HKSAR v. Mok Kwok Wai Ericis
Read the full judgment text of CACC 102/2013 on BabelCite. This Court of Appeal judgment was delivered on 13 May 2014.
1. The deceased (Kam Hiu‑yung) became mentally retarded after suffering a head injury when she was about three. She was slow in motion and speech, but in 2009 was able to find a cleaning job with a bus company.
Cites 6 cases
|
CACC 102/2013 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO 102 OF 2013 (ON APPEAL FROM HCCC NO 194 OF 2012) _______________________ BETWEEN
_______________________
_____________________________ REASONS FOR JUDGMENT _____________________________ Hon Yeung Acting CJHC (giving the Reasons for Judgment of the Court): Introduction 1.The deceased (Kam Hiu‑yung) became mentally retarded after suffering a head injury when she was about three. She was slow in motion and speech, but in 2009 was able to find a cleaning job with a bus company. 2.On 9 September 2011, the deceased, at the age of 35, died of multiple injuries. The applicant (Mok Kwok‑wai Ericis), the deceased’s co‑worker, was charged with murdering her. The applicant admitted killing the deceased but claimed that he had been provoked and, on that basis in arraignment, he rendered a plea of guilty to manslaughter. 3.The prosecution did not accept the plea and the applicant stood trial before Deputy High Court Judge Stuart‑Moore sitting with a jury. On 8 March 2013, the applicant was convicted of murder and sentenced to life imprisonment. 4.Represented by Mr R Donald, who did not appear for the applicant at trial, the applicant sought leave to appeal against conviction. Acting in person, the applicant also sought leave to appeal against sentence. At the end of the hearing, we dismissed both applications without calling upon the respondent. These are the reasons for our decisions. The Facts 5.In January 2011, the deceased met the applicant and in or about July 2011, she went to live at Room 1125, Block B, Mei Tao House, Mei Lam Estate in Shatin (the premises) where the applicant lived with his mother. There was the suggestion that the applicant assisted the deceased financially when she was unable to clear her debts and that their relationship was not sexually motivated. 6.According to her supervisor at work (Mr Lau), the deceased used to be a responsible worker, but after she moved into the premises in July 2011, things turned for the worse when the deceased would work for three days and then take one day off. There were clear signs that she had been physically assaulted. 7.The deceased’s brother and Mr Lau noticed in July and August 2011 that the deceased had redness on one side of her face near her eye, but she claimed that she hurt herself in a fall. Mr Lau saw the deceased on 16 August 2011 and found a bluish-blackish injury on the other side of her face near the eye and again the deceased said that she had had a fall. Mr Lau said it was a much more serious injury as the deceased was wearing a mask and was unable to open her eye. Mr Lau suggested that the deceased should see a doctor, and she never returned to work after that. 8.On 17 August 2011, the deceased accompanied by the applicant and his mother, consulted Dr Yuen. Dr Yuen found a laceration to the head and an injury to the cheekbone and referred the deceased to the hospital for stitching. 9.Dr Chu at the Prince of Wales Hospital found multiple bruises on the deceased’s two forearms and there were nasal bruises and bruises around the left eye. There was also scalp injury that required suturing and stitching. The explanation given for the deceased’s injuries was that she had fallen on a staircase in an MTR station. 10.Dr Chu referred the deceased to the plastic surgery and reconstruction department, but it was not followed up. 11.On 23 August 2011, the deceased consulted Dr Yuen again accompanied by the applicant’s mother. Dr Yuen found that stitches to the deceased’s head and the swelling on her face were much worse with signs of inflammation. Dr Yuen estimated that there was another bump. Dr Yuen’s nurse said she noticed the swelling on the deceased’s cheekbone on 17 August 2011, but found her injury on 23 August 2011 more serious and the colour of the swelling on the face was deeper and darker. 12.The deceased, accompanied by the applicant’s mother, consulted Dr Yuen again on 3 September 2011. The deceased’s injuries were even more serious with both her eyes suffering from swelling which was blackish and abnormal. 13.Two officers of UA Finance noticed, on 6 September 2011, swelling and bruises on the deceased’s face when she went there to obtain a $50,000 loan. 14.On 9 September 2011, ambulance men arrived at the premises at 11:50 am in response to a 999 call. The applicant and his uncle were present. The deceased was found lying on a wooden sofa bed and she had many bruises over her eyes and her limbs. There was blood on the eyebrow. 