HKSAR v. Tam Yi Chun
Read the full judgment text of CACC 524/2011 on BabelCite. This Court of Appeal judgment was delivered on 9 June 2014 before Stock VP, Yeung VP, Lunn JA.
Criminal law – drug trafficking – sentencing guidelines – methamphetamine hydrochloride (ICE) – heroin – revision of guidelines – application for leave to appeal sentence. The applicant was convicted after trial in HCCC No. 126 of 2010 of trafficking in 1,916 grammes of methamphetamine hydrochloride (ICE) with an international element (the drugs being transhipped from the Mainland to Japan), and was sentenced to 25 years' imprisonment. The sentencing judge had applied the guidelines in HKSAR v Abdallah, which were prescribed for trafficking in very large quantities of heroin, taking a starting point of 23 years and adding 2 years for the international element. The Court of Appeal had previously dismissed the application for leave to appeal conviction but adjourned the application in respect of sentence for submissions on whether, for sentencing purposes, trafficking in very large quantities of ICE should be treated differently from very large quantities of heroin, and whether guidelines should be provided for very large quantities of ICE. The two existing tariff regimes were those in R v Lau Tak-ming and others (heroin, 1990) and AG v Ching Kwok-hung (ICE, 1991), with further guidelines for very large quantities of heroin in HKSAR v Abdallah (2009), but no parallel guidelines for very large quantities of ICE. Held, allowing the appeal: (1) applying the Abdallah guidelines to ICE was an error of principle at the time of the offence, as held in HKSAR v Chan Po Wah, but the Court now endorses the assessment of the relative harm of the two drugs. (2) Expert evidence established that the rationale in Ching Kwok-hung for the lower tariff for very large quantities of ICE (as compared to heroin) – that such seizures were then rare – no longer holds good; seizures of large quantities of ICE have increased dramatically (from 13 in 2011 to 52 in 2013), and ICE is at least as dangerous as, if not more so than, heroin. The heavier tariffs for smaller quantities of ICE remain justified because ICE addicts need far less of the substance. The Court recasts the ICE guidelines: (a) up to 10g – 3 to 7 years; (b) 10 to 70g – 7 to 11 years; (c) 70 to 300g – 11 to 15 years; (d) 300 to 600g – 15 to 20 years; (e) 600g and over – the same tariffs as Abdallah prescribes for those quantities of heroin. (3) On the present facts, taking HKSAR v Lee Kwok Wai as a comparator, a starting point of 22.5 years with 2 years' enhancement for the international element yielded 24.5 years, justifying a substituted sentence of 24 years and 6 months' imprisonment. The revised tariffs apply to offences committed after the date of this judgment. Sentence: 24 years and 6 months' imprisonment.
Legal issues: Applicability of Abdallah heroin guidelines to trafficking in very large quantities of ICE · New sentencing guidelines for trafficking in very large quantities of ICE · Variation of the applicant's sentence
Outcome: Application for leave to appeal sentence granted; appeal allowed; sentence reduced from 25 years to 24 years and 6 months' imprisonment.
Cited by 225 cases · Cites 8 cases
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CACC 524/2011 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO. 524 OF 2011 (ON APPEAL FROM HCCC NO. 126 OF 2010) ________________________ BETWEEN
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________________________ JUDGMENT ________________________ Hon Stock VP (giving the Judgment of the Court): Introduction 1.On 4 October 2013, we handed down judgment in this application for leave to appeal conviction and sentence. We dismissed the application in relation to conviction but adjourned that in relation to sentence in order to receive submissions on the question:
The guidelines – heroin and ICE 2.The issue has its genesis in:
3.The guidelines in respect of heroin came first in time, namely, in May 1990. The judgment of the Court of Appeal in Lau Tak-ming proposed the following tariffs for imposition after trial:
4.In Abdallah, which came before the Court some 18 years after Lau Tak-ming, the Court was concerned about disparity in sentences in the category of very large quantities of heroin and noted the frequency in recent years of seizures of heroin weighing more than 600 grammes. The time had come for further guidelines to supplement those in Lau Tak-ming, by extending them to cover the most serious trafficking offences. The guideline starting points for traffickers convicted after trial was there set as follows:
5.Ching kwok-hung was decided one year after Lau Tak-ming and the following tariffs for trafficking in ICE were there prescribed:
In the original judgment, the first category read "up to 12 grammes”, but “12” was a typographical error : see HKSAR v Capitania Edwin F. CACC 28 of 2004, unreported, 11 August 2004. The present case 6.In the present case, the applicant was convicted after trial of trafficking in 1,916 grammes of ICE. The sentencing judge said:
7.He took a starting point of 23 years imprisonment and enhanced it by two years for the international element, thereby arriving at a sentence of 25 years imprisonment. The complaint 8.The grounds of appeal in relation to sentence attacks the judge’s approach on the basis that it was “wrong in principle as the larger amounts of methamphetamine hydrochloride attract lesser sentence(s) than similar amounts of heroin hydrochloride”; relying largely on the fact that 600 grammes of heroin attracts, according to Lau Tak-ming, a starting point of 20 years’ imprisonment whereas the same quantity of ICE, according to Ching Kwok-hung, attracts a starting point of 18 years’ imprisonment. 9.Counsel for the applicant understandably relies on the decision of this Court, differently constituted, in HKSAR v Chan Po wah and another CACC 179 of 2012, unreported, 26 March 2103. That too was an application for leave to appeal a sentence imposed by Line J upon two applicants who had pleaded guilty to trafficking in 1,500 grammes and 1,522 grammes, respectively, of methamphetamine hydrochloride. Line J, sentencing in April 2012, took a starting point of 23 years imprisonment in respect of each applicant, enhanced that to 25 years imprisonment to allow for the aggravating feature of an international element and discounted the resulting term by one third in recognition of the plea of guilty, thereby arriving at a sentence in respect of each applicant of 16 years eight months imprisonment. In so sentencing the applicants, the judge applied the tariff guidelines in Abdallah. 10.The Court in Chan Po wah held that in applying the Abdallah guidelines to trafficking in ICE, the sentencing judge had erred. The Court said, at para 19:
11.By “the correct guideline” the Court referred, not to some tariff guidelines for trafficking in large quantities of ICE, but to the 18 year starting point for trafficking in 600 grammes of ICE and to sentences passed in other cases for amounts similar to those in Chan Po wah. It seems that counsel for the respondent accepted, in the course of argument in that appeal, that other sentencing cases for amounts around 1,500 grammes of ICE “suggested a sentencing range of 21 to 22 years as the appropriate starting point.” (see para 25). 12.What the Court did in Chan Po wah was to take a starting point of 21 years’ imprisonment in respect of each applicant, increased that to 23 years to allow for the aggravating factor of international trafficking and discounted that by one-third to allow for the pleas of guilty; thereby allowing the appeal and substituting sentences of 15 years four months imprisonment. An apparent anomaly 13.It is against that background that this Court has examined the rationale for the historic distinction in tariffs in respect of trafficking in the two different drugs; and has received written and oral testimony of experts whereby to ascertain whether that rationale holds good today. 14.There is, on the face of it, a strange feature about the ICE guidelines in Ching Kwok-hung, when viewed against those in Lau Tak –ming: it is that the prescribed sentences for trafficking in ICE are higher for quantities up to about 400 grammes to 420 grammes than for like quantities of heroin, whereas for larger quantities of ICE the suggested sentences are lower than those prescribed in the counterpart guidelines for the same amounts of heroin. 15.So, for example, trafficking in 10 grammes of heroin attracts a starting point after trial of five years’ imprisonment whereas trafficking in the same quantity of ICE attracts a starting point after trial of seven years imprisonment; trafficking in 70 grammes of heroin is likely to attract a starting point after trial of about 8½ years’ imprisonment, but trafficking in the same quantity of ICE is likely to attract a starting point of 10 years’ imprisonment. Conversely, trafficking in 600 grammes of heroin attracts a starting point after trial of 20 years’ imprisonment but the lesser term of 18 years’ imprisonment in the case of ICE. The original rationale 16.The answer to this apparent anomaly is to be gleaned from a study of the judgment in Ching Kwok-hung. The extensive citation which now follows not only reveals the rationale for the approach then adopted but, as an adjunct, merits revisiting for its stark reminder of the gravely deleterious effect of this drug, a description which serves to explain why it is that the courts in this jurisdiction impose harsh and unforgiving sentences on those who traffic in this substance. 17.Having received expert evidence, the Court in Ching Kwok-hung said this, at pp 128 - 130:
18.Pausing there, we note that:
The experience since Ching Kowk -hung 19.Twenty three years have passed since Ching Kwok-hung and the evidence which we have examined establishes that the rationale there explained for the higher tariffs for trafficking in ICE (when compared to like quantities of heroin) in the first few bands holds good today, but that the rationale for the lower tariff (than for heroin) in respect of very large quantities is no longer valid. 20.In this regard, we are particularly grateful for the industry and assistance of Chief Inspector Tan Wing-cheung of the Narcotics Bureau; Dr Ng Po-king of the Forensic Science Division, Government Laboratory; and Dr Tse Man-li, Consultant and Deputy Director of the Hong Kong Poison Information Centre under the Hospital Authority. Each provided written reports and each assisted this Court with oral testimony. 21.Chief Inspector Tan is responsible for research, monitoring and reporting on trends relating to drug trafficking in, and abuse of, various types of illicit drugs. He prepared a statement on the trends in, and prevalence of, trafficking in large quantities of ICE in Hong Kong in comparison with the trends in and prevalence of trafficking in large quantities of heroin and cocaine and he did so by producing arrest and seizure figures since 2009. By “large quantities” we mean quantities in excess of 600 grammes. He produced for us a number of tables but, for the purposes of this judgment, it is necessary to refer to only a few of the figures. 22.In 2009, 2010, 2011, 2012, and 2013, there were, in the case of heroin, 19, 23, 31, 36, 37 seizures respectively for quantities between 0.6 kg and 1.2 kg. In the same years, in the case of ICE, there were, for the same quantities, respectively three, three, one, 10, and 23 seizures; a dramatic increase in the case of ICE. A similar trend is discernible with even larger quantities. So, for example, in 2011 there were four seizures of heroin in quantities between 4 kg and 15 kg and no such seizures of heroin in that range in the year 2013; whereas in 2011 there was one seizure of ICE in that range and yet seven seizures in that range in 2013. For all cases over 0.6 kg of heroin there was a decrease between 2011 and 2013, inclusive, from 65 seizures to 49; whereas in the same period in the case of ICE, there was a dramatic increase from 13 cases in 2011 to 52 cases in 2013. 23.It follows that the number of seizures of very large quantities of ICE is increasing whereas there is no such obvious increase in relation to heroin although, as the Chief Inspector emphasised, for the latter drug the number of seizures in each year is still large. 24.It follows also that inasmuch as there were few examples of trafficking in ICE in very large quantities before and in 1991, a factor which seems to have informed the apparent anomaly to which we have referred, that picture has changed dramatically, a picture which is the product of a significant increase in recent times in local demand for ICE. 25.This increase in the popularity of amphetamine type stimulants is part of a worldwide phenomenon, most particularly in North America and in East and South-east Asia. It is not necessary for present purposes to rehearse in detail the reasons for this increase but amongst the reasons are the facts that the manufacture of the stimulants is not limited by the need to cultivate crops under special climatic conditions and that detection of amphetamine abuse is more difficult because the outward signs of addiction are less obvious than in the case of opioids. The suggestion is that in the case of younger drug abusers, heroin use is leveling off or even declining; although we emphasise, should emphasis be necessary, that if this be so, it warrants no less vigilance and no lighter a sentencing policy in relation to heroin than hitherto. The Chief Inspector reported also on the significant increase in this region in the use, and in trafficking large quantities of, cocaine. 26.Dr Tse endorsed much of what was said about ICE in Ching Kwok–hung. It is, he said, usually of a very high purity and can be used or reused readily. The average abuse dosage for new or infrequent users of the drug is in the range of 0.05 to 0.1 grammes per day; whereas, for this group, the average daily consumption of a heroin user is in the range of 0.25 to 0.7 g. “For such new or infrequent users [of ICE],” he said, “each ‘hit’ can bring about an effect lasting up to 12 hours and they often purchase half a gram to be shared among them, using a single bottle to smoke the ICE together. This method of abuse may appeal to them socially and can help to spread the abuse of ICE among peer groups and increase the ease in ‘hooking up’ new users up to several of them at a time. In this regard, ICE, in my opinion, is a drug more dangerous to young people than heroin.” 27.As for regular users of ICE, the average daily consumption is in the range of 0.1 to 0.5 grammes; whereas the average daily consumption of a heroin user is in the range of 0.25 to 0.7 grammes. In that the Court in Ching Kwok hung said that “an ICE addict needs far less of the substance than does a heroin addict,” and that “ICE can be used and reused,” Dr Tse says that if that was the rationale for imposing a heavier sentencing deterrent in respect of ICE (as we see in relation to the lower bands) it remains a valid rationale. 