Secretary for Justice v. Amina Mariam Bokhary
Read the full judgment text of CAAR 10/2010 on BabelCite. This Court of Appeal judgment was delivered on 11 January 2011 before Tang Ag CJHC, Stock VP and Yeung JA.
Criminal law – sentence review under s 81A Criminal Procedure Ordinance, Cap 221 – failure to provide specimen of breath, contrary to s 39B(2) and (6) Road Traffic Ordinance, Cap 374 – head-on collision with coach near junction of Shiu Fai Terrace, Happy Valley – respondent's car swerved onto opposite lane – first-time traffic offender – respondent with bipolar depression and attention deficit disorder – whether fine and 12-month disqualification manifestly inadequate or wrong in principle – test for sentence review: sentence manifestly inadequate or wrong in principle only where outside range which sentencing court could reasonably consider appropriate – whether immediate custodial sentence is the norm for first-time offender under s 39B(2) and (6) – non-custodial sentence is the norm where no fatality or injury to another person and no evidence of serious impairment – English Magistrates' Court Sentencing Guidelines of limited application – Road Traffic Amendment Ordinance 2010 (Ordinance No. 19/2010) inapplicable as offence committed before commencement – principle that disqualification serves to protect members of the public – aggravating factors must not be used to punish twice for conduct forming basis of separate charge – appellant's background not a basis for more lenient treatment but also not a basis for additional punishment – review of fine dismissed; disqualification period increased from 12 months to 3 years to protect the public and the respondent herself.
Legal issues: Whether the fine for failure to provide a specimen of breath was manifestly inadequate or wrong in principle · Whether the 12-month disqualification period was manifestly inadequate
Outcome: Application for review of sentence in respect of the fine for failure to provide a specimen of breath dismissed; period of disqualification increased from 12 months to 3 years as manifestly inadequate.
Cited by 12 cases · Cites 9 cases
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CAAR 10/2010 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL APPLICATION FOR REVIEW NO. 10 OF 2010 (ON APPEAL FROM ESCC NO. 1354 of 2010) ____________________ BETWEEN
____________________ Before: Hon Tang Ag CJHC, Stock VP and Yeung JA Date of Hearing: 11 January 2011 Date of Judgment: 11 January 2011 Date of Reasons for Judgment: 11 March 2011 ____________________
____________________ Hon Tang Ag CJHC: Introduction 1.The Respondent pleaded guilty to three offences before Mr Anthony Yuen, a Permanent Magistrate, and was sentenced on 2 August 2010 as follows:
2.The sentences were affirmed by the learned magistrate on 6 August 2010 on review. 3.On 26 August 2010, Ma CJHC (as he then was) granted leave to the Secretary for Justice to apply to this Court for review pursuant to section 81A of the Criminal Procedure Ordinance, Cap. 221, in respect of the sentences passed on the Respondent for the charges of assaulting police officer, and failing to provide a specimen of breath. 4.We were informed by a letter dated 7 January 2011 from the Department of Justice that:
5.Thus, when the matter came up for hearing before us on 11 January 2011, we were only concerned with the Secretary for Justice’s application in relation to the 3rd charge. The facts 6.Shortly after midnight on 27 January 2010, “at Stubbs Road towards upslope near junction of Shiu Fai Terrace, Happy Valley” (see the Particulars of Offence) a car driven by the Respondent collided head-on with a coach travelling in the opposite direction when the Respondent’s car swerved onto the opposite lane. As a result, the front of both vehicles were seriously damaged. This gave rise to the first charge. 7.Police officers arrived at the scene shortly after the accident. Because the Respondent was smelling of alcohol, she was requested by PC4991 to undergo a Screening Breath Test (“SBT”). The Respondent became emotional and attempted to leave the scene on foot. When PC46823 tried to stop the Respondent from leaving, she slapped him on his left cheek once with her right hand. That became the 2nd charge. She was arrested and taken back to the Happy Valley Police Station. However, despite repeated explanation and warnings, she refused to take a SBT (the 3rd charge). The Review 8.Mr Zervos, S. C., appearing for the Secretary for Justice, submitted that the sentence of a fine of $5,000 and the disqualification order for 12 months, and the attendance of a driving improvement course were manifestly inadequate and/or wrong in principle. As noted the Respondent has pleaded guilty for failure to provide a specimen of breath, contrary to section 39B(2) and (6) of the Road Traffic Ordinance. Section 39B(2) empowers a police officer in uniform to require specified persons to provide a specimen of breath for SBT, and under section 39B(6) it is an offence to fail without reasonable excuse to provide a specimen of breath. 