Read the full judgment text of HCMA 62/2007 on BabelCite. This High Court CFI judgment was delivered on 9 November 2007.
1. The Securities and Futures Commission (hereinafter “the Appellant”) has laid against Mr. Yu Ka Tak (hereinafter “the Respondent”) three charges of performing certain regulated functions in relation to a regulated activity carried on as a business (i.e. leveraged foreign exchange trading) when he was not licensed to do so, contrary to section 114(3)(b) of the Securities and Futures Ordinance, Cap. 571 of the Laws of Hong Kong. On 4 and 6 September 2006, the case was heard in the Eastern Magis
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