Pang Lok Sze v. Director of Public Prosecutions
Read the full judgment text of HCAL 2346/2020 on BabelCite. This High Court CFI judgment was delivered on 30 June 2021.
1. This is about the Applicant’s application for leave to apply for judicial review (“ JR ”). The decision being challenged is that of the Putative Respondent (“ PR ”) dated 3 September 2020 refusing to prosecute (“ Decision ”) [1] . To be more precise, it is about the decision not to prosecute two suspects for any offence under the Prevention of Cruelty to Animals Ordinance (Cap 169) (“ PCAO ”) in respect of a suspected case of animal cruelty which took place on 14 February 2020.
Cited by 4 cases · Cites 15 cases
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HCAL 2346/2020 [2021] HKCFI 1781 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST NO 2346 OF 2020 _________________
_________________ Before: Hon Alex Lee J in Court Date of Hearing: 31 May 2021 Date of Judgment: 30 June 2021 ______________ JUDGMENT ______________ Introduction 1.This is about the Applicant’s application for leave to apply for judicial review (“JR”). The decision being challenged is that of the Putative Respondent (“PR”) dated 3 September 2020 refusing to prosecute (“Decision”)[1]. To be more precise, it is about the decision not to prosecute two suspects for any offence under the Prevention of Cruelty to Animals Ordinance (Cap 169) (“PCAO”) in respect of a suspected case of animal cruelty which took place on 14 February 2020. 2.The body of the Amended Form 86 consists of 54 pages and that is quite an exceptional length for this type of documents. Given the loquacity of that document, it is difficult to decipher what exactly the issues are in this case. With respect, Mr Liu[2], counsel for the PR, has reasonable cause to complain and lament that the observation of Litton PJ in Lau Kong Yung v Director of Immigration[3] which has been repeated in subsequent cases has once again not been taken heed of by practitioners. 3.Yet, by a summons dated 5 May 2021 (“Summons”), the Applicant seeks leave to file an even longer “Re-Amended Form 86” which runs up to 62 pages. It can be seen that one purpose for the proposed amendments is to correct an important factual mistake which forms the plank of the Applicant’s original case, namely that the Decision was made and communicated to the Interested Party[4] only after the expiry of the statutory 6-month time limit for instituting the prosecution[5]. As can be seen in the chronology below, the Decision was in fact made and communicated to the Interested Party a few days before the expiry of the time limit. As a result of this proposed correction, corresponding amendments are also sought to be made in respect of the remedies requested. Another purpose of the proposed amendments, however, is to expand the scope of the JR by also relying on the “Victims of Crime Charter” (“Charter”). Mr Liu takes great exception to this latter purpose. Applicant’s grounds of challenge 4.At the request of the court, Mr McCoy, counsel for the Applicant, has helpfully prepared a two-page summary which delineates the proposed re-amended grounds of challenge as follows[6]:
PR’s Objections 5.The stance of Mr Liu is that the new amendments should not be allowed at all. However, he is happy to argue against the re-amended grounds de bene esse. Mr Liu submits that in any event the application for leave to JR shall fail in limine and he succinctly encapsulates his objections as follows:
Whether the JR academic 6.As regards the remedies the Applicant requested and as stated in the proposed Re-Amended Form 86, they include a declaration that the Decision was unlawful or alternatively, declaratory relief to the effect that the Decision should have been made within a reasonable time so as to allow other people sufficient time to lay their own complaint. Additionally, the Applicant seeks declarations that the Decision was perverse and irrational and was in breach of a legitimate expectation and the Applicant’s right to court is protected by BL 35. Besides, the Applicant seeks an order of certiorari to quash the Decision. Lastly, there is a request for costs. 