9.In order to put the 3rd charge in context, two other sections in the Road Traffic Ordinance should be noted. Speaking in general terms, section 39 deals with driving or attempting to drive a motor vehicle under the influence of drink or drugs. Section 39A deals with the driving, attempting to drive or being in charge of a motor vehicle with alcohol concentration above prescribed limit. On a charge under section 39A, proof of the degree of intoxication would depend on scientific evidence of actual measurement of the proportion of alcohol in a person’s breath, blood or urine. Under section 39, conviction would depend on proof that the Respondent was “under the influence of drink … to such an extent as to be incapable of having proper control of the motor vehicle”. It is well known that there are tell-tale signs of intoxication on the basis of which a conviction under section 39 is possible. 10.The penalty in respect of an offence under sections 39, 39A and 39B(6) were the same, namely:
11.These sections also provided that “unless the court or magistrate for special reasons orders that the person be disqualified for a shorter period or that the person not be disqualified”, “the court or magistrate shall order that the person be disqualified … in the case of a first conviction, for a period of not less than 3 months; and in the case of a second or subsequent conviction etc, for a period of not less than 2 years”, save that if a person has been ordered to attend and complete a driving improvement course, the period of disqualification shall “in a case of first conviction, be for a period of not less than 3 months, or until that person has attended and completed the course at his own cost, whichever is the later”, similarly, in the case of subsequent convictions. 12.These sections have been amended by the Road Traffic Amendment Ordinance of 2010, namely, Ordinance No. 19/2010, which came into effect on 17 December 2010. 13.The Road Traffic Amendment Ordinance 2010 does not apply this review since it came into effect after the offence was committed. 14.Mr Zervos for the Secretary for Justice drew our attention to the Road Traffic Amendment Ordinance of 2010 to support his point that the amendments show the Legislature’s increasingly strong view against drink driving and connected offences. I do not doubt that. Speaking generally, the result of the amendments is that the period of minimum disqualification has been substantially increased. Moreover, the Legislature has prescribed gradation in limits on the proportion of alcohol in a person’s breath, blood or urine, and provided that the length of minimum disqualification should vary according to how much a defendant has exceeded such limits. This formalized and gave effect to the court’s practice. See HKSAR v Wong Man, HCMA 1088/2006 (unreported, 23 January 2007), where McMahon J said:
15.Nor do I doubt that even prior to the recent amendments, the offences under sections 39, 39A and 39B(6) were serious offences. As noted above, at the time when the present offence was committed, these offences carried a maximum of 6 months’ imprisonment on a first conviction on a summary conviction. However, it is important to note that a person could be prosecuted on indictment under these sections, in which event, even in the case of a first conviction, the offence carried a maximum of 3 years’ imprisonment. Presumably, in deciding whether to proceed on indictment or summarily (which is the prerogative of the prosecution), the prosecution would take into account, inter alia, the degree of intoxication and the consequence of the offence. 16.Mr Zervos has referred us to the Magistrates’ Court Sentencing Guidelines published by the Sentencing Guidelines Council in England (“the English Guidelines”). Mr Zervos pointed to the following in the English Guidelines which shows that in a suitable case a custodial sentence should be imposed even on a first time offender who has refused to provide a specimen of breath:
17.The English Guidelines have no application here and the English legislative provisions are different. It is plainly right that where there is evidence of serious impairment as a result of intoxication a custodial sentence on a first time offender would fall within a permissible range of sentences. Indeed, if that person has been involved in an accident resulting in serious injuries, I can see no reason why if he/she is prosecuted on indictment, a substantial custodial sentence should not be imposed. 18.Mr Zervos criticised the learned magistrate who has said on review of sentence on 6 August 2010 that:
19.We have been supplied with a transcript of the hearing before the learned magistrate on 6 August 2010. At that hearing Mr Zervos contended that this was “a case that warrants an immediate custodial sentence” in relation to Charge 2 and Charge 3. Understandably, most of Mr. Zervos’ submission was directed at the 2nd charge. Mr. Duncan S.C. who appeared for the Respondent, had more to say in respect of the 3rd charge, he submitted:
20.Mr Zervos in his reply said nothing more in relation to the 3rd charge. 21.With respect to Mr Zervos, I do not believe his criticism of the learned magistrate is justified. The learned magistrate did not, as Mr Zervos seemed to have suggested, say that no custodial sentence could be passed on a first-time offender whatever the circumstances. He was careful to mention that this was a case where no one (with the possible exception of the Respondent, because she was said to have been concussed) was injured. 22.In Lau Shu Wing, HCMA 1124/1998 (unreported, 8 December 1998), the defendant was convicted of driving whilst the concentration of alcohol was more than twice the permitted level. He had been involved in a collision with two other vehicles whilst driving along a slip road to the Island Eastern Corridor. Stock J (as he then was) said:
23.Here, the proportion of alcohol in the Respondent’s breath was unknown due to her refusal to take a test. The Court’s approach to an offence of failure to undergo a breath test can be gathered from HKSAR v. Ko Kwong Shing, HCMA 665/2006 (unreported, 5 September 2006). There the appellant was disqualified from driving for 18 months following his plea of guilty to the offence of failing to provide a specimen of breath, contrary to section 39B(1A) and (6) of the Road Traffic Ordinance. He was also fined $6,000. The Magistrate, Mr Tallentire said when sentencing the appellant that:
24.Deputy High Court Judge Longley agreed, finding support from Wilkinson’s Road Traffic Offences 22nd edition (para. 4334-4337) which stated:
25.Judge Longley went on to say:
26.In HKSAR v. Wong Lok Fu Michael, HCMA 1063/2006 (unreported, 26 March 2007), the defendant was charged with a charge of, as a person suspected of having committed a traffic offence, failing to provide a specimen contrary to section 39B(1)(a). Nguyen J set aside a Community Service Order and substituted therefor a recognizance to be of good behaviour for 12 months in the sum of $1,000 as well as reducing the period of disqualification to 9 months from 15 months. He said at page 5 of the judgment:
27.Mr Zervos has not referred us to any decision where a person had been given a custodial sentence on a first conviction under section 39B(2) and (6). He submitted however, as a matter of principle, a custodial sentence might be appropriate. I do not doubt that. As I have explained, for a person prosecuted on indictment for such an offence the maximum sentence is 3 years’ imprisonment. But I believe it is indeed the case that a non custodial sentence would be normally imposed on a first time offender where no one was injured, and where, as in this case, there is no evidence of serious impairment due to intoxication. 28.In HKSAR v Lam Hon Wing, CACC 253/2003 (Stock JA, Beeson J and Lunn J, unreported, 6 February 2004), the defendant was sentenced to one month’s imprisonment in the District Court for failing to provide a specimen of breach for a SBT (Charge 4). He was also charged with wounding with intent, contrary to section 17(a) of the Offences against the Person Ordinance, Cap. 212 (Charge 1) and 2 counts of Assault Occasioning Actual Bodily Harm, contrary to section 39 of the Offences against the Person Ordinance, Cap. 212 (Charges 2 and 3). He was sentenced to imprisonment for 21 months in respect of the 1st charge, and 18 months to each of the 2nd and 3rd charges. All the sentences were ordered to run concurrently. His appeal against conviction and sentence was dismissed. In dismissing his appeal in relation to the 4th charge, the sentence of 1 month was made to run consecutively. In that case the defendant had been drinking at a bar in Happy Valley until about 3 am, had a dispute with the bar tender and then left the bar. He then returned with seven other men armed with wooden poles and collapsible stools and attacked the bar tender and two customers, resulting in the first 3 charges. Then he drove away but was stopped by the police at Wong Nai Chung Road, Happy Valley where he refused to provide a specimen of his breath as required by law. In the judgment the defendant was described as “aggressively drunk”. Lam Hon Wing is a very different case, and provides no guidance for the instant case. 29.I turn to the agreed fact that the Respondent had swerved onto the wrong side of the road. It will be noted that it was stated in the particulars of offence that the collision took place near the junction of Shiu Fai Terrace, Happy Valley. Mr Zervos was unable to say how close to the junction did the accident occur. The Respondent resided in Shiu Fai Terrace. From Stubbs Road, going uphill, one has to go pass the entrance to Shiu Fai Terrace, travel a short distance before turning back to turn into Shiu Fai Terrace. Mr Zervos was unable to discount the possibility that the Respondent had swerved not because she was unable to control her car, but because she (improperly) had tried to take a short cut. I mention this to show that one could not infer from the fact that the accident occurred on the wrong side of the road that the Respondent was unable to control her car due to intoxication. 