15.As the deceased had no sign of pulse or breathing, cardiac pulmonary resuscitation was performed. The deceased was taken to a hospital at 12:12 pm and doctors continued to try to revive her, but failed. The deceased was certified dead at 3:19 pm. 16.A doctor was told that the deceased had slipped and fallen in the bathroom, but he did not accept it due to her extensive injuries as well as signs of fractures resulting in a punctured lung. Another doctor noticed multiple bruises to her body with unevenness over the bones in the rib cage showing obvious fractures. A CT scan confirmed multiple internal injuries and bleeding inside the brain. The fractured ribs and the punctured lung led to a pneumothorax. 17.The post‑mortem report on the deceased revealed no defensive type of injuries other than the multiple bruises on her arms occasioned by her trying to protect herself from an attack. There were 78 groups of injuries on the external examination of the body, with many overlapped bruises inflicted at different times. Of the 24 ribs, 19 were fractured and the sharp edges of some of those ribs had torn the right lung in four places which led to its collapse or partial collapse. There were brain concussion as evidenced by subdural haemorrhage and both of the deceased’s shoulder blades were broken. There were also other injuries caused by stamping or kicking. 18.The cause of death was multiple force traumas all over the body, with fractures of ribs, injuries to right lung and brain concussion. 19.The injuries on the knuckles and palms of both the applicant’s hands were consistent with the suggestion that he had used his bare hands to beat up someone. 20.A search of the premises revealed that there were broken items in the kitchen, the sitting room and the balcony. However, the room which housed the urn of the ashes of the applicant’s girlfriend whom he considered to be his “wife” was untouched and it appeared that no one had entered it for a long time. 21.When the deceased was still being resuscitated, a police officer asked the applicant what had happened, the applicant said, “She passed out when she was having a shower, so I carried her to the sitting room”. When further asked to explain the deceased’s injuries, the applicant admitted that they were caused by his beating her; that he beat her with his hands and feet on 9 September 2011 and on two previous days. 22.When the applicant was charged, he replied: “Because she owed me money and did not repay me, I got angry, so I beat her.” The applicant further tried to justify what he did to the deceased by accusing her of not being able to do a simple thing or to take care of herself, and to have made wrong accusations against him. The applicant said that he was under tremendous mental stress because his girlfriend who had accompanied him for 12 years and whom he regarded as his wife out of affection and responsibility died of chronic kidney failure on 3 December 2010. 23.The applicant said he had won $40,000 from gambling and had intended to use the money to bury his girlfriend (wife) and let her rest in peace. When the deceased asked him for a loan of $50,000, he obliged as he thought she could be trusted. However the deceased did not repay him the money. He also mentioned other incidents which made him angry at the deceased. 24.The applicant said he had a bad temper yet the deceased would say thing that would further trouble him. He said that his family conditions and his own personality, being very stubborn, made him unable to tolerate the deceased and he said he just “could not help my hand”. 25.The applicant described how he punched and kicked the deceased. He said, “I stamped her with my feet…on her back”, “Hands, arms and feet…in the chaos” despite pleas by the deceased not to hit her. 26.The applicant suggested that he had taken care of the deceased by washing her and by cleaning her clothes, but was irritated because she could not do them herself and he hit her because of his uncontrolled temper. He said his mother had tried to dissuade him from hitting the deceased, but he did not listen. 27.The applicant described how he assaulted the deceased on the three to four days before she died. He said he was irritated by the deceased’s low intelligence. He said he was not a happy person when his girlfriend (wife) was not there and when he was on bad terms with his siblings. He said he kicked the deceased, with his whole body standing on her to step on her back resulting in the deceased saying, “there was numbness over the whole body and it hurt a lot.” 28.The applicant repeatedly suggested that the reasons for beating up the deceased included the fact that she did not repay him the money intended for burying his girlfriend (wife) and letting her rest in peace; that he had emotion with low EQ; that he was very bad tempered and unable to control his temper; that his father was a police officer who had treated him roughly and unpleasantly when he was a child. 29.The applicant admitted that he was very angry on the day when he killed the deceased. He said in his anger, he smashed everything in the premises and used maximum force to hit the deceased when she refused to comply with his request to leave the premises. The applicant further admitted that despite warning by his mother, he had repeatedly hit the deceased with the fullest extent of force, although he did not mean to beat her to death. 