Oriental Moon Ltd v. Golden Sino Link Ltd and Others

Read the full judgment text of LDCS 32000/2019 on BabelCite. This LDCS judgment was delivered on 21 November 2022.

1. This is an application for a compulsory sale order under the Land (Compulsory Sale for Redevelopment) Ordinance, Cap 545 (“the Ordinance”) (hereinafter referred to as “the Application”) to sell all the undivided shares of Section B of Inland Lot No 444 (“the Lot”) with the building thereon (“the Building”) which has an address of Nos 19-21 Wood Road and Nos 22-30 Wing Cheung Street (formerly known as No 8 Wood Road), Wan Chai, Hong Kong.

Cited by 3 cases · Cites 21 cases

Case No.LDCS 32000/2019
Court
LDCS
Date21 Nov 2022
Judge
Case Document
100%Judiciary

LDCS 32000/2019

[2022] HKLdT 60

IN THE LANDS TRIBUNAL OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

LAND COMPULSORY SALE MAIN APPLICATION NO 32000 OF 2019

__________________________

BETWEEN

  ORIENTAL MOON LIMITED
(東滿有限公司)
Applicant
  and
  GOLDEN SINO LINK LIMITED
(金華聯有限公司)
1st Respondent
  LEUNG TSAN YUK JANET(梁贊玉) and
HUI HANG YAT (許行一)
2nd Respondent (discontinued)
  KOLINKS INVESTMENTS LIMITED
(高聯投資有限公司)
3rd Respondent
  CHOI MEI KUEN (蔡美娟) 4th Respondent

__________________________

Before: Mr Lawrence Pang, Member of the Lands Tribunal
Dates of Hearing: 1-4 March 2022, 11-12 August 2022 and 16-17 August 2022
Date of Inspection: 2 March 2022
Date of Closing Submission: 9 September 2022
Date of Judgment: 21 November 2022

_________________

J U D G M E N T

_________________

1.This is an application for a compulsory sale order under the Land (Compulsory Sale for Redevelopment) Ordinance, Cap 545 (“the Ordinance”) (hereinafter referred to as “the Application”) to sell all the undivided shares of Section B of Inland Lot No 444 (“the Lot”) with the building thereon (“the Building”) which has an address of Nos 19-21 Wood Road and Nos 22-30 Wing Cheung Street (formerly known as No 8 Wood Road), Wan Chai, Hong Kong.

2.Standing thereon is a 6-storey building (“the Building”) with an occupation permit dated 7 January 1961 granting permission for the ground floor (G/F) for non-domestic use and the upper floors each with two flats for domestic use. According to a set of building plans approved on 24 March 1960, the G/F comprises a total of 7 shops around the corner of Wood Road and Wing Cheung Street. There is no lift service for the Building and vertical circulation within is by means of a single common staircase.

3.At the time of commencement of the Application on 18 October 2019, there were 4 respondents:

Respondent R’s Unit Corresponding Equal and Undivided Share of the Lot
1st respondent (“R1”) Shop 2, G/F 1/29
2nd respondents (“R2”) Shop 3, G/F 1/29
3rd respondent (“R3”) Shop 4, G/F 1/29
4th respondent (“R4”) Flat B, 1/F 2/29

4.Recently, the applicant and R2 entered into a settlement agreement whereby R2 agreed, inter alia, to sell their unit to the applicant. By an order dated 1 March 2022 in terms of a Consent Summons by the parties, the applicant has discontinued the proceedings against R2.

5.Whereas the trial commenced on 1 March 2022, there has been a general adjournment of proceedings during the period from 7 March 2022 to 11 April 2022 (“the 2022 GAP”), owing to the 5th wave of Covid-19 pandemic. The trial was re-scheduled and recommenced on 11 August 2022.

6.In the present proceedings, the applicant was represented by Ms Nancy Ngai (“Ms Ngai”) whereas R1 and R4 were represented by Mr Wilfred Tsui (“Mr Tsui”). R3 had no legal representation but was represented by Mr Lam Chi Kwong (“Mr Lam”) who is also the Chairman of the owners’ corporation (“IO”) of the Building.

Whether the Applicant is entitled to make the Application

7.Section 3(1) of the Ordinance requires an applicant to have not less than 90% of the undivided shares in a lot before he can make an application.

8.Section 3(5) of the Ordinance provides that the Chief Executive in Council may, by notice in the Gazette, specify a percentage lower than the percentage mentioned in section 3(1) in respect of a lot belonging to a class of lots specified in the notice.

9.The Land (Compulsory Sale for Redevelopment (Specification of Lower Percentage) Notice was gazetted on 22 January 2010 and came into operation on 1 April 2010 (“the Notice”). Section 3 of the Notice lowered the threshold for compulsory sale in respect of the classes of lots specified in the Notice from 90% to 80%. Those classes of lots include “a lot with each of the building erected on the lot issued with an occupation permit at least 50 years before the relevant date (ie the date of the application under the Ordinance)”.

10.As the occupation permit for the Building was issued in January 1961, not less than 50 years before the date of the Application, the Notice is applicable and the threshold percentage should be 80%.

11.By reference to the table in §3 above, the applicant, owning some 82.7586% of the undivided shares of the Lots, was entitled to file the Application under section 3(1) of the Ordinance.

The Issues in the Application

12.The applicant, R1, R2 and R4 have jointly prepared an Agreed List of issues for Trial which was filed on 24 January 2022:

(a) First, the Tribunal shall determine the market value (commonly termed the Existing Use Value (“EUV”) of “each property on the lot”) according to Part 1 of Schedule 1 to the Ordinance, the relevant date of valuation being 30 August 2019;

(b) Secondly, the Tribunal shall decide whether to make the compulsory sale order which depends on whether: -

(i) the redevelopment of the Lot is justified due to the age or state of repair of the existing development, ie the Building according to section 4(2)(a) of the Ordinance; and

(ii) the applicant has taken reasonable steps to acquire all the undivided shares of the Lot on terms that are fair and reasonable in accordance with section 4(2)(b) of the Ordinance.

(c) Third, if the Tribunal makes a sale order, the Tribunal shall determine the redevelopment value (“RDV”) of the Lot for the purpose of setting the reserve price of the public auction according to clause 2 of Schedule 2 to the Ordinance.

13.R3 has not signed the said Agreed List of issues for Trial but by reference to its Notice of Opposition dated 22 July 2020, she was disputing the offer of compensation by the applicant. By that, she alleged that the applicant had acquired the adjoining sites and therefore the offer of compensation should reflect redevelopment of the Lot together with the adjoining sites as a whole.

The Evidence

14.The applicant has filed the following documents in support of the Application:

(a) a witness statement and a supplemental one dated 6 November 2020 and 14 February 2022 respectively by Ms Lui Wing Yan, the Assistant General Manager of Henderson Land Development Co Ltd which is the holding company of the applicant;

(b) a Building Condition Survey Report by Mr Wong Wing Cheung Dennis (“Mr Dennis Wong”) dated 6 November 2020 of Prudential Surveyors International Limited;

(c) the following reports by by Mr Wong Chi Ming (“Mr C M Wong”) of C M Wong & Associates Ltd:

(i) a Structural Assessment Report dated 5 November 2020; and

(ii) A Rebuttal Report dated 21 May 2021 commenting on the Structural Assessment Report dated 20 April 2021 by Professor Chan Yuk Kit James (“Professor Chan”) on behalf of R1 and R4

(d) the following reports by Mr James Ng (“Mr Ng”) of James Ng Surveyors Limited:

(i) an Application Report dated 3 September 2019 pursuant to Part 1 of Schedule 1 to the Ordinance;

(ii) a Supplemental Report dated 5 November 2020 on, inter alia, the revised EUV as at 30 August 2019 and the RDV of the Lot;

(iii) a Rebuttal Report dated 7 December 2020 commenting on the Valuation Report dated 5 November 2020 on both the EUV and RDV of the Lot prepared by Mr Wayne W K Lee (“Mr Lee”) of Wayne Lee & Associates Limited on behalf of R1 and R4 dated 5 November 2020;

(iv) a Valuation Report updating the RDV of the Lot dated 27 January 2022.

15.R1 and R4 have relied the following documents in opposition:

(a) a Building Condition Survey Report and a Structural Engineer’s Investigation Report by Professor Chan both dated 20 April 2021 of Charterwealth Professional Limited;

(b) the following reports by Mr Lee:

(i) a Valuation Report dated 5 November 2020 on both the EUV and RDV of the Lot;

(ii) a Rebuttal Report dated 7 December 2020.

16.Later, Mr Dennis Wong and Professor Chan prepared a Joint Expert Statement dated 22 June 2021 while Mr C M Wong and Professor Chan prepared a Joint Expert Statement dated 24 June 2021. Mr Ng and Mr Lee prepared their Joint Expert Statement (with consequential amendments) dated 29 December 2020 and a supplemental one (with consequential amendments) dated 11 February 2022 as well.

EUV as at 30 August 2019

17.The Application was accompanied by a valuation report dated 3 September 2019 (“the Application Report”) prepared by Mr Ng in respect of the EUV of all units in the Building on the Lot as at 30 August 2019. The Application Report was prepared not earlier than 3 months before the date of the Application, i.e. 18 October 2019 and is therefore, in my view, in compliance with section 3 of the Ordinance.

18.Under section 4(1)(a)(i), if there is a dispute between the parties on the EUV of the units in the Building on the Lot, the Tribunal has to determine the market values. In the present case, the EUV was disputed by the respondents and Mr Lee was appointed as joint expert on behalf of R1 and R4.

Assessment of EUV of Ground Floor Non-Domestic Units

19.By their Joint Expert Statement dated 29 December 2020, Mr Ng and Mr Lee agreed, inter alia, the particulars of the subject units on G/F of the Building as follows:[1]

G/F Saleable Area (m2) Frontage on Wood Road (m) Frontage on Wing Cheung Street (m) Depth (m) Headroom (m)
Shop 1 27.48 3.40 - 6.85 + toilet 5.32
Shop 2 22.80 3.33 6.85 6.85 5.32
Shop 3 19.42 - 3.03 5.49 5.29
Shop 4 26.04 - 4.44 5.49 5.22
Shop 5 23.2 - 4.23 5.49 5.22
Shop 6 20.69 - 3.77 5.49 5.18
Shop 7 15.85 - 3.41 5.49 5.18

20.Mr Ng and Mr Lee could not however agree on which shop unit should be taken as the reference shop unit: Mr Ng chose Shop 1, ie the one with frontage onto Wood Road whereas Mr Lee chose Shop 4, ie the one which lies in the middle of the parade of shops with frontage onto Wing Cheung Street.

21.Having conducted the joint inspection on 2 March 2022, I prefer to adopt Shop 1 as the reference shop unit because Wood Road enjoys a better exposure; shops fronting onto Wing Cheung Street face the Vocational Training Council Tower and appear to be secondary when compared with those fronting onto Wood Road. Pedestrian flow along this section of Wing Cheung Street is broken by the many institution buildings to the east, which include Lady Trench Training Centre, Tang Shiu Kin Victoria Government Secondary School, Morrison Hill Swimming Pool etc.

22.As Mr Tsui submitted in his closing submission, the starting point of assessing the EUV would be to select a unit which is supposed to be more representative of other units in the same building so that eventually adjustments to them could be minimized. It is indeed Mr Lam’s submission that since 2016, the shopping environment along Wing Cheung Street deteriorated and it might not be fair to adopt one of those shops on Wing Cheung Street as the reference shop unit.

23.In the present case, also, Shop 1 is more comparable with those transactions sought to be adopted by two valuation experts as comparables below; otherwise, the differences in location between the reference shop unit and the comparables might be too large to become reliable.[2]

24.In assessing the EUV of the ground floor units, Mr Ng and Mr Lee relied on the following comparables:[3]

Comp Address OP Date Date of Agreement for Sale Consideration Saleable Area (m2) Frontage (m) Depth (m) Headroom (m) Unit Price (/m2)
Ref Shop 1, G/F, 19 Wood Road 1961     27.48 3.40 6.85 + toilet 5.32  
ES1 Shop A & Lavatory , G/F, Wing Shing Mansion, 7 Cross Lane 1987 17 Mar 17 $25,280,000 93.60 5.6 17.0 3.30 $270,085
ES2 Shop 15, G/F with Lavatory, Wah To Building, 22-30 Cross Lane 1969 19 Apr 17 $14,000,000 33.01 4.3 + Return Frontage onto Arcade: 7.4 7.4 3.30 $424,114
ES3 G/F, Bel Trade Commercial Building, 3 Burrows Street 1990 4 July 17 $55,000,000 79.16 6.4 12.2 4.90 $694,795
ES4 Shop K of Shops 7, 8, 9, 10 & 11, G/F, Pao Woo Mansion, 51 Cross Lane 1972 12 Jan 18 $17,880,000 18.61 3.83 4.86 3.35 $960,774
ES5 Shop J of Shops 7, 8, 9, 10 & 11, G/F, Pao Woo Mansion, 51 Cross Lane 1972 16 Jan 18 $23,000,000 20.95 4.31 + Return Frontage onto Heard Street: 4.86 4.86 3.35 $1,097,852
ES6 Shop A, G/F, Man Hing Mansion, 3 Tak Yan Street 1973 3 Jan 19 $29,500,000 64.36 6.2 9.03 5.30 $458,359
ES7 Shop G47, G/F, Man On House, 151-163 Wan Chai Road 1977 22 Oct 18 $37,000,000 29.68 3.33 9.65 3.38 $1,246,631

25.Subject to their differences in opinion on the choice of comparables, adjustments for location, return frontage and layout etc, Mr Ng and Mr Lee agreed on the following adjustments:[4]

Time On the basis of Private Retail – Price Index published by Rating and Valuation Department (“RVD”)
Quantum 1% per 4 sq m
Frontage 3% per 1 m
Headroom 4% per 1 m
Building Age/ Condition 1.5% per 10 years
Adjustment Process By Multiplication

26.For instance, the table below shows the various adjustments proposed by Mr Ng:[5]

Comp Unit Price (/m2) Adjustments Adjusted Unit Price (/m2)
Time Location Quantum Frontage Layout Return/ Double Frontage Headroom Age Total
ES1 $270,085 -0.4% 20.0% 16.5% -6.6% 10.0% 0.0% 8.1% -3.9% 48.6% $401,346
ES2 $424,114 -0.7% 20.0% 1.4% -2.7% 0.0% -5.0% 8.1% -1.2% 19.3% $505,968
ES3 $694,795 -2.2% -10.0% 12.9% -9.0% 5.0% 0.0% 1.7% -4.4% -7.7% $641,296
ES4 $960,774 -6.2% -30.0% -2.2% -1.3% 0.0% 0.0% 7.9% -1.7% -32.8% $645,640
ES5 $1,097,852 -6.2% -30.0% -1.6% -2.7% 0.0% -10.0% 7.9% -1.7% -40.0% $658,711
ES6 $458,359 -5.6% 20.0% 9.2% -8.4% 0.0% -5.0% 0.1% -1.8% 5.8% $484,944

27.On the basis of comparables ES1 to ES6, Mr Ng assessed the EUV for the reference shop units at $569,500 per sq m. On the other hand, Mr Lee relied on comparables ES4 to ES7 and arrived at $779,947 per sq m, ie some 37% higher.

Choice of Comparables and Location Adjustments

28.Indeed, the major difference in the assessment between Mr Ng and Mr Lee lies on their choices of comparables and the respective location adjustments.

29.The Building is situated at a corner where Wing Cheung Street, Wood Road, Cross Lane and Heard Street meet. If pedestrian flow were not broken by the many institution buildings as afore-mentioned, the Building would have occupied a prominent position. In any event, Shop 2 of the Building which lies at the junction where the 4 streets meet is occupied by a real estate agent with a 7-Eleven convenience store across Wood Road.

30.Cross Lane, which runs in parallel with Wan Chai Street, a main artery of the Wan Chai district, is dominated by a variety of eateries. Comparable ES1, which is adopted by Mr Ng but not Mr Lee, is situated at the far end of Cross Lane where pedestrian flow is also broken by the rear side of Times Media Centre which fronts Wan Chai Road instead. Comparable ES1 is particularly situated opposite a refuse collection point and a public latrine across Cross Lane. Mr Ng allowed a location adjustment of +20% when compared with the reference shop unit. Mr Lee considered this comparable dated and its size particularly much larger than the reference shop unit when it is more than three times that of the reference shop unit. I agree with Mr Lee that this is not a good comparable and should be disregarded.

31.Comparable ES2 is situated just opposite comparable ES1 but slightly away from the refuse collection point. This comparable also is adopted by Mr Ng but not by Mr Lee because it was also dated, like comparable ES1, some 2½ years earlier than the relevant date of 30 August 2019. For location, Mr Ng also allowed +20% when compared with the reference shop unit but I agree with Mr Lee that this was not enough. As can be seen later in the assessing the gross development value (“GDV”) for shops for the hypothetical development, Mr Ng relied on a comparable, NS4, which is situated at the same building of comparable ES2, but further away from the refuse collection point and closer to the junction of Cross Lane and Burrows Street; Mr Ng proposed the same location adjustment of +20% when compared with the hypothetical shop unit at Wood Road but Mr Lee proposed +25% when compared with the hypothetical shop unit at Wing Cheung Street. I consider a location adjustment of +30% more appropriate for comparable ES2 when compared with the reference shop unit at Wood Road.

