Secretary for Justice v. Leung Hiu Yeung and Others
Read the full judgment text of CAAR 3/2016 on BabelCite. This Court of Appeal judgment was delivered on 14 November 2017 before Wally Yeung VP, Jeremy Poon JJA, Derek Pang JJA.
Court of Final Appeal Ordinance (Cap 484) s.32(2) – application for certification of points of law of great and general importance – review of sentence under s.81A of the Criminal Procedure Ordinance (Cap 221) – unlawful assembly (s.18(3) Public Order Ordinance) and attempted forcible entry (s.23(1) Public Order Ordinance and s.159G Crimes Ordinance) – Civil Procedure Ordinance – s.81A review of sentence – whether Court of Appeal may reverse, modify, substitute or supplement the factual basis on which original sentence was based – overlap with Issue (1) certified in FAMC 31-33/2017 – certification allowed for Question 6 – sentencing for offences intertwined with expression or assembly – compatibility with Article 27 of the Basic Law and Articles 16 and 17 of the Hong Kong Bill of Rights – proportionality – how courts should approach 'civil disobedience' motive – overlap with Issue (2) certified in FAMC 31-33/2017 – certification allowed for Questions 7 and 8 – whether new sentencing guidelines set down in the same case should be applied in that case retrospectively – overlap with Issue (3) certified in FAMC 31-33/2017 – certification allowed for Question 4 – whether violence used in conduct can be taken into account in sentencing for unlawful assembly when defendant was acquitted of attempted forcible entry relying on same conduct – offence of unlawful assembly is preventive but violence and related matters are relevant to sentencing – not a point of law – Question 1 refused – principle of reciprocity – duty to obey the law under Article 42 of the Basic Law – enjoyment of fundamental rights subject to duty to abide by the law – Question 2 refused – principles of review under s.81A – discretion of Court of Appeal on review – well-settled – Question 3 refused – revocation of community service order under s.8(3)(a) Community Service Order Ordinance – does not render original CSO 'non-existent' ab initio – Court of Appeal's review jurisdiction under ss.81A-81B extends to sentence 'passed by' lower court regardless of whether served – Question 5 refused – whether the LegCo Complex as location of offence is an aggravating factor – fact-sensitive – not a question of law – Question 9 refused – whether genuine remorse is a 'pre-condition' for imposition of community service order under s.4 Community Service Order Ordinance – not involved in judgment – Question 10 refused – double jeopardy – Article 14(7) ICCPR and Article 11(6) Hong Kong Bill of Rights – review of sentence does not constitute second punishment – Fardon v Australia (1629/2007) and Tillman v Australia (1635/2007) distinguished – Secretary for Justice v Lo King Fat [2016] 2 HKC 230 applied – discount for sentences already served is discretionary, not mechanistic – Question 11 refused – North East New Territories New Development Areas protest – LegCo Complex protest – civil disobedience – HKSAR v Tai Chi Shing & Others (HCMA 579/2015) discussed – Attorney General v Wong Kwok-wai [1991] 2 HKLR 384 applied – applications disposed of on paper – certification granted in part.
Legal issues: Whether the Court of Appeal on a review under s.81A CPO may reverse, modify, substitute or supplement the factual basis on which the original sentence was based · Whether sentencing courts should take into account the motives of a defendant in cases of civil disobedience or constitutional rights · Whether the Court of Appeal should make allowance for new sentencing guidelines being given in the same judgment
Outcome: Certification applications granted in part: Questions 4, 6, 7, and 8 are certified as points of law of great and general importance (substantially overlapping with Issues certified in FAMC 31-33/2017). All other questions (1, 2, 3, 5, 9, 10, 11) are refused certification.
