is finally voted upon by the Council at the Third Reading. 7.At the Second Reading, a bill would be referred to the House Committee, which in turn will decide if the bill should be referred to a Bills Committee. When the Bills Committee has completed its deliberations, after consultation with the House Committee, the debate on the Second Reading in the Council would be resumed. After such debate in the Council and if the motion is not negatived, the bill will be committed to either the COWC or a Select Committee. 8.At this stage (what is called the Committee Stage), the COWC will consider the details (rather than the fundamental direction or underlying principles) of a bill and amendments can be made to a bill. 9.All the committees (including the House Committee, the Bills Committee, the COWC and Select Committee) are creatures of the RoP with their respective composition, function, power and procedures being provided for in the RoP. 10.After the Committee Stage, the Council’s debate of the motion in the Second Reading will resume. The amendments to the RoP also altered the procedure in this regard. Such changes were described by the Secretary General in his 1st affirmation filed in HCAL 1120/2017 (which was adopted as evidence in the present case) at paragraphs 37 and 38:
11.The amended version of Rule 59 reads:
12.Thus, the Council has to vote on the motion to adopt the report before the bill can be set down for third reading. At that meeting (which must satisfy the quorum of the meeting of the Council as opposed to the quorum of COWC), the Council has an opportunity to negative the motion. If the motion is negatived (irrespective of the opinion expressed in the report of the COWC), the bill cannot be taken forward. 13.Further, at the Third Reading, there would be debate on the bill in the Council and it is the voting on the motion for the Third Reading which is the ultimate decision of the Council on the bill. Hence, a bill cannot be passed into law without a Council (with a quorum of one half of all the members including the President) voting in favour of it irrespective of the deliberation and report of the COWC. Mr Kwok’s contention 14.The applicant Mr Kwok, who was not (and is not) a member of the Council, sought to challenge the Resolution on the ground that it contravened BL 75(1) which prescribed the quorum for the meeting of the Council. BL 75(1) reads:
15.Mr Kwok’s contention was that “meeting of the Legislative Council” in that article also embraced a meeting of the COWC. As RoP is only valid insofar as its provision does not contravene the BL, the quorum of COWC cannot be less than one half of all its members. His contention was rejected by Chow J. The learned judge also held that Mr Kwok did not have the standing to bring the application. The application for judicial review was accordingly dismissed. Mr Kwok did not have sufficient interest 16.We first deal with Mr Kwok’s lack of standing. 17.Section 21K sub-section (3) of the High Court Ordinance (Cap 4) provides:
18.Thus, the court has to assess whether an applicant has a sufficient interest in the matter before granting leave to apply for judicial review. 19.The subject matter in the present case is the quorum for COWC. Not being a member of the Council, Mr Kwok has no right to participate at the meetings in the legislative process, including the COWC. It may be said that as a member of the public, he has an interest in having statutes affecting him to be passed by the Council with a proper quorum. However, as we have seen, the Committee Stage is only an interim stage in the legislative process and ultimately a bill has to go through the Third Reading at which the decision would be made by the Council with a quorum complying with BL 75(1). 20.As the learned judge observed, the Members of the Council who opposed the decision to amend Rule 17 and had a direct interest in the matter were better placed to bring the challenge. Whilst it is a fact that no such member deemed it fit to advance such challenge, the judge also held that such fact could not confer standing on Mr Kwok. 21.The question of standing must be examined against the above background. 22.In Re Wong Chi Kin, CACV 80/2014, unreported, 26 September 2014, at [11] to [18]. At [11], this Court (Lam V-P, Cheung and Yuen JJA) had this to say on standing:
23.This Court (Lam V-P, Chu and Poon JJA) applied these principles in 郭卓堅 v 立法會主席梁君彥 [2018] HKCA 672 in the context of Mr Kwok’s application for an injunction to restrain Government officers’ monitoring of members in the Legislative Council. He contended that such activities were in contravention of BL 62(6) and Section 19 of the Legislative Council (Powers and Privileges) Ordinance (Cap 382). The Court rejected the contention of Mr Kwok in that appeal that he had standing because the legislator elected by him was impeded. It was held that Mr Kwok’s interest was not directly affected and he did not have standing to bring the judicial review. 24.In Kwok Cheuk Kin v Commissioner of Police [2017] 6 HKC 93, Chow J had to consider the standing of Mr Kwok in yet another unsuccessful judicial review application. At [31] to [34], the learned judge reviewed the law on standing. He summarized the legal principles at [34] as follows:
25.We respectfully endorse the judge’s summary which he applied in the present case at [70] of the judgment below in concluding that Mr Kwok also lacked standing in the present case. 26.We would also respectfully adopt Lord Reed’s observations in AXA General Insurance Ltd v HM Advocate [2012] 1 AC 868 at [170]:
27.These observations highlight the importance of context in the assessment of standing and the need to be guided by the object of the courts’ exercise of supervisory jurisdiction in judicial review. In the earlier parts of his judgment at [159] to [169], Lord Reed discussed the distinction between the private law actions to vindicate on rights and public law process to supervise public authority to preserve the rule of law. 28.Bearing in mind that the essential function in judicial review is to safeguard the rule of law (see also R (Cart) v Upper Tribunal [2012] 1 AC 663 at [37] per Baroness Hale), in the holistic assessment on standing for making the judicial review application as summarized by Chow J, the courts should be informed by this over-arching question: in the particular context whether the preservation of the rule of law requires standing be given to this applicant to ventilate the issues raised in the application in light of the interest he has. 29.In the Amended Form 86, Mr Kwok relied on the following matters to support his standing in the application:
30.He also contended that at the leave stage, the court should only make a prima facie assessment. 31.At the hearing, Mr Tam further submitted that the merit of the challenge is a factor and in view of the importance of the issue, the safeguard of the rule of law requires that Mr Kwok should have standing as the challenge is a constitutional one based on BL 75 and the COWC played an essential part in the legislative process. Counsel also referred to the historical fact that since 1971 quorum of the COWC was the same as the Council. 32.With respect, it is plain to us that Mr Kwok did not have standing to bring this application for judicial review. 33.In our judgment, the matters set out in the Amended Form 86 to support standing did not analyse the effect of the change of quorum properly. As we have seen, the Committee Stage is only an interim process and the Council itself (with a quorum requirement satisfying BL75) has to vote in favour of (i) the motion to adopt the report after the Committee Stage; and (ii) the Third Reading motion after debate in the Council before the bill would become law which binds all the people in Hong Kong. Mr Kwok completely omitted any consideration to such later involvement by the Council. Viewed thus, Mr Kwok’s interest in the COWC process is no more than his interest in other interim steps in the works of the Council. 34.In this respect, reference was made in the Amended Form 86 to the judgment of Lord Hope in AXA General Insurance Ltd v HM Advocate, supra at [63]. In that paragraph, Lord Hope opined that the words “directly affected” in the Scottish rules (which is equivalent to our Order 53 Rule 1A of the Rules of the High Court (Cap 4A) in the definition for “interested party”) captured the essence of what to look for to constitute standing. His Lordship continued to say:
35.We cannot see how it can be suggested that Mr Kwok would be directly affected by the quorum requirement in the COWC when the quorum for the Council remains the same. 36.Nor can we see any merit in the suggestion that the public support for a piece of legislation would be diminished as a result of the amendment to the quorum for COWC. Firstly, as the quorum of Council is not affected, the members of the Council have as much opportunity to debate as they previously had in the Council. Secondly, the opportunity for concerned Members to debate in the COWC is not affected because every member of the Council remains as member of COWC notwithstanding the change in the quorum requirement. 37.In the present circumstances, we do not accept that Mr Kwok has standing simply because his challenge was based on a provision in the Basic Law and he was genuinely concern about the same. In light of our analysis as to the effect of the amendments to Rule 17 of the RoP, the change of quorum requirement only affected the internal working of the COWC and it did not have a direct impact on the general public. Even though the BL 75 point is arguable (as accepted to be so by the judge), it is not so strong that the rule of law demands there should be a judicial review even though none of the Members of the Council who had undergone a debate over the amendments deemed fit to take up such challenge. 38.When the judge held that Mr Kwok had no standing, he had determined that Mr Kwok’s challenge based on BL 75 had no merit in a rolled-up hearing. We shall discuss merit below and we uphold the judge in rejecting the challenge on the merit. 39.In many cases, the courts can only form a view on whether the contention of an applicant is reasonably arguable at the leave stage. Reasonable arguability per se is not sufficient to satisfy the requirement of standing in every case. Much depends on the content. Whilst merit is a factor in the assessment of standing, the requirement of sufficient interest in Section 21K (3) is an additional requirement to the merit assessment. As held by the Supreme Court in AXA General Insurance Ltd v HM Advocate, supra, there is a co-relation between the criteria for deciding if a third party should be allowed to participate in a judicial review as “interested party” and the requirement of standing for an applicant. In both instances, the court should consider if the party in question can be said to be directly affected. 40.Since the amendment of the RoP concerns the internal working of the COWC as opposed to the general public, we agree with the judge that this is not a case where Mr Kwok has standing to challenge the amendment when those who are directly affected (viz the Members of the Council) did not deem fit to do so. BL 75 does not govern the quorum for the meeting of COWC 41.As we have explained, COWC is a committee of the Council and its role is to consider a bill at the Committee Stage before the bill is taken forward to the Third Reading. 42.There are other committees involved in the legislative process and they have different quorum requirements. Mr Tam accepted that those other committees are not subject to the quorum requirement in BL 75. 43.Mr Tam distinguished the position of the COWC from those other committees on the following grounds:
44.With respect, none of these grounds provide support to Mr Tam’s contention. 45.Starting with the concept of continuity, the quorum of COWC was governed by the Standing Order of the Legislative Council whereas the quorum of the Council itself was governed by Royal Instructions. The authority of the Legislative Council came from the Royal Instructions, which was a document of constitutional order in the colonial political regime. On the other hand, the COWC derived its authority from the Standing Orders, which were rules adopted by the Council itself. In other words, at all times prior to 1997, the quorum of the COWC had never been prescribed by a constitutional instrument. 46.Prior to 1971, the quorum requirements of the COWC and the Council were actually different. The details were set out by the judge at [33] of the judgment:
47.Two important points flowed from these changes over the years. First, the changes in the quorum of the COWC had always been effected by the amendments to the Standing Orders adopted by the Council, not the Royal Instructions emanating from the British Government. This highlighted the fact that the Council had the authority to effect the changes. There was no need for approval by the British Government. 48.Second, since different changes of quorum were effected for the COWC and the Council prior to 1971, it also highlighted that the Council was not regarded as the same entity as the COWC. Otherwise, the requirement in the Royal Instructions applied and there was no need to have separate provision governing the quorum of COWC in the Standing Orders. 49.Bearing in mind the functions and works of the COWC as an internal committee of the Council, it is not surprising that the rule as to its quorum was governed by Standing Orders issued by the Council as opposed to being prescribed by a constitutional document such as the Royal Instructions. 50.Hence, from the angle of continuity, it is difficult to see the logic of the adoption of a construction of BL 75 governing not only the quorum of the Council but also the quorum of COWC. That would be a change from the practice in the past when the Council could amend the quorum requirement on its own. Mr Tam had not pinpointed any contextual material which can remotely suggest that the National People’s Congress had the intention to make that change by the Basic Law. The functions and works of the COWC remain substantially the same after 1997 and we cannot see any reason why the drafters of the Basic Law would wish to make provision for the quorum of an internal committee in BL 75(1) instead of leaving it to the Council to decide under BL 75(2). 51.In this connection, we agree with the judge’s analysis at [49] of the judgment:
52.As regards the historical comparison between the COWC and the Committee of the Whole House in England, once it is appreciated that the correct analysis of the continuity argument should focus on the pre-1997 practice on the means by which the change of the rules governing quorum was achieved as opposed to other aspects of legislative practice, Mr Tam cannot gain any mileage from such historical comparison. 53.In any event, as the judge noted at [63] to [65] of the judgment, there are significant differences between these two bodies in respect of their compositions and functions. We also agree with the judge’s comments at [66] and [67] on the unhelpfulness of transposing descriptions from English textbooks from another context (not addressing on the question of the instrument governing the quorum of the Committee of the Whole House) to the issue before this Court. 54.The other grounds relied upon by Mr Tam cannot take the matter further. Once it is concluded that the Council and COWC have all along been two different entities with their respective quorum requirements prescribed by different instruments, the fact that their membership is the same is neither here nor there. The same applies to the fact that historically there had been times when the quorums were the same. Equally, there were times when their respective quorums were different. 55.As we have seen, there are other committees (e.g. the House Committee, the Bills Committee, Select Committee) engaged in the legislative process and we do not see any ground for drawing a distinction between those committees and the COWC in terms of construing BL 75 as to quorum requirement for the meeting of the Council. 56.For these reasons, the construction of BL 75 contended for by Mr Kwok has no merit. Conclusion 57.The appeal was dismissed with costs accordingly.
Mr Jeffrey Tam and Mr Ernest C Y Ng, instructed by Ho Tse Wai & Partners, for the applicant Mr Benjamin Yu SC, Mr Abraham Chan SC and Mr Danny Tang, instructed by P C Woo & Co, for the putative respondent Mr Wong Yan-Lung SC and Mr Anthony Chan, instructed by the Department of Justice, for the intervener |
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