32.Comparable ES3 is situated between the junction of Burrows Street with Johnston Road, another main artery of the Wan Chai district and junction with Wan Chai Street. Though Burrows Street itself is not particularly busier when compared with the subject, this comparable also has a size some three times that of the reference shop unit. It is not a good comparable as well. Mr Lee also did not adopt it as a comparable because it was dated 2 years earlier than the relevant date of 30 August 2019.

33.Comparable ES4 is situated at a section of Cross Lane very close to the Building and for this reason adopted by both Mr Ng and Mr Lee as a comparable. Mr Ng adopted an adjustment of -30% when compared with the reference shop unit at Wood Road but Mr Lee applied nil when compared with his reference shop unit at Wing Cheung Street.

34.As I had observed during the joint inspection on 2 March 2022 and pointed out at trial, there is a cluster of eateries along this section of Cross Lane where people tend to be attracted. On the other hand, pedestrian flow towards Wing Cheung Street would be discouraged by the presence of so many institutional buildings and facilities unless the latter are their destination. I agreed to an adjustment of -30% when compared with the reference shop unit at Wood Road.

35.At this juncture, I would like to refer to the following as stated in Modern Methods of Valuation by Eric Shapiro, David Mackmin and Gary Sams, 12th Edn, 2019, Routledge, at p 327:

“… In the open market, premises that are capable of occupation for a number of different purposes will appeal to a number of different tenants; there will be competition and the prospective occupier whose estimate of the margin available for rent, etc, is largest, is likely to secure the premises by tenancy or purchase.

A valuation of shop premises is rarely based on an analysis of the probable profits of a particular trade, but the general factors likely to influence prospective occupiers in their estimate of turnover and margin available for rent will have to be taken into account.

Shops in a prime position, such as the main thoroughfare … with large numbers of passers-by, will command a higher rent than those in secondary positions…

In some instances large variations in value can be found within a comparatively short distance. A location at the corner of a main thoroughfare and a side street might be more valuable than one a short distance down a side street. The three main qualities that determine value are said to be “location, location and location” and this is particularly so in the case of shops.”

36.Comparable ES5, being situated at a corner location next to comparable ES4, is even closer to the Building. Again Mr Ng allowed an adjustment for location at -30% when compared with the reference shop unit at Wood Road but Mr Lee adopted -5% when compared with his reference shop unit at Wing Cheung Street. I agreed to an adjustment of -30% when compared with the reference shop unit at Wood Road.

37.Comparable ES6, though adopted by both Mr Ng and Mr Lee, is situated at a recessed position off Wan Chai Road. It is a relatively quiet location and Mr Ng applied an adjustment of +20% when compared with the reference shop unit at Wood Road but Mr Lee allowed more at +30% when compared with his reference shop unit at Wing Cheung Street. I am prepared to adopt +30% when compared with the reference shop unit at Wood Road.

38.Comparable ES7 is situated on Wan Chai Road itself where the retail potential is completely different, with a wide range of retail shops and all forms of public transport facilities traversing along. Whereas shops can be placed into a hierarchy based on the services they provide, at the bottom of the hierarchy are small shops selling low order, convenience goods or the daily necessities like the ones at Wing Cheung Street. At the top are the shops selling high order goods (e.g. branded commodities or jeweleries) which are found along Wan Chai Road. More particularly, this comparable ES7 is situated opposite a busy pedestrian crossing across Wan Chai Road. While Mr Lee had made an adjustment as much as -30% (which I consider inadequate) when compared with his reference shop unit at Wing Cheung Street, I agree with Mr Ng that it should not be regarded as comparable at all.

39.Having analyzed above, I note that Mr Ng had also conducted a further analysis on the basis of the rental of the following units to check his application of location adjustments:[6]

Unit Term of Tenancy Monthly Rent* Net Monthly Rent Saleable Area (m2) Frontage (m) Unit Rental (/m2)
From Tp
Shop 1 of the Building (on Wood Road) 12 Nov 2016 11 Nov 2018 $22,500 $20,250 27.48 3.40 $737
Shop 4 of the Building (on Wing Cheung Street) 1 Oct 2017 30 Sep 2019 $15,000 $13,500 20.69 3.77 $652
Shop K of Pao Woo Mansion (ES4) 4 Jan 2016 3 Jan 2019 $68,000 $59,500 18.61 3.83 $3,197
Shop J1 of Pao Woo Mansion (on Heard Street) 12 Dec 2017 11 Dec 2019 $23,000 $20,700 5.83 2.65 $3,551
Shop J2 of Pao Woo Mansion (at the corner of Cross Lane and Heard Street) 20 May 2017 19 May 2020 $70,000 $61,250 15.12 4.31 $4,051

* Inclusive of Rates & Management

40.Adopting the same adjustment factors save for location, Mr Ng carried out an analysis to compare the difference in location as follows:

  Shop 1 of the Building (on Wood Road) Shop 4 of the Building (on Wing Cheung Street)
Shop K of Pao Woo Mansion (ES4) -74.8% -78.8%
Shop J1 of Pao Woo Mansion (on Heard Street) -76.7% -80.4%
Shop J2 of Pao Woo Mansion (at the corner of Cross Lane and Heard Street) -76. 0% -79.8%
Average: -75.75% -79.67%

41.Thus, Mr Ng arrived at location adjustments more significant than the 30% he proposed for ES4 above.

42.In response, Mr Lee stated that there would be many factors for consideration in the mind of a tenant in looking for a trading place and deliberating on what rental he should pay and these factors were not always the same as those in mind of an investor in buying a property.[7] While I agree this as a general statement, the capital value of a property has a close relation with its rental value because:

which is the first principle of property valuation.

43.At page 32, under the heading of (b) The Income approach or investment method, of the Modern Methods of Valuation, supra, it is stated as follows:

“The valuer is often asked to value an interest in property where the valuer is clearly dependent on the amount of rent that an occupier would pay for the right to occupy and on the level of return an investor would require on their capital.”

44.When the above was pointed out to Mr Lee, he emphasized that the tenant of properties within the Building would likely pay less in view of the active acquisition activities happening in the immediate neighbourhood because of the tenant’s concern for continuity of tenancy (and business) when the tenancy expired. However, as it is noted in the analysis above, all the tenancies were only for a term of 3 years; there could be no guarantee or certainty that the tenancy would be renewed even if there be no active acquisition activities.

45.Indeed, unlike an acquisition scheme initiated by the Urban Renewal Authority (“URA”), for instance, there could be no definite scheme of acquisition by developers until the very late. To a certain extent, developers are seeking acquisition everywhere in the territory.

46.In the present case, the applicant, according to the land registry record, acquired only Flat 4B and Flat 5A in 2010. There was no further acquisition until 2018. Indeed, the applicant signed the Agreement for Sale and Purchase of the shops in the Building on the following dates:

Shop Unit Date of Agreement for Sale & Purchase
Shop 1 4 May 2018
Shop 3 February 2022
Shop 5 15 January 2018
Shop 6 15 January 2018
Shop 7 15 January 2018

47.And as pointed out by Ms Ngai, there was no early termination clause in the tenancy agreements in respect of Shop 1 or Shop 4 of the Building and the respective tenants could surely complete the tenancy agreements until they expired.

48.Again, Mr Lee was referred to a recent compulsory sale application Smart Host Limited v Acewell Investments Limited, LDCS 29000/2020 (unreported, dated 11 July 2022) where the rentals being paid for the property under the compulsory sale application were compared with the Private Retail – Rental Index published by RVD:

Date of Tenancy Agreement Term Monthly Rent
(exclusive of rates and management fee)
Increase/ Decrease
(A)
Corresponding Rental Index published by RVD Increase/ Decrease
(B)
Difference
= (A )-(B)
25 Oct 2013 1 Nov 13 – 31 Oct 15 $16,000   167.5    
25 Oct 2015 1 Nov 15 – 31 Oct 17 $18,000 12.50% 182.5 8.96% 3.54%
13 Oct 2017 1 Nov 17 – 31 Oct 19 $18,800 4.44% 184.4 1.04% 3.40%
29 Oct 2019 1 Nov 19 – 31 Oct 21 $18,300 -2.66% 183.1 -0.70% -1.95%
6 Oct 2021 1 Nov 21 – 31 Oct 23 $21,000 14.75% 174.3 -4.81%  
21 Jul 2020       168.8 -7.81%  

49.The rentals being paid for the property appeared not to be significantly affected. But of course, such scenario might vary from case to case and caution should be taken when such an analysis for location comparison is carried out.

50.In any event, Mr Ng did not apply a location adjustment as much as 70%+ but his analysis supports that Mr Lee’s proposed adjustments for location were grossly inadequate.

Return/ Double Frontage

51.Where a retail unit occupies a corner position it may have frontage or glazing on both sides of the elevation, increasing its attraction to the passers-by and therefore value. It is referred to as having the benefit of return frontage.

52.Return frontages may vary from those of a few metres onto narrow streets to a corner shop in a modern shopping mall with full frontages to both malls. Thus, the critical factors suggesting additional value are the size and visibility of the return frontage. The addition, if any, will logically bear a relationship to the main frontage. For comparable ES2, Mr Ng applied an deduction of -5% to reflect the return frontage. However, upon our joint site inspection on 2 March 2022, I found no return frontage as such though it is occupied by a Japanese restaurant; this comparable just adjoins the entrance of the shopping arcade. I do not agree to apply any adjustment for that.

53.There is indeed a return frontage for comparable ES5 as it enjoys frontages onto both Cross Lane and Heard Street. I prefer Mr Lee’s adjustment of -15% to that of Mr Ng’s -10%. Having said that I do not agree with Mr Lee that a further layout adjustment should be applied:

  Mr Ng Mr Lee
Adjustments Location Return Frontage Layout Location Return Frontage Layout
  -30% -10% 0% -5% -15% -10%
Total -37% -27%

54.In respect of comparable ES6, both Mr Ng and Mr Lee agreed an adjustment of -5% to be applied to the return frontage onto the side lane. This time, Mr Lee allowed an addition of 5% for the awkward shape of this comparable at its rear which I agree.

55.Having reviewed the above, my analysis of the EUV for the reference shop unit is as follows:

Comp Unit Price (/m2) Adjustments Adjusted Unit Price (/m2)
Time Location Quantum Frontage Layout Return/ Double Frontage Headroom Age Total
ES2 $424,114 -0.7% 30.0% 1.4% -2.7% 0.0% 0.0% 8.1% -1.2% 36.0% $576,795
ES4 $960,774 -6.2% -30.0% -2.2% -1.3% 0.0% 0.0% 7.9% -1.7% -32.8% $645,640
ES5 $1,097,852 -6.2% -30.0% -1.6% -2.7% 0.0% -15.0% 7.9% -1.7% -43.3% $622,482
ES6 $458,359 -5.6% 30.0% 9.2% -8.4% 5.0% -5.0% 0.1% -1.8% 20.4% $551,864
                  Average: $599,195

56.From the analysis above, it demonstrates that the location adjustments for ES4 and ES5 are in the proper range or the adjusted unit prices from these two comparables would stand out starkly when compared with the others. I am content to adopt $634,000 per sq m which is the average of $645,640 and $622,482 as the EUV for the reference shop unit.

57.Having made such determination, I assess the EUV of the shop premises of the Building as follows:[8]

Shop Saleable Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Location Frontage Return Frontage Quantum Total
1 27.48 0.0% 0.0% 0.0% 0.0% 0.0% $634,000 $17,422,000
2 22.80 5.0%* -0.2% 15.0% 1.2% 22.0% $773,480 $17,635,000
3 19.42 -5.0% -1.1% 0.0% 2.0% -4.2% $607,372 $11,795,000
4 26.04 -10.0% 3.1% 0.0% 0.4% -6.8% $590,888 $15,387,000
5 23.2 -10.0% 2.5% 0.0% 1.1% -6.7% $591,522 $13,723,000
6 20.69 -10.0% 1.1% 0.0% 1.7% -7.5% $586,450 $12,134,000
7 15.85 -10.0% 0.0% 5.0% 2.9% -2.8% $616,248 $9,768,000
*Corner Shop Total: $97,864,000

Assessment of EUV of Upper Floor Domestic Units

58.In his valuation of the EUV of the domestic units on the upper floors of the Building, Mr Ng and Mr Lee agreed the following comparables to be adopted:[9]

Comp Address OP Date Date of Agreement for Sale Consideration Saleable Area (m2) Effective Area (m2) Unit Price (/m2)
Ref Flat B, 1/F 1961     80.62 +
F/R: 12.85
82.76  
ED1 5/F, 27 Swatow Street 1958 12 Jun 18 $5,640,000 37.99 37.99 $148,460
ED2 5/F & Roof, 65 Wan Chai Road 1967 8 Jun 18 $9,500,000 57.87 + Top Roof: 41.43 63.05 $150,674
ED3 5/F & Roof, 79 Stone Nullah Lane 1972 9 Jul 18 $4,900,000 28.98 + Top Roof: 25.26 32.14 $152,458
ED4 4/F, 2 Burrows Street 1972 20 Jun 18 $5,230,000 36.38 36.38 $143,760
ED5 2/F, 35 Amoy Street 1965 29 Jun 18 $5,430,000 33.08 33.08 $164,148
ED6 Flat D, 7/F, Tak Fung House, 1-3 Morrison Hill Road & 251-253 Wan Chai Road 1965 15 Aug 18 $5,050,000 40.39 + Flat Roof: 10.88 42.20 $119,668
ED7 4/F, 35 Amoy Street 1965 17 Aug 18 $5,550,000 33.08 33.08 $167,775
ED8 Flat D, 7/F, 59-63 Wan Chai Road 1966 15 Apr 19 $6,090,000 36.36 36.36 $167,492
ED9 1/F & Flat Roof, 29 Swatow Street 1974 17 Jun 19 $6,000,000 28.75 + Flat Roof: 23.15 32.61 $183,993

59.This time, both Mr Ng and Mr Lee relied on all the 9 comparables. They arrived at a unit rate of $157,600 per sq m and $178,626 per sq m respectively, ie a difference of about 13%.

Choice of Comparables and Location Adjustments

60.Although Mr Ng and Mr Lee agreed the above comparables would be adopted, save for comparables ED3, ED4 and ED6, all of them are located in other bustling areas in Wan Chai, for instance, much closer to the Mass Transit Railway station there and to the commercial district in Admiralty.

61.As remarked by the Tribunal in Urban Parking Limited v Commissioner of Rating and Valuation, LDRA 377 & 378/2002 (unreported, 10 September 2003):

“16. I find that the choice of the most relevant and suitable comparables in this appeal is a matter of fact finding only. I do not agree ... that because all Mr Wong's comparables were located in the same Shatin district, they should be considered as suitable comparables for the tenement. Shatin district is a geographical district for census, planning, land and other civil administration purpose. It is not necessarily the case that properties located within the same Shatin district are appropriate comparables to each other. This is the same regardless of whether the properties in question are residential, commercial, industrial or special properties.

17. Therefore, I find that the general rule of valuation for properties should still apply in the present rating appeal regardless of whether the tenement, or fee-paying open car-parks are special properties or not. That is, if suitable comparables are available in locations close to the subject tenement, they are invariably preferred to the other comparables, even though the latter were also located in the same district of Shatin.” (emphasis added)

62.Comparables ED1 and ED9, for instance, which share a common staircase of a pair of buildings are situated close to the Wan Chai MTR station across Johnston Road. However, both Mr Ng and Mr Lee made no adjustment for location.

63.Comparables ED2 and ED8 are situated right within the market place of Wan Chai. Mr Ng made no adjustment on location while Mr Lee allowed an adjustment of +5% and +10% respectively for each of them. I consider +5% appropriate for both of them.

64.Comparable ED3, like the Building, is situated at a quieter place of Wan Chai adjoining St James’ Settlement Community Centre. Again Mr Ng made no adjustment on location but Mr Lee allowed an adjustment of +5%. I agree with Mr Ng this time.

65.Comparable ED4 is situated opposite to comparable ES3, sandwiched between the junction of Burrows Street with Wan Chai Road and that with Johnston Road. Again Mr Ng made no adjustment on location and Mr Lee allowed an adjustment of +5%. I agree with Mr Lee

66.Comparables ED5 and ED7 are situated at a building even closer to the Wan Chai MTR station than ED1. They lie opposite to a relatively new urban renewal development across the street – Amoy Street which runs in parallel to Swatow Street. Although both Mr Ng and Mr Lee made no adjustment for location, I allow an adjustment of -5%.

67.Though situated in an area close to the Building, comparable ED6 lies within another market place of Wan Chai. This time even Mr Ng made a location adjustment of +5% but I prefer Mr Lee’s +10%.

68.Like those for the assessment of the EUV of the reference shop unit, Mr Ng and Mr Lee happened to have agreed on the following adjustments:[10]

Time On the basis of Private Domestic Price Index by Class (Classes A, B & C) (Territory-Wide) published by Rating and Valuation Department (“RVD”)
Age 1% per 5 years
Floor 2% per floor level
Top Floor 5% for comparable on top floor of the building
Quantum 1% per 10 sq m
Adjustment Process By Multiplication

69.In addition to the above, Mr Ng allowed +3% for both view and light & ventilation for comparable ED8 which faces a service lane; on the other hand, Mr Lee made various adjustments for view and light & ventilation for all the comparables[11]. Having carried out the joint site inspection on 2 March 2022, I agree with Mr Lee.