7.Having looked at the remedies sought, an issue arises as to whether the JR would serve any useful propose. Proceedings of JR and their remedies are discretionary in nature. Therefore, even if the Applicant is successful in the judicial review, the court still retains a discretion not to award any remedies. In the present case, it is pertinent to note that the underlying suspected offence had already been time-barred at the time the original Form 86 was filed, so that prosecution (public or private) of that suspected offence is no longer possible. Therefore, even if the Applicant could obtain the declaratory remedies, it is difficult to see what practical benefit would be there to her. In this light, the present application is academic and on this basis alone leave could be refused: Chan Po Fun Peter v Cheung CW Winnie[8]. 8.Nevertheless, in deference to counsel’s substantial written and oral submissions on the proposed re-amended grounds and in view of the amount of media interest that this case has engendered, I should deal with those submissions briefly. Background facts 9.Before turning to the Applicant’s grounds of challenge, it is necessary to set out the relevant background facts. The following chronology of events, which is not in dispute, is based on the written submissions of the parties:
Misleading media reports 10.There is one matter concerning (4), (5) and (9) above which needs clarifications. 11.My attention has been drawn that there had been reports in the media asserting that the two aforesaid suspects (the teacher and his partner) had “surrendered” themselves to the Police by attending the Police Station[19]. Some even described the couple as having “turned themselves in”[20]. Some went even further and said that the DOJ had “confirmed that the two men who threw 30 animals out of a Hong Kong apartment will not be facing prosecution”[21], as if the guilt of the two individuals was a forgone conclusion. In fact, these reports are inaccurate and capable of being misleading. The PR confirms that the two suspects did not “surrender” to the Police in the sense of turning themselves in and admitting any offences and that they had only attended Tsuen Wan Police Station with their solicitor after the Incident upon the invitation of the Police. More importantly, neither of them had made any confession to the alleged offence[22]. To all of this, the Applicant does not gainsay. In the circumstances, it is perhaps unfortunate that no earlier effort had been made to disabuse the public of any false impressions which might have been generated by the inaccurate media reports. 12.At this juncture, I would like to put a marker here that based on the material before this court, there may be some evidence to suggest that the animals had been kept at the fifth-floor apartment of the Estate. However, the Applicant has not pointed to any evidence which she says is capable of establishing the identity of the perpetrator(s) of the suspected offence to the requisite criminal standard, namely beyond reasonable doubt. The position would, I hope, become clearer if one considers the following possibilities, namely that the animals could have been thrown out of the apartment by: (1) either of the two suspects; (2) both of them acting together; (3) a trespasser to the apartment; or (4) if it was (1), then which one of them did it. Take heed that I am not suggesting that there should never be a prosecution without a suspect making confessions. That would very much depend on the availability of other evidence on the identity of the perpetrator(s). Needless to say, investigation and obtaining of evidence is the job of the law enforcement agencies (and in this case the Police). The job of the PR, on the other hand, is to assess the evidence provided to them and to decide whether there should be a prosecution based on the evidence available. Here, the Applicant is not alleging that the Police was not doing their job. If I understand correctly, the Applicant is also not alleging that the PR had already been provided with sufficient evidence which may enable them to form a view as to the actual identity of the perpetrator(s). I shall further elaborate on this. Consideration Merits of the Decision 13.Contrary to the submission of the PR, I do not understand that the Applicant is challenging the merits of the Decision. My understanding is that, by the re-amended grounds, she is challenging the tardiness of the Decision and its communication, the limited scope of the communication, the alleged procedural impropriety of the decision-making process and the alleged unlawfulness and irrationality of the Decision. However, should I be wrong on this, it is in any event well-established that formulation of policies and assessment of evidence are primarily matters for the decision maker (which is PR in this case) and the