30.According to the applicant, all the deceased could do when being assaulted by him was to apologise for irritating him and to ask him not to beat her. The Defence Case 31.The applicant did not give evidence. He had admitted to having killed the deceased and had in fact pleaded guilty before the jury to manslaughter on the basis of provocation. In support of his defence, the applicant called a clinical psychologist (Dr Anita Leung) whose opinion was that the applicant had no mental or personal disorder, but he could be easily provoked by others and was susceptible to loss of self-control. Defence counsel at trial did not raise any other defence. 32.On the issue of provocation, it was suggested that it was much more likely that the deceased died as a result of really serious injuries caused on 9 September 2011 when the CCTV footages suggested that prior to that day, she appeared to be very much alive and looking not too unwell. The suggestion was that it was as a result of an amalgamation of the various provocative matters that the applicant exploded on the morning of 9 September 2011 which led to him inflicting much more serious injuries on the deceased than those which were set out in his interviews. Those matters included:
The Judge’s Summing Up 33.The judge gave detailed directions to the jury on the law and on the facts, with particular reference to the evidence of the deceased’s injuries and the applicant’s explanation for assaulting the deceased. The judge kept reminding the jury of the applicant’s defence of provocation and detailed the evidence relevant to that issue. 34.On the issue of murder, the judge gave both oral and the following written directions on the matters that the prosecution must establish before the charge could be proved, namely:
35.The judge reminded the jury that on the issue of the applicant’s intent, they should look at the medical evidence on the deceased’s injuries to draw an inference. 36.The judge emphasized to the jury that the applicant’s defence was “provocation”, nevertheless the judge said to the jury:
37.Before summing up the case to the jury, the judge had extensive discussion with counsel on how to direct the jury. On his own initiative, the judge suggested that the alternative verdict of “manslaughter with no intent”, i.e. killing by a dangerous and unlawful act should also be left to the jury despite the way the defence was conducted on behalf of the applicant. Counsel agreed to the judge’s proposed directions to the jury. Grounds of Appeal 38.Mr Richard D Donald, in his perfected grounds of appeal against conviction, raised two matters; namely:
39.Relying on HKSAR v Leung Tak Wing [2013] 3 HKLRD 451 and Ho Hoi Shing v HKSAR (2008) 11 HKCFAR 354, Mr Donald emphasized that the judge had a duty to place the defence of manslaughter by an unlawful and dangerous act to the jury when such a defence was not wholly incredible or so tenuous or uncertain that no reasonable jury could reasonably accept it. Mr Donald argued that the judge only directed the jury on manslaughter due to lack of intent, but not manslaughter by unlawful and dangerous act or acts. 40.Mr Donald accepted that the defence of manslaughter by unlawful and dangerous act was not relied on at trial, but contended that the judge was nevertheless obliged to place such a defence to the jury and that his direction to the jury on “manslaughter with no intent” was inadequate and wrong. 41.In his oral submission, Mr Donald argued that the judge had belittled and was dismissive of the defence of manslaughter by unlawful and dangerous act, if he had left it to the jury, by not also giving a handout to the jury as he did with regard to the defence of provocation. The suggestion was that what the judge did had caused unfairness and injustice to the applicant. 42.Mr Donald also suggested that there were answers given by the applicant in his VRIs which could or might have been determined by the jury to be lies and therefore they should be given a full lies direction to avoid a misuse of the applicant’s lies to his detriment. Discussion 43.The applicant accepted that he had killed the deceased by beating her up repeatedly. He did not suggest at trial that he had no intention to cause her grievous bodily harm, but relied on provocation and suggested that he was only guilty of manslaughter. 44.Indeed the applicant’s plea of manslaughter by reason of provocation which was made known to the jury would be inconsistent with a case of manslaughter by unlawful and dangerous act, with no intent to cause grievous bodily harm. 45.On the evidence, it was not at all surprising that the defence would adopt such an approach. The nature of the deceased’s injuries was inconsistent with the suggestion that the applicant had not intended to cause her really serious bodily injuries and counsel for the applicant clearly recognised it. 46.There were multiple bruises and swelling over all the deceased’s body. There were multiple internal injuries with bleeding inside the brain. There were injuries caused by stamping and kicking. 19 of the 24 ribs of the deceased were fractured resulting in a punctured lung. The applicant admitted to having repeatedly assaulted the deceased. The applicant admitted that the assault was inflicted with “the fullest extent of force”. 47.In a criminal trial by jury, the judge is of course duty bound to place before them all possible alternatives which are open to them on the evidence on which a jury could reasonably come to a particular conclusion. (See Ho Hoi Shing v HKSAR (supra)) 48.The judge is not absolved of the duty to leave an available verdict to the jury even though it was not one for which the defence contended. That obligation was explained by Barwick CJ in Pemble v The Queen (1971) 124 CLR 414 at 441:
49.However, an alternative verdict should only be left if it was one to which a jury could reasonably come to and a judge was entitled not to leave a lesser alternative verdict to the jury if it was not unfair to do so. As Sir Igor Judge P observed in R v Foster [2008] 1 Cr App R 470 at p 489 para 61:
50.In R v Fairbanks [1986] 1 WLR 1202, Mustill LJ, in delivering the judgment of the Court of Appeal said at p 1205F – 1206C:
51.In any event, the judge, out of abundance of care to ensure absolute fairness to the applicant and with consent of counsel, did expressly leave the issue of “manslaughter with no intent” to the jury by saying to them:
52.The judge, in addition to murder and manslaughter by reason of provocation, left to the jury the available verdict of manslaughter on the basis of an absence of intent to cause grievous bodily harm by saying:
53.The judge might not have followed the specimen direction on manslaughter by an unlawful and dangerous act in a verbatim manner as set out in the Specimen Directions, but the only question relevant to the defence was whether the applicant, in committing the unlawful and dangerous act or acts which caused the deceased’s death, had the specific intent to cause grievous bodily harm to her. 54.In so far as Mr Donald suggested that the judge had failed to leave fairly the option of a verdict of manslaughter by an unlawful and dangerous act. i.e. lack of intent and that such failure had led to an unsafe conviction, we were satisfied that it was entirely without merits. 55.With respect, this was not a case about lies at all. It was never the prosecution case that the applicant had deliberately told a lie out of realisation of his guilt. The jury was not invited to treat any lies from the applicant as evidence on the charge or as evidence that could strengthen the prosecution case. 56.Whilst the applicant’s initial response, when questioned by the police as to what had happened, that the deceased passed out when she was having a shower in the bathroom, was not true, neither the judge nor the prosecution had invited the jury to use such a lie or any other lie as being probative of the applicant’s guilt. 57.The judge’s reference to the deceased’s injuries and what the applicant said to the police was simply to identify the differences in the contents of his out-of-court statements or his defence and the prosecution evidence against him. The applicant’s lies, if any, were only relevant to the issue of his credibility. 58.On the question of whether a “lies direction” is necessary, Chan PJ in Yuen Kwai Choi v HKSAR (2003) 6 HKCFAR 113 at p 128H – 129C:
59.We also wish to repeat what McWalters J said in HKSAR v Chan Kam Loi CACC 410/2012 on “Lies Direction”:
60.The applicant’s “lies” were relevant only to his credibility and there was no risk of the jury making any “impermissible use” of such lies. 61.For the same reasons given by McWaters J in Chan Kam Loi (supra),Mr Donald’s 2nd ground of appeal had no merit and must be rejected. 62.The primary issue, based on the defence of provocation was whether the prosecution could negate the suggestion that the applicant had suddenly and temporarily lost his self-control by things that had been said and/or done by the deceased and his other family members rather than by his own bad temper or that such conduct was or might have been such as to cause an ordinary and sober person of the applicant’s age and sex to do as he did. 63.The judge had, both in his oral and written directions, listed out the provocative conduct/behaviour of the deceased and others, that could be relied on to support the defence of provocation for the jury to decide if the applicant had been provoked. The judge had also reminded the jury that they must take into account everything which was done and/or said according to the effect which, in their opinion it would have on an ordinary and sober person who was of the applicant’s age and sex. 64.The judge’s direction to the jury on the only real issue of provocation was comprehensive and fair. Mr Donald did not seek to argue otherwise. Conclusion 65.We were satisfied that the murder conviction against the applicant is a safe and satisfactory one and we dismissed his application for leave to appeal against conviction. 66.As sentence for murder is prescribed by the law and the only sentence that could be imposed was the one imposed on the applicant, we also dismissed the application for leave to appeal against sentence.
Mr Wesley W C Wong, SC, DDPP and Mr Raymond Cheng, SPP of the Department of Justice, for the respondent Mr Richard D Donald, instructed by A M Mui & Kwan, assigned by the Director of Legal Aid, for the applicant (re: conviction) The applicant appeared in person (re: sentence) |
Cases cited in this judgment