70.Thus, my analysis of the EUV for the reference domestic unit is as follows:[12]

Comp Unit Price (/m2) Adjustments Adjusted Unit Rate (/m2)
Time Location Age Floor Top Floor Quantum View Lighting & Ventilation Total
ED1 $148,460 -0.8% 0.0% 0.6% 6.0% 5.0% -4.5% 5.0% 5.0% 16.9% $173,550
ED2 $150,674 -0.8% 5.0% -1.2% 8.0% 5.0% -2.0% 10.0% 5.0% 32.1% $199,040
ED3 $152,458 -1.7% 0.0% -2.2% 8.0% 5.0% -5.1% 5.0% 0.0% 8.6% $165,569
ED4 $143,760 -0.8% 5.0% -2.2% 6.0% 0.0% -4.6% 5.0% 5.0% 13.6% $163,311
ED5 $164,148 -0.8% -5.0% -0.8% 0.0% 0.0% -5.0% 5.0% 5.0% -2.1% $160,701
ED6 $119,668 -1.7% 10.0% -0.8% 10.0% 0.0% -4.1% 10.0% 5.0% 30.7% $156,406
ED7 $167,775 -1.7% -5.0% -0.8% 4.0% 0.0% -5.0% 5.0% 5.0% 0.9% $169,285
ED8 $167,492 -1.0% 5.0% -1.0% 10.0% 0.0% -4.6% 5.0% 5.0% 19.1% $199,483
ED9 $183,993 -1.4% 0.0% -2.6% 0.0% 0.0% -5.0% 5.0% 5.0% 0.6% $185,097
                  Average: $174,716
                  Median: $169,285
                Sample Standard Deviation: $16,160

71.Having regard to the above, I am prepared to adopt $170,000 per sq m as the unit value of the reference domestic unit, Flat B on 1/F. Except for noise, Mr Ng and Mr Lee were able to agree on all other adjustments for the other domestic units in the Building. Mr Lee had allowed -3% for all Flat A units as they front onto Wing Cheung Street. However, Wing Cheung Street is not a busy street. I agree with Mr Ng that noise should not make any difference. I determine therefore the corresponding EUV for all the domestic units of the Building as follows:[13]

Unit Effective Area (m2) Adjustments Adjusted Unit Rate (/m2) EUV
Floor Top Floor Quantum View Noise Internal Condition Total
Flat A, 1/F 87.39 0.0% 0.0% -0.5% 0.0% 0.0% -2.0% -2.5% $165,750 $14,485,000
Flat A, 2/F 87.12 -2.0% 0.0% -0.4% 0.0% 0.0% 0.0% -2.4% $165,920 $14,455,000
Flat A, 3/F 87.12 -4.0% 0.0% -0.4% 0.0% 0.0% -2.0% -6.3% $159,290 $13,877,000
Flat A, 4/F 87.12 -6.0% 0.0% -0.4% 0.0% 0.0% -2.0% -8.2% $156,060 $13,596,000
Flat A, 5/F 93.49 -8.0% -5.0% -1.1% 0.0% 0.0% -6.0% -18.7% $138,210 $12,921,000
Flat B, 1/F 82.78 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% $170,000 $14,073,000
Flat B, 2/F 80.62 -2.0% 0.0% 0.2% 0.0% 0.0% -3.0% -4.7% $162,010 $13,061,000
Flat B, 3/F 80.62 -4.0% 0.0% 0.2% 0.0% 0.0% 0.0% -3.8% $163,540 $13,185,000
Flat B, 4/F 80.62 -6.0% 0.0% 0.2% 3.0% 0.0% -3.0% -5.9% $159,970 $12,897,000
Flat B, 5/F 88.18 -8.0% -5.0% -0.5% 5.0% 0.0% -2.0% -10.5% $152,150 $13,417,000
                    $135,967,000

Total EUV

72.The total EUV of the Building is therefore

$97,864,000 + $135,967,000 = $233,831,000

and the pro rata shares of the respondents are shown as follows:

Respondent R’s Unit EUV Pro Rata Share
R1 Shop 2, G/F $17,635,000 7.5418%
R3 Shop 4, G/F $15,387,000 6.5804%
R4 Flat B, 1/F $14,073,000 6.0148%

Whether Redevelopment of the Lot is Justified

73.Section 4(2) of the Ordinance provides that the Tribunal shall not make an order for sale unless it is satisfied that the "age or state of repair" of the Building is justified and that the applicant has taken "reasonable steps" to acquire all undivided shares of the Lot.

74.In her opening submission, Ms Ngai referred to the guidelines laid down in, for instance, Top Sail International Limited v Cheng Kai Ming, LDCS 18000/2010 (unreported, dated 15 November 2011 and Charmlink Limited v Lee Tong Hing & Others, LDCS 16000/2010 (unreported, dated 29 November 2011) on the factors that the Tribunal should consider in deciding whether redevelopment is justified due to age and state of repair.

75.More recently, in Pacific Base Holdings Limited & Others v Lee Hop Biu & Others, LDCS 14000/2017 (unreported, dated 4 June 2020)[14], the Tribunal stated in §119 of the judgment that:-

“119. Indeed, the Tribunal in Intelligent House Ltd v Chan Tung Shing & Others [2008] 4 HKC 421 at paras 130-151, rejected the minority’s submission that the Tribunal would only investigate whether the state of repair was so bad that it could not be repaired or that it was dangerous to public health and safety such that it ought to be demolished. And in Fortress Jet Limited & Others v Tang Hoi Yip and Cheung Sau Chan Property Limited & Others, LDCS 3000/2015 (unreported, dated 11 August 2017), the Tribunal made this ruling at para 37 of the judgment:

“We agree that the requirement that the Buildings have to become ‘dangerous’ for giving the order for sale is not consistent with the wording and intention of s4(2)(a)(i) of the Ordinance where the statutory requirement is whether ‘redevelopment is justified owing to age or state of repair of the existing development’.”” (underline added)

76.Then in Fancy Million Limited & Others v Year Glory Limited & Others, LDCS 15000/2018 (unreported, 23 November 2021), the Tribunal had the following to say:-

“100. In Able Luck Development Limited & Others v Public Global Investments Limited & Others, LDCS 7000/2014 (unreported, dated 6 October 2017), the Tribunal had already ruled that similar reliance on the requirement for the Mandatory Building Inspection Scheme (“MBIS”) projects to support the argument that patch repair is sufficient or certain repair works are not necessary in order to satisfy safety requirement of the Buildings Department is unjustified. The repair standard of MBIS developed from the Buildings Ordinance and Regulations is only concerned with safety and hygienic aspects of buildings and its scope of work is rather limited and the owners are only required to repair to the standard applicable at the time when the building was built.

101. The Tribunal agreed with the findings in Intelligent House Ltd v Chan Tung Shing & Others [2008] 4 HKC 421 that for redevelopment under the Ordinance, the Tribunal is entitled to “look at repairs which would render the building to a tenantable condition fit for the enjoyment of its tenants and visitors, which is reasonable in the present day circumstances for the type of building in question” (at §182). Such a consideration is apparently not canvassed by MBIS which only aimed at restoring safety to the buildings.

102. In short, the standard under the Mandatory Inspection regimes concern the safety and health of the buildings. No consideration is given to the question of redevelopment. It is a lower standard when compare with the tenantable condition.

103. More recently, in Success Active Limited v Harbourview international Holdings Limited & Others, LDCS 31000/2018 (unreported, 19 April 2021), the experts on behalf of the respondents in that case also claimed that the buildings at 472-478 Chatham Road North were not suffering from physical and functional obsolescence on the basis of the prevailing state of repair and building conditions. They also added that the buildings were not dilapidated as there was no outstanding MBIS order for both Nos 476-478 Chatham Road North although the building at 474 Chatham Road North was subject to both MBIS and Mandatory Window Inspection Scheme notices issued by the Buildings Department on 18 September 2019. To conclude, the experts emphasized that the buildings were safe, not dangerous or imminently dangerous by reference to the Operation Building Bright and MBIS.

104. Then the Tribunal remarked that if the intent of the Ordinance is to permit redevelopment only when the age or state of repair renders the building a serious threat to public and residents’ safety, there is no reason why the particular section(s) was not worded to reflect the same. The Tribunal did not agree that the buildings have to become dangerous before an order for sale can be made. Such is not consistent with the wording and intention of section 4(2)(a)(i) of the Ordinance where the statutory requirement is whether “redevelopment is justified owing to age or state of repair of the existing development”.

105. Then in the Joint Expert Statement on Condition Survey, Mr B Wong repeated his view as stated in his Condition Survey Report dated 10 June 2020 that since the completion of the Building, newer versions of the Buildings Ordinance and related regulations have been enacted with the objectives to improve the safety and/or hygiene of buildings in Hong Kong. Professor Chan just fell into the same trap of the respondents in Success Active Limited in commenting that there is no provision in the Buildings Ordinance and related regulations requiring the old buildings to comply with the current standards. Professor Chan has mixed up the purpose of the Buildings Ordinance and the Ordinance. In the preamble or long title of the Building Ordinance, its purposes are stated

“To provide for the planning, design and construction of buildings and associated works; to make provision for the rendering safe of dangerous buildings and land; to make provision for regular inspections of buildings and the associated repairs to prevent the buildings from becoming unsafe; and to make provision for matters connected therewith.”

106. In contrast, the preamble of the Ordinance states as follows:

“An Ordinance to enable persons who own a specified majority of the undivided shares in a lot to make an application to the Tribunal for an order for the sale of all of the undivided shares in the lot for the purposes of the redevelopment of the lot; to enable the Tribunal to make such an order if specified criteria are met; and for matters incidental thereto or connected therewith.”

107. More particularly, as the then Chairman of the Land Development Corporation (“LDC”), the predecessor of the Urban Renewal Authority (“URA”) put it in the Bills Committee Meeting on the Bill (which later became the Ordinance) on 19 February 1998, the objects of the Bill was to expedite urban renewal. “He related to members the many obstacles experienced by LDC over the past ten years in undertaking redevelopment projects including title problems, resistance from individual owners, rehousing problem and costs of compensation. The difficulties in settling disputes over valuation which was subjective to a certain extent warranted particular attention. … LDC projects aimed at achieving comprehensive development, whereas the Bill was intended to facilitate ad hoc redevelopment of smaller lots…” This purpose of the Ordinance is recently echoed by the Court of Appeal in Pacific Base Holdings Limited & Others v Lee Hop Biu & Others, CACV 426/2020 (unreported, dated 31 May 2021) at §36:

“… and given the public interest in the facilitation of urban renewal and the interest of the majority owners in the realization of the redevelopment potential of their proprietary interests in the lot, it is plain to us that the scheme under the LCSRO serves legitimate aims.”

108. Indeed, there has not been any evidence that the many properties identified by the URA for redevelopment had the age or state of repair rendering a serious threat to public and residents’ safety. In any event, Professor Chan agreed that many of the functional obsolescence suggested by Mr B Wong are related to substandard building services provisions.” (underline added)

77.Lately, in Century Supreme International Limited v Kam Chi Kit Charles and Hui Pui Kuen & Others, LDCS 24000/2018 (unreported, 21 January 2022), the Tribunal repeated its observation above as follows:

“50. In our view, since the Ordinance does not specify any particular age of the building that merits redevelopment, nor does the Ordinance indicate what state of repair of the building would justify redevelopment, the two factors despite being put in the alternatives in section 4(2)(a) must be related as they both relate to the physical state of the building in question. To discuss whether “age” and “state of repair” are two separate grounds does not serve useful purpose.

51. As for whether a general test is needed, in our opinion, the respondent’s proposition that it was not necessary to formulate a general test for state of repair would not further the respondents’ case because such proposition does not entail the conclusion that the assessment could be done in a vacuum. Whilst each case must depend on its own facts, there is a set of factors which are always relevant to the tribunal’s exercise of its discretion in this regard. In Top Sail International Limited v Cheng Kai Ming, Executor of the Estate of Chan Hue also known as Chan Sum Hiu, Deceased, the tribunal acknowledged that factors such as physical age, physical conditions and the obsolete design of a building are all pertinent to the issue of whether redevelopment is justified on the ground of the age of the building…

52. The same set of criteria was adopted by the tribunal in Charmlink Limited v Lee Tong Hing and Others which aptly demonstrate that obsolescence and maintenance costs are relevant consideration…

62. As rightly observed by the tribunal in Pacific Base Holdings Limited and Others v Lee Hop Biu and Others, the Court of Appeal in Fineway actually did not make any adverse comment on the standard of “tenantable condition” or other related considerations as discussed above. Putting aside the different labels of “habitable standard” and “tenantable standard”, the tribunal in previous cases has approached the matter consistently and has essentially considered the same or similar set of factors when the age and state of repair of a building came to be assessed.

63. In our view, Fineway as properly construed and comprehended, does not assist the respondents in attacking the consideration of obsolescence and the adoption of the tenantable standard in assessing whether the statutory criterion of “age or state of repair” is satisfied.

64. Premised on the above discussions, we now specifically answer Mr Ho's challenge to the tenantable condition standard as summarised in paragraph 46 above. Mr Ho considers that standard deficient because it requires comparison of a building subject to a compulsory sale application (constructed some 50 years ago) with what are reasonably expected of in modern-day standard. In his view, such comparison is wrong because:- (1) old building must fall short of a building built in modern-day standard and will not be able to satisfy the tenantable condition standard any way; and (2) on the natural and ordinary meaning of the phrase "state of development of the existing development on the lot" in section 4(2)(a) of the Ordinance, since it makes no mention of any other building, the tribunal should focus on the state of repair of the subject building rather than making comparison with other developments.

65. With respect, we cannot agree to this view. In relation to point (1), whilst it may bear some truth to say that generally old buildings would fall short of buildings constructed in modern-day standard, it is a misconception to think that whenever the subject building is found to be inferior than modern buildings, then the tribunal must reach the conclusion that redevelopment is justified. To what extent the existing building falls short of modern-day standard certainly is one of the considerations to be taken into account. To suggest that in the evaluation exercise under section 4(2)(a), the tribunal must strictly confine its scope of vision to the subject building and must ignore the current living standard as demonstrated by more up-to-date buildings is just like sticking to the beaten track and resting complacently on one's laurels. In relation to point number (2) (i.e. natural and ordinary meaning of the phrase in section 4(2)(a)), whilst it is true that the phrase does not mention any building other than the subject building, it is clear that the words “redevelopment” and “justified” in section 4(2)(a) provide the context against which the grounds of “age” and “state of repair” could be assessed. Therefore, in considering whether it is “justified” to demolish and replace the existing building with a new development, the court certainly could compare the state of the existing building with what a new building could provide. To suggest otherwise is to limit our own progress in achieving betterment.

90. … As a matter of principle and policy, the Ordinance was passed for the purpose of assisting assembly of land for redevelopment which is plainly for improvement of the environment. It makes more sense to say that in considering the age and state of repairs, one should put emphasis on or at least be receptive to the up-dating of the environment rather than being gratified by a mere satisfaction of the minimum safety requirement for the public and the occupiers. Having considered all the evidence available with or without the application of any particular test, we are satisfied that redevelopment is justified by reason of the age or state of repair of the Building.” (underline added)

78.In his opening on 1 March 2022, Mr Tsui said he had no quarrel with the above principles.

Structural Condition

79.Both Mr C M Wong and Professor Chan had carried out a lot of tests in their structural assessment reports. The results of grading* of the two experts after the open-up inspection of slabs, beams and columns can be directly combined as the tests (for slabs/beams) were carried out by the same laboratory:[15]

Corrosion Grade* Mr C M Wong Professor Chan Combined Result
No of Bars Inspected Percentage No of Bars Inspected Percentage No of Rebars Inspected Percentage
1 0 0% 0 0% 0 0%
2 37 37% 17 52% 54 41%
3 53 53% 16 48% 69 52%
4 10 10% 0 0% 10 7%
5 0 0% 0 0% 0 0%

*

Corrosion Grade Extent of Corrosion Description
1 No Corrosion - Generally uniform grey colour
- Some slight surface rusting may be evident
- No loss of section
2 Partly Corrosion - Some corrosion, some passive areas
- Patches of rust of small pits
- Minimal loss of section (less than 10%)
3 Mild Corrosion - Bar corroding along its length
- Either general rusting (R) or local pitting (P)
- Minimal loss of section (less than 10%)
4 Moderate Corrosion - Bar corroding along its length
- Either general rusting (R) or local pitting (P)
- Significant loss of section (10%-30%)
5 Severe Corrosion - Bar corroding along its length
- Either general rusting (R) or local pitting (P)
- Severe loss of section (Greater than 30%)

80.From the above analysis, both Mr C M Wong and Professor Chan agreed that most rebars for slabs and beams were suffering from partly to moderate corrosion[16]. Professor Chan agreed that for a building of over 50 years of age, this is not unusual.[17] The similar result for columns is not shown here as the corrosion of the rebars in slabs and beams were found to be relatively worse than that in columns.