court should not usurp the latter’s function. The court’s role in JR is supervisory and it is only concerned with the lawfulness (rather than the merits) of the decision in question. Therefore, even if the Decision is not one which the court might or would have come to, the court would not intervene by way of judicial review unless there are errors of law or procedural unfairness or irrationality in the decision: Television Broadcast Ltd v Communications Authority[23]. Amenability & BL 63 14.Many a paragraph in the Re-Amended Form 86 is devoted to whether the Decision is susceptible to JR and reference is made to a number of overseas case authorities from other common law jurisdictions including R v Director of Public Prosecutions, ex p C[24]; R v Director of Public Prosecutions ,R v Director of Public Prosecutions, ex p Manning [25];R v DPP, ex p Jones [26] ; R v DPP, ex p Peter Dennis[27]; R(F) v Director of Public Prosecutions[28]; and R (Pullen) v Health and Safety Executive[29]. 15.With respect, as far as Hong Kong is concerned, the starting point for consideration must be BL 63. The article says,
There is also s15(1) of the Criminal Procedure Ordinance (Cap 221) which says,
16.Recently, this Court has in Tong Ying Kit v Secretary for Justice[30] reaffirmed the position that, under the framework of BL 63, the independence of the DOJ’s control of criminal prosecutions is protected from judicial encroachment, barring extremely rare situations. This is to follow a consistent line of local case authorities, all of which paying due regard to our mini-constitution: RV v Director of Immigration[31]; Re Leung Lai Fun [32]; and more recently Kwok Cheuk Kin v 律政司刑事檢控專員梁卓然. 17.In Re Leung Lai Fun, the Court of Appeal approved the judgment of Hartmann J (as he then was) in RV v Director of Immigration, where it is held that BL 63 includes the protection of the independence of the Department of Justice’s control of criminal prosecutions from judicial encroachment. It is only if the case belongs to those extremely rare situations, such as where there is evidence proving that the DOJ has acted in obedience to political instruction when making the decision, or is acting in bad faith, such as to cause the Court to find that the prosecutorial decision is unconstitutional, that the Court will have jurisdiction to review the decision concerned. Otherwise the Court should not encroach on the right of the DOJ to control prosecutions. This is the major premise which is founded on principle. This judgment of Re Leung Lai Fun, needless to say, is binding on this court.
18.Recognising the very high threshold of “truly exceptional circumstances” which the Applicant has to meet, Mr McCoy relies on the following which he says, cumulatively, amount to “truly exceptional circumstances” in the present case:
As to (i) & (ii): “legitimate expectation” 19.These two considerations, which are about “legitimate expectation”, are inter-related in that they are said to have arisen from two public documents issued by the DOJ:
20.The law relating to “legitimate expectation” has been fully explained by the Court of Final Appeal in Ng Siu Tung v Director of Immigration[35] as follows:
21.Furthermore, to be legitimate, an expectation must be reasonable in the light of the official conduct which was said to have given rise to the expectation. This depended on the conduct of the relevant public authority and what it had committed itself to, as well as what the applicants factually expected and what they were entitled to expect: Ng Siu Tung v Director of Immigration[36], applying A-G of Hong Kong v Ng Yuen Shiu[37]. 22.Having considered the submissions of counsel, I am unable to accept that the public (and the Applicant in particular) has any “legitimate expectation” to be informed of the Decision and to be informed within a “reasonable time” before the expiry of the time limit. My reasons are as follows. 23.First of all, there has not been any representation by the DOJ, by words or by conduct, expressly or impliedly, that the public (and the Applicant) would be informed of the Decision. As regards the Code, as pointed out by Mr Liu,
24.As regards the Charter, “Potter” is not a “person” and therefore also by definition not a “victim”. As such, the Charter does not apply to him. It is also noteworthy that, although para 5 of the Charter says “if a decision is made not to prosecute, victims shall be told of that decision”, it does not say that that has to be done before the expiry of the time limitation. 25.Secondly, there was no breach of the Code or the Charter by the PR. As pointed out by Mr Liu:
26.Thirdly, as to the Applicant’s contention that she has a legitimate expectation that the PR would communicate the Decision “within a reasonable time” before the prosecution was time-barred, with due respect, that contention carries with it ramifications which would undesirably burden the Police and the DOJ by encroaching the time for investigation and for the DOJ to properly consider its advice to the Police. Besides, it would contravene the legislative intent for allowing the prosecution the full 6-month period to lay summons before prosecution is time-barred. Last but not least, it would be inherently detrimental and counter-productive to the objective of bringing the culprits into justice. In the circumstances, the legitimate expectation which the Applicant contends for is not a reasonable one. 27.Fourthly, as regards McCoy’s reliance on the UK Divisional Court decision in R v Director of Public Prosecutions, ex p Manning[41] to support his proposition that the Courts were more willing to take victim’s interest into account where a death had occurred, with respect, I am unable to see how that judgment could assist the Applicant. This is because:
As (iii): Right to court 28.This consideration can be shortly dealt with. If anyone had been minded to institute a private prosecution against any of the suspects, he or she would not have to wait for the making or communication of the Decision: Re C (Bankrupt)[44]. The right to court protected by BL 35 is simply not engaged. 29.To be fair to Mr McCoy, although the point is included in his written skeleton submission, he exercised measure and did not dwell on this during his oral submission. As to (iv)&(v): animal rights and public attention 30.With respect, if the Applicant fails on her contention about “legitimate expectation”, then I am unable to see how the considerations under heads can constitute any “truly exceptional circumstances”. This is so, especially when the Applicant fairly concedes that the DOJ does not have a general duty to inform the public of its decisions not to prosecute before the expiration of the time bar for every summary offence[45]. As such, for the present purpose there can be no valid distinction to be drawn between offences under PCAO and other offences which are subject to a time limit. 31.I agree with Mr Liu’s submission that the Applicant’s contention based on the “dichotomy between human and animal” is artificial, given that the interests of animals can usually be represented and protected by their owners and/or other interested parties (such as the SPCA or other non-governmental organisations) who could have followed up with the investigation and had their voices heard during the investigation, as provided by the Code and the Charter. Therefore, there is no justification to impose a burden on the DOJ to inform the general public (even in the absence of any enquiry) of its decisions not to prosecute, whether before or after the expiry of the time limit. 32.As to whether cases involving animal cruelty should be made a special category of its own so that the DOJ would be under a duty to inform the public of the Decision within a reasonable time, whilst I recognize that the advocacy for animal rights and welfare is a very worthy cause and that the Incident was a particularly nasty one which rightly attracts public condemnation, in my judgment it would be wrong to let hard cases make bad law. As discussed above, the duty which the Applicant contends for would have ramifications across the board which could actually harm the administration of justice as a whole. 33.As to the number of animals involved, if cases concerning animal lives are, as the Applicant contends, of such an important and exceptional nature so as to justify judicial encroachment of prosecutorial independence, then in my judgment it would matter not whether the case involved just one animal or more. I will come to the Applicant’s standing in due course. At this juncture, it is noted that according to the Applicant’s own case, she brings in the present proceedings for and on behalf of “Potter” but not the other animals concerned[46]. 