Zj v. Xwn
Read the full judgment text of FCMC 16899/2014 on BabelCite. This Family Court judgment was delivered on 4 May 2018 before Her Honour Judge Grace Chan.
Matrimonial causes – District Court – Leave to appeal – Child relocation – Best interest of child – Fresh evidence – Ladd v Marshall conditions – Social welfare officer recommendation – Costs – Whether appeal has reasonable prospect of success – Whether fresh evidence admissible – Court held Payne v Payne principles still binding authority – SWO recommendation not binding – Fresh evidence pre-trial incident did not satisfy Ladd v Marshall conditions – Post-trial incidents did not show obstruction sufficient to vary custody – Leave to appeal refused – Mother to bear father's costs
Legal issues: Ground (1): Misapplication of legal principles · Ground (2): Failure to give due weight to SWO's recommendation · Ground (3): Failure to give due weight to mother's fear of access obstruction
Outcome: Leave to appeal refused; application to adduce fresh evidence dismissed
Cited by 3 cases · Cites 6 cases
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FCMC 16899 /2014 [2018] HKFC 66 IN THE DISTRICT COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION MATRIMONIAL CAUSES NUMBER 16899 OF 2014 ----------------------------
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------------------------------------- DECISION ------------------------------------- Introduction 1.On 21 July 2017, I handed down my judgment allowing the respondent’s (“father”) application to permanently remove the child of the family, namely a boy then of 5 years old, to Australia of which the father is her citizen, and to put in place a detailed access arrangement to be enjoyed by the petitioner (“mother”) upon the permanent removal (“Judgment”). By her summons filed on 16 August 2017, the mother now seeks leave to appeal against the removal order of the Judgment. She later seeks to perfect her grounds of appeal by way of another summons dated 24 November 2017. In the same summons, she also applies to adduce fresh evidence set out more particularly in her 5th affirmation. 2.In the following discussion, I would adopt the abbreviations used in the Judgment. 3.The father’s reasons for permanent removal to Australia and the mother’s opposition were broadly summarized in §[3] of the Judgment, which is repeated below for easy reference:
4.The background of the case and the circumstances leading to the father’s removal application were already set out at §[1] – [13] of the Judgment, and thus I do not propose to repeat them at length here. However, it may be helpful to pinpoint the following facts:
5.Subsequent to the Judgment, the son has relocated to Sydney, Australia since 1 September 2017. Despite the father’s agreement to assist the mother in obtaining a mirror order in Australia, she has not taken any step to do so. 6.By lodging her intended appeal, what the mother is effectually seeking is that the son do return to and continue to stay in Hong Kong, and that she will continue to have her bi-weekly access to him. However, she has not made any suggestion in the trial proper or at any other stage of these proceedings to look after the son when the father is away to Australia to oversee/supervise the Australian redevelopment project. 7.It should also be noted at this stage that there is no appeal in respect of the finding of this court that the father is the main carer of the son and that he has a genuine need to stay in Australia to oversee/supervise the Australian redevelopment project. There is no appeal in respect of the access order made in the Judgment. Applicable Legal Principle 8.Section 63A(2) of the District Court Ordinance provides that leave to appeal shall not be granted unless:
9.The relevant test of whether an appeal has a reasonable prospect of success is whether the applicant for leave can show that he has an arguable case with reasonable chances of success on appeal. A reasonable prospect of success therefore means an appeal with prospects that are more than “fanciful” but which do not need to be shown to be “probable”: SMSE v KL [2009] 4 HKLRD 125; KNM v HTF, HCMP 288/2011. 10.Counsel for the respective parties refer me to the oft-cited case of Re W (Permission to Appeal) [2007] EWCA Civ 786 where Wall LJ explained at §20 of the judgment the questions to be asked in an appeal relating to children matters:
11.In relation to the exercise of judicial discretion, it is trite to say that where the court below exercised a discretion, the appellant court would only intervene when it considered that the judge below had exceeded the generous ambit within which the judicial disagreement was reasonably possible, and was in fact plainly wrong, and not merely because the appellant court preferred a solution which the judge had not chosen (See: G v G [1985] 2 All ER 225; RK v YS, HCMP 1969/2012 (date of judgment: 1 November 2012)). Proposed Grounds of Appeal 12.In the mother’s amended draft notice of appeal, she sets out 3 proposed grounds of appeal:
Ground (1): misapplication of the correct legal principles 13.Mr Eugene Yim, counsel for the mother, submits that this court has identified the legal principles in the view of the development of the law in England after Payne v Payne [2001] 1 FRL 1053, by citing a more recent English authority of Re TC and JC (Children: Relocation) [2013] 2 FLR 484 in which it was decided that the overall guiding principle in relocation cases is “the best interest of the child”. Having correctly identified the latest guiding principle, Mr Yim argues, this court nevertheless continued to rigidly apply the 4-step guidance in Payne without any wider analysis of the best interest of the son and without any reference to the “welfare checklist”. 14.Mr Yim also relies on Re D [2010] 1 FLR 1605 where Wall LJ said at §§33-34 that:
15.Although Mr Yim accepts that the Court of Appeal judgment in SMM v TWM [2010] 4 HKLRD 37, in which the legal principles in Payne v Payne (supra)was adopted, is still the binding authority in Hong Kong, he argues that the time was ripe for clarification by our Court of Appeal in view of the recent case development in England as can be seen from the comment in Re D (supra). Thus leave to appeal should be granted, if not on the 1st limb, on the 2nd limb of section 63A(2). 16.To begin with, I do not read Re TC and JC (supra) as the authority of re-shaping the law on relocation cases or an authority which substantially deviates from the legal principles or approach set out in SMM v TWM (supra) and/or Payne v Payne (supra). The paramount factor of “the best interest of the child” is clearly stated in all these authorities.[2] As such, I do not see the need for further clarification from our Court of Appeal on the relevant applicable legal principles or approach. 17.Mr Yim attempts to rely on the comment of HHJ Melloy at §27 of her judgment in W, Y v L, KP, FCMC 6434 of 2015, date of judgment 5/7/2016, where the learnt judge commented that she would continue to apply the principles in Payne “pending further clarification by either our own Court of Appeal and/or the Court of Final Appeal”. With respect, this is merely an obiter comment made by the learnt judge which has no binding effect on this court. 18.Following the approach approved by our Court of Appeal in SMM v TWM (supra) with the overall guiding principle of “the best interest of the child” in mind, I have concluded and expressly spelt out at § [79] of the Judgment that it is in the best interest of the son to be removed to Australia permanently. 19.On the “welfare checklist”, I only need to refer to §§26-33 of the judgment of Poon JA (then Poon J) in H v N [2012]5 HKLRD 498 where His Lordship endorsed the practice of using the above welfare checklist but subject to 3 caveats:
20.As such, I do not see any reasonable prospect of success of this intended ground of appeal. I disagree that leave to appeal should be granted on the “some other reasons” ground. Ground (2): failure to give due weight to SWO’s recommendation 21.I have summarized the investigation and recommendation of the SWO in §§[23]-[25] of the Judgment. I have also set out my general observations and reasons for not adopting the recommendation of the SWO in §§[26]-[32] of the Judgment, in particularly §§[30]-[32]. In gist, this court finds it unable to embrace the recommendation of the SWO for 2 major reasons (at §§[30]-[32] of the Judgment):
22.In his submission, Mr Yim says that the SWO of this case has recommended that it is in the best interest of the son to continue living in Hong Kong, but this court failed to adopt such recommendation and without good reasons. This court thus erred in not giving due and sufficient weight on the SWO’s recommendation. More particularly, Mr Yim says that:
23.In giving my observation that this is the first report prepared by the SWO on relocation (which is a fact), this court only wishes to set out the relevant experience of the SWO by way of background. This court should not be taken to have administered any criticism on the professionalism of the SWO. 24.On the comment that this court has failed to explain how the information relating to the Australian redevelopment project might tip the balance regarding the son’s welfare, I would say that the inter-relationship of the father’s application and the Australian redevelopment project is so obvious that it should have been well understood by the parties (and their legal advisers) throughout the trial. The crux of the father’s removal application is, and has always been, that he needs to move/return to Australia in order to participate/oversee/supervise the $15-billion-worth Australian redevelopment project, but as the carer of the son, he does not wish to leave the son behind in Hong Kong. 25.In my view and with respect to Mr Yim, his submission that this court has discredited the SWO is a serious but unnecessary allegation. In §[30] of the Judgment, I have stated that I was alive to the dispute of whether it was the SWO who has not asked the father for details of the Australian redevelopment project, or whether it was the father who withheld such information. My conclusion was that there was no need to resolve this dispute, because the more important fact was that at the time when the SWO prepared his report, he did not have all the information/details that was before the court in the trial. 26.Although the SWO was given the additional details of the Australian redevelopment project during the trial, he stood by his original recommendation that removal was not recommended, because it was his view that there was no need for the father to stay in Australia to oversee/supervise the Australian redevelopment project, he just chose to do so. The following is the relevant part of the transcript relied on by Mr Yim in his written submission:
27.Whether there is any necessity for the father to move to Australia is a question of fact to be decided solely by the court. This court will consider the view of the SWO on the issue, but one must always bear in mind that the “recommendation” from the social welfare officer should not be escalated to the status of a “decision” of the court. The relevant authority and principles have been set out by me in §§[27]-[28] of the Judgment. Mr Yim has not sought to argue the otherwise on this line of the legal principle stated by this court in the Judgment. 28.In view of the above analysis, I am not persuaded by Mr Yim that there is any reasonable prospect of success of this proposed ground of appeal. Ground (3): failure to give due weight to the mother’s fear of access obstruction 29.I have dealt with the genuineness of the father’s removal application §§[36]-[50] of the Judgment. I have also analysed the mother’s fear of obstruction in access in §§[63]-[72] of the Judgment. I conclude that the father cannot be described as obstructive to her access to the son, though he could have been more flexible in the arrangement. 30.On this proposed ground of appeal, the mother wishes to adduce the matters or events which occurred either before the trial or after the Judgement was handed down, to show that this court has not given sufficient regard to her fear of the obstructive attitude of the father in her access to the son. These matters or events she proffers to rely on are set out in her 5th affirmation which broadly include:
31.Whether this ground of appeal can be successfully established is closely connected to the issue of whether the fresh or further evidence of the mother should be admitted. The issues can be conveniently and sufficiently covered under the following sub-headings. (i) The law on admission of fresh/further evidence 32.Having read the written submission of both parties, I am of the view that the following represent a brief summary of the relevant legal principles on admission of fresh or further evidence in the case of an appeal. 33.Order 59 rule 10(2) of the Rules of High Court provides that provides that the Court of Appeal shall the power to receive further evidence on question of fact:
34.It is trite law that the Ladd v Marshall conditions apply to all appeals, and the Court of Appeal adopts a strict approach in applying Ladd v Marshall [1954] 1 WLR 1489 because:
(See also: Hong Kong Civil Procedures (2018) at §59/10/8 at p1167) 35.Under Ladd v Marshall (supra), the applying party must satisfy 3 conditions, namely:
36.Fresh or further evidence may be adduced on the “otherwise” situation, under which the applying party has to satisfy the court that (See: Hong Kong Civil Procedures (2018) at §59/10/8 at p1168):
(ii) The W Hotel Incident 37.The mother explains in her 5th affirmation that she now brings the W Hotel Incident up in order to “put matters in context with the issues that have now arisen in respect of [her] being completely cut off from any access to the [son]”, and that “there is a close relationship between the [son] and [she] and he is usually reluctant to leave [her], as demonstrated by the said incident.” She believes that the evidence would be relevant to the consideration of the best interest of the son. 38.It is beyond augment that the W Hotel Incident is a pre-trial incident that has all along been within the knowledge of the mother as at the trial. Yet, she did not adduce such evidence in the trial, but suggests to rely on it, for the first time, in her intended appeal. 39.Obviously, Mr Yim does not attempt to argue that the W Hotel Incident satisfy the conditions of Ladd v Marshall (supra). If counsel had sought to so argue, I would have no hesitation in rejecting the proposition. What Mr Yim submits for the purpose of this leave to appeal application is that the evidence relating to the W Hotel Incident should be admitted because it falls within the “otherwise” situation, ie one of the exceptional cases where Ladd v Marshall conditions do not apply. He relies on Hong Kong Civil Procedures (2018) at §59/10/12 at p1169 in which the learnt authors say these:
40.With respect to Mr Yim, I will reject his submission due to the following reasons:
(iii) Post-trial Incidents 41.In addition to relying on Order 59 rule 10(2) of the Rules of High Court, Mr Yim also refers me to the case of WSW v YKK, CACV 388 of 2007, date of judgment 30/6/2008. The case concerns the ancillary relief application of the parties. The facts show that the only relevant assets as at the trial were the Victoria Centre property and the Xiamen property. The trial judge found that the wife’s contribution to the family was more substantial than that of the husband, and thus awarded the husband the cheaper Xiamen property and the wife the more expensive Victoria Centre property. The husband sought to appeal against the judgment. Yuen JA allowed the husband’s appeal and ordered that both properties be sold and the sale proceeds be shared equally between the parties. In so deciding, Her Ladyship noted that at the trial, the wife said, and the trial judge accepted, that she was merely living temporarily with her middle daughter and son-in-law and that she would prefer to move to Victoria Centre property to live with the youngest daughter when the latter graduated and returned to Hong Kong at end of 2006. However, the latest fact as at the appeal was that the husband and the wife were living at rented accommodation and thus neither of them had an immediate housing need to live in the Victoria Centre property, and that the youngest daughter had become an adult and the wife had no more legal obligation to provide for her. It was under such circumstances that Her Ladyship went on to comment the following at §45 of her judgment:
42.Mr Yim relies on the above comment of Yuen JA and submits that “change in circumstances regarding children is not in fact ‘fresh evidence’”. However, I think it is a too far-fetched an argument for Mr Yim to make. Properly read, Her Ladyship, in my view, was referring to the continued duty to disclose one’s financial situation including any change of circumstances, which should not be regarded as a Ladd v Marshall situation. I fail to see how this case can assist the mother at all. 43.On the other hand, although Order 59 rule 10(2) provides that the Court of Appeal can receive evidence relates to matters which have occurred after the date of trial or hearing, it is trite law that this power would be used sparingly having regard to the need for finality in litigation. Yuen JA had the following to say in WSW v YKK (supra) at §32:
44.I would add that the need for finality in litigation in the case of children of tender age is more imminent for stability in terms of their daily life and education. Here, the son has already been relocated to Australia with the father, his main care-giver, since 1 September 2017. There is no suggestion that he is not settling well there. On the other hand, it is not the proposition of the mother during the trial or in this intended appeal application that she would wish to vary the custody, care and control arrangement of the son (who is in the sole custody and care of the father).[3] In fact, she has not sought to increase the then access arrangement, which was about twice a month over weekend. Under such circumstances, I am of the view that to let her adduce further evidence and re-open her case of objection is not in the best interest of the son. 45.On the other hand, the mother alleges that the new evidence would show that the father is non-responsive in telling her the whereabouts of the son and is obstructive in to her access to the son, so that she has no idea if the son is really in Australia and that she has not been able to see him since the end of August 2017. However, the following fact should not be overlooked:
46.In view of the above, I do not form the overall view that the fresh/further evidence show that the father has been obstructive to her access and/or to the extent that she is not allowed to see the son. I hold the further view that such evidence, even if admitted, would have an important influence on the decision of the court in exercising its discretion to allow the removal application of the father in the best interest of the son. There is thus no reasonable prospect of success in this ground of appeal. Conclusion 47.Due to the matters set out above, I refuse to grant leave to appeal in favour of the mother. 48.The parties already indicated in this hearing that they accepted costs should follow the event. 49.I shall thus make the following order:
Mr Eugene Yim instructed by Messrs LCP for the petitioner (mother) Mr Robin Egerton instructed by Messrs Oldham Li & Nie for the respondent (father) [1] §70 of the Judgment. [2] For example, §21(d) of the judgment of SMM v TWM [2010] 4 HKLRD 37; §11(i) of the judgment of Re TC and JC (Children: Relocation) [2013] 2 FLR 484. [3] It is revealed during the leave to appeal hearing that the mother has filed an action in the Beijing court for custody of the son, without the knowledge of her legal team in Hong Kong and without disclosing the same in any of her supporting affirmations. Through her counsel, the wife explains that she merely wishes to obtain the movement records of the father and the son. Her PRC lawyer(s) advised her that in order to do so, she had to file an action with the PRC court. It is her intention to stay or stop this PRC action in due course. [4] [1/98] [5] [1/325-326] [6] [1/327] [7] Inter-partes correspondences [1/307-323] |
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