81.The following table shows the results of analysis of the comparison of actual cover against design cover in the structural elements:[18]

  Design Cover (mm) Spot Checked Spots where Actual Cover is Smaller than Design Cover
Mr C M Wong Professor Chan Combined Result Mr C M Wong Professor Chan Combined Result
Slab 12.7 26 12 38 5 (19%) 1 (8%) 6 (16%)
Beam 25.4 24 6 30 17 (71%) 5 (83%) 22 (73%)
Column 38.1 9 5 14 0 (0%) 2 (40%) 2 (14%)
Overall - 59 23 82 22 (37%) 8 (35%) 30 (37%)

82.From the above analysis, both Mr C M Wong and Professor Chan agreed that 16%, 73% and 14% of the test spots in slabs, beams and columns respectively show that the actual cover is less than the design cover. Although in overall speaking, 37% of the spots have actual concrete cover less than the design cover, I agree with Mr C M Wong that this 37% is misleading as 73% of the beam sample had actual concrete cover less than the design cover. While Professor Chan recommended the application of cementitious protective coatings to reinforce the protection, I share Mr C M Wong’s concern that the existing concrete cover has already been carbonated (which is irreversible[19]) and the concrete itself has inherently high chloride contents. See below.

83.The combined results on carbonation depth are as follows:[20]

Element Type Test conducted by No of Samples Carbonation Depth exceeds average actual cover to outermost reinforcement %
Slabs Mr C M Wong 8 7 88%
Professor Chan 2 1 50%
Sub-Total 10 8 80%
Beams Mr C M Wong 8 8 100%
Professor Chan 2 2 100%
Sub-Total 10 10 100%
Columns Mr C M Wong 8 2 25%
Professor Chan 2 0 0%
Sub-Total 10 2 20%

84.From the above analysis, both Mr C M Wong and Professor Chan agreed that, for 80% of the samples in slabs, 100% of the samples in beams and 20% of the samples in columns, carbonation has exceeded the actual cover to the outermost rebars. The protection of the passive layer of the concrete cover has been lost and thus the rebars are susceptible to corrosion. Again the beams have suffered the most in carbonation.

85.Chloride ions in the concrete are a major threat to the steel reinforcement as they are capable of severely reducing the protective oxide layer covering the steel reinforcement, causing corrosion. This can lead to cracking of concrete due to the expansive nature of the corrosion, as well as failures of structural steel due to loss of the steel integrity. The combined results on chloride content test are as follows:[21]

Structural Elements No of Tested Sample No of test samples with chloride content higher than 0.35%
Mr C M Wong Professor Chan Combined Result Mr C M Wong Professor Chan Combined Result
Slabs/Beams 16 4 20 4 (25%) 3 (75%) 7 (35%)
Columns 8 2 10 0 (0%) 0 (0%) 0 (0%)

86.From the above analysis, both Mr C M Wong and Professor Chan agreed that 35% of the spots checked in slabs and beams are found to have chloride content higher than the current maximum allowable value in the Code of Practice for Structural Use of Concrete 2013. The risk of corrosion of the rebars in some of the slabs and beams due to chloride attack is high though Professor Chan insisted that it would no longer be any problem if no water permeates into the concrete in future.

87.The following table summarizes the combined results of in-situ concrete strength:[22]

    Location Mark Specified Cube Strength for Grade III Concrete (MPa) Minimum In-situ Cube Strength (MPa)
0.91 x fcu
Estimated In-situ Cube Strength (MPa)
Slabs Mr C M Wong 201/S-COM 15.5 14.1 34.5
401/S-COM 21.5
501/S-COM 23
R01/S-COM 47
Professor Chan S101-COR 33.5
S301-COR 37.0
Beams Mr C M Wong 402/B-COM 15.5 14.1 14
502/B-COM 13
R01/B-COM 14.5
R03/B-COM 12.5
Professor Chan B101-COR 25
B301-COR 25.5
Columns Mr C M Wong 401/C-COM 20.1 18.3 25
402/C-COM 27
502/C-COM 37
R02/C-COM 31
Professor Chan C101-COR 51.5
C103-COR 47.5

88.From the above analysis, both Mr C M Wong and Professor Chan agreed that the concrete for slabs and columns complies with the design specification but 33% of the beam samples marginally failed to satisfy the original design intent.[23]

89.With regard to the above, both Mr C M Wong and Professor Chan agreed that the cost for patch repair of the cracks and spalling was $68,000 but this figure did not include the cost for the application of anti-carbonation coating. If anti-carbonation coating is applied to slabs and beams which are both structural members, the estimated cost was $600,000.

90.Notwithstanding the above, Professor Chan was of the opinion that proper repair and maintenance work would continue the proper functioning of structural elements of the Building for many decades to come.[24] In his opinion, there are a countless number of buildings of similar ages in Hong Kong which are safe and sound, of which the Building is one; the general condition of the Building is better than that of many buildings in Hong Kong aged 50 or more. More particularly, according to Professor Chan, anti-carbonation paint can be applied effectively at little cost to protect atmospherically exposed reinforced concrete structures from further attack by acid gases, chloride ions, oxygen and water. A thin surface film would be produced consolidating and stabilising porous substrates. Professor Chan referred to one catalogue of such anti-carbonation paint which was extensively applied to South Court at 4-6 Sau Chuk Yuen Road, Kowloon City in 2016.[25] On the other hand, Professor Chan admitted that he only had experience in applying similar anti-carbonation paint once to a canopy of an industrial building[26] some 20 years ago instead of to a whole building. He also explained that in many refurbishment projects that he came across, the degree of carbonation was seldom checked and therefore, it is not common to apply this anti-carbonation paint.

91.Even Mr C M Wong concluded that the structural elements of the Building are currently in a mediocre condition despite it is aged more than 60 years.[27] Having reviewed the evidence, I also agree with Professor Chan that the application of anti-carbonation paint can reduce the possibility of rusting and resume the protection to the reinforcement bars of the Building. I consider the cost of $600,000 mild and affordable but I do not agree that nuisance to residents due to the application of anti-carbonation paint should be minimal as suggested by Professor Chan. These many units are currently vacant because the applicant owns them and is now applying for compulsory sale order. Otherwise, the currently vacant units would have been let out and occupied. Why should the applicant’s interest be prejudiced wholly owing to the prospective scheme?

92.On the other hand, I cannot agree with Professor Chan that the anti-carbonation paint or the epoxy paint over it would only be applied to the structural elements but not the external walls themselves because, in Professor Chan’s opinion, the external walls are not structural walls. Unfortunately, as pointed out by Ms Ngai, by reference to the section plan of the Building[28], the external walls comprise 4” reinforced concrete. Concrete is by design a porous material. If the anti-carbonation paint or epoxy paint over it be not applied to it, water may permeate into the concrete and pass to the structural elements by hydrostatic pressure, water vapor gradient or capillary action etc. Water can also enter at cracks, structural defects or at improperly designed or installed joints. Professor Chan explained that such permeation would not be possible if the external walls are properly maintained with no cracks. Atlas, this can only be an ideal situation which cannot happen in the real world.

93.As regards the above, Professor Chan was referred to various photos as contained in his Structural Engineer’s Investigation Report dated 20 April 2021 which showed signs of water seepage[29]. Professor Chan tried to dismiss them as results of poor workmanship.

94.At this juncture, I would like to point out that soon after Mr C M Wong carried out his inspection of the Building from August 2020 to October 2020, the IO of the Building had carried out the following repairs or maintenance:[30]

維修地下大廈門口及雨簷頂工程(A)

1. 於大廈門口之位置, 搭建棚架……

2. 於雨簷平台頂鑿過牆吼, 並加做平台去水喉至水斗位置

3. 於雨簷平台面之位置, 以英泥沙混合防水劑盪雨簷平地台面至斜水, 及新做之去水渠口位

4. 清剷平台邊向街之雨簷邊菁苔, 並重新掃上立邦外牆防水漆油

5. ……

$20,700.00

更換天台出左右平台之逃生門工程 (B)

$23,800.00

外牆清理野樹工程 (C)

$5,300.00

維修天台出樓梯防水工程 (D)

$17,600.00

樓梯屋頂清理天線工程 (E)

$5,300.00

95.I am also surprised that Professor Chan did not observe any leakage, cracks or rust stains at the cantilever structures (ie the canopy over the pavement at Wing Cheung Street). Maybe this was owing to that Professor Chan carried out his inspection only in February 2021, some half year later than Mr C M Wong who had recorded at least three serious cracks or spalling on the cantilever beams[31].

96.Mr C M Wong was also cross-examined a lot on the ductility of the Building. Ductility for columns and beams, as explained by Mr C M Wong who happened to be one of the committee members in drafting the Code of Practice for Structural Use of Concrete 2004, is a relatively new concept introduced to Hong Kong in withstanding lateral loading. Prior to that, there was no requirement for closer and stronger transverse re-bars reinforcements in beam-column joints to achieve better concrete confinement. Mr C M Wong affirmed confidently that buildings erected before 2004 would not have made such provisions. Ductility helps to redistribute loads from an overloaded and yielded structural member to the other parts of the structure so that even when a member has been overloaded, it will not cause immediate collapse of a building.

97.Similarly, robustness was introduced to Hong Kong in the Code of Practice for Structural Use of Concrete 2013 (“the 2013 Code”) which requires that “a structure should be designed and constructed so that it is inherently robust and not unreasonably susceptible to the effects of accidents or misuse, and disproportionate collapse.” However, requirements in the new Code for robustness design often pose no additional requirements in monolithic reinforced concrete design where ultimate wind loads normally applied to the structure according to the local Wind Code can cover the notional loads.

98.Unfortunately, according to Mr C M Wong, ductility and robustness were not considered when the Building was designed in 1961. Also the Building is now over 60 years’ old which has well passed the design working life[32] of 50 years as suggested by the 2013 Code. Mr C M Wong believed that the corrosion of the reinforcement bars in the Building has already entered the propagation phase. Therefore, extensive maintenance and repair works would be required in the near future.

99.Professor Chan agreed that no building completed before those codes could meet such requirements. Indeed, Professor Chan gave an example that the designed concrete cover before the 2013 Code was in force was only 50% of the required value in the 2013 Code[33] though he added that in the old code, a higher safety factor may have to be adopted say by installing more or thicker reinforcement bars.

100.Professor Chan tried to explain that buildings which did not meet current design standards do not necessarily mean that the buildings are not safe for living. In reply to questions during cross-examination, Professor Chan added that it was wrong to compare the old building design under the then London County Council By-laws 1938 with the 2013 Code, because the ingredients in the two specifications were totally different; and it was more wrong to pick just a few parameters from the 2013 Code and suggested that the Building, which was designed under the old regime, was inferior.

101.Professor Chan even intimated that from his enquiry with a member of the Technical Committee tasked to develop the 2013 Code, the so-called 50 years’ design working life was just a pluck from the air, without any scientific base, therefore irrelevant for the Tribunal’s consideration.

102.However, I am not impressed by Professor Chan’s explanation above. Why should the engineers or the industry work out the new code if the old regime has been performing so well? I agree with Mr C M Wong that it has been a process of learning by experience though he answered to Mr Tsui that it was not a matter of good or bad (「唔係好定唔好嘅分別」). And in respect of the design working life of 50 years, I also agree with Mr C M Wong that this is only a concept for the industry to follow. I appreciate that as a concept, there may not be any scientific calculation, but anyhow this is a benchmark, if not the minimum standard, for the industry to attend to during construction. Certainly, using Mr Tsui’s own words in his closing submission, “one should not rest on one’s laurels.”

103.Indeed, this benchmark of 50 years was adopted by the Government when the Land (Compulsory Sale for Redevelopment (Specification of Lower Percentage) Notice was pursued in lowering the threshold for compulsory sale in respect of the classes of lots specified in the Notice from 90% to 80%. Those classes of lots include “a lot with each of the building erected on the lot issued with an occupation permit at least 50 years before the relevant date (ie the date of the application under the Ordinance)”. See the Legislative Council Brief on Land (Compulsory Sale for Redevelopment (Specification of Lower Percentage) Notice in January 2010.[34]

Building Conditions

104.By their joint statement dated 22 June 2022, Mr Dennis Wong and Professor Chan had different opinion on whether the building façade of the Building is in a poor condition or otherwise. According to Mr Dennis Wong, sporadic patches of debonded render, spalled concrete, cracks and stain marks were identified on the facades. Professor Chan rebutted that only three out of the 27 infrared survey photos recorded the suspected locations of debonding and peeling off of paint. He also queried if the hammer tapping test conducted by Mr Dennis Wong in the absence of any scaffolding could safely conclude that the condition of the building façade was poor.[35] However, Mr Dennis Wong explained that owing to the design of the Building, he could reach the façade of the exterior walls either through the balcony, the windows or from the roof[36]. Professor Chan could not say for sure if Mr Dennis Wong’s findings were wrong; all he could say was that a more proper hammer tapping test should be carried out on scaffolding. I am persuaded that Mr Dennis Wong had the experience in hammer tapping and agree with him that it was unrealistic to erect scaffolding only for the purpose of performing the hammer tapping test for the present case.

105.In Table 6 of his Condition Survey Report dated 6 November 2020[37], which was also repeated and broken down at its Appendix 8a[38], Mr Dennis Wong set out his Estimated Cost of Essential Repair in the sum of $8,275,714.00. On the other hand, Professor Chan set out his revised figures at Appendix A of his Rebuttal Report dated 21 May 2021[39]:

Immediate Repair Works Mr Dennis Wong Professor Chan
  Revised at Trial[40]
1. Preliminaries $1,316,000 $451,300 $438,925
2. Structural Frames $68,000 $68,000 $68,000
3. Building Facades $784,410 $418,200 $490,200
4. Roofs and Roofs Structures $416,480 $416,480 $120,200
5. Staircases and Other Common Areas $217,440 $217,440 $143,400
6. Flats and Shops $2,722,190 $2,002,350 $2,088,000
7. Above-ground Plumbing Installation $59,500 These items should not be repair cost but as part of the preventive/ planned maintenance plan instead. $15,000
8. Above-ground & Underground Drainage System $190,050 $104,450
9. Electricity Supply Installation $712,000 $712,000 $310,000
10. Fire Services Installation $529,050 $529,050 $300,000
11. Asbestos Contained Materials $150,000 $150,000 $150,000
12. Anti-carbonation paint $600,000*   $600,000*
Repair Works Sub-Total: $7,765,120 $4,964,300 $4,828,176
Add Contract Contingencies $776,512 $248,200 $241,409
Repair Works Sub-Total: $7,881,632 $5,212,500 $5,069,585
Add Professional & Supervision Fees (5%) $427,082 $260,600 253,479
Repair Works (Total incl fees): $8,968,714 $5,473,620 $5,323,064

* This $600,000 was agreed between Mr C M Wong and Professor Chan on the cost of applying the anti-carbonation coating on the structural elements of the Building. It was added back by Ms Ngai in her closing submission at her Annex 1.

106.Professor Chan commented that the area required for patch repair was much greater than the estimated area found in the Rapid Infrared Thermographic Survey (“RITS”). Mr Dennis Wong explained that only approximately 50% of the external walls was scanned by the RITS and the elevation facing the adjoining building (ie 17 Wood Road) could not be surveyed due to obstructions at the time of inspection. As a result, the actual extent of defective areas on the external walls should be more than the defects detected by RITS. Mr Dennis Wong opined that it was supported by the hammer tapping test to various accessible locations he conducted; some hollow spots that were identified were not identified as defective area in the RITS.

107.On the other hand, the stairhood were repaired by the IO of the Building after Mr Dennis Wong’s inspection. Professor Chan opined therefore the repair costs for the roof should be $115,400 instead but following the joint inspection on 2 March 2022, he admitted he was misled that the repair was carried out on the roof itself.

108.To compare with the cost for constructing a new superstructure of similar area, Mr Dennis Wong made reference to the Quarterly Hong Kong Construction Cost Report published by Rider Levett Bucknall Limited (“RLB”) issued in June 2020 (High Rise & Ordinary Quality of Residential Building) and arrived at $22,227.06 per sq m of construction area. Mr Dennis Wong stated the RLB’s cost data have allowed the cost for the provision of building services and fitting-out work to the flat units. In the opinion of Professor Chan, however, this figure had not included building services installation[41]. By reference to the Arcadis Construction Cost Handbook 2020 on ‘Apartment, high rise, high end’, Professor Chan proposed a range from $27,000 to $35,000 per sq m, inclusive of building services installation.[42] It was later clarified that the cost data from Arcadis included air-conditioning, kitchen cabinets and home appliances[43]. When comparing like-to-like with the Building, I prefer to adopt $25,000 per sq m.

109.Notwithstanding the above, both Mr Dennis Wong and Professor Chan agreed that there were various fire safety concerns in the Building. These include the following:

(1) There were insufficient fire service installations in the Building which cannot comply with the requirements of the Fire Safety (Buildings) Ordinance, Cap 572 and Code of Practice for Minimum Fire Service Installations and Equipment 2012;

(2) Part of the exit route/ required staircase, which is the only staircase that serves the Building, does not have a clear headroom of not less than 2m;

(3) No fire protected lobbies for access to the escape staircase was provided at each storey;

(4) The security gate at the G/F entrance has reduced the effective width of the escape route/ required staircase;

(5) The required staircase has accommodated services other than emergency services and such non-emergency services were not enclosed by fire barriers have a fire resistance rating;

(6) The main roof is designed as refuge floor but the kerb at the exits of the stairhood on the main roof is too high, contravening the requirement that an escape route should be “clear of any obstruction”.