34.Without in any way deprecating the admirable sincerity and effort of the Applicant and her legal team in the present proceedings, if they think that the present law is inadequate for the protection of animal rights and welfare and has caused unnecessary difficulties in for prosecuting cases of animal cruelty, then perhaps a holistic review of all the relevant law should be conducted and the avenue of reform lies elsewhere. JR is simply not an appropriate vehicle for that undertaking. As mentioned above, formulation of policies is not a proper matter for the court in a JR. Conclusion on “truly exceptional circumstances” 35.Based on the above, in my judgment the considerations relied upon by the Applicant, whether taken individually or as a whole, do not come any way close to “truly exceptional circumstances” in the sense of RV v Director of Immigration so as to render the Decision unconstitutional and subject to judicial review. The Applicant’s standing 36.Mr McCoy rightly accepts[47] that whether an applicant has standing (locus standi) in the sense of having “sufficient interest in the matter” in order to bring the JR is a matter which goes to jurisdiction: s21K(3) of the High Court Ordinance, Cap 4. Therefore, the question must be considered in the legal and factual context of the whole case: R v Secretary of State for Foreign and Commonwealth Affairs, ex p World Development Movement[48]. 37.The most recent case on locus standi is Kwok Cheuk Kin v President of Legislative Council for and on behalf of the Legislative Council and Secretary for Justice[49], which was recently applied in Hui Chi Fung v Secretary for Justice[50]. The over-arching question is this: “in the particular context whether the preservation of the rule of law requires standing be given to this applicant to ventilate the issues raised in the application in light of the interest he has.” 38.The basis for the Applicant to say that she has standing in the present proceedings, as stated in the proposed Re-Amended Form 86, is two-fold[51]:
39.Bearing in mind the relevant principles and having regard to all that the Applicant has said on this topic in the proposed Re-Amended Form 86, I am not satisfied that the Applicant has standing in the present proceedings. My reasons are as follows:
The conventional grounds 40.Given my aforesaid rulings, I hope that I can be forgiven for being brief in dealing with the Applicant’s conventional grounds as follows:
41.The Applicant suggests that the DOJ could have laid an information or made a complaint to the magistrates’ court first, so as to stop the clock from ticking, and then to withdraw the charges after a proper evaluation of both the evidence and public interest in bringing a prosecution. With the greatest respect, this, as Mr Liu says, is an “alarming” suggestion and in my view should not have been raised at all. The suggestion is to ask the DOJ to ignore its own published charging policy[54] and to lay a charge even in situations when the PR is of the view that there is a less than reasonable prospect of conviction. The suggestion also takes little account of the presumption of innocence and the possible social stigma that a suspect may carry just because he or she is being charged. Should the Applicant’s suggestion be adopted by the Prosecution in practice, it would spell a very sad day for the criminal justice system in Hong Kong. Conclusion 42.Based on all of the aforesaid reasons, the Applicant’s summons for the application for leave to amend the Amended Form 86 is refused. The leave application for JR is also refused. Costs 43.The relevant legal principles on the issue of costs in JR proceedings, which are well-known, are as stated in Leung Kwok Hung v President of the Legislative Council (No 2)[55]and applied in Ahmad Ali v Director of Legal Aid [56] , all of which I need not repeat here. 44.I have no doubt that the applicant is acting in a public spirit and is pursuing a very worthy cause. I note also that she is not after any personal gain in the present application. Should she drop the proceedings after the hearing on 16 April 2021 where it was confirmed that the Decision had in fact been made and communicated to SPCA before the expiry of the time limit, she would have a stronger case to argue that, despite the refusal of leave, there should be no order as to costs based on the public interest factor. 45.Putting everything on balance, in the exercise of my discretion I make an order nisi that there the Applicant shall pay the PR’s costs incurred after the hearing on 16 April 2021. If neither party applies for a variation within 14 days from the date of this judgment, the order shall become absolute upon expiry of that period. 46.It only leaves me to thank counsel for their helpful assistance.