Cited by 13 cases · Cites 4 cases
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CAAR 3/2016 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL APPLICATION FOR REVIEW NO 3 OF 2016 (ON REVIEW FROM ESCC NO 3658 OF 2014) _______________
Before : Hon Yeung VP, Poon and Pang JJA Dates of Written Submissions : 12, 26 October & 2 November 2017 Date of Judgment : 14 November 2017 _______________ J U D G M E N T _______________ The Court : A. INTRODUCTION 1.These are the applications by the respondents for this Court’s certification that points of law of great and general importance were involved in our judgment pronounced on 15 August 2017 with Reasons for Judgment handed down on 11 September 2017 (“Judgment”) as set out in their respective notices of motion filed on 19, 21 and 27 September 2017, to enable them to obtain leave to appeal to the Court of Final Appeal against the Judgment under section 32(2) of the Hong Kong Court of Final Appeal Ordinance.[1] With the parties’ consent, these applications are to be disposed of on paper. 2.While we were preparing the judgment, the Court of Final Appeal on 7 November 2017 handed down a Determination in FAMC 31-33/2017 granting leave to appeal to all the three applicants, that is, the 3 respondents in CAAR 4/2016, on the following issues :
3.As the Determination may have an impact on the respondents’ applications before us, we on 8 November 2017 wrote to the parties (1) inquiring with the respondents if they wish to reformulate the questions sought to be certified by us and if so; (2) giving the parties consequential directions for that purpose. On 9 November 2017, the respondents jointly wrote to the Court indicating that they do not wish to reformulate their questions or amend their notices of motion. 4.Having duly considered the parties’ submissions and the Determination, we now hand down our judgment. B. QUESTIONS SOUGHT TO BE CERTIFIED 5.In total the respondents have raised 11 questions, all said to be points of law of great and general importance.
6.We will consider the questions in turn. C. DISCUSSION C1. Question 1 7.To recap, all the respondents were charged with two charges : unlawful assembly, contrary to section 18(3) of the Public Order Ordinance[2] (Charge 1); and attempted forcible entry, contrary to section 23(1) of the same Ordinance and section 159G of the Crimes Ordinance[3] (Charge 2). After trial, the Magistrate convicted them (except the 12th respondent) of Charge 1 but acquitted them of Charge 2. The Magistrate took the view that as the prosecution relied on the same conduct of the respondents to prove both Charges 1 and 2, Charge 2 was already included in Charge 1. Hence, it would be unfair to convict them on both Charges on the same criminal conduct. Thus after convicting them on Charge 1, he acquitted them of Charge 2.[4] 8.Mr Kwok took two main points.
9.Mr Kwok’s first point can be rephrased in a more succinct way. No violence involved in the respondents’ conduct should be attributed to Charge 1, given its preventive nature. Any such violence should only be attributed to the offence of riot, which the respondents had not been charged with, or Charge 2, which the respondents had been acquitted of. Thus in sentencing the respondents of Charge 1, the court should not take into account the violence used in connection with Charge 2 of which they had been acquitted. In our view, this argument is fundamentally flawed.
10.Mr Kwok’s reference to Tai Chi Shing, is wholly misconceived. In Tai Chi Shing, the appellants were convicted of unlawful assembly by charging at the LegCo Complex with violence. In upholding the sentences of imprisonment imposed on the appellants by the principal magistrate, Barnes J described their behavior as riotous in nature. Mr Kwok is not suggesting that Tai Chi Shing was wrongly decided. However, he submitted that the Magistrate did not err in not following Tai Chi Shing because it was impossible for him to do so. In our view, because of timing, the Magistrate of course could not be criticized for not following Tai Chi Shing. But that is simply neither the Secretary’s complaint before us nor our ruling in the Judgment. We held that the Magistrate erred in the way as he did for the reasons articulated in Part H4 of the Judgment. It has nothing to do with the Magistrate not following Tai Chi Shing. Mr Kwok also argued that Tai Chi Shing did not apply to the present case because any violence could only be attributed to Charge 2, of which the respondents had been acquitted or the offence of riot, with which they had not been charged. We have already explained why Mr Kwok’s argument is utterly wrong. Hence, like Barnes J in Tai Chi Shing, the court must take the violence used or involved in the respondents’ conduct in sentencing them for Charge 1. 11.For these reasons, Question 1 simply does not arise from the present case. It was not involved in our decision in the Judgment. C2. Question 2 12.Mr Kwok submitted that the court is unable to apply the principle of reciprocity when considering unlawful assembly with heavy political undertones. He reasoned that :
Mr Kwok then asked rhetorically : “what if the court is not able to judge (due to the political nature of the reciprocity) when there is any reciprocity? Then how is the court able to apply the reciprocity principle as a basis to enhance the sentence of an unlawful assembly?” 13.Mr Kwok then at [14] of his written submissions harked back to the so-called “law of redress” and submitted that it could address the problem that he identified. 14.With respect, what Mr Kwok stated at [13] of his written submissions betrays a complete misapprehension of the principle of reciprocity that we have propounded at [89] – [93] of the Judgment.
