HKSAR v. Lau Chi Fung
Read the full judgment text of CACC 50/2022 on BabelCite. This Court of Appeal judgment was delivered on 4 August 2023 before Pang JA, Poon JA, A Pang JA.
Criminal law – riot – taking part in riot – encouragement – first-aider at riot scene – application for leave to appeal against conviction – on 1 October 2019, a large-scale riot took place on Lung Cheung Road, Wong Tai Sin, between 16:15 and 16:55 hours, involving hundreds to thousands of protesters dressed in black who threw objects at police, used petrol bombs, and set fire to barricades – applicant, a qualified first-aider and member of the St John Ambulance, was found in the core area of the riot wearing an orange 'First Aid' vest and carrying extensive first-aid supplies, including 87 tubes of saline solution, a pink gas mask, a black helmet with goggles, and various other medical equipment – St John Ambulance did not deploy any member to the area that day – applicant arrested near a large barricade of railings that the trial judge found to be a 'stronghold' for the rioters – applicant convicted of riot at trial – sole ground of appeal: whether trial judge erred in inferring and finding that the applicant, by his presence at the scene, 'took part' in the riot by way of 'encouragement' – whether first-aider providing non-selective first-aid services at riot scene can be liable as encouraging the riot – whether 'active encouragement' is required for riot liability – court holds that trial judge did not err in finding applicant 'encouraged' the riot by acting as 'support or backup' to the rioting crowd, letting them know he was able to provide first-aid assistance, and providing reassurance in confronting the police – 'active encouragement' is a term used in R v Caird but 'active' adds nothing to the meaning of 'encouragement' – under HKSAR v Lo Kin Man, mere presence is not enough but threshold for encouragement is not high and is a matter of fact and degree – applicant deliberately placed himself in core area of riot with first-aid equipment knowing his main service targets were the rioters – failure to testify meant no innocent explanation could be accepted – leave to appeal refused, appeal dismissed
Legal issues: Whether trial judge erred in finding applicant 'encouraged' the riot by acting as a first-aider
Outcome: Application for leave to appeal against conviction refused; appeal dismissed.
Cited by 8 cases · Cites 4 cases
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[English Translation - 英譯本] CACC 50/2022, [2023] HKCA 975 ON APPEAL FROM: [2021] HKDC 1208 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO 50 OF 2022 (ON APPEAL FROM DCCC NO 770 OF 2020) ________________ BETWEEN
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________________________ REASONS FOR JUDGMENT ________________________ Hon Pang JA (giving the Reasons for Judgment of the Court): 1.At the trial of this case, there were twelve defendants (D1 to D12), each charged with one count of “riot”, of whom eleven were convicted. Seven of them (D4, D5, D7, D8, D9, D10 and D11) then applied for leave to appeal against conviction and/or sentence. Afterwards D4, D5, D7, D8, D9, and D10 withdrew their applications, and D11 became the only applicant in the case. His application for leave to appeal against conviction was put directly before the Court of Appeal for consideration. The charge 2.The charge alleged that on 1 October, 2019, D1 to D12, along with Kwok, Cheung, Ho, Wan, Mak (all named) and other unknown persons, participated in a riot which took place in the area of Lung Cheung Road, Wong Tai Sin. The prosecution case 3.On the day of the offence, the police issued a Notice of Objection to an assembly planned to be held at Wong Tai Sin Shopping Centre in Kowloon, but a multitude of protesters still gathered around Wong Tai Sin Square and blocked the road. The subsequent riot was framed between 16:15 hours (when the police arrived and witnessed the breach of the peace) and 16:55 hours (when all defendants were intercepted or subdued) on the same day. It took place on the section of Shatin Pass Road between Tung Tau Tsuen Road and Lung Cheung Road, as well as the section of Lung Cheung Road between Shatin Pass Road and the footbridge linking Temple Mall North and Temple Mall South at Wong Tai Sin Shopping Centre[1] (the two sections together were roughly in the shape of a “7”). 