Mr Kim J McCoy, instructed by Messrs Patricia Ho & Associates, for the Applicant Mr William Liu, Deputy Law Officer (Civil Law) (Ag), Mr Simon Kwong, Senior Public Prosecutor and Ms Naomi Chan, Counsel,for the Putative Respondent [1] Amended Form 86 filed on 1.2.2021. [2] And with him, Mr Kwan and Ms Chan. [3] (1999) 2 HKCFAR 300, at 340E-F, ie, “Grounds for quashing the exercise of administrative power by the court if well-founded should be capable of being stated clearly and succinctly, in a few numbered paragraphs. I would emphasize the word few.” See also the same observation repeated by Chow J (as he then was) in Kwok Cheuk Kin v Director of Public Prosecutions and Anor [2019] HKCFI 900, at §11. [4] Society for the Prevention of Cruelty to Animals (“SPCA”). [5] It was only shortly before 16 April 2020 (when the court dealt with the application of an intended intervener to intervene) that the Applicant obtained a confirmation from SPCA that they had been informed of the Decision before the expiry of the time limitation. [6] See “Applicant’s Summary of Proposed Amended Grounds” dated 30.5.2021. [7] See Peter Chan Po Fun v Winnie Cheung (2007) 10 HKCFAR. [8] [2008] 1 HKLRD 319, at §52 (per Litton NPJ) [9] [A/8/17-138/§§10-12] [10] [A/8/17-138/§14] [11] [A/8/17-138/§16] [12] [A/7/126-127/§11] [13] Ibid [14] See s 26 of the Magistrates Ordinance (Cap. 227). The 6-month period did not include the day of the offence: see Secretary for Justice v Maxim’s Caterers Ltd [2009] 4 HKLRD 723 §§8-13. [15] [A/7/126/§10] [16] [A/2/60/§17] [17] [A/1/1-55]] [18] [A/4/65]. This was just to correct the name of the Interested Party. [19] [B/11/223] [20] [B/11/225], [B/11/231] [21] [B/11/241] [22] [A/7/127/§12] [23] [2016] 2 HKLRD 41 at §146 [24] [1995] 1 Cr App R 136, at 139G-140A. [25] [2001] QB 330. [26] [2000] 1 IRLR 373 [27] [2006] EWHC 3211 (Admin) [28] [2014] 1 QB 581 [29] [2003] EWHC 2934 (Admin) [31] [2008] 4 HKLRD 529 [32] [2018] 1 HKLRD 523 [33] The relevant paragraphs are as follows:
[34] In its preamble, a “victim” is defined as follows: “Who is a victim? A victim is a person who suffers physical or emotional harm, or loss or damage to property because of a criminal offence. This covers not only the person against whom the offence was committed but also anyone who has suffered directly from the commission of the offence. The definition of victim may include for example the parent of a child who has been sexually abused or the immediate family of a murder victim.”
So far as can be done without prejudicing the progress or outcome, victims of crime shall be kept fully informed of the progress of the case. If a decision is made not to prosecute, victims shall be told of that decision. Where prosecution is proceeding, victims shall be told about the steps which follow in the prosecution process, the progress of the investigation, the role of victims as witnesses in the prosecution of the offence, the date and place of the hearing of the proceedings, and the final disposal of the case, including the outcome of any appeal. Victims shall have the right to ask to be notified of the offender's pending release, or escape, from penal custody, provided that the victims shall have given the Commissioner of Correctional Services their current address and the telephone number.” [35] (2002) 5 HKCFAR 1, at §§94-98. [36] Ibid, at §101. [37] [1983] 2 AC 629 [38] Cl 23.3(c) [39] Cl 23.2(d) [40] Supra, at §32. [41] Supra, at §33. [42] Ibid, at §25. [43] On this topic, there is a series of local case authorities for the proposition that the prosecution does not have a general duty to give reasons for its prosecutorial decisions: See Ma Pui-tung v Department of Justice, HCAL 15/2008 (dated 25.2.2008); and Sino Bright Enterprises Co Ltd v Secrtary for Justice [2020] 1 HKLRD 446. [44] [2006] 4 HKC 582, at §26 [45] At §62 of the Applicant’s Skeleton Submission [46] Re-Amended Form 86, at §41. [47] [A/8/141/§§36] [48] [1995] 1 WLR 386, at 395C-H. [49] [2021] 1 HKLRD 1247, at §§18-28 & 34. [50] [2021] HKCFI 1208, at §§16-20. [51] [A/8/144/§41] [52] Such as those named in the Applicant’s Re-Amended Form 86 [A/8/143/§39]. [53] [2020] EWHC 2320 (Admin), at §44. [54] See para 14 of the Code:
[55] (2014) 17 HKCFAR 841 [56] HCAL 470/2019, [2019] HKCFI 1303 |
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