Li Fung Kei v. The Council of the University of Hong Kong
Read the full judgment text of HCAL 262/2015 on BabelCite. This High Court CFI judgment was delivered on 13 April 2018.
1. These are the applicants’ leave applications respectively under HCAL 262 and 263/2015 to apply for judicial review challenging the decision (“the Decision”) made by the Council of the University of Hong Kong (“the Council”) on 29 September 2015. By way of the Decision, the Council decided not to appoint Professor Johannes Chan (“the Candidate”) for the post (“the Post”) as Pro‑Vice‑Chancellor in charge of Academic Staffing and Resources. The Candidate was recommended by the Search Committee
Cites 9 cases
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HCAL 262/2015 [2018] HKCFI 777 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST NO 262 OF 2015 _________________
_________________ AND HCAL 263/2015 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF FIRST INSTANCE CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST NO 263 OF 2015 _________________
_________________ (heard together)
_________________ D E C I S I O N _________________ A. Introduction 1.These are the applicants’ leave applications respectively under HCAL 262 and 263/2015 to apply for judicial review challenging the decision (“the Decision”) made by the Council of the University of Hong Kong (“the Council”) on 29 September 2015. By way of the Decision, the Council decided not to appoint Professor Johannes Chan (“the Candidate”) for the post (“the Post”) as Pro‑Vice‑Chancellor in charge of Academic Staffing and Resources. The Candidate was recommended by the Search Committee previously set up by the Council to look for and recommend candidates for the Post. 2.The applicant under HCAL 262/2015, Mr Li, is an undergraduate student of the University of Hong Kong (“the HKU”). The applicant under HCAL 263/2015, Mr Fung, is a student and was a member of the Council (as its undergraduate student representative) at the material time. At the hearing, both Mr Li and Mr Fung were represented by Ms Gladys Li SC, leading Ms Linda Wong (for Mr Li) and leading Mr Jeffery Tam (for Mr Fung). 3.Under HCAL 262/2015, Mr Li raises a single ground of judicial review in the Amended Form 86, which is that the Decision is unlawful as the Council failed to give any or adequate reasons for the Decision (“the Lack of Reasons Ground”). 4.The proposed grounds raised in the intended judicial review by Mr Fung in HCAL 263/2015 under the Amended Form 86 are in gist that the Decision is unlawful as:
5.In the respective original Forms 86 filed on 29 December 2015:
6.As directed by the court, the Council filed an Initial Response on 29 March 2016 to oppose leave to be granted. The principal initial grounds of opposition are that:
7.By way of the Amended Forms 86 made on 28 November 2016 (about a week before the leave hearing):
B. The brief facts 8.The University of Hong Kong Ordinance (Cap 1053) (“the HKUO”) designates the Council as the supreme governing body of HKU. Members of the Council are required to keep all the discussions in the Council’s meetings and proceedings confidential.[3] 9.Section 12(1) of the HKUO provides that the officers of the University shall include the Pro-Vice-Chancellors (“PVC”). 10.By 2014, the Post (which was then named as Pro‑Vice‑Chancellor (Staffing)) had been left vacant for several years since the previous person occupying the Post left HKU. In January 2014, the Council decided (accepting the recommendation of the Human Resources Committee of HKU) to re‑establish the Post. In June 2014, the Council decided to change the name of the Post from Pro‑Vice‑Chancellor (Staffing) to the present Vice President & Pro‑Vice‑Chancellor (Academic Staffing and Resources). 11.A Search Committee (headed by the President and the Vice‑Chancellor with other members appointed by the Council) was then formed to select candidates (with the assistance of a head hunting firm) to be recommended to the Council for the Post. 12.According to the Post’s advertisement, the office‑holder would be responsible for developing the HKU’s policies and processes in academic resources allocation, inclusive of financial resources, and all facets of faculty recruitment, retention, and professional development. 13.Sometime prior to 30 June 2015, the Search Committee indicated that it was ready to present its recommendation for the Post. Its recommendation was placed on the agenda of the Council meeting of 30 June 2015. However, the Council resolved and voted to defer its discussion. 14.Eventually on 29 September 2015, the Council met again and discussed the recommendation. Members of the Council took turns to express their views about whether they would support the recommendation. The Council finally voted and made the Decision not to accept the recommendation. 