110.According to Mr Dennis Wong, the insufficient fire service installations can be compromised by installing a fire service water tank of size of 500 litres. Besides, fire extinguishers may be acceptable in place of a hose reel system if substantial difficulties are encountered.[44]

111.But for the staircase, Professor Chan acknowledged that the deficiency could only be overcome by removing portion of the finishes and plaster at the soffit of the staircase and steps of the staircase could be re-casted to a thinner thickness to achieve a higher headroom. However, during the rectification works, a temporary staircase occupying spaces from Shop 4, G/F and Flat B on 1/F will have to be provided to discharge the occupants in case of fire. Whereas this may be technically possible in theory, I envisage that it can unlikely be achieved in real life: why should the owners of Shop 4, G/F and Flat B on 1/F be ready to surrender part of their premises for the construction of a temporary staircase. During oral evidence, Professor Chan accepted that his earlier suggestion might not be practical; in any event, he opined that the risk of fire escape consequential from not meeting the statutory requirement is not high as few people would be as high as 2m; the beam and the edge of the ceiling concerned could be painted with the common black and yellow strips pattern as a warning sign against bumping of the head.

112.During cross-examination, Professor Chan proposed that increasing the thickness of the fire-rated doors, costing about $5,000 each, as the main doors of all domestic units can mitigate the problem of not having the protected lobby.

113.And to resolve the kerb level problem on the roof, Professor Chan suggested the removal of the kerb and provision of drainage channel on the main roof to drive away rain water in order to prevent rain water from flowing into the staircase. Certainly, according to para 2(b) of the Practice Note for Authorised Persons, Registered Structural Engineers and Registered Geotechnical Engineers APP-125[45], the drainage channels should have a gradient of not less than 1 in 80 away from the adjoining internal floor. To fulfil such requirement, the roof floor could be raised to provide room for the gradient. However, Professor Chan had not provided any proof that the extra loading from the raised roof floor would not adversely affect the integrity of the roof slab save that he proposed light weight concrete could be used. Professor Chan had not provided any cost estimate of this additional work and he had also had reservation on the workmanship in aerating the concrete. It appears that Professor Chan’s proposal is only for the purpose of doing something for the sake of doing it.

114.In any event, according to Professor Chan, who professes also as a fire engineer, most of the fire safety concerns can be rectified. However, as regards his suggestion of removing the metal gate at G/F entrance in order to solve the fire exit width problem, I do not envisage this is realistic in today’s life; Professor Chan proposed that this only doorway may be structurally widened to take care of the minimum exit width requirement.

115.Anyhow, Mr Dennis Wong and Professor Chan agreed that the Buildings Department or the Fire Services Department would unlikely issue any direction to demand rectification of the fire escape deficiencies because it is impractical to carry out the remedial works in reality. Professor Chan was not even bothered to allow any additional costs for the rectification works

116.And because the Building is served by a single common staircase, there is no barrier free access (BFA) such as ramps and lifts provided for the elderly and disabled persons to gain ingress and egress between the public streets and the shop/ residential units in the Building. Professor Chan admitted that as the Building is already 60-year old with a physically site constraint, the Design Manual of Barrier Free Access 2008 is difficult to adopt.[46]

Tribunal’s Deliberation

117.As stated above, the Building was built in January 1961, ie about 60 years old. Although in Professor Chan’s opinion, the general condition of the Building is better than that of many buildings in Hong Kong aged 50 or more, he agreed that most rebars for slabs and beams of the Building were suffering from partly to moderate corrosion as graded by the same independent laboratory. Thus, I agree that the margin of safety of the structural elements concerned has been reduced though I have no dispute with Professor Chan’s opinion that the Building is safe and sound. And as stated in §§81-82 above, overall speaking, 37% of the tested spots have actual concrete cover less than the design cover. I cannot agree that the 37% is not significant. Both Mr C M Wong and Professor Chan agreed that, for 80% of the samples in slabs, 100% of the samples in beams and 20% of the samples in columns, carbonation has exceeded the actual cover to the outermost rebars. The protection of the passive layer of the concrete cover has been lost and thus the rebars are susceptible to corrosion. I agree with Mr C M Wong that such weakness in concrete cover is not reversible.

118.Mr Tsui may have gone too far in emphasising that, as put by Professor Chan, there is no obvious structural distress at the Building. In Pacific Base Holdings Limited & Others v Lee Hop Biu & Others, supra, the Tribunal stated in §119 of the judgment that:-

“119. Indeed, the Tribunal in Intelligent House Ltd v Chan Tung Shing & Others [2008] 4 HKC 421 at paras 130-151, rejected the minority’s submission that the Tribunal would only investigate whether the state of repair was so bad that it could not be repaired or that it was dangerous to public health and safety such that it ought to be demolished. And in Fortress Jet Limited & Others v Tang Hoi Yip and Cheung Sau Chan Property Limited & Others, LDCS 3000/2015 (unreported, dated 11 August 2017), the Tribunal made this ruling at para 37 of the judgment:

“We agree that the requirement that the Buildings have to become ‘dangerous’ for giving the order for sale is not consistent with the wording and intention of s4(2)(a)(i) of the Ordinance where the statutory requirement is whether ‘redevelopment is justified owing to age or state of repair of the existing development’.”” (underline added)

119.Then when this case was appealed to the Court of Appeal[47], the latter, having reviewed the Chinese version of Section 4(2)(a)(i) of the Ordinance, affirmed at §29 of the judgment that the Tribunal is required to consider if the lot is ripe for redevelopment by reason of the age and state of repair of the existing development on the lot.

120.Then at §36 of the judgment, the Court of Appeal stated further that “given the public interest in the facilitation of urban renewal and the interest of the majority owners in the realization of the redevelopment potential of their proprietary interests in the lot, it is plain to us that the scheme under the (Ordinance) serves legitimate aims”. The Court of Appeal at §46 also agreed that the Tribunal is not going to usurp the role of the Building Authority under the Buildings Ordinance, say on health or safety.

121.Then Mr Tsui saw fit to draw my attention to the Tribunal’s remark in Century Supreme, supra, at §65:

“It is a misconception to think that whenever the subject building is found to be inferior than modern buildings, then the tribunal must reach the conclusion that redevelopment is justified. To what extent the existing building falls short of modern-day standard certainly is one of the considerations to be taken into account.”

122.However, the Building has only one common staircase which also serves as the only means of escape in case of fire outbreak. Even Professor Chan admitted that his proposed remedial measures on fire safety just focused on the actual needs of the Building owing to its design constraint. In my view, those are only compromising measures.

123.At trial, Professor Chan even expressed himself that after renovation, maybe he would be content to reside in the Building. With respect, he did not distinguish which unit he was willing to reside. Would it be the 1/F or the 5/F that he was willing to walk up to everyday?

124.At one point, I was impressed by the catalogue provided by Professor Chan as regards application of the anti-carbonation coating in the repair and maintenance of South Court at Sau Chuk Yuen Road which is also a multi-owned residential building. South Court, which was completed in 1973, is however relatively new when compared with the Building and is situated at a relatively high-class residential area. Although South Court also consists of 6 storeys with 6 units on each floor, it is served by a lift. More details of the refurbishment project are unknown but South Court has up to 36 residential units (when compared with 17 units in the Building) to share the renovation costs.

125.In addition, as I note the job references cited in the catalogue, there appears that anti-carbonation coating had never been applied in any refurbishment project approved by the URA. Professor Chan agreed. In such regard, I agree with Mr C M Wong’s concern about whether such anti-carbonation coating can be applied extensively and effectively on the outside of the Building, ie to provide “an unbroken coating” subject to extensive weathering. All the photos shown by the catalogue suggested that the anti-carbonation coating was applied on the undersides or shaded sides of structures. As well, that “The primer should be allowed to dry for a minimum of two hours (at 200C) before continuing” may be hard to achieve in an external environment.

126.Indeed, in his Structural Engineer’s Investigation Report dated 20 April 2021, Professor Chan was contradicting himself when he, on the one hand, said no immediate repair works were considered necessary but, on the other hand, the following actions were recommended to continue the proper functioning of structural elements:[48]

• Carry out patch repair to concrete spalling,

• Repair cracks on structural elements,

• Carry out thorough inspections on carbonation depth and chloride content to investigate the condition and apply anti-carbonation paint if required,

• Carry out thorough inspections on concrete cover of structural elements to investigate the condition and apply cementitious protective coatings if required.

127.Professor Chan also admitted after the joint inspection on 2 March 2022 that the main roof of the Building had not been repaired[49]. Even if anti-carbonation coating is to be applied, the originally agreed $600,000 which took care of the cost to the beam and slab may not be adequate. According to Mr Dennis Wong, an additional cost in the sum of $350,000 should be added to provide new floor finishes after the application of anti-carbonation coat.

128.As regards the costs for the preliminaries and the contingency given by Professor Chan, Mr Dennis Wong considered Professor Chan having under-estimated the labour costs required, in particular for vertical transportation of materials and debris. In Mr Dennis Wong’s opinion, among the costs of preliminaries, it is necessary to pay premium for Employees’ Compensation Insurance, Contractor’s Risk Insurance, Bank Guarantee and Construction Levies and Pneumoconiosis Compensation Levies. Indeed, as I had pointed out at trial, Mr Dennis Wong’s opinion on preliminaries is worked out item by item instead of a mere percentage. I agree with Ms Ngai in her closing submission that Mr Dennis Wong’s repair cost estimate is more specific, comprehensive and reliable.

129.Thus, based on the original repair costs estimated by Mr Dennis Wong and the estimated cost of constructing a similar superstructure at $25,000 per sq m as stated in §108 above, the repair costs amount to some 35% of the cost of constructing a similar superstructure[50].

130.Having reviewed the evidence before the Tribunal, I am satisfied that redevelopment of the Building is justified due to the age and state of repair.

Section 4(2)(b) – Whether Applicant has taken reasonable steps

131.The applicant is under an obligation to take reasonable steps to negotiate on terms that are fair and reasonable for the purchase of the interests of the respondents under Section 4(2)(b) of the Ordinance.

132.It is not disputed that the applicant has made the following offers intending to purchase the interest of the respondents in respect of units they own:

Respondent Unit Concerned Offer of Compensation
30 Sep 19 28 Jan 21 7 Feb 22
R1 Shop 2, G/F $33,719,580 $22,709,000 $23,361,000
R3 Shop 4, G/F $27,988,258 $20,812,000 $21,409,000
R4 Flat B, 1/F $20,371,758 $19,637,000 $20,201,000

133.Ms Ngai submitted that all the offers made by the applicant fell within the range of fair and reasonable compensation for the interest owned by R1, R3 and R4 on the following grounds:

(a) All the offer prices were determined by reference to the independent valuation opinion of Mr Ng;

(b) In the 1st round of offers, the offer prices included a premium of 10% in addition to the respective market value of the respondents’ properties reflecting their respective proportionate shares in the RDV of the Lot assessed on its own.

(c) The offer prices in the 2nd and 3rd rounds of offers have reflected the respective proportionate shares of the respondents’ properties in the redevelopment value of the merged site constituted by the Lot and the adjoining lots at Nos 13 to 17 Wood Road owned by the applicant.

(d) The 3rd offer price made to R4 on 7 February 2022 was very close to the market value of its property reflecting its proportionate share in the RDV of the Lot assessed by Mr Lee on the assumption that Mr Lee’s opinion were to be adopted.

134.The Court of Final Appeal in Capital Well Ltd v Bond Star Development Ltd (2005) 8 HKCFAR 578, [2005] 4 HKLRD 363 (“Capital Well”) has emphasized at §33 that:

“In making that assessment (whether an offer is reasonable) the Tribunal is not conducting a valuation exercise. It does not need to adjudicate upon any disputes about the correct valuation principles to be applied. It does not itself arrive at any conclusion as to what figure represents the correct valuation. It merely needs to be satisfied that, on the evidence available, the offer falls within the range of what may broadly be regarded as fair and reasonable compensation for the interest in question.”

135.The Court of Final Appeal stated further at §36 of the judgment that:

“What the Tribunal must do is to consider whether, in the circumstances of each case, the offer falls within a band of what represents a fair and reasonable assessment of the value of the minority owner’s interest reflecting a proportionate share of the redevelopment value of the whole site.”

136.Mr Lam on behalf of R3, for instance, complained that the applicant acquired Shop 1 on G/F and Flat B, 3/F of the Building in May 2018 at $25,000,000 and $30,000,000 respectively and that he should be similarly offered. R3 conceded that the applicant, in acquiring those units at those vast sum, attempted to achieve the required threshold of 80% of the interest of the Lot so as to commence the Application.

137.It is trite that the applicant might be willing to pay a premium higher than the proportionate share of the redevelopment value of the Lots “as the last bit in the jigsaw to assemble the development site” which can be equated to the “ransom power”. As held by the English Upper Tribunal (Lands Chamber) in Michael v Salford City Council [2016] UKUT 370 (LC), this premium value “ignores the effect that this would have an impact on the viability of the reference land under the residual method. I am not satisfied that the claimant has shown that (such a premium) is warranted.”[51]

138.There is no requirement under the Ordinance that the offers to the minority owners after the commencement of the Application has to be commensurate with each one and another. I am of the similar view that the insistence by the respondents on receiving the similar premium would have the effect of deterring majority owners from making more generous early offers. That would run against the legislative intent of the Ordinance to encourage negotiation and settlement among the majority owner and the minority owners.

139.In any event, the acquisition price of Shop 1 on G/F was reasonably commensurate with the EUV assessed above at $17,422,000, bearing in the mind shop prices as a whole in Hong Kong had dropped from an index of 588.9 to 533.4, about 10%. I am not persuaded by Mr Lam’s suggestion that R3’s Shop 4 is larger than Shop 1 when the two valuation experts agreed that Shop 1 is marginally larger than Shop 4.

140.On the evidence available, therefore, and bearing in mind that the applicant has successfully acquired the interest of R2 after commencement of the proceedings, I am satisfied that the applicant has taken reasonable steps to acquire all the undivided shares in the Lot including negotiating for the purchase of such of those shares as are owned by R1, R3 and R4 on terms that are fair and reasonable.

RDV of the Lots

Optimum Hypothetical Development Model

141.The area of the Lot is small; it is only some 205.13 sq m or thereabouts. Notwithstanding this, the Lot is situated at the corner of Wood Road and Wing Cheung Street rendering it to be classified as a Class B site under the Building (Planning) Regulations.

142.That said, there was a dispute between Mr Ng and Mr Lee on whether a setback of 8.08 sq m from Wood Road is required under the Practice Note for Authorized Persons, Registered Structural Engineers and Registered Geotechnical Engineers APP-152 (“the PNAP”) issued by the Building Authority in January 2016. Under para 7 of the PNAP, buildings fronting a street less than 15m wide should be set back in order to improve air ventilation, enhance the environmental quality at pedestrian level and mitigate street canyon effect. Since this section of Wood Road is only 12.6m wide, Mr Ng proposed a 1.2m setback.

143.However, Mr Lee assumed a cross-ventilated communal podium garden can be provided with a clear height of not less than 4.5m, no setback would be required under para 7(b) of the PNAP which reads as follows:

“Where a cross-ventilated communal podium garden with a clear height of not less than 4.5m is provided, no part of the building up to a level of 15m above the street level should protrude above the 450 inclined plane, the base of which is placed at street level at the site boundary line on the opposite side of the street …”

144.Examples of this latter provision as extracted from the PNAP is attached at the end of this judgment as Appendix 1.

145.Mr Ng opined that as all new buildings along this portion of Wood Road would be set back, this alternative arrangement proposed by Mr Lee would not be acceptable by the Building Authority. However, as submitted by Mr Tsui, the PNAP as stated does not suggest that the Building Authority has a discretion[52]. Therefore, in the absence of further authority, I accept this alternative arrangement proposed by Mr Lee[53]. In any event, I consider the hypothetical shops assumed by Mr Ng in the range from 18.86 sq m to 33.65 sq m with the median at 30.29 sq m too small for a new development at Wing Cheung Street.

146.Because of this, I am prepared to adopt Mr Lee’s proposal of 4 hypothetical shops and his reference shop unit on Wing Cheung Street[54].

147.Both Mr Ng and Mr Lee adopted the residual valuation method in determining the RDV. This can be done by deducting development cost (including construction costs, professional fees, finance costs etc) and developer’s profit from the estimated gross development value (“GDV”) of the completed optimum development.

GDV for Shops

148.In their assessment of the GDV for shops on G/F of the hypothetical development, both Mr Ng and Mr Lee had referred to the following comparables:[55]

Comp Address OP Date Date of Agreement for Sale Consideration Saleable Area (m2) Frontage (m) Depth (m) Headroom (m) Unit Price (/m2)
Ref Shop 1, G/F, 19 Wood Road 1961     27.48 3.40 6.85 + toilet 5.32  
NS1 Shop G of Shops 7, 8, 9, 10 & 11, G/F, Pao Woo Mansion, 51 Cross Lane 1972 22 Jan 21 $16,000,000 29.36 3.31 8.87 3.96 $544,959
NS2 Shop H of Shops 7, 8, 9, 10 & 11, G/F, Pao Woo Mansion, 51 Cross Lane 1972 22 Jan 21 $15,000,000 24.83 3.05 8.14 3.35 $604,108
NS3 G/F, King Dao Building, 14 Burrows Street 1989 5 Mar 21 $35,500,000 100.40 14.39 onto Cross Lane + Return Frontage onto Burrows Street: 7.33 7.26 3.65 $353,586
NS4 Shop 13, G/F with Lavatory, Wah To Building, 22-30 Cross Lane 1969 20 May 21 $12,750,000 36.00 4.42 7.62 3.29 $354,167
NS5 G/F, 8-10 Morrison Hill Road 1966 25 May 21 $51,300,000 85.75 11.22 + Return Frontage onto Wing Ning Street: 7.87 8.08 4.27 $598,251
NS6 Shop A, G/F, Lee Cheong Building, 218, 218A, 220A & 220B Wan Chai Road 1974 26 Jun 21 $50,000,000 76.62 4.93 15.55 5.13 $652,571
NS7 Shop 1, G/F, 83 Wan Chai Road 1995 25 Sep 21 $59,000,000 86.18 11.57 8.28 4.85 $684,614
NS8 G/F, 121 Wan Chai Road 1967 21 Jul 21 $32,000,000 33.65 5.26 6.40 3.25 $950,966
NS9 G/F & C/L, 87 Wan Chai Road 1967 6 May 21 $31,000,000 37.10 + C/L: 24.08 3.86 9.30 2.90 $713,957

149.Mr Ng made the adjustments to his comparables and arrived at an adjusted rate of $573,300 per sq m while Mr Lee arrived at $824,280 per sq m.

