Secretary for Justice v. Law Hiu Fung and Others
Read the full judgment text of CACC 13/2023 on BabelCite. This Court of Appeal judgment was delivered on 10 February 2023.
1. This is an ex parte application by the Secretary for Justice for a warrant of arrest against (1) eight respondents in DCCC 854/2020, who were acquitted after trial of the offence of unlawful assembly [1] ; and (2) a single respondent in DCCC 438/2021, who was acquitted after trial of the offence of rioting [2] . The applications are made pursuant to s.84(b) of the District Court Ordinance, Cap 336, (the Ordinance), primarily to admit the respondents on bail pending an appeal by way of case st
Cited by 1 case · Cites 8 cases
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CACC 13/2023 [2023] HKCA 177 CACC 13/2023 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO 13 OF 2023 (ON APPEAL FROM DCCC NO 854 OF 2020) _______________
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_______________ AND CACC 14/2023 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO 14 OF 2023 (ON APPEAL FROM DCCC NO 438 OF 2021) _______________
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______________ D E C I S I O N ______________ 1.This is an ex parte application by the Secretary for Justice for a warrant of arrest against (1) eight respondents in DCCC 854/2020, who were acquitted after trial of the offence of unlawful assembly[1]; and (2) a single respondent in DCCC 438/2021, who was acquitted after trial of the offence of rioting[2]. The applications are made pursuant to s.84(b) of the District Court Ordinance, Cap 336, (the Ordinance), primarily to admit the respondents on bail pending an appeal by way of case stated. The statutory provision 2.For the purpose of these applications, it is useful to set out s.84 in full, which provides:
The first application 3.In support of the first application (CACC 13/2023), an affirmation from Senior Inspector of Police Lee Tsz Kei dated 30 January 2023 has been filed with the court. Senior Inspector Lee in her affirmation provides a background of the case and a summary of the prosecution against and a summary of the defence case of the respondents, who testified or called evidence. She gives a brief account of the judge’s reasons for verdict of each respondent and the preliminary grounds in support of the appeal. She finally sets out the background and previous bail conditions of each respondent. Whilst a transcript of the judge’s reasons for verdict had been requested, the court did not have the benefit of the judge’s full reasons for verdict. 4.The eight respondents (whose trial designations were D2 to D6 and D8 to D10), together with two other persons (whose trial designations were D1 and D7), stood trial before District Court Judge Edmond Lee (the judge) jointly charged with unlawful assembly on 18 November 2019, in the area of Science Museum Square, Tsim Sha Tsui, Kowloon. 5.Between 11 and 28 November 2019, a series of incidents or riots and other unlawful acts took place inside and around the area of the Hong Kong Polytechnic University (PolyU). It is alleged that during these incidents, large numbers of different groups of persons gathered in the area of the PolyU to support the persons inside the PolyU. One such gathering occurred at about 8.00 am on 18 November 2019, in the area of Science Museum Square, Tsim Sha Tsui, Kowloon. The respondents, together with many others, were arrested in the vicinity of this area. They were taken into custody and later released on police bail or released temporarily until they were charged in September 2020 and admitted to bail on conditions. 6.About three years later after arrest, the respondents stood trial in the District Court. D2 to D6 and D10 testified and gave an explanation as to their presence in the vicinity of the unlawful assembly at the material times. On 20 January 2023, the judge, having had the benefit of seeing and hearing the defendants testify and an overview of all the evidence, concluded that their explanations might be true and acquitted them of the charge. He came to the same conclusion in respect of the case against D8 and D9, who had not testified but had given an explanation in a cautioned statement. Some of the defendants presented additional evidence to support their explanations, which the judge seemed to accept to be true or might be true. Of the remaining two defendants, D1 and D7, he duly convicted of the charge. 7.On 27 January 2023, Mr Anthony Chau, Deputy Director of Public Prosecutions, made an application to the judge pursuant to s.84 to state a case to the Court of Appeal. It was stated that the Secretary for Justice was dissatisfied with the verdict of acquittal as being erroneous in points of law, particulars of which included but were not limited to the following:
8.It was stated in the application that it had been prepared without the benefit of the transcript of the proceedings. The application was enclosed in a letter of the same date from Mr Chau to the Registrar of the District Court, in which it was stated that a copy of the letter and the enclosure had been faxed to the solicitors for the eight respondents. During the hearing of this application, I was informed by Mr Ivan Cheung, for the Secretary for Justice, that this had not been done, and it was, therefore, incorrect that the solicitors of the respondents had been copied to the correspondence. However, in a letter dated 2 February 2023 to the court, I was informed that this has now been done, and the respondents were therefore aware that proceedings had been instituted to state a case against them. The second application 9.In support of the second application (CACC 14/2023), two affirmations have been filed with the court, one from Chief Inspector Yam Suet Ying dated 30 January 2023 and another from Senior Inspector Poon Sung Lai dated 8 February 2023. The respondent was one of five defendants (her trial designation was D1) that stood trial on a joint charge of rioting before District Court Judge Kathie Cheung (the judge). On 20 January 2023, the judge acquitted D1 but convicted the other four defendants of the charge. D1 testified and called evidence as part of her defence that she was not involved in the riot. She testified that she had been unwell the night before and was in the area in order to attend the Kwong Wah Hospital. The judge found that her testimony on certain matters was supported by other evidence, and her account for being present in the area might be true. 10.On 27 January 2023, Mr Chau made an application to the judge pursuant to s.84 to state a case to the Court of Appeal because the Secretary for Justice was dissatisfied with the verdict of acquittal as being erroneous in points of law, the particulars of which were expressed in exactly the same terms as stated in the first application. The application was forwarded to the Registrar of the District Court under cover of a letter dated 27 January 2023, which was copied to the solicitor for D1 and this had actually been done. I was further informed that D1 had left Hong Kong on 25 January 2023. As a consequence, it raised for consideration on what basis the court could issue an arrest warrant and bring a person before the court when that person was not in the jurisdiction. After some discussion, Mr Cheung applied to withdraw the application, so there was no necessity to make the order as requested. Submission in support of the applications 11.Mr Cheung submits that the following matters apply to the exercise of discretion under s.84(b):
12.He further submits that s.84(b) provides:
13.Mr Cheung accepts that the issuance of an arrest warrant under s.84(b) is to bring the respondent in question before the issuing judge to decide the question of the respondent’s detention or bail pending the appeal by way of a case stated. He acknowledges that this power is discretionary to be decided on the papers and materials filed with the court. Relevant considerations would include the intended course of action that the applicant seeks to achieve and the merits of the appeal concerned. 14.He notes that the case stated procedure under the Magistrates Ordinance, Cap 227, does not contain a similar power as provided under s.84(b) (and s.35 of the Court of Final Appeal Ordinance, Cap 484). He makes the point that this power is provided for more serious cases in the higher levels of courts. This is a relevant consideration when dealing with the offence of unlawful assembly, which can and has been tried in the Magistrates’ Court and does not involve the level of offending that is usually seen in other criminal offences that are prosecuted in the District Court or High Court. 15.Mr Cheung emphasises the importance of ensuring the attendance of a respondent at the hearing of a case stated appeal, which would not be guaranteed if he or she were allowed to leave the jurisdiction. This is a legitimate concern to be taken into account. Discussion 16.By s.84, the Secretary for Justice may appeal by way of a case stated “on matters of law only” to the Court of Appeal against a verdict or order of acquittal. Following such an application, the Secretary for Justice may make an application under s.84(b) to a judge of the High Court. The judge “may” issue a warrant directing that “the respondent be arrested and brought before him”, and “may” commit the respondent to prison pending the disposal of the appeal or admit him to bail. As is plainly apparent, the statutory power under s.84(b) is discretionary. 17.The basis of the case stated in the two applications were expressed in the same broad and general terms, which essentially challenge in each case the judge’s findings of fact and rejection of the prosecution case. 18.I am informed that the respondents in the first application have no criminal record and had been on court bail since 9 September 2020. The conditions of bail imposed on each of them were as follows: (1) pay a cash sum of $5,000; (2) not to leave Hong Kong; (3) reside in the reported address; (4) notify police within 24 hours prior to any change of residence; (5) report to a designated police station every Monday (for D2, D4, D5, and D10), Wednesday (for D3 and D8), Saturday (for D9) and Monday, Wednesday and Sunday (for D6); and (6) obey a curfew between 0000 hours and 0600 hours (for D2-D5 and D8-D10). 