15.After the meeting, the then Chairman of the Council, Dr C H Leong stated to the public that “the Council has rationally debated the recommendation of the Search Committee, and our discussion today is based on the long‑term and the best interest for the university, that we did not accept the recommendation”. 16.In this respect, it must be noted that G Lam J in The University of Hong Kong v Hong Kong Commercial Broadcasting Co Ltd (No 2) [2016] 4 HKLRD 113 has upheld the Council’s confidentiality requirement and continued an injunction prohibiting the publication of any “leaked” information and materials relating to some of the members’ discussions made at the Council’s meeting before making the Decision. 17.It is also noted that between November 2014 and the Council’s meeting on 29 September 2015, there had been various newspapers articles published and statements issued by some teaching staff of the HKU concerning the selection of the candidate for the Post. In gist:
18.On 29 December 2015, Mr Li and Mr Fung respectively applied for leave to judicially review the Decision. As mentioned, the Council as putative respondent filed an Initial Response in March 2016 opposing leave. On 23 May 2016, the court directed a hearing of the leave application, which was fixed to be heard on 6 December 2016 in consultation with counsel’s diary. 19.On 31 May 2016, the Council resolved to appoint Professor Terry Au for the Post with effect from 1 June 2016 for a term of three years. The recruitment exercise of the Post had therefore been completed. The membership of the Council has also materially changed since the Decision. 20.On 28 November 2016, the applicants proposed to respectively amend the Forms 86 by way of the Amended Forms 86 to the effect as summarized above. C. This leave application 21.Mr Yu SC (together with Mr Abraham Chan) oppose the leave applications on a number of bases. I will deal with them in turn. 22.First, Mr Yu submits that leave should not be granted as the proposed judicial reviews have clearly become academic and would serve no useful practical purpose. 23.It is trite that, save in exceptional circumstances, the court would not grant leave to apply for judicial review if the proposed judicial review deals with issues which are or have become academic and would serve no practical purposes. This has been explained by Ma CJHC (as the learned Chief Justice then was) in Chit Fai Motors v Commissioner for Transport [2004] 1 HKC 465 at paragraph 20 as follows:
24.Hence, where the real dispute that drove the parties to the proposed judicial review happens no longer to be in existence at the time of the hearing, even though the relevant facts giving rise to the dispute were real and had actually taken place, the issues arising from the intended judicial review that need to be resolved by the court have become academic and the court generally will not exercise its discretion to hear the matter. The court may only exceptionally consider exercising the discretion to continue to hear it if it is in the public interest to do so. Such exceptional circumstances include where there is a discrete point of law arising from the litigation which does not involve detailed consideration of facts and where a large number of similar cases exist or are anticipated so that the issue will most likely need to be resolved in the near future, particularly if between the same parties. 25.Bearing this principle and approach in mind, I agree with Mr Yu that the present intended judicial reviews have become academic and the court should not entertain it. My reasons are these. 26.In the present case, given Professor Au’s appointment to the Post, the Post is no longer vacant for at least another three years. Thus, by the time of the hearing, the dispute as to whether the Decision not to appoint the Candidate to the Post is wrong in law has clearly become academic and the relief sought is futile. As submitted by Mr Yu, there is and can be no reasonably arguable legal case against Professor Au’s appointment or for her removal. Ms Li fairly has not sought to suggest otherwise. Hence, there is no question that the Council would need to reconsider in the near future whether to appoint the Candidate (or anyone else) to the Post. No useful purpose can thus be served by seeking the court to declare the Decision to be unlawful. 