Choice of Comparables and Location Adjustments

150.In the assessment of the EUV for the reference shop unit, comparable ES7 has been disregarded for its prominent location at Wan Chai Road. For the similar reasons, I am going to disregard the three comparables on Wan Chai Road above, ie NS7, NS8 and NS9 which were relied on by Mr Lee. Comparables NS8, in particular, is being partly occupied by a jewellery which demonstrates the character in location, as I emphasized at trial, is highly superior to the subject location.

151.On the other hand, though lying on Wan Chai Road as well, comparable NS6 is situated at a position where pedestrian flow is broken by a basketball court and is in closer proximity to the Building/ the Lot. Mr Ng adopted a location adjustment of -25% when compared with the hypothetical shop on Wood Road whereas Mr Lee also adopted a location adjustment of -25% when compared with the hypothetical shop on Wing Cheung Street. I am prepared to adopt -30% when compared with the hypothetical shop on Wing Cheung Street.

152.Comparables NS1 and NS2 are situated around the corner of comparables ES4 and ES5 but abutting Heard Street, which section is a pedestrian precinct with railing towards its end at the junction with Wan Chai Road. As submitted by Mr Lam in his closing submission, this section of Heard Street accommodates a variety of trades including a doctor’s clinic, a book store and a number of eatery outlets, creating a more bustling environment. In comparison, Wing Cheung Street comprises shops only on G/F of the Building with no shop unit on the opposite side of the street which is occupied by the Vocational Training Council Tower. I am prepared to adopt Mr Ng’s proposed adjustment for location at -20% while I note that he applied -30% to ES4 and ES5 in assessing the EUV. But whereas Mr Ng’s reference unit is on Wood Road, I am prepared to adopt a location adjustment of -25% for a hypothetical shop on Wing Cheung Street.

153.Comparable NS3 is situated at a corner position at the junction of Burrows Street and Cross Lane. Mr Ng applied a location adjustment of -10% but Mr Lee refused to adopt it as a comparable because of its relatively large size. I agree with Mr Lee.

154.Comparable NS4 were relied upon by both Mr Ng and Mr Lee. The property is situated close to comparable ES2 but further away from the refuse collection point and closer to the junction of Cross Lane and Burrows Street. I prefer Mr Lee’s location adjustment of 25% to Mr Ng’s 20%.

155.Comparable NS5 is situated at a more bustling location on Morrison Hill Road with a return frontage onto Wing Ning Street, a pedestrian precinct. Mr Ng proposed a location adjustment of -10% which I consider inadequate if he had applied an adjustment of -25% to comparable NS6 as discussed above. In addition, I agree with Mr Lee that in view of its relatively large size, it should be disregarded as a comparable.

Layout

156.Both Mr Ng and Mr Lee agreed that there should be an adjustment of +5% for layout in respect of NS1 and NS2 and +10% in respect of NS6.

157.Their opinion differed in respect of NS4 for the reason that the toilet for it was located outside the unit. I agree with Mr Lee on his proposed adjustment of +5% likewise.

Building Conditions

158.Mr Lee postulated that, in the next few years, there would be redevelopment of Nos 1 and 1A Wood Road, redevelopment of Nos 13-17 Wood Road and the Lot in the immediate vicinity of Wan Chai. As usual, Mr Lee proposed an additional adjustment for improved business environment upon redevelopment of the Lot. However, the government institution and community buildings in the vicinity will remain and as pointed out in §29 above, if pedestrian flow were not broken by the many institution buildings as afore-mentioned, the Building would have already occupied a prominent position. I do not consider there being any significant improvement when the Lot is redeveloped.

159.As a result, my analysis of the comparables is shown as follows:[56]

Comp Unit Rate (/m2) Adjustments Adjusted Unit Rate (/m2)
Time Location Quantum Frontage Layout Return Frontage Headroom Age Total
NS1 $544,959 8.1% -25.0% 0.6% 2.2% 5.0% 0.0% 8.0% 7.5% 1.6% $553,678
NS2 $604,108 8.1% -25.0% -0.6% 3.0% 5.0% 0.0% 10.4% 7.5% 3.4% $624,648
NS4 $354,167 2.9% 25.0% 2.2% -1.2% 5.0% 0.0% 10.6% 8.0% 62.9% $576,938
NS6 $652,571 2.7% -30.0% 12.4% -2.7% 10.0% -5.0% 3.3% 7.2% -9.0% $593,840
                Average (excluding NS4): $587,276

160.From the above, it is obvious that the total adjustment for NS4 is too large. This is not a good comparable and should be discarded.

161.Thus, although the average adjusted unit rate of the remaining 3 comparables is around $587,000 per sq m, it is highly affected by the low adjusted unit rate for NS1 which is indeed situated next to NS2 which appears to be the best comparable. I am prepared to adopt $625,000 per sq m as the unit rate of the hypothetical shop on Wing Cheung Street and the determination of the GDV of the ground floor units is as follows:[57]

Shop No Saleable Area (m2) Frontage (m) Depth Adjustment Adjusted Unit Rate (/m2) GDV
on Wood Road on Wing Cheong Street Quantum Frontage Layout Return Frontage Total
1 54.324 8.072 6.730   -6.8% 12.1% 0.0% 15.0% 20.1% $750,625 $40,776,953
2 29.682   4.410 6.730 -0.6% 1.1% 0.0% 0.0% 0.5% $628,125 $18,644,006
3 27.162   4.036 6.730 0.0% 0.0% 0.0% 0.0% 0.0% $625,000 $16,976,250
4 29.682   4.410 6.730 -0.6% 1.1% 0.0% 0.0% 0.5% $628,125 $18,644,006
                    Total: $95,041,215

GDV for Upper Floors

162.As regards the residential portion, Mr Ng and Mr Lee were able to agree that the GDV would be in the sum of $399,000,000.

163.Save for the marketing cost, the demolition costs of the Building and the professional fees for the hypothetical development, Mr Ng and Mr Lee could not however agree on the other parameters in the residual valuation:[58]

Mr Ng Mr Lee
Marketing & Agency Cost 3%
Demolition Cost $2,326,302
Construction Cost $90,461,418 $77,474,639
Professional Fees 6%
Developer’s Profit on Cost 15.0% 12.5%
Stamp Duty 4.25%
Legal Cost 0.1%
Development Period Demolition 0.75 years 0.5 years
Construction 1.75 years
Total 2.5 years 2.25 years
Interest Rate 4% 3.5%*
Land Value $281,600,000 $365,100,000
Accommodation Value $143,472 per sq m $184,773 per sq m

* When the trial resumed on 11 August 2022, Mr Lee agreed that the interest rate would be 4%.

Construction Cost

164.In respect of the construction cost, both Mr Ng and Mr Lee relied on the Building Cost Data for Private Sector Developments in Hong Kong published by RLB in January 2022. However, Mr Ng assumed the proposed hypothetical development will have High to Very High Quality and saw fit to divide the hypothetical development into two parts, one for the retail podium at $28.800 per sq m and the other for the upper floors residential portion at $32,800 per sq m. Mr Lee, on the other hand, adopted $22,000 per sq m and $30,200 per sq m respectively.

165.I agree with Mr Ng’s comment that the construction cost adopted by Mr Lee for the retail portion at $22,000 per sq m appears to be low in comparison with the domestic portion of $30,200 per sq m. This is particularly the case when the hypothetical development will comprise a residential cum retail development with only retail provision on the lowest 2 floors where the E&M requirement would be more substantial. Whereas the construction costs keep on rising, I prefer to adopt Mr Ng’s figures and arrive at $90,000,000 approximately.

Construction Period

166.While Mr Ng and Mr Lee agreed the construction period for the hypothetical development will be about 1.75 years, they have different opinion on the demolition period: Mr Ng adopted 0.75 year whereas Mr Lee adopted 0.5 year. At trial, Mr Lee conceded that 0.75 year would be more realistic when the existing building consists of asbestos.

Developer’s Profit

167.Developer’s profit is normally included as a percentage of the costs involved, or sometimes as a percentage of the GDV. The level of profit should represent the return that a hypothetical developer will require for undertaking the project and should be commensurate with the risk involved. By para 3.6.4 of the HKIS Guidance Notes on Valuation of Development Land published in 2016, the related risks include marketing risks for sales and lettings, risks of construction difficulties and cost overruns, and delays in obtaining relevant development approvals.

168.In a residual valuation, developer’s profit is included in a broad brush nature in the absence of a fully researched risk analysis. Thus, the level of return is only meaningful as a comparative figure but must be related to the risky nature of the hypothetical development and to the length of the project.

169.In the present case, because of the small scale of development, Mr Ng envisaged a development period of 2.5 years. And therefore a developer’s profit of 15% is equivalent to an annual return of 6%. This is the gross profit to a developer before meeting the developer’s general overheads and tax.[59] To the contrary, if a developer’s profit of 12.5% is adopted as suggested by Mr Lee, the annual return is merely 5% which would be regarded as inadequate if it were to include marketing risks for sales and lettings.

170.Mr Tsui had tried to argue that because the residential property market had worsened since the outbreak of 5th wave of the Covid-19 pandemic, the developer should accept a more meagre profit in order to keep its business in the market. With respect, Mr Tsui has conflated the property development process with the small or medium sized businesses which have to keep its profit margin low in order to strive to survive in a downward market. Unlike a small or medium sized business, property development is a capital intensive exercise; a property developer considering having to invest a substantial capital has the choice of investing elsewhere with relatively risk and trouble free. In that regard, particularly, when the interest rates are rising, the profit required by the developer would be rising as well.

171.I therefore agree to Mr Ng’s 15%.

172.Indeed, in the most recent compulsory sale application where a high-rise residential development up to 1,820 sq m was proposed, Gain Union Limited v Leung Chi Man, LDCS 5000/2021 (unreported, dated 21 September 2022), the Tribunal adopted a developer’s profit of 15% plus stamp duty and legal costs.

Residual Valuation

173.Thus, subject to the discussions above, I carry out a revised residual valuation on the basis of Mr Lee’s valuation as shown in the Appendix 2 of this judgment[60].

174.I arrive at the RDV of the Lot at $302,400,000 or an accommodation value of about $153,062 per sq m.

Inland Lot No 9061

175.After the 2022 GAP, there was a public tender of Inland Lot No. 9061 (“IL 9061”) by the Hong Kong Government, the result of which was announced on 21 June 2022.

  The Lot IL 9061
Site Area (m2) 205.13 1,226.60
Proposed GFA (m2) 1,962.75 10,794.00
Plot Ratio 9.5683 8.7999
Class of Site B B
Development Height 110mPD 110mPD
Efficiency (Domestic) 63% 88%
Accommodation Value (AV) (/m2) ? $181,783

176.Mr Ng made a direct comparison between the Lot and this public sale to test the reliability of his assessed RDV of the Lot by residual valuation but Mr Lee held a different view both on its comparability as well as the adjustments:[61]

Adjustments By Mr Ng By Mr Lee
Time 2.0% 4%
Location/Environment 0.0% +10%
View -5.0% +5%
Size of Site/ Efficiency Ratio -25.0% +15%
Clubhouse Facilities -3.0% 0%
Stamp Duty -4.25% 0%
Total: -32.5%  
Adjusted AV (/m2) $122,704  

Lease Term

177.Firstly, Mr Lee referred to the lease term for IL 9061 being only 50 years from 19 July 2022 whereas for the Lot, it is 999 years from 26 December 1860, ie its lease will last until 2859 unexpired. In this regard, Mr Lee was drawn to the attention of a press release of the Government dated 15 August 2022[62], indicating that the Government has a clear policy for handling matters related to the extension of expiring land leases all along.

178.According to Article 123 of the Basic Law, where leases of land without a right of renewal expire after the establishment of the Hong Kong Special Administrative Region (HKSAR), they shall be dealt with in accordance with laws and policies formulated by the Region on its own. According to the policy statement promulgated by the HKSAR Government in July 1997, leases not containing a right of renewal (excluding short term tenancies and special purpose leases) may, upon expiry and at the sole discretion of the Government, be extended for a term of 50 years without payment of an additional premium, but an annual rent shall be charged equivalent to three per cent of the rateable value of the property, adjusted in step with any changes in rateable value thereafter.

179.The press release continued: “While the extension of non-renewable leases is not automatic, the Government follows due process in exercising its ‘sole discretion’ prudently. … As a matter of fact, the Lands Department has extended most non-renewable leases since the policy was first promulgated in July 1997.”

180.In spite of the above, Mr Lee gave evidence that some real estate agents or developers do from time to time distinguish those residential units that are held on leases for 999 years in their marketing materials. Mr Tsui caught on the word “not automatic” in the above press release and submitted that there is still a degree of uncertainty.

181.Notwithstanding the above, Mr Lee could submit no evidence that there exists any discount on value for residential units not being held on leases for 999 years. Mr Ng said he could not find such discount existing. Neither do I have such an observation.

182.On the other hand, Mr Lee suggested, and Mr Tsui submitted that, there must be some difference in the eyes of sophisticated buyers, pointing to the payment of three per cent of the rateable value for properties not being held for 999 years. For the sake of the present analysis, I allow a +3% adjustment for the difference in lease term.

Size of Site

183.Mr Lee commented that IL 9061 is some 6 times that of the Lot. Such a large size attracts developers having a certain financial clout, making the properties belonging to different markets. As a comparable, such a great quantum difference alone defies any accurate application of appropriate adjustment rate.

184.Mr Lee initially did not agree that a site of such a large size allows a flexibility in design and greater efficiency. Whereas IL 9061 was sold with the benefit of and subject to the Town Planning Board’s permission No A/H5/417 granted under section 16 of the Town Planning Ordinance on 28 January 2022, the planning application shows a typical floor plan of an indicative scheme. At the request of the bench, Mr Ng did calculate a domestic efficiency ratio of 87.5% while Mr Lee arrived at 80.9%[63].

185.Mr Lee defended his GFA[64] calculations by reference to the meaning of “gross floor area” in the Code of Measuring Practice issued by the Hong Kong Institute of Surveyors in 1999, which in effect, refers to the definition in Building (Planning) Regulation 23(3) which provides as follows:

“(a) Subject to subparagraph (b), for the purposes of regulations 19, 20, 21 and 22, the gross floor area of a building shall be the area contained within the external walls of the building measured at each floor level (including any floor below the level of the ground), together with the area of each balcony in the building, which shall be calculated from the overall dimensions of the balcony (including the thickness of the sides thereof), and the thickness of the external walls of the building.

(b) In determining the gross floor area for the purposes of regulations 20, 21 and 22, the Building Authority may disregard any floor space that he is satisfied is constructed or intended to be used solely for parking motor vehicles, loading or unloading of motor vehicles, or for refuse storage chambers, refuse storage and material recovery chambers, material recovery chambers, refuse storage and material recovery rooms, refuse chutes, refuse hopper rooms and other types of facilities provided to facilitate the separation of refuse to the satisfaction of the Building Authority, or for access facilities for telecommunications and broadcasting services, or occupied solely by machinery or equipment for any lift, air-conditioning or heating system or any similar service.”

186.With respect to Mr Lee, even a General Practice Surveyor, not being an Authorized Person, should have appreciated those areas as stated in Reg 23(3)(b) would not have been taken into account by the Building Authority in practice. Mr Lee’s calculation had wrongly included the air-conditioning platform and his calculation paid no regard to the Joint Practice Notes Nos 1 & 2 issued by the Buildings Department, Lands Department and Planning Department lately revised in September 2019 and July 2022 respectively whereby “not more than 50% of the area of the balcony (utility platform) is to be exempted from GFA and SC calculations”. Mr Lee even chose to ignore the definition of gross floor area in Special Condition (40) of the Conditions of Sale for IL 9061 which was produced by himself as Exhibit R6(b) and the GFA as stated in the planning application itself[65]. That is, Mr Lee had inflated the denominator of his efficiency calculation.

187.Mr Tsui had tried to come to Mr Lee’s rescue by pointing out that the latter exemption of balconies or utility platforms from gross floor area would only be “favourably considered where such provision meets the following criteria...” However, professionals in the trade would be capable of playing by the rules and it is unrealistic to expect that the area of the balcony (utility platform) proposed cannot get exemptions.

