Npyj v. Smrc
Read the full judgment text of CAMP 117/2022 on BabelCite. This Court of Appeal judgment was delivered on 19 August 2022 before Hon G Lam and Chow JJA.
Leave to appeal – Case management – Expert evidence – Ladd v Marshall conditions – New evidence – Costs – Restricted application order – Family Court – Divorce proceedings – Custody dispute – Whether leave to appeal against case management decision regarding expert evidence should be granted – Whether new evidence should be admitted under Ladd v Marshall conditions – Whether extension of time for leave to appeal should be granted – Application for leave to appeal dismissed; Costs to W; No party may request reconsideration at oral hearing
Legal issues: Leave to appeal against case management decision · Admission of new evidence · Extension of time for leave to appeal
Outcome: H’s summonses dated 19 April and 25 July 2022 are dismissed with costs to W
Cites 7 cases
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CAMP 117/2022 [2022] HKCA 1193 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL MISCELLANEOUS PROCEEDINGS NO 117 OF 2022 (ON AN INTENDED APPEAL FROM FCMC NO 9098 OF 2018) ________________________
________________________ BETWEEN
________________________ Before: Hon G Lam and Chow JJA in Court Date of Written Submissions: 27 June 2022 Date of Judgment: 19 August 2022 ________________________ J U D G M E N T ________________________ Hon Chow JA (giving the Judgment of the Court): INTRODUCTION 1.The following applications are before the Court:
2.H has requested for an oral hearing of the application for leave to appeal. Having considered the documents filed by H and the documents in the court file, we are of the view that it is appropriate to determine both applications on paper without an oral hearing pursuant to Order 59, rules 2A(5) and 14A of the Rules of the High Court, Cap 4A. BASIC FACTS 3.H and the Petitioner (“W”), formerly husband and wife, were married in Hong Kong on 31 August 2008. They have two daughters (“the Children”) who were born in 2008 and 2011 respectively. W also has a daughter (now an adult) from a previous marriage. 4.The relationship between the parties began to deteriorate in about 2013, and went from bad to worse in 2016, with frequent quarrels and confrontations between them and alleged assaults and physical altercations from time to time. W has not returned to live in the former matrimonial home on a long term basis since September 2016. On 16 May 2017, W petitioned for divorce on the ground of H’s behaviour in FCMC 6134/2017. The present case number (FCMC 9098/2018) was allotted following an agreement of the parties to amend the ground of divorce in respect of the main suit based on 1-year separation. 5.The major dispute between the parties concerned the arrangements regarding the Children. During the course of a 10-day custody trial before Her Honour Judge A N Ching Tse, the parties reached agreement, and a consent order dated 4 July 2019 (“the Consent Order”) was made, whereby the parties were given joint custody of the Children, with care and control to W and reasonable access to H to be implemented progressively, with a progress report on the first access session to be prepared by a social welfare officer. 6.The first access session took place on 8 July 2019. Only the elder daughter attended while the younger daughter refused to meet her father. The second access session took place on 19 July 2019 and the younger daughter continued to refuse to meet her father. No further access session could be arranged due to the unwillingness of the Children to meet their father. 7.The Consent Order failed to put to an end the parties’ acrimony over the Children. H complained that he had great difficulty in seeing the Children due to the alienation of W. W, on the other hand, said that the Children simply refused to see H because they were not happy with various matters which it is not necessary to set out in this judgment. 8.H has, since the making of the Consent Order, made numerous applications, including:
9.In connection with the Trial Summonses, H also made various other applications (“the Applications”), including:
10.The Judge dealt with the Applications on paper. By his written “Judgment (Expert Evidence)” dated 7 January 2022, the Judge dismissed the Applications. H’s further application by summons dated 19 January 2022 for leave to appeal against the Order was dismissed by the Judge by his written “Judgment (Application for Leave to Appeal)” dated 18 February 2022. THE PRESENT APPLICATIONS FOR (1) LEAVE TO APPEAL AND (2) ADMISSION OF NEW EVIDENCE 11.By summons dated 19 April 2022, H renewed his application for leave to appeal against the Order to the Court of Appeal. Attached to that summons is a draft notice of appeal (“the draft Notice of Appeal”) containing 2 intended grounds of appeal:
12.Although H’s application in the summons of 19 April 2022 is for leave to appeal against the Order dated 7 January 2022, in his draft Notice of Appeal, it is stated that the (intended) appeal is from the judgment or order of the Judge given on 18 February 2022 (ie the order refusing to grant leave to appeal). Following the approach in Tang Chai On v Tang Sing Ki [2016] 5 HKLRD 104 at §§3-8, the present application should be treated as a renewed application for leave to appeal against the Order of 7 January 2022, instead of the Judge’s subsequent order of 18 February 2022. 13.By a further summons dated 25 July 2022, H applied for leave to file and serve the July Affidavit in support of the application for leave to appeal. According to H, the July Affidavit serves 2 purposes, namely, to explain (i) the short delay in the filing of his application for leave to appeal, and (ii) the new evidence intended to be relied upon. The new evidence is identified at §10 of the July Affidavit, namely, Exhibits “MRCS 114-18” to “MRCS 114-27” to his 114th Affidavit filed on 22 April 2022 in the proceedings below. At §9 of the July Affidavit, H sought to explain why the proposed new evidence was not adduced before the Judge:
DISCUSSION (i) Applicable principles 14.Under s 63A(2) of the District Court Ordinance, Cap 336, leave to appeal shall not be granted unless the judge, the master or the Court of Appeal hearing the application for leave is satisfied that - (a) the appeal has a reasonable prospect of success; or (b) there is some other reason in the interests of justice why the appeal should be heard. For this purpose, a reasonable prospect of success involves the notion that the prospect of success must be more than fanciful, without having to be probable (SMSE v. KL [2009] 4 HKLRD 125). 15.H’s intended appeal is against a case management decision of the Judge concerning the admission of expert and other evidence at the hearing of the Trial Summonses. Case management decisions are subject to appeal only in rare circumstances. The appellant faces a “very high hurdle” and must show that the judge “has gone clearly wrong and made orders which will clearly involve an injustice or an inability for the trial court to carry out its task”, or has “erred in principle or the order was irrational having regard to the issues that had to be resolved”. Generally, an appellate court will not interfere with a judge’s exercise of discretion unless the judge misunderstood the law or the evidence or the exercise of his discretion was plainly wrong, ie it was outside the generous ambit within which a reasonable disagreement was possible (Wong Kar Gee Mimi v Severn Villa Ltd [2012] 1 HKLRD 887 at §31). 16.H’s application for leave to appeal was refused by the Judge on 18 February 2022. Under Order 58, Rule 2(4A) of the Rules of the District Court, Cap 336H, if a judge of the District Court refuses an application for leave to appeal, a further application for leave may be made to the Court of Appeal within 14 days from the date of refusal. The summons to the Court of Appeal renewing his application for leave to appeal was issued by H on 19 April 2022. Even taking into account the general adjournment of proceedings (GAP) during the period from 7 March and 11 April 2022 announced by the Judiciary on 4 March 2022 due to public health considerations in Hong Kong, it is clear that H was late in issuing the said summons. The considerations relevant to the court’s exercise of its discretion whether to extend time to an applicant to apply for leave to appeal are well-established. The court will take into consideration, amongst other matters, (i) the length of the delay, (ii) the reason(s) for the delay, (iii) the merits of the intended appeal, and (iv) the prejudice to the other party arising from an order granting an extension of time. 17.In the present case, the period of delay is a relatively short one. H has suggested that the delay was the result of some misunderstanding in his communication with the Appeals Registry of the High Court[1]. It is not necessary to get to the bottom of the alleged misunderstanding in the communication between H and the Appeals Registry. For the purpose of considering H’s application for leave to appeal, we shall focus on the merits of his intended appeal. (ii) 1st Intended Ground of Appeal 18.Under the 1st Intended Ground of Appeal, H alleges that the Judge’s decision to reject (i) the 1st Application for leave to adduce the expert evidence of Dr Borschel, and (ii) the 2nd Application concerning the appointment of Dr Craigen as expert on the issue of parental alienation, is plainly wrong and unjust. 19.H’s basis for his application for leave to adduce the expert evidence of Dr Borschel (his treating psychologist) was that W had repeatedly made serious allegations against him concerning his mental state, such as he was a narcissist. H argued that his mental state was relevant to the issue of the best interests of the Children when considering his applications in respect of the care, custody, access, etc, of or to the Children, and Dr Borschel’s evidence should be admitted because it would refute W’s allegations in their entirety. The Judge did not accept H’s argument for the following reasons:
20.As regards H’s further argument that Dr Borschel’s evidence would be relevant to the court’s assessment of the best interests of the Children by reference to the list of factors contained in the “Children’s Proceedings (Parental Responsibility) Bill”, the Judge was of the view that the court already had received social investigation reports, psychiatric report and psychological reports in relation to the Children which took into consideration the factors in the welfare checklist, and there was no need for H to adduce additional evidence from Dr Borschel for the purpose of having another consideration of those factors.[5] 21.In respect of H’s application for the appointment of Dr Craigen (clinical psychologist) as expert on the issue of parental alienation, the Judge rejected the application essentially for the reason that Her Honour Judge Grace Chan had already made an order appointing Dr Sonya Law (clinical psychologist of the Social Welfare Department) on 28 October 2020 to prepare a psychological report on (inter alia) the issue of parental alienation, and a report had been prepared by Dr Law on 4 May 2021. The circumstances under which Her Honour Judge Grace Chan came to make the appointment of Dr Law have been set out by the Judge at §22 of the Judgment (Expert Evidence), which it is not necessary to repeat in this judgment. It is of note that Her Honour Judge Grace Chan decided to appoint Dr Law to replace a previous expert (Ms Lora Lee, who apparently had decided that she would not take on the case anymore) after having considered alternative competing candidates put forward by W (Dr Andrew Adler) and H (Ms Karen Woodall and Dr Craigen). The Judge did not see that further expert opinion from Dr Craigen (or Dr Braier or Dr Blurton[6]) on the issue of parental alienation was required.[7] 22.In his Written Submissions dated 27 June 2022 (“the Written Submissions”) filed in support of the application for leave to appeal, H raised a number of complaints concerning the Judge’s decisions refusing to grant leave to H to adduce expert evidence from Dr Borschel and Dr Craigen:
23.In all, H’s complaint under the 1st Intended Ground of Appeal (namely, that the Judge’s decision to refuse his applications for leave to adduce the expert evidence of Dr Borschel and Dr Craigen is plainly wrong and unjust) is not reasonably arguable, and has no reasonable prospect of success. (iii) 2nd Intended Ground of Appeal 24.H’s 2nd Intended Ground of Appeal is premised upon his application for admission of new evidence. Before new evidence may be admitted in the Court of Appeal, generally 3 conditions (“the Ladd v Marshall conditions”) have to be satisfied:
25.As mentioned at §13 above, the new evidence proposed to be adduced by H in support of his intended appeal comprises Exhibits “MRCS 114-18” to “MRCS 114-27” to his 114th Affidavit filed on 22 April 2022. Those exhibits relate to:
26.It is apparent that all these documents were in existence prior to the directions given by the Judge, by way of an order nisi, on 21 October 2021 (“the Directions Nisi”), inter alia, that: (i) the Applications be dealt with on paper, and (ii) leave be granted to H and W each to file a “comprehensive affidavit” regarding the Applications on or before 4 November 2021 and 18 November 2021 respectively[10]. It is also clear, from a brief examination of the contents of the documents, that H had possession of all, or virtually all of them, for a long time. Plainly, he could have deployed them before the Judge in support of the Applications had he wished to do so. 27.In the July Affidavit, at §9, H argues that he was “unable” to adduce the proposed new evidence because his “summons for time/variation” filed on 3 November 2021 (“the Time/Variation Summons”) was determined on 24 January 2022, after the Judgment (Expert Evidence) was handed down on 7 January 2022. The Time/Variation Summons covered a large number of matters, including an application to vary the Directions Nisi such that, inter alia: (i) there be an oral hearing via VCF of the Applications, (ii) the time for H to file evidence be extended to 18 November 2021 or within 3 weeks of the order to be made, and (iii) H be given leave to file evidence in reply by 23 December 2021 after W had filed evidence in opposition by 9 December 2021. 28.H had, prior to taking out the Time/Variation Summons on 3 November 2021, sought to apply by letter dated 25 October 2021 to vary the Directions Nisi. By a letter in reply dated 27 October 2021, the court directed that H’s application to vary the Directions Nisi should be made by summons, and further directed that “subject to further direction/order of the court, parties do comply with the timetable as set out in the order nisi dated 21 October 2021 so as to properly prepare for the PTR dated 24 January 2022 and the trial commencing on 21 March 2022”[11]. 