28.Dr Tse also said that ICE is highly addictive, as addictive as heroin; but it has features in its effect different from heroin and in some respects more alarming and deleterious. Clinical management of heroin intoxication is simpler compared with management of ICE intoxication in that, for the former, antidotes are available in hospitals which can be administered swiftly and effectively whereas acute ICE intoxication has no antidote and usually induces a state of excitement or confusion with paranoid ideas which, unlike with those suffering from heroin intoxication, frequently causes the abuser to resort to violence. ICE intoxication usually requires longer, more complex and costly medical treatment than heroin intoxication and in a large proportion of long-term ICE abusers causes psychosis, typically resembling paranoid schizophrenia. Other chronic effects include an increased risk of ischaemic heart disease, acute myocardial infarction, sudden cardiac death, cardiomyopathy, as well as other problems. ICE abuse by pregnant women increases the rate of pregnancy related complications including fetal death, prematurity, babies with low birth weight, withdrawal syndrome in the newborn and long lasting negative effect on the neurobehavioural development of the baby, continuing into childhood. In short, Dr Tse’s opinion is that "the overall harm of ICE is high among abusive substances and is … assessed to be the same as, if not slightly above, that of heroin.” 29.He notes that at the time of Ching Kwok–hung, there was, according to the judgment in that case, little evidence of the general use of ICE in Hong Kong but, according to Government Laboratory experience, ICE has now become one of the most common drugs of abuse in Hong Kong and the trend is increasing. Huge quantities are imported for local consumption. 30.A particularly worrying feature of the evidence of both the Chief Inspector and Dr Tse is the increased use of drugs, including ICE, amongst schoolchildren. There is evidence of the use of ICE by those even as young as 10 years, abuse which is not dictated by economic grouping. This is therefore a pervasive evil which warrants strong sentencing deterrence. Analysis 31.The result of this evidence and our acceptance of it, is that there is now no acceptable rationale for a distinction in sentencing for trafficking in large quantities of ICE on the one hand and large quantities of heroin on the other. Trafficking in large quantities of ICE is, and has for some time since Ching Kwok–hung become a major problem, a problem not reflected by the 1991guidelines. That fact needs now to be reflected in sentencing. On the other hand, there remains good reason for rendering sentences heavier for trafficking in the lesser quantities of ICE than for similar quantities of heroin. It could be said that the logic for smaller quantities should apply as well to the large quantities, but so stiff are the sentences for very large quantities of heroin that it would be difficult to justify still heavier sentences for large quantities of ICE than those prescribed by Lau tak–mingfor heroin. 32.There needs therefore to be an adjustment to the Ching kwok-hung guidelines to bring sentencing for trafficking in very large quantities of ICE in line with the guidelines for trafficking in very large quantities of heroin as intimated by Abdallah. 33.In the light of the evidence we have received, the objective must be to set guidelines which recognise:
34.Doing the best we can to achieve that objective, we make no change to the Lau Tak-ming guidelines, but we recast the sentencing guidelines for trafficking in ICE by indicating the following tariffs to be imposed after trial:
35.These are starting points after trial, in other words before enhancement for aggravating features, if any, and before reduction for such mitigating factors, most commonly in this category of offence, a plea of guilty. It is still for the sentencing judge to take into account, in application of the tariffs, the degree of involvement of the offender, the previous history if any of narcotic offences and the aggravating fact, where it is present, of international trafficking which includes, for this purpose, trafficking to and from the Mainland. The present application 36.The question then arises whether the sentence imposed in this particular case lends itself to justifiable complaint. 37.In sentencing the applicant, the judge applied the Abdallah guidelines, took a starting point of 23 years imprisonment and augmented that by two years to reflect the international element: these were drugs cleverly concealed and on their way through Hong Kong from the Mainland and bound onwards for Japan. We repeat that in applying the Abdallah guidelines, the judge said: “Since [Lau tak-ming] it is my experience that judges in the High Court have been following the heroin guideline as a guide also to “Ice’. They have done that because no one sensibly advances a proposition that heroin is worse than ‘Ice’ as a dangerous drug. Accordingly, I shall follow the guidelines in Abdallah.” 