27.Moreover, the issues arising from the proposed grounds of challenge as to whether there was procedural unfairness in the decision making process, whether the Council took into account any irrelevant considerations, and whether the Decision is supported by adequate reasons are all fact specific and sensitive relevant to the present circumstance only. The determination of these issues would similarly be purely academic. 28.In the premises, this case is not one where an academic issue should nonetheless be determined because, as identified in Chit Fai at paragraph 20(3), “a large number of similar cases exist or are anticipated so that the issue will most likely need to be resolved in the near future”. Leave therefore should not be granted for these applications for judicial review to proceed. 29.Ms Li has fairly not disputed that the actual underlying disputes concerning the appointment that had led to these judicial reviews have become academic. She has also accepted the principles laid down in Chit Fai as applicable for the present arguments. However, leading counsel has submitted that the proposed judicial reviews (with the proposed amendments in the Amended Forms 86) fall within the exception as identified in Chit Fai, as they do raise an important general question of law, which the court should still hear and determine. This would serve the useful purpose for guiding the future conduct of the Council. Mr Li’s contentions run in principal as follows:
30.Although Ms Li’s arguments bear initial persuasion, I am with respect not eventually convinced. 31.As her above submissions reflect, the fundamental argument in her case is that in law there is the Purported Corresponding Duty on the Council to protect the institutional autonomy and academic freedom provided under BL137. 32.In this respect, Mr Yu has submitted that this proposition is not supported by any authorities and is in any event not arguable at all as a matter of law. This is so since BL137 by any objective reading is only to provide a right to educational institutions for maintaining their autonomy and having academic freedom. That cannot somehow create a duty in law on those very institutions to protect these rights as contended by Ms Li. Institutions who complain that their rights have been infringed can of course come to the court to seek remedy, but that is a far cry from saying that somehow the institutions themselves are imposed with a duty in law to protect their own rights. As rightly pointed out by Mr Yu, it is trite that the court is a court of law and will only determine the present application strictly in accordance with law. The fact that the events surrounding the non-appointment of the Candidate may have been much politicized should play no role at all in the court’s consideration, as the court is not and should not be concerned with politics. 33.Mr Yu’s submissions are in my view forceful. 34.But I think the most important consideration for the purpose of deciding whether the court should still hear the judicial reviews despite their apparent academic nature is this: Ms Li’s contention even taken to the highest still rests and depends principally on the particular circumstances of the present case. In particular, she fairly accepts that the Council is not exercising a public law function in every decision concerning staff appointment and promotion, and thus not every such decision is amenable to judicial review.[8] She therefore effectively emphasizes that it is the special nature of the Post in the present case, and the prima facie serious concerns raised in the media and by some of the HKU deans and academics in other institutions that support the imposition by law on the Council the Purported Corresponding Duty in making the Decision. 35.In other words, her submissions on whether and when such a duty arises in law is still and again facts and case specific and sensitive. Hence, the legal question now proffered by Ms Li is not one which “does not involve detailed consideration of the facts and where a large number of similar cases exist or are anticipated so that the issue will most likely need to be resolved in the near future”.[9] Quite to the contrary, this legal question as framed and contended (even if arguable, which I am not expressing any final view at this stage) is highly contextually based, and requires detailed consideration of the relevant specific facts and circumstances. There is also nothing to show that a large number of similar cases exist or are anticipated. 36.In the premises, I am not satisfied that the court should still proceed to hear these judicial reviews notwithstanding that the actual dispute underlying the challenges has already become academic. 37.I will therefore refuse to grant leave on this basis alone. 38.Second, Mr Yu says leave should also not be granted since the Decision is not amenable to judicial review in any event. 