29.As a barrister himself, H must, or ought to, have appreciated that unless and until the court made an order to vary the Directions Nisi, those directions should be observed. In any event, the court’s letter of 27 October 2021 made it abundantly clear to H that the timetable set out in the Directions Nisi had to be complied with unless it was varied by a further direction or order of the court. H was at liberty to file whatever evidence that he wished to rely upon in support of the Applications in accordance with the Directions Nisi. He failed to do so. In the circumstances, his contention that he was “unable” to adduce the proposed evidence before the Judge in support of the Applications cannot be accepted. 30.The 1st Ladd v Marshall Condition is not satisfied in the present case. It is unnecessary to the consider the 2nd or 3rd Ladd v Marshall Conditions. 31.Where the Ladd v Marshall Conditions are not satisfied, the Court of Appeal still has a residual discretion to permit new evidence to be adduced in exceptional circumstances. We do not see, however, any good reason in the present case to exercise the court’s residual discretion to permit H to adduce the proposed new evidence. 32.Accordingly, the 2nd Intended Ground of Appeal has no reasonable prospect of success. 33.We do not see any reason in the interests of justice why H’s intended appeal against a case management decision of the Judge should be heard. The present application is yet another instance where H seeks to appeal against case management decisions of the Family Court. The Court of Appeal has previously noted with concern the considerable number of applications taken out by H in the Family Court, and reminded him that applications which were unfocused, repetitive, and/or unnecessary would not only take up (and had in fact taken up) an extraordinary and unnecessary amount of the court’s time and public resources, but would also cause delay which was not in the interests of the parties. The Court of Appeal also warned H that he should desist from making applications that were repetitive and unnecessary, failing which the court might consider making a restricted application order against him to stop him from abusing the process of the court (see [2021] HKCA 183, at §42). We understand that the question of whether a “restricted proceedings order” or “restricted application order” should be made against H is currently under active consideration by the Family Court (see [2021] HKFC 178, at §§98-99). We shall therefore refrain from making any further comment on this matter here. DISPOSITION 34.H’s summonses dated 19 April and 25 July 2022 are dismissed with costs to W, to be taxed if not agreed. 35.H’s application for leave to appeal is totally without merit. We therefore make an order that no party may request the present determination refusing leave to appeal to be reconsidered at an oral hearing inter parties pursuant to Order 59, rule 2A(8) of the Rules of the High Court. 36.Lastly, H has also filed a summons dated 27 June 2022 seeking leave to adduce various documents referred to in his “2nd Affidavit” sworn on 27 June 2022 in support of the intended appeal. On 4 July 2022, the Registrar of Civil Appeals directed that since H’s application for leave to appeal was pending determination by the Court of Appeal, the said summons would only be considered if leave to appeal was granted. Now that H’s application for leave to appeal has been dismissed, his summons of 27 June 2022 is also dismissed with costs to W, to be taxed if not agreed.
The Petitioner, acting in person The Respondent, acting in person [1] See H’s Affidavit filed on 16 May 2022 in CAMP 117/2022. [2] See §10 of the Judgment (Expert Evidence). [3] See §§11-14 of the Judgment (Expert Evidence). [4] See §14 of the Judgment (Expert Evidence). [5] See §15 of the Judgment (Expert Evidence). [6] Dr Braier and Dr Blurton were also put forward in H’s summons filed on 19 October 2021. [7] See §23 of the Judgment (Expert Evidence). [8] By the Judge’s order dated 24 January 2022, the Trial Summonses were fixed to be heard commencing on 21 March 2022 (with 10 days reserved). Subsequently, due to GAP, the trial has been re-fixed to be heard between 17 and 28 October 2022 before the Judge. [9] See §11 of the Judgment (Expert Evidence). [10] See §6 of the Judgment (Expert Evidence). The date of the directions was mistakenly stated as “12 October 2021”. The correct date should be “21 October 2021” (see §4(xvii) of the Judgment (Application for Leave to Appeal)). [11] See §§4(xxi) and 5 of the Judgment (Application for Leave to Appeal). |
Cases cited in this judgment