38.By “following the heroin guideline as a guide also to ‘Ice’ ”, the judge was clearly referring to the guidelines for very large quantities. In saying, that “no one sensibly advances a proposition that heroin is worse than ‘Ice’ as a dangerous drug,” the evidence which we have heard and accepted convincingly shows that ICE is indeed at least as dangerous as heroin, if not more so. But whether the judge was correct in suggesting that all judges have been applying the Abdallah guidelines to trafficking in very large quantities of ICE is less clear. 39.What is clear, however, is that there has, at the appellate stage, been an inconsistency of approach in sentencing for trafficking in very large quantities of ICE and a number of sentences have been substituted upon appeal which are significantly lower than had the Abdallah guidelines been applied. Some of the lower sentences were referred to, and analysed, in HKSAR v Stonanovic Milka, CACC 110 of 2010, unreported, 3 November 2010. This inconsistency is unfortunate because, although there must always be room for adjustment to give effect to the individual justice of a case and although judges may “justifiably give allowance” for mitigating factors and for “any matters personal to a prisoner” (Ching Kwok-hung at p 130I), the truth is that, for policy reasons, the latitude for personalised sentencing in drug trafficking cases is much limited, wherefore “consistency of sentencing is … especially important in drug cases … where it is so easy for an offender to feel he has been treated unequally”: per McWalters J in Chan Po Wah at para 22. 40.A case close to the present in terms of quantity of drugs and one which had in mind the analysis in Stojanovic Milka, is HKSAR v Lee Kwok Wai and another, CACC 87 of 2009, unreported, 4 November 2011. That was a case of trafficking in 1.896 kg of ICE and carried an international element. The judge took a starting point of 22½ years imprisonment. In the case of the first applicant, he enhanced that to a term of 24 years imprisonment to give effect to the international element; and in the case of the second applicant, the enhancement was to 25 years imprisonment because of the greater role played by the second applicant, described by the sentencing judge as “running this enterprise, giving the orders and seeking to keep yourself at a distance from the execution of the plan and the risks involved in that.” This Court was satisfied that the starting points and the ultimate sentences were unimpeachable. 41.We think that a just way of approaching the present application is to recognise that even if the Abdallah guidelines have in practice been applied by first instance judges to trafficking in very large quantities of ICE, that has not been the consistent approach at the appellate level. Further, given the fact that Ching Kwok hung provided a tariff of 18 years imprisonment for trafficking in 600 grammes of ICE, whereas Lau Tak-ming provided a tariff of 20 years for trafficking in 600 grammes of heroin, it is difficult to see how a faithful adherence to Ching Kwok-hung could - at least in the initial stages on and after the 600 gramme point - properly result in a strict application of Abdullah to ICE. For present purposes, therefore, the applicant should have the benefit of the uncertainty and be sentenced on the basis that at the time of the offence of which she was convicted, the Abdallah guidelines did not apply to trafficking in very large quantities of ICE and that a slightly lower tariff was applicable at that level. 42.In applying Abdallah to this case, the sentencing judge was perhaps slightly generous in adopting a 23 years starting point, though not manifestly lenient. But for reasons which we have provided, it was an error of principle at that date to apply the Abdallah guidelines; even though we now endorse the sentencing judge’s assessment of the relative effects of the two drugs. 43.Taking Lee Kwok-wai as an appropriate comparator, we will apply in this case a starting point of 22½ years imprisonment; that should be aggravated by two years for the international element, with a resulting sentence of 24½ years imprisonment. That is but a six month difference compared to the sentence which has been imposed in the court below, which would be “tinkering” if the basis of our interference was that the sentence was manifestly excessive; but since our decision turns on an issue of principle, we are satisfied that the alteration is warranted. Result 44.Accordingly, the application for leave to appeal sentence is granted, we treat the hearing of the application as the appeal, we allow the appeal, set aside the sentence of 25 years imprisonment and substitute a sentence of 24 years six months imprisonment. 45.It follows from this judgment that for offences committed after it is handed down, the revised tariffs which we have particularised for trafficking in ICE, including those for trafficking in quantities of over 600 grammes, should be applied.
Mr William Tam, DDPP of Department of Justice, for the Respondent Mr John Reading, SC and Mr David Boyton, instructed by Littlewoods, for the Applicant |
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