19.I am also informed that the respondent in the second application has no criminal record and had been detained in police custody until she was admitted to court bail on 21 November 2019. The conditions of bail imposed on her were as follows: (1) pay a cash sum of $5,000; (2) not to leave Hong Kong; (3) surrender all travel documents; (4) reside in the reported address; (5) notify police within 24 hours prior to any change of residence; (6) report to a designated police station every Saturday; (7) obey a curfew order between 0100 hours and 0700 hours; and (8) not to enter certain specified streets and roads in Mongkok, except on transport or in transit. 20.As provided by s.84(a), the procedure of the case stated applies the provisions of ss.106 to 109 of the Magistrates Ordinance, with necessary modifications. The comments I made about the case stated procedure under the Magistrates Ordinance in SFC v Chan Shui Sheung Ivy[3]are therefore apposite, and worth repeating:
21.In making these observations, I had previously referred to principles laid out by the Court of Final Appeal in Li Man Wai v SJ[4], which are relied upon by the Secretary for Justice as the basis of the case stated in the two applications:
22.In Li Man Wai, the Court cited with approval the case of R v Mildenhall Magistrates’ Court, ex p Forest Heath District Council[5], in which Lord Bingham of Cornhill made the following observations in respect of a case stated where the challenge was on the basis that the court’s decision was perverse[6]:
See also Ting Kwok Keung v Tam Dick Yuen and Others[7]. 23.I will address these applications by considering the following matters:
24.An important limitation on the availability of appeals by way of case stated under s.84 is that the grounds for such an appeal are restricted to “matters of law only”. However, if the case stated is successful, the Court of Appeal, under s.84(c), can reverse the verdict or acquittal and make appropriate consequential orders and directions. This is an important consideration in order to understand the purpose of the power under s.84(b). 25.In the recent case of HKSAR v Milne John[8], the Court of Final Appeal made some useful observations when addressing a similar power under s.35(2) of the Hong Kong Court of Final Appeal Ordinance. Fok PJ, with whom the other judges agreed, explained that the purpose of the power was to assist in the just and efficient administration of the criminal justice system. He said[9]:
26.He went on to explain that the statutory intent of the section was to enable the status quo to be maintained by putting the defendant in his original position in case the lower court’s decision proved to be wrong and the prosecution’s intended appeal was successful. A relevant consideration was the substantial risk that a defendant would be absent from the jurisdiction, which would render a successful appeal nugatory. However, he made it clear in his discussion that the exercise of discretion would depend upon the particular circumstances of the case. 27.It is apparent from the terms of s.84(b) that it should have an immediate effect in that the arrest warrant is to be issued to enable the respondent to be brought before the judge and in order for him to decide whether to put the respondent in prison custody or admit him to bail. 28.As regards the two present applications, it was said by Mr Cheung that the object of the applications was to admit the respondents to bail to restrict them from leaving Hong Kong. He acknowledged that the prosecution would be satisfied with this condition alone. He withdrew the application against the respondent in the second application because the respondent had already left the jurisdiction, and therefore, there was no basis on which to arrest her and bring her before me. However, the question still arises as to whether I would have granted the application in the circumstances of the case. 29.Mr Cheung argues that the applications are made to maintain the status quo because if the appeal by way of case stated is successful, the defendant’s absence (by leaving the jurisdiction) would frustrate proceeding with the prosecution and, in that sense, render the appeal nugatory. However, this needs to be examined in the context of the nature and history of the case below and the basis and prospect of the case stated. 30.The respondents in the first application faced a joint charge of unlawful assembly, in which it was alleged that they took part in a gathering of people outside the PolyU on 18 November 2019. Each of the respondents presented evidence in support of a defence to the charge, which the judge accepted. He was in the best position to make this evaluative assessment of the evidence, and consequently, there would have to be clear and obvious grounds for an appellate court to interfere with a trial judge’s findings of fact, particularly where it is alleged that the findings were perverse. 