4.According to the summary by District Judge Edmond Lee, the trial judge of the case, this riot was of a considerably large scale. Police witnesses involved at different times and locations estimated the number of participants they observed as ranging from hundreds to thousands. Most of the rioters were dressed in black and wearing face masks, goggles, helmets, gas masks and the like, and simply ignored the verbal and various flag warnings issued by the police. When the police advanced in their direction, released tear gas and even fired rubber bullets, the rioters responded and retaliated by means of umbrella formations, glass bottles, bricks, petrol bombs, and setting fire to barricades on the roadways. Although the rioting crowd continued to be subdued, the rioters kept fighting while running at the same time, as they continued to resist and even counterattacked for quite a while. 5.According to the combined evidence of multiple police officers including PW3 to PW14 from the same team “the Raptors”, D1 to D12 were arrested in the following manner[2]:
6.The specific circumstances of D11[3] are as follows:
Defence stance 7.There was not much dispute from the defence on the testimony of police witnesses, the multiple on-site videos taken at the time of the offence, or the outfit and equipment of the defendants when they were arrested. 8.Besides, all defendants elected not to give evidence. 9.The only defence witness in the case is Mr Au, the head of Wong Tai Sin Division of St John Ambulance, called by D11. Mr Au testified that D11 was a member of Wong Tai Sin Division, but St John Ambulance did not deploy any member anywhere on the day of the offence. He did not know why D11 was there at the crime scene in Wong Tai Sin[4]. The certificate produced in court shows that D11 was indeed a qualified first-aider. The verdict at trial 10.The trial judge made detailed analysis of the case, with both facts and relevant precedents in place. In sequence, his key findings can be summarized as follows. 11.He was satisfied that the prosecution evidence was sufficient to prove that the riot took place on the relevant date and at the relevant time and location[5]. 12.He pointed out that the defendants were subdued under the footbridge between Temple Mall North and Temple Mall South at Wong Tai Sin Shopping Centre, very close to the large barricades erected by the rioters and a big heap of bricks that had been dug up. That spot was undoubtedly a “stronghold” for the rioters battling with the police[6]. 13.Even if the time and location to be considered are respectively narrowed down to the last eighteen minutes of the riot and only the road surface of Lung Cheung Road[7], he believes that it is “extremely unusual” for the defendants to be found there at such a time[8]:
14.The trial judge also mentioned the defendants’ outfit and equipment, and he was of the view that they “enlarged the room for and extent of inference that can be drawn”[9]. In terms of outfit, this is what he said[10]:
15.Regarding equipment, he had the following view[11]:
16.The above are the major grounds that the trial judge relied on when he convicted D1 to D10[12]. He added that even though there was no direct evidence to prove that D1 to D10 had committed any real acts of violence, as they paid no heed to the police warnings that they should leave the place, and instead chose to stay at the scene for at least 18 minutes where a riot was clearly taking place, “advancing and retreating together” and “connected together” with “a hundred or even over a thousand” people in a crowd wearing the same outfits and having the same equipment, they undoubtedly were “participating” in the riot[13]. 17.As for D11 (hereinafter referred to as “the applicant”), noting the orange vest on him with the words “First Aid”, his status as a member of the St John Ambulance, and the fact that he was carrying numerous first-aid supplies, the trial judge accepted that he was a first-aider. However, having heard and considered the evidence of defence witness Mr Au, he then found that the applicant was only “acting as a first-aider at the time and place in question … in his personal capacity”[14]. 18.On the aforesaid basis, the trial judge further held that the inferences regarding the time and place of arrest also applied to the applicant[15], and the applicant’s outfit and appearance that were different from the other defendants’ only proved even more unfavourable to him[16]:
19.What follows is the trial judge’s final round of analysis and reasoning in finding the applicant guilty. He especially dealt with the issue of whether the applicant would help and rescue other people who were not in the rioting crowd[17]:
This application (Grounds of appeal) 20.The applicant is represented by Mr Steven Kwan and Ms Pauline Leung of counsel. Mr Kwan was not defence counsel at the trial. He raised the following ground of appeal on behalf of the applicant:
(Key submissions) 21.Mr Kwan’s key submissions are as follows. 22.In addition to his first-aid vest which was orange, the applicant’s shirt, trousers and shoes were in light blue, khaki and dark green respectively, which were completely different from the rioters’ “black bloc tactics” uniform. Although he was carrying or hanging on his head a black helmet with goggles and a pink gas mask, he did not cover his face with anything. When he reached the large barricade, he actually had a way out (the screenshot shows a big opening at the end of the barricade), but he stopped, turned around, raised his hands, quietly waited for the arrival of the police officer and willingly accepted the officer’s control. 23.Under all the relevant circumstances mentioned above, the trial judge’s counter-argument that the applicant’s outfit and appearance “in fact left more room for inferences”[18] is puzzling. Logically it puts the cart before the horse, and is tantamount to twisting the cogent evidence capable of refuting the prosecution’s case into evidence that is able to strengthen the prosecution’s case. 24.The fact is, before convicting the applicant, the court must be sure that the applicant’s ultimate intention in acting as a first-aider at the scene was to “encourage” the riot. This is the basis on which the prosecution opened its case[19] and the trial judge found the applicant guilty. However, with as little evidence as mentioned above, the court simply cannot rule out the defence argument put forward at the trial that the applicant only aimed at “providing first-aid services to show his dedication to serving others”[20], which means to give first aid to whoever was injured, no matter if the injured person is a rioter, a journalist or a police officer. The trial judge’s comment that the police officers “would not ask the applicant for assistance” [21]was just arbitrary. 25.The trial judge erred mainly in simply dividing non-police officers at the riot scene into two groups (a) innocent passers-by or onlookers and (b) rioters. This false dichotomy completely ignored the existence of neutral parties such as first-aiders and journalists. If first-aiders providing non-selective first-aid services should be seen as encouraging riots, then journalists doing live reporting from the scene should by the same token be treated as promoting riots, but that does not make any sense. 26.Another major reason why the trial judge erred was his failure to correctly understand the law on riot “encouragement”. According to the proposition raised in the English case of R v Caird (1970) 54 Cr App R 499, which was cited by the Court of Final Appeal in HKSAR v Lo Kin Man (2021) 24 HKCFAR 302, the relevant encouragement must be “active encouragement”. This is consistent with the Court of Final Appeal’s classic discussion on “joint criminal enterprise” (specifically “aiding” and “abetting”) in HKSAR v Chan Kam Shing (2016) 19 HKCFAR 640. However, as both the mens rea and actus reus of the applicant in the instant case were far below this threshold, it is totally inappropriate to place the instant case on a par with those precedents. 27.In summary, the trial judge’s finding that the applicant was guilty was without evidential or legal basis. Discussion and analysis 28.Upon enquiry by this court, Mr Kwan accepted the following as undisputed facts: before the police took action, various acts that met the definition of riot had occurred in the relevant section of the road in the shape of “7”. When the police advanced from the bottom of the “7” and reached the point where the horizontal stroke and the slanting stroke meet, i.e. the junction of Shatin Pass Road and Lung Cheung Road, they had stopped temporarily. Should the police advanced further from the junction to Wong Tai Sin Shopping Centre, it would be what the trial judge referred to as the last 18 minutes and 250 metre stretch of the relevant road surface. Before the police advanced for the second time, the riot was still taking place on this stretch of the road. When the police began to advance for the second time, the rioting crowd thereupon scattered and the applicant was found in a buffer space between the police and the rioters. However, like everyone else, he was actually moving towards the footbridge linking Temple Mall North and Temple Mall South at Wong Tai Sin Shopping Centre. He ran and did not turn around and raise his hands to wait for the police to come forward and control him until he was under the footbridge. The place was the large barricade the trial judge had referred to, and it was erected with a chain of railings and other objects spanning the road. During the relevant 18 minutes, there were no “onlookers” on the 250 metre