15.Mr Kwok’s argument at [14] of his written submissions is based on his misunderstanding of the principle of reciprocity. It must be rejected on that ground alone. In any event, it is an attempt to rehearse his argument based on the so-called “law of redress”, which we have already rejected at [134] of the Judgment. This argument is simply unarguable. 16.For the above reasons, Question 2 was not involved in the Judgment. And insofar as it is based on [14] of Mr Kwok’s written submission, it is plainly unarguable. C3. Question 3 17.Question 3 can be disposed of shortly without dwelling on Mr Kwok’s submissions.
18.In short, the answer to Question 3 is well-settled. And how the Court of Appeal would exercise the discretion in reviewing a sentence must be dependent on the actual facts of the case. No question of law is involved. C4. Question 4 19.In our view, the core issue raised by Question 4 is in substance the same as Issue (3). In light of the Determination, we would allow the certification for Question 4. C5. Question 5 20.The point taken by Mr Kwok is that when the Magistrate revoked the community service order of the 13th Respondent on 15 December 2016 and substituted it with a 3 weeks’ imprisonment, there was no longer any community service order in existence that could be liable to be reviewed by the Secretary. He cited section 8(3) of the Community Service Order Ordinance in support.[6] His reliance on section 8(3) is however misplaced. 21.Section 8(3)(a) of the Community Service Order Ordinance provides :
22.Properly understood, section 8(3)(a) makes available to the sentencing magistrate full sentencing options as if the community service order had not been made. It does not have the effect of rendering the community service order “non-existent” ab initio in the way as Mr Kwok has contended. Mr Kwok’s understanding of section 8(3)(a) is simply erroneous. 23.Further, the powers of the Court of Appeal in an application for review of sentence by the Secretary for Justice are set out in sections 81A to 81C of the Criminal Procedure Ordinance :
24.The sentence under reviewed by the Court of Appeal pursuant to sections 81A and 81B is the one which has been “passed by” the lower court. It does not matter whether at the time of hearing of the review, the sentence passed by the lower court has been served. In the case of a breach of the community service order, even if it is no longer in force at the time of the hearing of the review because it has been completely served or is revoked by the sentencing magistrate, it is still that sentence which has been “passed by” the magistrate that the Court of Appeal would have to consider if it is “wrong in principle”, “manifestly excessive” or “manifestly inadequate” under section 81B(1)(a). 25.Turning to the facts of the present case, the sentence “passed by the court” on the 13th respondent under review was the community service order imposed on him by the Magistrate on 19 February 2016. Both the Secretary’s application for leave to review (taken out on 9 March 2016) and the granting of the leave by the Chief Judge of the High Court (on 11 March 2016) took place well before the Magistrate revoked the community service order and substituted it with a 3 weeks’ imprisonment on 15 December 2016. The sentence to be reviewed by this Court remained the original community service order imposed by the Magistrate on the 13th respondent in the first place, notwithstanding the subsequent revocation which, as explained, did not have the effect of rendering the community service order “non-existent” ab initio as contended by Mr Kwok. 26.Question 5 is plainly not arguable. C6. Question 6 27.Although it is couched in a slightly different way, Question 6 in essence asks the same question as Issue (1) does. In light of the Determination, we would allow the certification for Question 6. C7. Question 7 28.The thrust of Mr Pun’s submissions is that when the sentence imposed on an offender whose criminal conduct intertwined with his exercising his rights to expression or assembly, the court should consider if the sentence imposed is proportionate to the legitimate aim of protecting public order. This is a new point not run before us previously. It is in substance the same as Issue (2). Again, in light of the Determination, we would allow the certification for Question 7. C8. Question 8 29.Question 8 is covered by Issue (2). We would allow its certification. C9. Question 9 30.Question 9 is not a question of law. Whether or not the fact that an offence is committed at the LegCo Complex is an aggravating factor must depend on the actual facts of the case. C10. Question 10 31.Question 10 was not involved in the Judgment. Although we at [99] – [105] of the Judgment did discuss the relevant principles for the imposition of a community service order, we set aside the community service orders imposed by the Magistrate because, independently of the errors that he made including the one concerning his understanding of remorse for the purpose of imposing a community service order, the facts of the present case and the seriousness of the offence plainly warranted an immediate custodial sentence : see [136] of the Judgment. C11. Question 11 32.This Question concerns the principle against double jeopardy. Mr Tam took three points :
33.With respect, Mr Tam’s primary argument is plainly unarguable for three reasons.