31.The respondents are all young with a clear record, and it is fair to say that their lives have been put on hold while these proceedings have taken place over a three-year period. Indeed, for a substantial part of this period, they were subject to very serious restrictions because of their terms of bail. They were restricted from leaving Hong Kong and required to report to the police on a regular basis and obey a curfew to reside at a specified address. An additional factor to be taken into account is that they have each abided by and complied with these restrictions throughout this protracted period. I also bear in mind that the case stated procedure could take some time to complete before the appeal is eventually heard by the Court of Appeal, which would mean that if the respondents were admitted to bail, they would be subject to restrictions on their liberty for a further protracted period. 32.By virtue of s.18 of the Public Order Ordinance, Cap 245, a person found guilty of the offence of unlawful assembly on conviction on indictment is liable to imprisonment for 5 years, and on summary conviction to a fine at level 2 and to imprisonment for 3 years. It would be usual, therefore, for cases of unlawful assembly where the likely penalty upon conviction is less than 3 years’ imprisonment to be tried in the Magistrates’ Court. Mr Cheung informed me that the sentence upon conviction for similar cases has been about 24 months’ imprisonment. However, various factors would need to be taken into account in assessing the gravity of the offending for this type of offence: Secretary for Justice v Wong Chi Fung[10]. I am informed that, on 7 February 2023, the judge, in this case, sentenced the convicted defendants, D1 and D7, to terms of imprisonment of 5 months, having adopted a starting point of 6 months. 33.The relevance of the quantum of the penalty upon conviction for unlawful assembly is that the case could have been dealt with in the Magistrates’ Court, where the jurisdictional limit is 3 years’ imprisonment. The significance of this point is that a Magistrate does not have the equivalent power contained in s.84(b) in respect of an appeal by way of case stated. In other words, if this case had been dealt with in the Magistrates’ Court, this application would not have been made. However, the case against the respondents was transferred to the District Court, and s.84 applies. Nonetheless, the foregoing indicates that the level of seriousness of this offence is at the low end of the spectrum. 34.Overall, this was a relatively minor offence compared to the more serious offences that took place during this period of unrest in Hong Kong. It is also relevant that Fok PJ’s comments in Milne John were made in the context of serious criminal wrongdoing, where the offence alleged against the respondent, in that case, was drug-trafficking. 35.In the application to the judge to state a case, it was stated that it was made without the benefit of the transcript of proceedings, conveying the impression that it was a perfunctory application. The point of law on which the case stated is based is expressed in very broad and general terms and is essentially a challenge to the judge’s assessment of the credibility of witnesses and findings of fact. Indeed, the exact same point of law is repeated verbatim in the second application, indicating that it is a pro forma ground that could be applied to practically any case. 36.Senior Inspector Lee provided a summary of the prosecution case, in which she described the incident and the dispersal and arrest operation of the police. She then set out what each defendant was wearing or had in his or her possession when arrested and what he or she said under caution, if anything. She also provided a summary of the case of each defendant. This was followed by a summary of the judge’s reasons for verdict. She noted that the judge accepted that the prosecution witnesses were honest and reliable and that he found that the police had given clear warnings and that people in the vicinity of the Science Museum Square would have been aware that an unlawful assembly was taking place. There was a brief reference to the judge convicting D1 and D7 of the offence. It appears the judge gave a comprehensive description of the evidence of each defendant and detailed reasons for acquitting them of the charge, which the Senior Inspector summarised. 37.The Senior Inspector set out the preliminary grounds in support of the appeal, which she said was subject to any further submissions that may be advanced and the receipt of the transcript of the proceedings. She stated in paragraph 40 of her affirmation:
38.As is apparent from the above, the grounds are expressed in very general and broad terms, with the particulars of the case stated against each respondent set out in paragraph 40(e), which briefly stated are as follows:
39.In addressing this application, I have not had the benefit of a transcript or full note of the judge’s reasons for verdict and had to rely on a statement or summary of matters as contained in the Senior Inspector’s affirmation. Nevertheless, taking all the circumstances into account, I do not consider it necessary, nor proportionate, to admit the respondents in the first application to bail. In exercising my discretion, I refuse the application. 40.For similar reasons, I would have come to the same conclusion in respect of the second application. Whilst the respondent faced the more serious offence of rioting, she gave and called evidence in her defence which the judge accepted. I have had the benefit of the Chinese version of the judge’s reasons for verdict, and had the respondent’s case translated into English. The judge gave detailed reasons, examining the evidence and explaining the basis of her decision. It was noted that the respondent had been unwell during this period, and after an evening meal on 18 November 2019, she went to the Kwong Wah Hospital, where a disturbance was taking place nearby. She had previously accompanied her mother to a hospital, who had also been ill that day, and had clothing and daily necessities for her mother in her bag. She was confronted by a police special task force as she was seeking to go to the Kwong Wah Hospital and, out of fear, ran back to the main road, where she was arrested. She testified and called witnesses, who verified her account of her activities at the material times. She had also been sent to the hospital for treatment after her arrest, and her medical report confirmed that she was unwell as she had claimed. The judge accepted the respondent’s evidence and gave her the benefit of the doubt, acquitting her of the charge. On the information at hand, I do not see that there is a reasonable prospect of success with the case stated. Like the other respondents in the first application, she has had this case hanging over her head for the last 3 years and has been the subject of stringent bail conditions that have restricted her liberty. 41.In the circumstances of this case, I would have exercised my discretion to refuse the application. Conclusion 42.In respect of the first application, I refuse the application for the reasons I have given. The second application has been withdrawn, but as I have already indicated, I would have also refused that application. I would have exercised my discretion notwithstanding the merits of the case stated. However, I have expressed my view as to their viability based on the information and materials presented to me. I have taken into account all the circumstances of the application, including the points advocated by Mr Cheung as well as the nature of the offence and the circumstances of the case, the acceptance of the defences advanced at trial by a court of law and the unconscionable long period that the respondents have had their liberty limited or curtailed. Publication of the decision 43.Mr Cheung raised an additional issue regarding the publication of this decision. He accepted that if the court was to grant the application, there was no objection to the publication of its decision. If, however, the court was to refuse it, he argued that the court should not publish its decision, wholly or partially (with appropriate redactions), because there was a risk that the respondents in the first application would leave the jurisdiction if they became aware of this application. He seemed to withdraw his objection if a partial decision was sufficiently redacted to ensure it had no connection with the respondents. 44.In Scott v Scott[11], the House of Lords affirmed the general rule of the common law that justice must be administered in public, although a court by reason of its inherent jurisdiction to control its own procedure, may direct exceptions to that rule. To allow an exception, it must be shown that it was necessary in order for the due administration of justice to be achieved. This was succinctly stated by Lord Diplock in Attorney-General v Leveller Magazine[12]:
45.I do not consider that the ends of justice would be properly served by not publishing this decision. The public pronouncement of court decisions and their reasoning is a fundamental requirement of the just and efficient administration of the criminal justice system. There would have to be cogent grounds to depart from this important rule. As I have stated, for the reasons I have given, I do not consider it necessary, nor appropriate, in the circumstances of this case, to admit the respondents on bail. The argument that some or all of the respondents may leave the jurisdiction if this decision is published, ignores the fact that since their acquittal, they have been able to do so if they wish. The respondents and their legal representatives have been notified of the case stated, and the legal representatives would be well aware of the procedures and consequential applications that could be made during the course of these proceedings.
Mr Ivan Cheung, ADPP (Ag) (on 30 and 31 January and 7 and 10 February 2023) and Ms Kathy Sum, PP (on 30 January and 7 and 10 February 2023), of the Department of Justice, for the applicant [1] CACC 13/2023. [2] CACC 14/2023. [3] SFC v Chan Shui Sheung Ivy, unrep., HCMA 630/2014, 9 April 2015. See also SFC v Chan Shui Sheung Ivy [2016] 3 HKC 105, at [168]-[170]. [4] Li Man Wan v SJ (2003) 6 HKFCAR 466. [5] R v Mildenhall Magistrates’ Court, ex p Forest Heath District Council (1997) 161 JP 401. [6] Ibid., 410E-G. [7] Ting Kwok Keung v Tam Dick Yuen and Others (2002) 5 HKCFAR 336, at [42] per Bokhary PJ. [8] HKSAR v Milne John (Unrep., FACC No 2 of 2022, 14 November 2022). [9] Ibid., at [69]. [10] Secretary for Justice v Wong Chi Fung [2018] 2 HKLRD 699. [11] Scott v Scott [1913] AC 417. [12] Attorney-General v Leveller Magazine [1979] AC 440, 449H. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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