Read the full judgment text of HCMA 000867/1999 on BabelCite. This High Court CFI judgment was delivered on 23 March 2000.
1. The appellant was convicted on 29 June 1999 after trial of one charge of aiding and abetting, counseling and procured another to act as a dealer's representative without that other being registered as a dealer's representative under the Securities Ordinance, contrary to sections 50(1) and (2) of the Securities Ordinance, Cap.333 and section 89 of the Criminal Procedure Ordinance, Cap.221. The appellant was fined the sum of $2,500 on 29 June 1999 and was ordered to pay the prosecutor's investi