34.The two decisions of the United Nations of Human Rights cited by Mr Tam does not assist him. In Fardon, the defendant completed his initial imprisonment sentence. Upon his release, the Attorney General applied under the Queensland Dangerous Prisoners (Sexual Offenders) Act 2003 to have the defendant detained for an indefinite term as a preventive measure, as he was a risk to the public. The Human Rights Committee held that sentencing the defendant to further imprisonment after his completion of his initial sentence amounted to a fresh term of imprisonment, which, unlike the detention proper, is not permissible in the absence of a conviction for which imprisonment is a sentence prescribed by law. Fardon was followed with identical reasoning, in Tillman, a case with largely similar facts. It can be seen that the facts in those two cases are wholly different from the present. On those facts, the principle of double jeopardy of course applied in full. But in an application for review, as noted, no double punishment as such is involved. 35.Mr Tam’s fall-back argument does not take his case any further. The two points emerged from the practice of the Court of Appeal in reviewing a sentence are well-settled. And we have adopted and applied them in the Judgement. See also Secretary for Justice v Lo King Fat [2016] 2 HKC 230 (CA), where this Court (differently constituted) at [109] – [116] reviewed a line of cases on the exercise of discretion to afford a discount in respect of increased sentence passed on review. Recognising the hardship of substituting the community service orders, already served, with an immediate imprisonment, we afforded the respondents one month’s deduction by way of discretion on account of the fact of the review process itself. We also considered the fact that 3rd, 5th and 12th respondents had already completed their community service orders, and accordingly granted one further month’s deduction to them in the exercise of our discretion: [146] of the Judgment. 36.As to the extent of discount, there is no mechanistic rule of discount as advocated by Mr Tam. It is always a matter of discretion to be exercised in accordance with the actual circumstances of the case. It is not a question of law as such. 37.Question 11 was either not involved in the Judgment or is plainly unarguable. D. CONCLUSION 38.For the above reasons, we make the following orders :
Mr Jonathan Man, SADPP and Mr Derek Lau, acting SPP, of the Department of Justice, for the Applicant Mr Douglas Kwok, instructed by M/s Tang, Wong & Chow, assigned by the Director of Legal Aid, for the 1st, 4th, 7th, 9th and 11th Respondents Mr Hectar Pun, SC, and Mr Anson Wong Yu Yat, instructed by M/s Bong Ng Solicitors, for the 2nd, 6th and 8th Respondents Mr Jeffrey Tam, instructed by M/s Ho, Tse, Wai & Partners, assigned by the Director of Legal Aid, for the 3rd, 5th and 12th Respondents Mr Douglas Kwok, instructed by M/s Bong Ng Solicitors, for the 13th Respondent [1] Cap 484. [2] Cap 245. [3] Cap 200. [4] See the Magistrate’s Verdict and Sentence delivered on 30 December 2015, at p 4I – M. [5] The position may be different if the very cause promoted by the demonstrators itself is or involves a breach of the law. But we are not concerned with such a case here. [6] Cap 378. [7] Section 81C(1)(a) provides :
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