30.Mr Zervos has very fairly accepted that there was no evidence of serious impairment although she smelled of alcohol and admitted to having drunk two small glasses of wine. Mr Zervos told us that he has watched a video of the incident and could see no sign of serious impairment. There were also no evidence from any witness (police or civilian) e.g. that her speech was slurred (a tell-tale sign of intoxication). 31.Mr Zervos submitted that there were aggravating factors, most importantly the fact that she had assaulted a police officer in the course of his duties. But that is the subject of a separate charge for which she has been separately sentenced. It would not be right to punish her again for that. Mr Zervos also relied on the fact that she tried to walk away from the scene of the accident. That is so but she was arrested. Of course, she had, without reasonable excuse, refused to give a specimen of her breath. For that offence, she is a first time offender and there is no evidence of serious impairment. That being the case, a non-custodial sentence was indeed the norm. 32.This is an application for review under section 81A of the Criminal Procedure Ordinance, Cap. 221. The principles relating to such applications are long established, and can be taken from Archbold Hong Kong 2011 which stated at 7-45:
33.In Attorney General’s Reference (No 4 of 1989) [1990] 1 WLR 41 Lord Lane CJ said:
34.That is also this Court’s approach. See Attorney General v Tai Chin Wah [1994] 2 HKCLR 81. It follows that there is no basis upon which we could interfere with the learned magistrates’ decision. 35.I turn to disqualification. Mr Zervos submitted that the disqualification for a period of 12 months is unduly lenient. I agree. 36.It is clear that the Respondent has a drinking problem which is aggravated by bipolar depression. The fact that she has had a long-term problem with alcohol appeared from the report from Professor Peter W. H. Lee from Department of Psychiatry, Li Ka Shing Faculty of Medicine of the University of Hong Kong. In a letter dated 1 December 2008, he said:
37.Also, when the Respondent was sentenced in December 2008, in respect of one offence of common assault and one of assaulting police officer, the magistrate said:
38.In Secretary for Justice v. Law Siu Kuen, CAAR 9/2009 (unreported, dated 12 January 2011), Stock VP giving the judgment of this Court (Stock VP, Yeung JA and Yuen JA) said:
39.I have no doubt in this case that disqualification for 1 year is too short. For the sake of the community, and I might add, for the Respondent’s own sake too, she must be disqualified for a much more substantial period. That is why we ordered that she be disqualified for 3 years. Hon Stock VP: 40.At the time of the hearing of this Review, the respondent was serving a term of six weeks’ imprisonment for the offence of assaulting a police officer in the execution of his duty. We were concerned solely with the question whether a fine and 12 months’ disqualification, as opposed to a custodial sentence plus disqualification, for the offence of failing to provide a breath specimen was so outside the range of sentences which a magistrate could reasonably consider appropriate in all the circumstances of the particular case as to demand interference by this Court. 41.The implication of the submissions by Mr Zervos was to suggest that the norm for failure to provide a specimen of breath was an immediate custodial sentence. Since that was his suggestion, and since that suggestion was not accepted on behalf of the respondent and since the proposition was one which did not speak for itself, as it would in many categories of offence, it was incumbent upon him to make good the contention by providing statistics. He did not do so. Indeed the English Sentencing Guidelines – which he produced as evidencing a commonsense approach which might be followed in this jurisdiction – contradicted his proposition save in cases where there was evidence of serious impairment which, for reasons provided by Tang VP, was not established in this case. I would not myself go so far as to endorse the English guidelines in terms of the particular sentences suggested. We would need statistics with arguments before setting our own guidelines but the English guidelines usefully highlight different levels of criminality. 42.Insofar as Mr Zervos prayed in aid the fact that the 2010 amendments evidenced the intention of the legislature to enhance disqualification for drink drive offences, there are two points to be made: first, that there has been no increase in the maximum terms of imprisonment prescribed and, second, that the offence with which this Court is concerned took place before the amendments; whereas established sentencing principle requires this Court to sentence in accordance with legislative intent at the time the offence was committed. 43.None of this is to say that a serious view is not to be taken of the offence of failing to provide a specimen of breath. There will be cases in which a sentence of imprisonment would be warranted for such an offence even if it is a first offence of its nature. In this case, however:
44.Absent any statistics suggesting that a custodial sentence was a norm for a first offence with such factors at play, it could hardly be said by us that the failure to impose a term of imprisonment was outside the range of sentence permissible to a sentencing court. 45.I agreed with Tang VP that the term of disqualification was manifestly inadequate and he has provided the reasons for our decision to substitute a term of three years’ disqualification. 46.It is unrealistic to ignore the concern which has been expressed about remarks made by the magistrate in the original proceedings about the applicant’s background, and the fact that she came from a well-off and caring family. The magistrate, obviously concerned by the impression which this conveyed, sought to explain in his later decision of 6 August 2010 that he had not intended to suggest that she deserved thereby to be treated more leniently than someone from a different background. 47.It is, of course, a central tenet of our system of justice that no one is accorded favour because of wealth or connections. A ‘good’ background is not dictated by wealth or connection and the vast majority of young people in Hong Kong come from caring families. So the remarks by the magistrate were unfortunate. But it must also be remembered that by reason of the same principles of levelheadedness and fairness which must drive judicial decision-making, the courts do not visit extra punishment upon, or brush aside true mitigating factors in respect of, a defendant who happens to be from a privileged background simply to make sure that it cannot possibly be said that such a person is being favoured. I would add only this, that it would have been better for the magistrate to have ordered a psychiatric report independent of that produced by the respondent. Hon Yeung JA: 48.In this application, the remaining issue is whether the fine and disqualification order for the offence of failure to provide a specimen of breath, contrary to s 39B (2) and (6) of the Road Traffic Ordinance, Cap 374 is wrong in principle. 49.This case has attracted much public attention because of the suggestion that the respondent’s background had led to what was described as “lenient sentences”. 50.All judicial officers have taken an oath to administer the law without fear, favour, affection or ill will. I have no doubt that the learned magistrate, in fining the respondent and ordering a disqualification period of 12 months for the offence of failing to provide a breath specimen, had kept to his oath. 51.The respondent comes from a highly respected and affluent family and she is also well-educated. Those matters are certainly not reasons to treat her leniently. The doctrine of equality before the law mandates the court to treat all persons, regardless of wealth, social status, or the political power wielded by them or their families, the same. No individual or group is entitled to special legal privileges. 52.I accept that the sentence for failing to provide a specimen of breath can and should, in most cases, be more severe than drink driving in order to discourage drivers, who had been drinking heavily, from refusing to supply specimens for testing and I would not rule out an immediate custodial sentence even for a first offender. However, Mr Zervos’s suggestion, that the norm for an offence under s 39B (2) and (6) of the Road Traffic Ordinance, Cap 374, whatever the circumstances, was an immediate custodial sentence, had not been made out. The circumstance of each individual case must be examined to determine the proper penalty. 53.If the deliberate refusal or failure was prompted by a desire to avoid the consequence of a serious traffic accident due to the effect of heavy drinking, the proper sentence could well be an immediate imprisonment even for a first offender. But this is not one of such cases, there being no injury to anyone except to the respondent herself and no suggestion or evidence that the respondent was serious impaired due to intoxication. Also, the respondent did not have any similar previous conviction. 54.That the respondent had assaulted a police officer in the course of his duties is of course a very serious matter. Police officers, in the proper execution of their duties, are symbols of law and order and must be respected and protected from abuse. If contemptuous and abusive behavior towards police officers were tolerated, law and order would be compromised. 55.However, the respondent had been separately dealt with and sentenced to 6 weeks’ imprisonment for such a reprehensible conduct. 56.I was not persuaded that the fine imposed on the respondent for the offence of failure to provide a specimen of breach fell outside the range of sentences which a judge, applying his mind to all the relevant factors, could consider appropriate. I therefore declined to vary the sentence other than the disqualification period on that charge. I was persuaded that, for the protection of members of the public, a longer disqualification period, namely three years, should be ordered. 57.I agreed with the analysis of Tang Ag CJHC and the orders he made.
Mr. Kevin P Zervos, SC, DDPP and Ms. Hermina Ng, PP, of the Department of Justice, for the Applicant. Mr. Peter Duncan, SC, instructed by Messrs Haldanes, for the Respondent. |
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