stretch of the road. All the “onlookers” were at the “shopping mall(s) and piazza(s) next to Lung Cheung Road or on the footbridge”[22]. The applicant was not an “onlooker”. To be present in the riot was his deliberate choice. He could have chosen to leave, but he did not. 29.Based on the above facts, this Court has the following observations: Wong Tai Sin is in a busy city area. If one is irritated by or choked on tear gas, or suffers any kind of personal injury, the fastest and most guaranteed way to find relief and deal with it is to evacuate from the core area of the riot as soon as possible, and go to the surrounding places and facilities tentatively called the “static zone” where one can seek help, including first aid and sending for an ambulance. To those who took part in the riot, especially rioters dressed all in black and fully equipped, evacuation might bring about the risk or an increased risk of immediate apprehension. However, being arrested and getting help are two different things which should not be lumped together. It means that if you wanted to get help, you could definitely get it in the static zone, and it would not be inferior to the help provided at the core of the riot in terms of speed and quality. Yet, if you wanted to reduce the risk of getting arrested or be able to continue “fighting” after some initial treatment of injuries, staying within the core area of the riot to receive help there would definitely be your first choice. In the event that the injury is so serious that the injured person cannot move or be moved at will, the police must immediately be called on the spot in any event. However, calling 999 can be done by anyone such as a journalist. The above-mentioned are all common sense which most Hong Kong people do not even need to consider. 30.The focus of observation is now turned to the applicant. At the time of the offence, the social atmosphere was tense, incidents of violence were commonplace, and public order was seriously disrupted. Even if their position is consistent with the organizer or the theme of the assembly, people who preferred relatively moderate actions would not make any appearance in any public assembly which is opposed by the police, and it is utterly impossible for people having opposing views to do so. In the circumstances when St John Ambulance decided not to send any member there and when those people who were not so seriously injured as to being unable to move or be moved could still receive timely help in the static area, the applicant chose to participate in the assembly and stay in the core area of the riot after the outbreak of the riot. He was wearing an orange vest with the words “First Aid”, which was eye-catching and easy to understand. It means that he was able and willing to provide instant medical and first-aid services during the riot while in fact, he was not in any capacity (not about qualification) to do so. Only he himself knows at heart whether he approved of what the rioters did. What is certain is that within the core area of the riot, crowds of rioters dressed in black were everywhere in sight. It is impossible for the applicant to be unaware that those people were his main service target. 31.Taking an overview of the above points, this Court considers that the adverse inferences drawn against the applicant are strong and even overwhelming. Although he kept a distance from the rioters in front when he retreated to the barricade, and when he reached the barricade, he turned around and raised his hands to surrender, the said inferences nevertheless could not be effectively offset because there were many reasons for him to do so, such as making himself look less suspicious, lack of physical strength, reckoning that he was unable to outrun the police, and/or believing that the first-aider’s outfit is a talisman, etc. Anyway, as he did not testify, the Court cannot and do not need to guess what kind of exculpatory reasons there could be. As this Court has emphasized many times in previous cases, this is not a question of shifting the burden of proof to the defendant. Instead, taking this case as an example, the Court does not understand why, after the outbreak of the riot at the latest, when the “onlookers” had all left, why the applicant, who did not have any duty to perform, chose to stay there and show his clear-cut stance that he was there to provide to the people in the crowd, most of whom rioters, on the spot first aid that can reduce their risk of arrest. He could have told the court that it was out of humanity and the need to attend to a small number of extremely serious cases that might occur before the arrival of the ambulance, and be