39.As submitted by Mr Yu, it is well established by authorities both in Hong Kong and in the United Kingdom that the governing body of a university in dealing with staff appointment or promotion matters is generally regarded as not exercising a public law function and therefore a dispute relating to that relates to a private law but not public law question. Such decisions are therefore generally not amenable to judicial review. This is so even if the power to appoint may be derived from the relevant statute. See: Evans v University of Cambridge [2003] ELR 8 at paragraphs 9 ‑ 12, 23; Kwan Wan Chee Alisa v City University of Hong Kong (HCAL 37/2011, 18 February 2013, Andrew Chan J) at paragraphs 10 ‑ 26; Tan Shih Ying v City University of Hong Kong [2013] 1 HKLRD 675 at paragraphs 5, 7, 28 ‑ 31, 38, 40 ‑ 41, 46, 59 ‑ 52 per McWalters J (as he then was). 40.In the premises, a decision not to appoint a person to any university post is a domestic matter and not susceptible to judicial review. This is so even where the university has an ultimate statutory underpinning. The Decision is one of such decision and thus is not amenable to judicial review. 41.Ms Li has however argued that the Decision is different given the present circumstances, and it is at least reasonably arguable that the Decision is subject to judicial review. Leading council’s principal submissions in support of this is the same as those made in the above in support of the argument that the judicial reviews are not academic. 42.Ms Li has also further submitted that there are cases which concern academic institution’s personnel decisions which were subject to judicial review challenges. They are Jill Spruce v The University of Hong Kong [1993] 2 HKLR 65 and Leung Chak Sang v OFSTED [2011] PTSR 1459 (CA). Therefore, says Ms Li, it is not that all personnel decisions of academic institutions are not subject to judicial review. It all depends on the circumstances of the case. 43.In relation to these cases relied on by Ms Li, it is worthy to note Mr Yu’s submissions that these cases are concerned not with appointment, but dismissal. Mr Yu emphasizes that there is an important distinction between the two. First, no person, least of all the present applicants, has any legal right or legitimate expectation to be appointed to a particular post, and none is alleged. This is to be distinguished from cases concerning dismissals, especially cases where there are provisions either in the statute or in subsidiary legislation which imposes safeguards. Second, any decision regarding dismissal involves a decision which adversely affects a person’s right and interest such that the rules of natural justice mandate procedural fairness to be observed. Third, it is not uncommon to find statutory provisions which restrict the freedom of the public authority to dismiss and in such cases the public authority must comply with the statutory provisions, see Tan Shih Ying v City University of Hong Kong, at paragraphs 38, 42. Mr Yu has further pointed out, however, that even in cases concerning dismissals, there are cases where the exercise of the function may be considered as private or domestic: Leung Chak Sang v Lingnan University (HCAL 638/2000, 15 March 2001, Chung J) at pp 10 ‑ 11 and Cheng Chun-ngai Daniel v Hospital Authority (HCAL 202/2002, 12 November 2004, Hartmann J) at paragraphs 15 and 27. 44.In light of the above contentions, the merit (and thus the reasonable arguability) of Ms Li’s submissions on the amenability of the Decision to judicial review is obviously fact sensitive and specific to the present circumstances. However, given my above conclusion that leave should not be granted to the applicants since the matter has become academic, it is neither necessary nor appropriate for the court to determine the question of whether the Decision is arguably amenable to judicial review for the present purpose. 45.Third, Mr Yu argues that the applicants are not entitled to pursue the proposed judicial reviews, and thus leave should be refused on this basis too. 46.Mr Yu first submits that Mr Li does not have sufficient interest or locus to bring the intended judicial review. 47.Order 53, rule 3(7) of the Rules of the High Court provides that an applicant for leave must have “sufficient interest in the matter to which the application relates”. This is a jurisdictional requirement essential to prevent abuse of judicial review. 48.Lam VP in Re Wong Chi Kin (CACV 80/2014, 26 September 2014, Lam VP, Cheung and Yuen JJA) has further explained at paragraph 11 as to what may or may not amount to the requisite sufficient interest as follows:
49.Bearing these observations in mind, I agree with Mr Yu that Mr Li does not have sufficient interest to apply for judicial review to challenge the Decision:
50.I will therefore also refuse to grant leave to Mr Li to apply for judicial review for lack of sufficient interest. 51.In relation to Mr Fung, Mr Yu says that he is not entitled to bring the judicial review since his application amounts to an abuse of process. Mr Yu’s submissions can be summarized as follows:
52.The merit of Mr Yu’s above contentions of abuse of process is premised materially on the case that there is no evidence to show that Mr Fung had raised with the Council at the meeting the various procedural irregularities he now seeks to complain of. However, given the Council’s confidentiality requirement, Mr Fung may well not be at liberty to say in evidence what he did or did not do at the meeting. I am therefore not sure that the criticism of lack of evidence can be fully supported at this stage. In the premises, I would not conclude at this stage it is not open to Mr Fung to make the application and refuse to grant leave on this basis. 53.Finally, Mr Yu also submits that leave should in any event be refused as none of the proposed grounds of judicial review are reasonably arguable. Mr Yu has made some extensive and forceful submissions in support of this. Ms Li has in substance advanced the principal submissions I have summarized in paragraph 29 above to say that all the grounds viewed in the present circumstances are at least reasonably arguable. 54.However, given I have concluded in the above that leave should be refused as the proposed judicial reviews have become academic, I do not think it is necessary or appropriate for me to deal with the arguments on the merits of the grounds of judicial review for the present purposes. D. Conclusion 55.I will refuse the applicants’ respective leave applications for the reason that the intended judicial reviews have become academic. I will also refuse to grant leave to Mr Li on the additional ground that he lacks the necessary sufficient interest or locus to apply for judicial review. 56.I further make a costs order nisi that there be no order as to costs, and that Mr Fung’s own costs is to be taxed in accordance with legal regulations. 57.Finally, I would like to thank counsel for their valuable assistance rendered in this matter.
Ms Gladys Li SC and Ms Linda Wong, instructed by Tang, Wong & Chow, for the applicant in HCAL 262/2015 Ms Gladys Li SC and Mr Jeffrey Tam, instructed by Ho, Tse, Wai & Partners, assigned by Director of Legal Aid, for the applicant in HCAL 263/2015 Mr Benjamin Yu SC and Mr Abraham Chan, instructed by Clifford Chance, for the putative respondent in both actions [1] BL137 provides relevantly “Educational institutions of all kinds may retain their autonomy and enjoy academic freedom. They may continue to recruit staff and use teaching materials from outside the Hong Kong Special Administrative Region. Schools run by religious organisations may continue to provide religious education, including course in religion…” [2] BL34 provides “Hong Kong residents shall have freedom to engage in academic research, literary and artistic creation, and other cultural activities”. BL136 provides “On the basis of the previous educational system, the Government of the Hong Kong Special Administrative Region shall, on its own, formulate policies on the development and improvement of education, including policies regarding the educational system and its administration, the language of instruction, the allocation of funds, the examination system, the system of academic awards and the recognition of educational qualifications…” [3] See: Guide and Code of Practice for Members of the Council (dated August 2015), paragraphs 5.6, 5.7 and 5.41. All members are required to sign a confidentiality undertaking when joining the Council. [4] For examples, on 26 November 2014, 26 January 2015, 28 January, 30 January and 4 February 2015. [5] For example, on 11, 12 and 13 February 2015. [6] On 11 February 2015. [7] On 6 February 2015. [8] This must be right since it has been well established by authorities both in Hong Kong and the United Kingdom that appointment or promotion decisions made by the governing body of university are generally matters of private law, but not public law. Hence these decisions are generally not amenable to judicial review. See the authorities referred to below at paragraph 39 below. [9] As identified in Chit Fai at paragraph 20(3). [10] As now raised under the Procedural Impropriety Ground, the Material Illegality Ground and the Relevant Considerations Ground. | ||||||||||||||||||||||||||||||||||
Cases cited in this judgment
Further hearings and rulings under HCAL 262/2015