HKSAR v. Yuen Shun Ying
Read the full judgment text of CACC 273/2003 on BabelCite. This Court of Appeal judgment was delivered on 1 April 2004.
1. The applicant faced a charge of murder, contrary to Common Law and punishable under section 2 of the Offences Against the Person Ordinance, Cap 212. The particulars of offence were that on or about 30 March 2002 at a flat in a housing estate in Tin Shui Wai, New Territories, she murdered Chan Wing-sun.
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CACC 273/2003 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO. 273 OF 2003 (ON APPEAL FROM HCCC NO. 290 OF 2002) --------------------------------------
-------------------------------------- Coram : Hon Stuart-Moore VP, Woo VP and Stock JA in Court Date of Hearing : 1 April 2004 Date of Judgment : 1 April 2004 Date of Reasons for Judgment : 6 May 2004 -------------------------------------- REASONS FOR JUDGMENT -------------------------------------- Hon Woo VP (giving the reasons for judgment of the Court): Introduction 1.The applicant faced a charge of murder, contrary to Common Law and punishable under section 2 of the Offences Against the Person Ordinance, Cap 212. The particulars of offence were that on or about 30 March 2002 at a flat in a housing estate in Tin Shui Wai, New Territories, she murdered Chan Wing-sun. 2.She was tried before Gall J and a jury in the Court of First Instance. On 16 June 2003, the jury found her guilty of the offence as charged and the judge proceeded to impose the mandatory sentence of life imprisonment on her. 3.The applicant sought leave to appeal against conviction and sentence. Before us, on the advice of her counsel, Mr McGowan, that the sentence was mandatory, she abandoned her application in respect of sentence, which was accordingly dismissed. 4.At the conclusion of the hearing, we dismissed the application regarding conviction. Our reasons appear below. The facts 5.For the purposes of this application, the following facts appear not to be in dispute, namely,
6.A police party visited the applicant in the hospital and at 2.55 am on 4 April 2002 took an oral statement from her under caution, finishing at 3.10 am with her arrest. This was the first statement taken from her. 7.At 3.30 am, the applicant was transferred to the intensive care unit of the hospital because of concern about her blood pressure, which was 74/43. 8.At 3.45 am, Detective Sergeant 17257 post-recorded the first statement in his notebook. This post-record was read and signed by the applicant at 2.30 pm on 5 April 2002 at Tin Shui Wai Police Station. This was the second statement. 9.Some time before 11.00 am on 5 April 2002, the applicant was discharged from the intensive care unit back to the general ward. She had been given her third of the 8-hourly dose of Zantac (Ranitidine) pills at 8.00 am. At 11.00 am, the police requested access to the applicant, and permission was given by Dr Ng Ka-yam after "clinical check". 10.At 1.29 pm on 5 April 2002, the applicant was released into police custody. She was taken to Tin Shui Wai Police Station. 11.At Tin Shui Wai Police Station, the applicant read and signed a Notice to Persons in Custody at 2.10 pm. 12.As said before, at 2.30 pm, the applicant read and signed the post-record at the station. 13.Later, at 2.58 pm at the station, a video-recorded interview was conducted with the applicant. This was the third statement given by the applicant. 14.The applicant was returned to the hospital sometime before 6.30 pm. 15.Later on that day, at 8.13 pm, when the police visited her at the hospital and read her the charge of murder, she gave an answer. This was the fourth statement made by her. 16.A voir dire was conducted before the judge in the absence of the jury to decide on the admissibility of the four statements. 17.After hearing evidence in the voir dire, on 9 June 2003, the judge gave his ruling. He ruled that the first statement (made at the interview at 2.55 am on 4 April 2002) and the second statement (the post-record of that oral statement signed by the applicant in the afternoon of 5 April 2002) to be inadmissible. He ruled that the third statement and the fourth statement were admissible. 18.In a statement of admitted facts, pursuant to section 65C of the Criminal Procedure Ordinance, Cap 221, dated 11 June 2003, signed by counsel for the prosecution and for the applicant, the third statement was included as an agreed fact. Moreover, it was also admitted that pieces of adhesive tape recovered from the deceased's right hand bore the fingerprint of the applicant's right index finger, and pieces of adhesive tape recovered from the deceased's face bore the fingerprint of her left ring finger. Grounds of appeal 19.On behalf of the applicant, Mr McGowan raises two substantive grounds of appeal in support of his contention that the conviction was unsafe and unsatisfactory. The grounds are as follows:
Ground (1) 20.The judge had directed the jury on the law and the facts relating to murder, intention to kill and cause grievous bodily harm, diminished responsibility because of mental abnormality, and provocation. Mr McGowan does not dispute that the judge had made no mistake in his summing-up to the jury in all these various aspects of the case. 21.The main thrust of the grounds of appeal is directed at the judge's admission as evidence of the third statement, ie the video interview, in which the applicant made certain admissions. Mr McGowan contends that the admissions could have been taken as confessions to murder and as evidence rebutting both diminished responsibility and provocation. He refers us to the following passages in the summing-up:
22.It is important to put in proper context what was said by the applicant in the interview. During the interview, she started with her relationship with the deceased, saying that it was a "super-friendship" relationship. They were both working in the same restaurant warehouse in Tsuen Wan. Their last day at work was 28 March 2002 and they had two leave days following. On 29 March 2002, they went to Tsimshatsui, and as promised by the deceased, he bought her a diamond ring. When they returned to the flat, she prepared dinner, and after finishing dinner, the deceased started to tell her that he wanted to break up with her. She had prepared a large pot of stewed soup of pork shin and medicinal deer's tail. Then came the important passage that was volunteered by the applicant, without any prompting from Senior Inspector Poon who conducted the interview, at item 336 of the transcript of the interview:
23.It can be noted that the above passage of the applicant's utterance related mainly to her actions. There was little indication by her of her intent. Only the following passages in the transcript of the interview could be said to have a bearing on her intent:
24.During the interview, the applicant also disclosed in some detail that after the event of sealing the deceased's mouth and nose, she cut her wrist a number of times in order to kill herself and that she went to two doctors and a pharmacy to buy a large number of sleeping pills to kill herself. But she failed. She left a note to her husband to take care of their two young sons and she had also written a note so that her family members could press a person who had borrowed money from her to repay the money. 25.Mr McGowan refers us to various passages in the evidence in the voir dire. Significantly, Mr McGowan draws our attention to the evidence of VDPW7 Dr Ng Ka-yam, who had been on duty in Tuen Mun Hospital on 5 April 2002 when a number of police detectives came to the hospital shortly before 11 am and asked if the applicant was fit enough for statement taking. Dr Ng checked her condition and "made clinical judgement that she was suitable or fit ... at that time" and she was "fully conscious" by both subjective and objective tests. At about 1 pm, he was paged and asked if the applicant could be taken out from the hospital; he considered she was fit for this without further examination. Dr Ng "definitely did not" consider that she was affected by the drugs including Ranitidine she had been given at 11.00 am but considered that it was possible she might have been affected later when actually interviewed and these might have had some impact on her mental state. One of the drug's possible side effects was to cause a "reversible confusional state". 26.Mr McGowan also refers us to the evidence of Dr Tang (VDPW9) who said that "Ranitidine may cause the confused state mentioned in the book" and that could suddenly arise after several injections. He said that, based on 6 years' "limited" experience, he had not come across such confusion cases. 27.Mr McGowan also stresses that Dr Sin (VDPW8) had agreed in evidence that a medical note showed that the applicant's "General condition (was) critical" at 7.35 pm on 5 April 2002, about one and a half hours after she returned to the hospital from the police station. 28.Moreover, VDPW10 Wan Man-leung, the applicant's brother-in-law, gave evidence that when he saw her in Tin Shui Wai Police Station shortly before the interview, "she appeared to be a different person" and "her eyes looked like a sick person". He was not sure if she could recognise her sister. 29.On the other hand, VDPW1 Detective Sergeant 17257 said that when he saw the applicant in the police station at 2 pm on 5 April, "she was conscious with spirit. She could speak and walk. But for speaking she spoke slowly. She appeared to be unhappy and ... in anxiety." He further admitted that she appeared "slightly" to be unable to write anything. 30.VDPW11 WPC 56350 guarded the applicant after her arrival at Tin Shui Wai Police Station in the afternoon of 5 April 2002 and "found her to be normal" although the witness agreed that she was tearful "sometimes and for sometimes she was sleeping" and did not speak at all. 31.The applicant's evidence in the voir dire was that she felt "very uncomfortable", "dizzy" and "confused" before the video interview. She wished the police would let her go as soon as possible, she was suicidal and unable to resist the police, and indeed she "just did what the police told [her] to do" and continuing with the interview because she was "afraid he would not let [her] go". 32.In his ruling at the conclusion of the voir dire, the judge said:
33.In respect of ground (1), contending that the judge erred in finding that the applicant's statements in the video interview and response to charge were voluntary, Mr McGowan submits as follows. The mere fact that a number of witnesses, VDPW1, VDPW10 and VDPW11, spoke as they did of what they had observed of the applicant, particularly coupled with the evidence of VDPW7 and VDPW9 that the drugs regime she was under may have affected her, should have raised at least a reasonable doubt as to whether the applicant's mind truly went with her actions and she was able to make proper critical and crucial decisions. Mr McGowan further submits that the absence of any medical "clearance" for the applicant's removal from the hospital should have reinforced this doubt. It cannot, Mr McGowan contends, be safe to rely on VDPW7's actual check on the applicant about 11 am to determine some time after 1 pm that she was fit to be allowed to leave the hospital, let alone be interviewed at length without further examination. He submits that the views about the applicant's medical and mental condition that afternoon can only be speculative in the absence of medical evidence and cannot be safely ascertained from a videotape which in itself reveals little of the applicant's true condition. He submits that if such speculation is necessary, a doubt must exist. 34.What Mr McGowan contends is that according to the evidence of various witnesses given in the voir dire, the judge should have entertained a reasonable doubt as to the voluntariness of the applicant in making her statements in the interview. For this ground to succeed, it must be shown that the judge could not be sure, without any reasonable doubt, that the applicant made the statements in the interview voluntarily, and that the following did not occur: she was so confused or so much affected by the drug Ranitidine that she did not know what was going on, she did not fully comprehend her rights, and even that she did not know what she was saying. 35.However, right at the commencement of the interview, she was told by the interviewing Senior Inspector that she could refuse to answer questions. She said she understood. That was at items 41-46 of the transcript of the interview. When she was reminded of the caution later on, she was asked if she understood, and her response was "what I said is all true". Those were at items 611 to 614 of the interview transcript. She was also asked whether what she had said was the whole truth of everything that had happened in the incident, and she said "Yes". Then the following question and answer took place:
36.Close to the end of the interview, the Senior Inspector showed the applicant a note addressed to her husband found in the flat. She volunteered to say that she wrote the note (item 817 of the interview transcript). Following that, she volunteered the information on one more piece of paper written by her on a calendar paper, which was intended to let her family members know that a person had borrowed money from her and she wanted them to press that person for repayment (items 819 to 829 of the interview transcript). 37.Indeed, the important passage of the actions she took to cause the death of the deceased at item 336 of the interview transcript was all volunteered by her after she had told the Senior Inspector that the deceased had bought a diamond ring for her as he had promised. There was no prompting, and the questions put to her before her admission of the actions were not even directed at the death of the deceased. 38.The transcript of the voir dire proceedings shows a number of questions the judge asked of the medical practitioners about the condition of the applicant at different times and the drugs that had been applied to her and their effect. The judge was obviously very careful in ascertaining from the medical witnesses the medical condition and state of alertness of the applicant at every stage in order to decide on the admissibility of her statements. The judge not only had the advantage of the transcript of what was said at the interview, he also watched the videotape in full. He came to the conclusion that he was satisfied that the applicant was fully cognisant of what was happening around her and was able to comprehend fully her right. 39.One can have a glimpse of the judge's reasoning in admitting the record of interview from his summing-up to the jury, which reasoning we find well justifies his ruling. Apart from referring to the details that the applicant gave in the interview about the purchase of the diamond ring and about the calendar paper note regarding the debt owed to her, which showed her memory and state of mind, the judge also said:
40.We are dealing with a very experienced judge's decision on facts and his assessment of the evidence that he heard. Unless he is demonstrably wrong or he had failed to take into account evidence that is contrary to his findings, this Court would be very reluctant to interfere. 41.Blair-Kerr J's observations in R v R E Low [1961] HKLR 13, at 82 regarding a District Judge's decisions on fact, followed by this Court in HKSAR v Choi Man-wai, CACC 126/2000 (27 Oct 2000), at pp 6D-7D and HKSAR v Lee Hon-shun, CACC 626/1999 (13 March 2001), at p 6L-T are applicable. They read as follows:
42.Obviously, the judge was fully satisfied that what was said by the applicant in the interview was voluntary, because right at the commencement of his ruling, he clearly reminded himself that
43.We have no doubt that the judge had fully considered the evidence before him in the voir dire and come to the conclusion that he did. His conclusion shows no unreasonableness. We consider ground (1) has no substance. Ground (2) 44.Ground (2) challenges the judge's ruling to admit the applicant's statement in the interview and her response to the charge for his failing to consider the exercise of his residual discretion on the ground of "fairness". 45.The effect of Mr McGowan's submissions in this regard is that the judge had not specifically mentioned that he had considered his residual discretion in excluding the admissions of the applicant on the ground of unfairness. Moreover, he submits that had the judge considered that residual discretion, he should have excluded those statements. 46.In SJ v Lam Tat-ming & another [2000] 2 HKC 693, where the question on appeal before the Court of Final Appeal concerned the scope of the judge's residual discretion to exclude a voluntary confession made by an accused to an ICAC officer when the accused was not under arrest or in custody and was unaware that he was making an admission to a law enforcement officer. Li CJ gave judgment of the court with which all other judges agreed. Regarding the residual discretion as underlined by the accused's right to a fair trial, the learned Chief Justice said at pp 702G-703D:
47.What Mr McGowan challenges is not that the admission of the applicant's statement was unfair by way of the little probative value of the evidence under principle (2) referred to in the last passage cited above. His complaint is that the admission was unfair to the applicant in the sense that a fair trial for the applicant had not been ensured. 48.Although the judge did not specifically mention that he was considering whether he should exercise his residual discretion on the ground of fairness, he was in fact doing so when examining the evidence and all the surrounding circumstances when making his ruling, as apparent from the following passages:
49.On behalf of the respondent, Mr Madigan draws our attention to the following passages in the transcript of the voir dire proceedings to make his point, we think correctly, that the conduct of the voir dire was highly unusual in that it appeared to be common ground that voluntariness was not an issue, but the only issue in dispute was the question of fairness. The passages read as follows:
50.Mr Madigan further submits that although the judge never uttered the words "residual discretion" throughout his ruling, the ruling just does not make sense if it is not read with the test relating to the exercise of that discretion in mind. The very fact that the judge has excluded the verbals (ie, the first statement and the post-record of it) because he was not satisfied that it was fair and then gone on to find the video interview admissible on the same test cannot mean anything but that he was aware of the residual discretion and that he exercised it. The ruling is about residual discretion and nothing else. We agree. 51.Mr McGowan further submits that even if the judge had considered his residual discretion, he erred in failing to exercise it in favour of the applicant. Mr McGowan refers us to the following facts as the basis for his contention that the judge had made the error:
52.Although Mr McGowan states in open court that he does not assert that the police in conducting the interview with the applicant were deliberately or consciously "unfair" to her, he contends that there was clearly no overwhelming operational reason in the circumstances to demand that the applicant had to be interviewed when she was. 53.What Mr McGowan complains about is the speed of the operation of the police in interviewing the applicant in the afternoon of 5 April 2002. But one must not forget that the police were investigating a murder case. The applicant, as was known by the police, was taken to Tuen Mun Hospital for treating the effects of her suicide attempt. The police had already obtained something of a confession orally in the early hours of 4 April 2002. They had waited for nearly 34 hours after her admission to hospital to seek an interview with her at the police station. Commonsense would indicate that the further away a person is from the initial effects of a failed suicide episode, with improving condition from treatment in the interval, the better the person would be both physically and mentally ready and able for an interview. On the other hand, investigation of crimes needs to be swift and timely, and the longer the delay, the greater the risk of crucial evidence being lost. The complaint of Mr McGowan, and any complaint that could be raised, was that the applicant might still have been confused or affected by the drugs given to her for treatment, including Ranitidine, which according to the medical evidence, is but an acid production depressant for treating stomach problems. The police went to the hospital to seek to take the applicant to the police station for an interview, and permission was given, after the doctor considered her fit for the purpose. There was no disregard of the applicant's condition at the time by the police. The interview started over 37 hours after her admission in the hospital. In all the circumstances, we are of the opinion that there can be no justifiable complaint against the police's efficiency or vigilance, nor would such conduct of the police render the trial of the applicant unfair. 54.Mr McGowan is not only challenging the judge's finding of fact in his conclusion that he was satisfied that it was fair to admit the interview record and the applicant's response to the charge. Even on this, according to R E Low, he faces great difficulty in inviting this Court to interfere. But Mr McGowan is asking us to interfere with the judge's exercise of his exclusionary discretion. He has fairly drawn our attention to a passage in para F2.2 of Blackstone's Criminal Practice 2003, which now appears on p 2013 of the 2004 edition. It reads:
55.It is crystal clear that the judge had fully considered the question of "fairness" in the sense enunciated by the Chief Justice in Lam Tat-ming, and it is therefore not for this Court to exercise its own discretion. 56.Mr McGowan has not argued that the judge, in exercising that discretion, had erred in principle or there was no material on which he could properly have arrived at his decision, nor can we find any indication in his ruling that either had occurred. 57.The judge in his summing-up to jury has, at the passage at p 6C-I of the summing-up cited above, fully put forward the applicant's case regarding the video interview to the jury. He also very fairly put the applicant's case squarely to the jury as to her intention in covering the face of the deceased with strong adhesive tapes. He said:
58.In our judgment, the judge was fully entitled to admit the record of interview as well as the applicant's response to the charge as he did at the conclusion of the voir dire. The judge was extremely fair to the applicant, in that he excluded her admissions to the police which she gave in the hospital at 2.55 am on 4 April 2002 and the post-record of those oral admissions that had even been read and signed by her in the afternoon of 5 April 2002. The stated reason for excluding those statements was that the prosecution had not disproved that the applicant had taken sleeping pills shortly before that time and the judge was not sure that in all the circumstances it was fair for those statements to be taken from her so soon after she was admitted in the hospital. In our view, the judge was fully appreciative of the medical, mental and emotional condition of the applicant at the video interview. He dealt with the admissibility of the applicant's admissions at various stages with the utmost care and fairness. Whenever he entertained any doubt that it would not be fair to her "in the overall context of the trial" he excluded her admissions, ie, the first and second statements. His treatment of the applicant's case in his summing-up to the jury was no less fair and proper. There is no substance in ground (2). Conclusion 59.For the above reasons, we find nothing in the judge's ruling to admit the relevant statements that makes the conviction unsafe or unsatisfactory. The application must be dismissed.
Representation: Mr P K Madigan, SGC of the Department of Justice, for the Respondent Mr James H M McGowan, instructed by Director of Legal Aid, for the Applicant |
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