188.To my surprise, as pointed out by Ms Ngai, when Mr Lee himself calculated the efficiency ratio of each typical domestic floor for the hypothetical development on the Lot where he arrived at 69.65%, he did not forget “not more than 50% of the area of the balcony (utility platform) is to be exempted from GFA and SC calculations”[66].

189.In Chapter 6 of Valuation of Development Land in Hong Kong, by P J Roberts, 1975, Hong Kong University Press, at pp 47-49, it was stated as follows:

“It is only possible to make a direct comparison with actual sales of other land if the other land is identical in all respects with the land under valuation, and the same market conditions obtain as when the other land was agreed to be sold.

It is rare that all these conditions are met. Therefore in most cases only indirect comparisons can be made which must, to be realistic, bear in mind the individual potential of each site.

Accommodation Value’. In Zones II and III[67], comparisons can be made by analyzing sales of land as dollars per square foot of the potential gross floor area that is possible on the site. This may be called the “accommodation value’ approach. Suppose that three sites in Zone II were recently sold, with the following potential and sake prices.

Class of Site Area No of storeys possible Price paid $ per square foot of site area
A 10,000 square feet 8 $2,640,000 $264
B 10,000 square feet 12 $4,550,000 $455
C 20,000 square feet 20 $13,860,000 $693

It will be seen that the prices per square foot of the site area are disparate; however, analyzing on an accommodation value approach gives the following results.

Class of Site Gross Floor Area Possible Accommodation Value (Purchase price per square foot of gross floor area)
A 10,000 sq ft x 30% site coverage x 8 storeys = 24,000 sq ft $110
B 10,000 sq ft x 33% site coverage x 12 storeys = 39,600 sq ft $115
C 20,000 sq ft x 33% site coverage x 20 storeys = 132,000 sq ft $105

Consequently should a residual valuation of similar land produce a result that is widely different from an accommodation value of $110, there will be something amiss with the calculation.

It must be appreciated, however, that this approach is a rule-of-thumb calculation for simplifying comparisons between different sites. It cannot replace detailed consideration of the potential of a site, as it does not cater for varying site areas and the ratio of saleable floor space to gross floor area. The greater the ratio between saleable floor space and gross floor area, the higher will be the accommodation value.

In Zone 1, this approach cannot be used with any confidence, as the commercial value of ground-floor shops will vary greatly, in addition to wide varieties in the type and size of buildings that can be erected upon sites in differing localities and of different sizes. … The best one can do in these circumstances is to ensure that any assessment, arrived at from a residual approach, does not vary widely from the range of sale prices paid, at around the date of valuation, for similar land.”

190.Thus, bearing in mind vast difference in site size between the Lot and IL 9061, I agree with Mr Lee that it might not be meaningful to carry out a comparison analysis but I consider the theorem: ‘The greater the ratio between saleable floor space and gross floor area, the higher will be the accommodation value’ still applicable. Mr Lee’s suggestion of making +15% adjustment for the size of site/efficiency ratio is plainly wrong and I agree that Mr Ng’s proposed adjustment of -25% is reasonable.

Adjustment for Time

191.According to Mr Lee, on the basis of the RVD Private Domestic Price Index (Territory-Wide) (Class A), there should be +4% adjustment for time.

192.The table below shows the RVD Private Domestic Price Index (Territory-Wide) (Class A) since the beginning of 2022:

Month (2022) Index
1 433.8
2 423.1
3 420.1
4 425.5
5 426.5
6 419
7 414.4*
8 406.8*
9 398.4*

* Provisional figures

193.With respect, I fail to see how Mr Lee could come up with a positive adjustment and as much as 4%.

Location/Environment

194.Mr Lee explained his adjustment for location of +10%, stating that IL 9061 is “located near the junction between Queen’s Road East and Kennedy Road, two of the trunk roads in the area”. With respect, Mr Lee did not take the trouble to identify the location of IL 9061 by reference to the Conditions of Sale which contains a site plan despite that it was he himself who produced the Conditions of Sale as exhibit.

195.To be exact, IL 9061 is situated on Kennedy Street, not Kennedy Road and set back from Queen’s Road East, with an electricity sub-station (“ESS”) in between. As regards Mr Lee’s suggestion that IL 9061 “neighbours with Ruttonjee Hospital and Wan Chai Market Building and Wan Chai Road which is an established wet market street”, it is manifestly untrue; Ruttonjee Hospital is hiding some 100 metres away on the opposite side of Queen’s Road East and lying in between is Hong Kong Jockey Club Garden. And if Mr Lee’s memory had not faded, he should have been reminded that the Wan Chai Market Building has become a Grade III Historic Building and the old Wan Chai Market has moved into the new market complex on the lower levels of "The Zenith", a newly built residential development located further away from the market building along Wan Chai Road, in September 2008. Surmounting the retained Wan Chai Market Building thereon is another new residential building, “One Wan Chai”, sale transactions of which were adopted by himself as comparables in determining the GDV of the domestic portion of the hypothetical development on the Lot[68].

196.In terms of accessibility, Mr Lee has failed to mention that IL 9061 is situated within 10-minute walking distance from the Wan Chai MTR station but the Lot is situated further away from either the Wan Chai MTR station or the Causeway Bay MTR station.

197.I consider Mr Ng having been conservative by not making any downwards adjustment for location.

Adjustment for View

198.I trust Mr Lee had committed the same mistake above when he proposed a positive adjustment for view for the reason that the view likely commanded by the hypothetical development on the Lot “is more pleasant than hospital and wet market”. In making his comment, Mr Lee also failed to take note of the photomontages as contained in the planning application for I L 9061.

Adjustment for Clubhouse Facilities

199.Modern government leases governing residential developments or the residential portion of composite developments usually contain a condition permitting recreational facilities and facilities ancillary thereto to be provided within the lot for the common use by the residents and their bona fide visitors. Such facilities, usually called clubhouses, if provided indoors at appropriate scale and composition, may be allowed to be exempted from calculation of gross floor area. Mr Lee made no adjustment for its provision.

200.Under Practice Note No 4/2000(B) issued by the Lands Department on 24 May 2013, the GFA of the clubhouse including voids, plant rooms (including filtration plant room for swimming pool), covered walkways, covered courts, etc serving solely the clubhouse should not exceed the limitation in a sliding scale as indicated in the table below for consideration of GFA exemption:

Total Domestic GFA Max % of Total Domestic GFA/Max Area for GFA Exemption (whichever is greater)
Up to 25,000 m2 5%
> 25,000 m2 to 50,000 m2 4.5%/ 1,250 m2
> 50,000 m2 to 75,000 m2 4.0%/ 2,250 m2
> 75,000 m2 to 100,000 m2 3.5%/ 3,000 m2
> 100,000 m2 to 125,000 m2 3.0%/ 3,500 m2
> 125,000 m2 2.5%/ 3,750 m2

201.Similar provisions can be found in Practice Notes for Authorized Persons, Registered Structural Engineers and Registered Geotechnical Engineers APP 104 and APP 151 issued by the Building Authority[69].

202.Indeed, similar restrictions can be found in Special Condition 40(d)(i)(II) of the Conditions of Sale for IL 9061. Thus, for a maximum domestic portion of 9,571 sq m, the clubhouse that can be provided in IL 9061 would be about 478 sq m whereas for the hypothetical development on the Lot, the clubhouse would only be about 1,671.27 sq m[70] x 5% = 83.5 sq m which is relatively small.

203.Certainly, the larger clubhouse would enhance the attraction and unit price of the proposed development on IL 9061. I agree therefore with Mr Ng’s adjustment of -3%.

Adjustment for Stamp Duty

204.Mr Lee also made no adjustment for the stamp duty payable in purchasing the Lot in the proposed auction.

205.At trial, Mr Lee conceded that he was not aware that the prospective buyer of land from Government either under auction or tender, he/she is not required to pay stamp duty. With respect, such has been stated clearly in para 3.9.4 of the HKIS Guidance Notes on Valuation of Development Land published in 2016.

Sale by Tender

206.At trial and during cross-examination, Mr Lee kept on saying that the consideration paid for IL 9061 at $1,962,168,000 did not represent market value which, according to him, should be higher because developers would try to keep their bids as low as possible.

207.While in real life people tend to pay less for any commodities, in a competitive free market, I am not persuaded that this can be the case or the developer cannot successfully buy any land.

208.I am doubtful if Mr Lee was serious when he tried to compare a bidding by tender with a “before and after negotiation” with the Lands Department on paying a premium for lease modification or land exchange. In the latter, the developer could choose not to pay the premium when the negotiation outcome is not so favourable but the developer still keeps the land. On the other hand, in a competitive bidding by tender, those who bid low would lose the site. This is demonstrated below by announcement by Government on the other unsuccessful bids for IL 9061.

209.By reference to the press release issued by the Lands Department on 20 July 2022[71], the Government had received altogether 21 tenders for IL 9061. Apart from the successful bid in the sum of $1,962,168,000, the tender amounts submitted by the unsuccessful tenderers in descending order are as follows:

(1) $1,699,900,000
(2) $1,662,000,000
(3) $1,628,660,000
(4) $1,618,000,000
(5) $1,608,000,000
(6) $1,600,188,000
(7) $1,528,800,000
(8) $1,515,000,000
(9) $1,504,000,000
(10) $1,398,000,000
(11) $1,387,000,000
(12) $1,338,000,000
(13) $1,328,000,000
(14) $1,200,000,000
(15) $1,199,980,000
(16) $1,100,000,000
(17) $1,060,000,000
(18) $1,000,000,000
(19) $998,000,000
(20) $983,888,000

210.Thus, the successful bid was some 15% higher than the second bid and I see no reason to doubt that $1,962,168,000 or an AV of $181,783 per sq m did not represent the market value of IL 9061. There is indeed no evidence of any undervalue.

211.The Lands Department has been stating in public that it perceives its role as a protector of the public purse. For more than a century, the Hong Kong Government had used to dispose of government land for private development by public auction. The Government’s basic land policy was to sell leases to the highest bidder at public auction. However, there has been lack of belief and trust in the operation of an open market for the sale of government land when the property market was weak. Following the financial crisis in the autumn of 2011, all government land sales have been by tender rather than by auction.[72] The last auction sale took place on 3 November 2010 and was in respect of a residential lot at Inverness Road, Kowloon Tong. And by a Press Release dated 24 February 2011, the Secretary for Development announced that, to kick-start the government-initiated sale programme in 2011-12, the Government would tender two Hung Hom sites, namely 5-23 Lee Kung Street and the site at the junction of Bulkeley Street and Gillies Avenue South, in April 2011[73].

212.In Man Fong Hang v Man Ping Nam & Others, HCA 7935/1998 (unreported, 11 December 2003), the registered managers of a Wui were accused of breach of duty by not selling land by tender or public auction. The managers explained that sale by tender was not that common for sale of Tso or Wui's land in the New Territories. Notwithstanding that, Hon Lam J (as he then was) found the managers were in breach of their duty to fetch a proper price for the Wui’s land, which decision was overruled by the Court of Final Appeal on 27 October 2006[74]. The Court of Final Appeal remarked at §47 that “market”, which used generally to denote a place of multiple transactions, would seem wholly inappropriate for the sale of that particular piece of land with extreme restrictions on development, lying (as to two-thirds) within the Frontier Closed Area, with squatters in occupation over portions of the land. This is not the case here for IL 9061.

213.In the present trial, Mr Lee had also tried to make a distinction between price and value, an evidence also summoned by the valuer in Man Fong Hang but was dismissed by Hon Lam J (as he then was) as follows at §238:

“… it is a misconception to consider that just because the price of the sub-sale was used as comparable[75], one is actually equating price with value. A comparable remains as a comparable. There could still be adjustments.”

214.And at §257 of the judgment of the Court of First Instance, it is of interest to note that Hon Lam J (as he then was) refused to allow another 5% adjustment to reflect there could be competition between developers.

215.In Re Inland Lot No 476, HCMP 1273/2009 (unreported, 12 March 2010) which was an application for an order for sale of certain property under section 6 of the Partition Ordinance, Cap 352. The plaintiff wanted to try to sell first by private tender with a reserve price of $60,000,000, so as to save costs, and if that failed to achieve a sale, to sell by public auction with a reserve price of $55,000,000. The plaintiff submitted that sale by private tender was a cost saving and effective means of sale. The defendant wanted a sale by public auction with a reserve price of $62,000,000, and if that failed to achieve a sale, to sell by another public auction with a reserve price of $60,000,000. Despite the difference between the parties, it appears that they had not differed on the reserve price by public auction or otherwise.

216.In Re Man Sham Chung Wui, CACV 39/2010 (which was reported as [2011] 1 HKLRD 427), there was a dispute as to whether the members of the Wui could resolve to sell its property on a majority vote. In the end, the Court of Appeal agreed to a proposed sale to the highest bidder by open tender with a reserved price.

217.Similarly, in Wong Arlene Bei Ling & Others v Pao Zen Kwok Peter, HCMP 1406/2018 (unreported, 31 December 2021), the Court of First Instance approved at §16 that the object of putting up a property for sale by tender was to secure or provoke the best price that potential purchasers would be prepared to offer.

218.More recently, in Century Supreme International, supra, the Tribunal had the following observation:

Direct Comparison Method

120. Mr Chan uses the transaction of No 135 Tai Hang Road (i.e. registered site area of 3,990 square meters, maximum plot ratio of 3 and maximum gross floor areas of 11,970 square meters) to verify the reliability of his residual valuation. Tender for sale of it was awarded on 18 December 2019 at $3,200,000,000 (i.e. an accommodation value of $267,335 per square meter). Although there are special conditions in this tender sale that are not applicable to the redevelopment of the Lots, we agree to compare this land sale transaction with the Lots and in the RDV assessment makes reference to its adjusted accommodation value.

121. The respective valuation adjustments made by Mr Chan and Mr Lee to this site comparable are as follows: -

Adjustments Mr Chan Mr Lee
Time 0.0% 0.0%
Location & Environment -10.0% 10.0%
Scale of Development -5.0% 5.0%
View -10.0% -5.0%
Total Adjustments -23.1% 9.7%
Adjusted Accommodation Value $205,581 $293,266

122. We consider that the location and environment of this site comparable at Jardine’s Lookout should be better than the Lots, its view should be much better than the Lots, and the effect of scale on value appears not to be significant in this instance. Accordingly, if nil adjustment is made for both time and scale of development, -10% is made for location and environment, and -10% is made for view, the adjusted accommodation value would then be $216,541 per square meters. The accommodation value of the Lots should not be higher than the accommodation value of this site comparable.” (underline added)

219.All in all, I agree that $1,962,168,000 or an AV of $181,783 per sq m represented the market value of IL 9061 and can be adjusted “to ensure that any assessment, arrived at from a residual approach, does not vary widely from the range of sale prices paid, at around the date of valuation”. My adjustments are as follows:

Adjustments
Lease Term +3.0%
Time 0.0%
Location/Environment -5.0%
View -5.0%
Size of Site/ Efficiency Ratio -20.0%
Clubhouse Facilities -3.0%
Stamp Duty -4.25%
Total: -32.5%
Adjusted AV (/m2) $125,556

220.This $125,556 is some 18% lower than $153,062 arrived at §174 above. In Hofei Estates Limited v. Secretary for City and New Territories Administration, LDLR 1/1982 [1980-1982] CPR 486, the Tribunal remarhed at §§14-16 as follows:

"14. Unfortunately, the comparables were not only in different localities, but were also very much smaller than the subject property, have varying development costs and contained other differences. Thses major differences obliged both valuers to make substantial adjustments to the comparables to relate them, for valuation purposes, to the subject property. The adjustments actually made were mostly subjective and unsupported by any detailed analysis.

15. In these circumstances a better approach would have been to have used the residual method. The adoption of the residual method would have enabled the valuers to have tested the value of the subject property in terms of optimum development in relation to cost and reasonable profit margins.

16. We are satisfied that evidence was available from the comparables and elsewhere; for reasonably accurate assessments to have been made by the residual method. Furthermore this is the method more likely to be adopted by a reasonable prospective purchaser of this type of property."

221.In view of the above, I consider Mr Lee’s assessment of the RDV of the Lot at $365,100,000 or an AV of $184,773 per sq m having been unreasonably exaggerated. I agree with Ms Ngai that IL9061 is much superior to the Lot in many aspects. It is unreasonable for Mr Lee to have arrive at a valuation more than the AV at which IL9061 was sold by Government.

222.I determined the RDV of the Lot at $300,000,000 or an accommodation value of about $151,847 per sq m which shall be adopted as the Reserve Price for the auction of the Lot.

223.Contrary to Mr Lam’s suggestion, I cannot take into consideration the fact that the applicant had acquired the adjoining sites because pursuant to Schedule 2 to the Ordinance, reserve price can only take into account the redevelopment potential of the Lot on its own.

Proportionality

224.In his closing submission, Mr Tsui suggested a new factor of proportionality that the Tribunal should consider before being satisfied that redevelopment of the Lot is justified.

225.Mr Tsui submitted that the EUV calculated by Mr Ng was $213,170,000 which was some 75% of his RDV of $281,600,000. On the other hand, the EUV of Mr Lee at $264,939,000, if accepted by the Tribunal, would be 94.1% of Mr Ng’s RDV. Given the economic benefit of redeveloping the Lot on either basis was non-substantial, commercially the applicant should not have found it justifiable to make the Application.

226.Following the valuation analysis above, I find the EUV of the Building at $233,831,000 and the RDV at $300,000,000; Mr Lee had highly inflated the EUV of the Building. The percentage of EUV to RDV is about 78% but this is not a consideration under the Ordinance.