cross-examined in that regard, but he did not. 32.This Court takes the view that, given all the relevant evidence, the trial judge did have sufficient grounds for holding that the applicant “encouraged” the riot on that day by, as he said, “acting as…support or backup”, “letting [the rioting crowd] know that…he was able to provide first-aid assistance” and by “providing them the reassurance needed in confronting the police”. He was not wrong either when he said that “[the applicant’s] presence helped boost the confidence of the participants”. Under all the relevant circumstances mentioned above, the applicant must have known and intended that his conduct would produce the effect just mentioned and it was meant to be “encouraging”. Of course, the prosecution and the court could have used other concepts such as “facilitating” or “assisting” as the basis for alleging and finding that the applicant participated in the riot[23], but there is nothing wrong with using “encouraging” as the basis of the case. 33.Next, we will discuss Mr Kwan’s proposition on “active encouragement”. 34.The relevant paragraphs in Lo Kin Man (paras 81 to 86) read as follows: (underline added)
35.Quite obviously, “active encouragement” is a term used in only one single case of Caird. We use the word “term” rather than “concept” because, judging from the above six paragraphs in Lo Kin Man taken as a whole, the word “active” does not add to the meaning of the concept of “encouragement” at all. The six paragraphs of the judgment repeatedly emphasized that “mere presence” in itself is not enough to constitute “encouragement”. It is as simple as that. As for whether there is any additional conduct in any particular case which constitutes “encouragement”, it all depends on the specific circumstances, and the threshold is not high. However, such conduct must be accompanied by the relevant intention (“necessary that there be some intentional activity in furtherance of the riot”). 36.The above is currently the most authoritative exposition on the meaning of “encouragement” in riots. With this authoritative exposition, the court no longer needs to refer to Chan Kam Shing, which helps make clear distinctions between issues. As a matter of fact, although Chan Kam Shing was mentioned in Lo Kin Man, the references to “active” therein are not in the relevant six paragraphs of the judgment in Lo. 37.Finally, applying the relevant six paragraphs in Lo to this case, the situation of the applicant, who was wearing a first-aid vest and had deliberately placed himself in the core area of the riot, certainly does not fall into the category of “mere presence”. The circumstances have been analysed above in detail and will not be repeated here. Decision 38.This Court refuses the applicant’s application for leave to appeal against conviction and dismisses his appeal.
Mr Steven Kwan and Ms Pauline Leung (on pro bono basis), instructed by Cheng & Co., for the applicant. Mr William Siu, Deputy Senior Assistant Director of Public Prosecution, Miss Angela Wong, Public Prosecutor and Ms Maureen Kong, Public Prosecutor, of the Department of Justice, for the respondent. Translated by the Court Language Section of the Judiciary and vetted by Mr P Y Lo, Barrister-at-law. [1] Reasons for Verdict, paras 12, 13 and 60. [2] Reasons for Verdict, para 25. [3] Reasons for Verdict, para 41. [4] Reasons for Verdict, para 51. [5] Reasons for Verdict, paras 64 to 65. [6] Reasons for Verdict, para 90. [7] Reasons for Verdict, para 83. [8] Reasons for Verdict, para 93. [9] Reasons for Verdict, para 98. [10] Reasons for Verdict, para 100. [11] Reasons for Verdict, paras 99 and 113 to 114. [12] Reasons for Verdict, para 116. [13] Reasons for Verdict, paras 123 and 124. [14] Reasons for Verdict, paras 126 and 127. [15] Reasons for Verdict, para 128. [16] Reasons for Verdict, para 129. [17] Reasons for Verdict, paras 131 to 134. [18] See para 18 above; Reasons for Verdict, para 129, ln 2. [19] Appeal Bundle, p.12: Prosecution’s written opening submission, para 18(2). [20] See para 19 above; Reasons for Verdict, last ln of para 131 and ln 1 of para 134. [21] See para 19 above; Reasons for Verdict, para 133, ln 6. [22] Reasons for Verdict, para 97. [23] Lo Kin Man, para 21(The Chinese phrases in square brackets are the official translation of the CFA judgment added here for illustrative purposes): “…the defendant’s conduct amounting to ‘taking part’ in the riot must involve acts in furtherance of the riot. It must involve committing breaches of the peace or doing acts facilitating [促進], assisting [協助] or encouraging [鼓勵] breaches of the peace by others…”. |
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