227.In the first Provisional Legislative Council’s meeting on the Land (Compulsory Sale for Redevelopment) Bill (“the Bill”), the predecessor of the Ordinance, on 10 February 1998, the Chairman of the Bills Committee stressed that “the Bill was introduced with a view to facilitating private sector participation in expediting urban renewal”[76]. This echoes the URA’s practice of initiating redevelopment schemes which might not be considered profitable by the private sector.

228.Indeed, as the then Chairman of the Land Development Corporation (“LDC”), the predecessor of the URA, put it in the Bills Committee Meeting on the Bill on 19 February 1998, the objective of the Bill was to expedite urban renewal. “He related to members the many obstacles experienced by LDC over the past ten years in undertaking redevelopment projects including title problems, resistance from individual owners, rehousing problem and costs of compensation. The difficulties in settling disputes over valuation which was subjective to a certain extent warranted particular attention. … LDC projects aimed at achieving comprehensive development, whereas the Bill was intended to facilitate ad hoc redevelopment of smaller lots…”[77]

229.Certainly, the market value of the Building, ie the EUV in the present case reflects its age and state of repair to a large extent. When the Building was new, it was supposed to be developed to its highest and best use and therefore its market value should be the highest in its life, absent inflation and any catastrophe. As the Building aged, either physically or functionally, or its state of repair worsened for whatever reason, its market value would depreciate. After many years, it would come to a stage when its market value would drop below the value of the land for redevelopment. But this process can be long and once it arrived, it would be hard to reverse. Indeed, even the URA cannot wait until buildings have reached such a stage and sought redevelopment to arrest the urban decay.

230.In the present case, I find the EUV of the Building at $233,831,000. Even assuming a modest repair cost of $6,000,000 after which the market value of the Building would have increased by 8% (which is very optimistic because the residential units would enjoy the most benefits of the repair and their EUV was about $136,000,000 only), the resultant figure, say $250,000,000 would be far below the RDV at $300,000,000.

231.If I follow Mr Tsui’s approach, the repair cost of $6,000,000 would account for some 2.6% of the EUV of the Building. Certainly whether this spending would achieve good value for money is in doubt (despite my optimistic assumption of 8% above). Incidentally, for instance, a 6-storey building completed in June 1973 at 24-26 Hau Wong Road, Kowloon City was renovated and put onto the market in June this year. No unit could be sold until the owner lowered the unit price by 11.8% to 23.8% recently as reported by the Hong Kong Daily Times on 9 September 2022[78]. More importantly, according to the transaction register, the transaction prices of the six units ranged from $3.2 million to $4.85 million, and the price per sq m ranged from $91,850 to $123,130. These price range is much lower than those of the EUV of the domestic units in the Building and comparatively more affordable. Even so, the benefits of repair to such an old 6-storey building are hard to predict.

232.In the present case, it is obvious the applicant is not prepared to spend the repair cost or it would not have made the Application. Neither could the respondents say that they would be prepared to spend such a vast sum of money. Mr Ng Wai Lun, one of the directors of R1, and R4 stated in their witness statement dated 22 February 2021 that they were quite prepare to a pay cost of $76,200[79] (as opposed to something like $6,000,000); similarly, Mr Lam, in his closing submission, admitted that all along, as the Chairman of the IO, he had been trying to spend the minimum amount or the residents might think otherwise; indeed, the other residents rather sold their units to the applicant[80]. That submission by Mr Tsui that the IO had successfully organized repairs to the Building in December 2020 cannot assist him when the figure spent betrays him. See §94 above.

233.All in all, and with respect, the proportionality test submitted by Mr Tsui has no place in the Ordinance because section 4(2)(a) specifically disregard whether or not the majority owner proposes to or is capable of undertaking the redevelopment.

Other Incidental Matters

234.The applicant proposed to appoint Mr Anthony Chow and Ms Anna Chow, being consultants of Messrs Guantao & Chow, Solicitors and Notaries, as the sale trustees. Based on the information on their background and experience as set out in their letter dated 9 February 2022[81], I am satisfied that they are proper persons to be appointed as trustees to discharge the duties imposed on trustees under the Ordinance. The remuneration package proposed in the said letter appears reasonable.

235.The applicant has prepared a set of draft Particulars and Conditions of Sale of the Lot[82]. Subject to any amendment that may become necessary as a result of our ruling on the arrangement of auction above, the particulars and conditions of sale of the Lot by public auction submitted by the applicant are also reasonable.

Order

236.This Tribunal make the following orders:

(1) This Tribunal is satisfied that the redevelopment of the Lot is justified due to the “age” and “state of repair” of the Building and that the applicant has taken reasonable steps to acquire all the undivided shares in the Lot including those of the 1st, 3rd and 4th respondents;

(2) All the undivided shares in the Lot, the subject of the Application herein, be sold by way of a public auction for the purposes of the redevelopment of the Lots under s.4(1)(b) of the Land (Compulsory Sale for Redevelopment) Ordinance (“the Ordinance”);

(3) Mr Anthony Chow and Ms Anna Chow of Messrs Guantao & Chow, Solicitors and Notaries, nominated by the applicant, be appointed trustees (“the Trustees”) to discharge the duties imposed on trustees under the Ordinance in relation to sale of the Lot and the Trustees be authorized to charge such remuneration for their services in accordance with the terms set out in the letter of Messrs Guantao & Chow, Solicitors and Notaries, dated 9 February 2022.

(4) For the purpose of the sale of the Lot by public auction under section 5(1)(a) of the Ordinance:

(i) The sale of the Lot be on the particulars and conditions of sale substantially the same as those in the draft Particulars and Conditions of Sale to be initialed and approved by the Tribunal.

(ii) The reserve price be set at $300,000,000.

(iii) Subject to further extensions that the Tribunal may subsequently allow upon the application of the purchaser of the Lot or its successor in title, the redevelopment of the Lot and the Building shall be completed and made fit for occupation within a period of 6 years after the date on which the purchaser of the Lot shall become the owner of the Lot.

(iv) Liberty to the applicant the respondents and the Trustees to apply to the Tribunal for further direction(s) under the Ordinance.

Costs

237.In accordance with the compensation approach as determined by the Court of Appeal in Good Faith Properties Ltd and Others v Cibean Development Co Ltd [2014] 5 HKLRD 534, I order that the applicant do pay R1, R3 and R4 the costs of the Application, with Certificate for Counsel, to be taxed on the High Court scale if not agreed.

238.Last but not least, the Tribunal thank Counsel for their assistance.

  Lawrence Pang
  Member
  Lands Tribunal

Ms Nancy Ngai, instructed by Messrs Lo & Lo, for the Applicant

Mr Wilfred Tsui, instructed by Messrs H Y Leung & Co LLP for the 1st and 4th Respondents

3rd Respondent, not legally represented, is represented by Lam Chee Kwong in person

Appendix 1

Appendix 2
Residual Valuation
 
Gross Development Value
G/F Shops 140.85 m2 $95,041,215
1/F Shops 162.85 m2 x $225,000 / m2 = $36,641,250
4/F-22/F Domestic $399,000,000
$530,682,465
Less Marketing Costs @ 3% 0.97
$514,761,991
Present Value in 2.5 years @ 4% 0.9066
$466,683,221
Development Costs
Demolition Cost 1057.41 m2 x $2,200 / m2 = $2,326,302
Professional Fee @ 6% 1.06
Developer's Profit @ 15.0% 1.150
$2,835,762
Present Value in 0.375 year @ 4% 0.9854
$2,794,360
Construction Costs $90,000,000
Professional Fee @ 6% 1.06
Developer's Profit @ 15.0% 1.150
$109,710,000
Present Value in 1.625 years @ 4% 0.9383
$102,940,893
$360,947,968
Stamp Duty @ 4.25%
Legal Cost @ 0.10%
Developer's Profit @ 15.0% ÷ 1.19350
$302,428,126
say $302,400,000
Accommodation Value $153,062.00


[1]   See Exhibit A1(e).

[2]   In Tin Kung Investment Limited v Secretary for Transport, LDRW 16/2001 (unreported, 29 June 2004), the Lands Tribunal remarked at §3 as follows:

“Putting before anyone these statistics, there must be the concern whether the Comparables selected for valuation are indeed suitable for comparison. Making adjustment to compensate for the difference between two properties is not a perfect and effective valuation tool. What the experts have built in the valuation formula are largely subjective views (and such formula may be manipulated to arrive at an intended result). The subjective views tend to cause error, the risk of which goes in proportion to the quantum of adjustment made. Its application therefore is with limitation. It is suitable for use only if the two properties are in great similar but in minor place different. In the case where a large number of factors and amount of adjustment as the above are applied in the valuation, the risk of getting the valuation wrong is high. If this fundamental principle of application is not observed, the price of a commercial property in a central business area can be absurdly taken to find out the value of a piece of farmland in the green belt zone through adjustments.”

[3]   See Bundle E1/2338.

[4]   See Bundle E1/2339.

[5]   See Exhibit A1(a).

[6]   See Exhibit A10.

[7]   See Exhibit R7(a).

[8]   See also Exhibit A1(e).

[9]   See Bundle E1/2340.

[10]   See Bundle E1/2339.

[11]   See Bundle E2/2357.

[12]   See Exhibit A1(c).

[13]   See also Exhibit A1(f).

[14]   One of the respondent appealed on another ground but the Court of Appeal, CACV 426/2020 (unreported, dated 31 May 2021) while dismissing the appeal, did not disturb the reasoning as cited of the Tribunal.

[15]   See Bundle D3/2078.

[16]   See Bundle D3/2079.

[17]   See Bundle D3/1886.

[18]   See Bundle D3/2080.

[19]   Professor Chan initially tried to dispute that the carbonation process is irreversible but later explained what he meant was that the carbonation process could be stopped by the application of the anti-carbonation coating.

[20]   See Bundle D3/2081.

[21]   See Bundle D3/2082.

[22]   See Bundle D3/2083.

[23]   During cross-examination, Mr C M Wong was challenged by Mr Tsui on his small sample size of 4 only notwithstanding Professor Chan had a sample size of 2 only. But it is a reality in practice because a core of concrete would be cut from the structure to perform the test. It would cause substantial damage to the Building if many cores of concrete were cut out. But even with this size of sampling, Mr C M Wong replied that it would give a level of confidence that ranges between ±20%. With respect, Mr Tsui had interpreted this as ±20% of the average value of all the 6 samples for the beam and worked out a range of 13.92 MPa to 20.88 MPa. Indeed, if only Mr C M Wong’s 4 samples are adopted for calculation, its mean is 13.5 MPa (instead of 17.4 MPa), ±20% means a range of 10.8 MPa and 16.2 MPa. But if a confidence level of 95% is adopted and the sample standard deviation being about 0.913, the range should be 13.5 ±1.96 x 0.913 = 11.7 MPa and 15.3 MPa. Certainly, setting suitable and adequate number of tests can be achieved through compromising between accuracy, cost, effort, and damage. Test results are related solely to the test locations from which test sample were taken. That is why engineering judgment is needed to specify test number and locations and relevance of results to the entire member. Below shows typical coefficient of variation of test results and maximum accuracies of in-situ strength prediction for principal methods (https://theconstructor.org/practical-guide/concrete-in-situ-test-results/15480/):

Test method

Typical coefficient of variation for individual member of good quality construction , %

Best %95 confidence limits on strength estimates

Standard cores

10

±10% (3 specimens)

Small cores

15

±15% (9 specimens)

Pull-out

8

±20% (4 tests)

Internal fracture

16

±28% (6 tests)

[24]   See Bundle D3/2069 & 2089.

[25]   See Exhibit R1.

[26]   Professor Chan could only remember the industrial building was situated in San Po Kong, Kowloon and not the name of it, which he acknowledged may have been demolished already.

[27]   See Bundle D3/2104.

[28]   See Bundle D1/1297 & 1302.

[29]   See Bundle D3/1932, 1933, 1939, 1940 & 1953.

[30]   See Bundle B/342-346 for the invoices dated 18 December 2020.

[31]   See Bundle D3/2055-2056.

[32]   Design working life is defined as the period of time during which a structure that has undergone normal maintenance is unlikely to require major repairs. The structure shall be designed such that deterioration over its design working life does not impair the performance of the structure below that intended, having due regard to its environment and the anticipated level of maintenance.

[33]   See D3/2067-2068.

[34]   https://www.legco.gov.hk/yr09-10/english/subleg/brief/6_brf.pdf

[35]   See Bundle C3/1226.

[36]   See photos in Bundle C1/610, 615-617.

[37]   See Bundle C1/413.

[38]   See Bundle C1/531.

[39]   See Bundle C3/1215.

[40]   See Exhibit R3.

[41]   Whereas the footnote of the of the RLB’s cost data stated: “The building costs exclude furniture, fittings and equipment …, site formation and external works, finance and legal expenses …”, the figure of $22,227.06 per sq m is much higher than the $14,600-16,100 per sq m range for the ‘High Rise, Ordinary Quality’.

[42]   See Bundle C3/1228.

[43]   See Exhibit AR1.

[44]   See Bundle C3/1221.

[45]   See Exhibit R4.

[46]   See Bundle C3/1224.

[47]   CACV 426/2020 (unreported, dated 31 May 2021).

[48]   See Bundle D3/1887-1888.

[49]   See photos on the roof in Bundle C1/560-575.

[50]   It is noted that even if Professor Chan’s estimate be adopted, the percentage would still be around 25%.

[51]   See §§127-128 of the judgment.

[52]   In this regard, Ms Ngai submitted in her closing submission that in Asia Bright Enterprises Limited & Another v Choi Muk Kan & Others, LDCS 11000/2019 (unreported, dated 15 October 2021), there was a dispute on whether “the Green Area” would be included as part of the development area where the Building Authority retains a discretion. However, as I pointed out during Ms Ngai’s closing submission, the PNAP as stated does not suggest that the Building Authority has a discretion.

[53]   Mr Ngai submitted that the development site at Nos 1 & 1A Wood Road had provided for a setback. This is however neither here or there as that site is a Class A site and any setback would just mean losing the rear portion of the G/F shop spaces. The consideration of the Lot is different as it is a Class B site. Any setback in area would mean losing the part of the G/F space that fronts onto Wing Cheung Street.

[54]   This latter adoption of the reference shop unit on Wing Cheung Street is needed because I have rejected Mr Ng’s setback proposal and also there is no definite design or particulars of the hypothetical shop fronting onto Wood Road.

[55]   See Bundle E2/2622.

[56]   See Bundle E2/2634.

[57]   See Bundle E2/2635.

[58]   See Bundle E2/2626-2627.

[59]   See Eric Shapiro, David Mackmin and Gary Sams, Modern Methods of Valuation, 12th Edn, 2019, Routledege at p222 and, Richard Hayward, Valuation: Principles into Practice. 6th Edn, 2009, Estates Gazette at 366.

[60]   See Bundle E2/2636.

[61]   See Exhibit A8 and R6(a).

[62]   See Exhibit A13.

[63]   10,794 sq m has been specified as the maximum total GFA under the Conditions of Sale for IL 9061, comprising a plot ratio of 7.8 for the residential portion and a plot ratio of 1 for commercial purpose. Mr Lee initially doubted if such a high plot ratio for the domestic portion could be achieved without realizing that IL 9061 was sold with the benefit of and subject to the Town Planning Board’s permission No A/H5/417 granted under section 16 of the Town Planning Ordinance on 28 January 2022.

[64]   The acronym for “gross floor area”.

[65]   See Exhibit A14.

[66]   See E2/2514.

[67]   These non-statutory old Density Control Areas and Areas of Special Control have been superseded by the respective Outline Zoning Plans where the maximum permissible plot ratio, site coverage, building height or any combination of them are specified in the ‘Remarks’ column of the Notes to each statutory plan.

[68]   See Bundle E2/2524.

[69]   See Exhibit A17.

[70]   See Bundle E2/2631.

[71]   See Exhibit A16.

[72]   See Roger Nissim, Land Administration and Practice in Hong Kong, 5th Edition, 2022, Hong Kong University Press, p42.

[73]   Prior to that, the Lands Department announced on 23 July 2010 that the site at the junction of On Yiu Street, On Kwan Street and On Lai Street, Shek Mun, Sha Tin, New Territories, Sha Tin Town Lot No. 433, would be disposed of by public tender.

[74]   [2006] 4 HKLRD 484; (2006) 9 HKCFAR 674.

[75]   Of course, according to the Court of Final Appeal, this sub-sale to a subsidiary of Henderson Land Development Co Ltd (which happens to be the holding company of the applicant in the present proceedings) was not a good comparable at all as, for instance, there was no evidence on the cost of obtaining vacant possession of this 3.3 million sq. ft. piece of land. See §§52 & 55 and of the Court of Final Appeal’s judgment.

[76]   https://www.legco.gov.hk/yr97-98/english/bc/bc06/minutes/bc061002.htm

[77]   https://www.legco.gov.hk/yr97-98/english/bc/bc06/minutes/bc061902.htm

[78]   https://ps.hket.com/article/3350625

[79]   See Bundle B/333.

[80]   Hearing time at 11:25-26 on 9 September 2022.

[81]   See Bundle B/351.82.

[82]   See Bundle B/351.84 - 351.113.

Other Judgments in This Case

Further hearings and rulings under LDCS 32000/2019